| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| Accounting Fees | 15,756 | 11,029 | 1,576 |
| Name | Date Acquired | How Acquired | Date Sold | Purchaser Name | Gross Sales Price | Basis | Basis Method | Sales Expenses | Total (net) | Accumulated Depreciation |
|---|---|---|---|---|---|---|---|---|---|---|
| Brauvin Cap Gain Dist | 495,540 | 495,540 | ||||||||
| Other Capital Gains | 3,811,452 | 3,811,452 | ||||||||
| GCG INVESTORS III, LP | 495,209 | 495,209 | ||||||||
| GCG INVESTORS IV, LP | 133,874 | 133,874 | ||||||||
| TLPIP Partners 2 LLC | 246,930 | 246,930 | ||||||||
| BRAWN CAPITAL DEVELOPMENT FUND | 0 | 3,369 | -3,369 | |||||||
| BGW VENTURES II LP | 107,618 | 107,618 | ||||||||
| METHOD ONE, LLC | 0 | 23,965 | -23,965 | |||||||
| TLPIP Partners 1 LLC | 1,134,156 | 1,134,156 | ||||||||
| RPM VENTURES III, L.P. | 239,057 | 239,057 | ||||||||
| RESOLUTE I LP | 1,104,421 | 1,104,421 | ||||||||
| RESOLUTE III, LP | 208,939 | 208,939 | ||||||||
| RESOLUTE II LP | 30,801 | 30,801 | ||||||||
| RESOLUTE ANNEX I LP | 930,502 | 930,502 | ||||||||
| RESOURCE LAND FUND IV, LLC | 314,963 | 314,963 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| Abreos | AT COST | 0 | 172,000 |
| Alladapt | AT COST | 1,719,938 | 1,917,018 |
| AllerFund I, LP | AT COST | 481,172 | 550,570 |
| Auven | AT COST | 0 | 7,749,370 |
| Before Brands | AT COST | 277,051 | 909,965 |
| BGW Ventures I | AT COST | 201,847 | 1,904,948 |
| BGW Ventures I-B | AT COST | 400,383 | 400,000 |
| BGW Ventures II | AT COST | 187,586 | 145,153 |
| BGW Ventures III | AT COST | 999,879 | 1,000,000 |
| Brauvin | AT COST | 0 | 0 |
| Brawn Capital | AT COST | 971,989 | 1,005,162 |
| Bright Path Labs | AT COST | 2,000,000 | 2,000,000 |
| Brilliant Pet 2 | AT COST | 90,270 | 91,367 |
| C2Sense | AT COST | 570,276 | 624,709 |
| CARD.com | AT COST | 147,862 | 86,080 |
| ClostraBio | AT COST | 1,110,854 | 1,108,427 |
| Consortia TX | AT COST | 493,338 | 509,327 |
| Divergent | AT COST | 906,675 | 1,350,000 |
| EvoEndo Series Seed | AT COST | 3,756,032 | 5,636,008 |
| Fooda | AT COST | 174,615 | 294,554 |
| FoundryWorks, Inc. | AT COST | 299,999 | 299,999 |
| GCG Investors III | AT COST | 100,924 | 213,749 |
| GCG Investors IV | AT COST | 649,465 | 758,724 |
| GIV CZV | AT COST | 250,324 | 250,000 |
| GT Medical | AT COST | 105,218 | 129,299 |
| HCAC IV | AT COST | 0 | 0 |
| HCAC V | AT COST | 358,123 | 351,500 |
| HCVI | AT COST | 141,852 | 138,305 |
| Imvax | AT COST | 3,727,529 | 4,805,072 |
| Lake Street Capital Fund I LLC | AT COST | 1,796,250 | 1,787,146 |
| Lakewood-Amedex | AT COST | 1,500,774 | 1,500,000 |
| Latitude | AT COST | 249,999 | 249,999 |
| Method One LLC | AT COST | 826,424 | 758,702 |
| New Ventures III VO | AT COST | 1,302,812 | 1,865,256 |
| Nia Therapeutics Inc | AT COST | 855,172 | 992,253 |
| NJOY Holdings, Inc. | AT COST | 1,625,060 | 17,980,873 |
| Pangolin LLC | AT COST | 1,019,615 | 1,000,000 |
| Pareto Bio 2021 Note | AT COST | 131,930 | 131,575 |
| Realize Design LLC | AT COST | 30,000 | 30,000 |
| Resolute Annex Fund | AT COST | 273,061 | 575,586 |
| Resolute I LP | AT COST | 474,578 | 967,180 |
| Resolute II LP | AT COST | 32,636 | 1,904,504 |
| Resolute III, LP | AT COST | 1,390,168 | 3,826,673 |
| Resolute Opportunity Fund I L.P | AT COST | 202,423 | 166,614 |
| Resolute V, L.P | AT COST | 188,482 | 197,246 |
| Resource Land Fund | AT COST | 213,167 | 940,270 |
| RMD Supernova | AT COST | 0 | 0 |
| RPM Ventures III | AT COST | 894,248 | 2,937,257 |
| RPM Ventures IV | AT COST | 401,979 | 531,000 |
| Safe + Fair | AT COST | 761,577 | 4,242,144 |
| Safesite | AT COST | 139,500 | 356,497 |
| SiDx | AT COST | 0 | 0 |
| Spokin | AT COST | 701,154 | 700,000 |
| SSPK PIPE | AT COST | 0 | 0 |
| TLP Sunshine LTD | AT COST | 18,785,800 | 4,120,715 |
| TLPIP Partners 1 | AT COST | 0 | 0 |
| TLPIP Partners 2 | AT COST | 0 | 0 |
| TLPIP Partners 3 | AT COST | 2,873,254 | 2,905,810 |
| TLPIP Partners 4 | AT COST | 0 | 0 |
| Triple Endoscopy | AT COST | 374,473 | 401,919 |
| V6 Mirador LLC | AT COST | 664,842 | 666,922 |
| Yobee Care Inc | AT COST | 125,000 | 125,000 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| Sidley Austin LLP | 5,439 | 5,439 |
| Description | Amount |
|---|---|
| Rounding | 226 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| State Filing Fees | 115 | 115 | ||
| GCG INVESTORS III, LP | 5,341 | 5,276 | 65 | |
| BGW VENTURES I LP | 299 | 299 | ||
| TLPIP Partners 3 LLC | 972 | 972 | ||
| THE SAFE AND FAIR FOOD COMPANY LLC | 56,685 | 56,685 | ||
| NEW VENTURES III VO LLC | 22,068 | 22,068 | ||
| GCG INVESTORS IV, LP | 22,994 | 16,834 | 135 | |
| BGW VENTURES I-B LP | 113 | 113 | ||
| BGW VENTURES III LP | 403 | 403 | ||
| TLPIP Partners 2 LLC | 379 | 379 | ||
| TLPIP Partners 4 LLC | 157 | 157 | ||
| ALLERFUND I, LP | 27,055 | 27,055 | ||
| V6 MIRADOR LLC | 37,728 | 37,728 | ||
| BRAWN CAPITAL DEVELOPMENT FUND | 17,270 | 17,270 | ||
| BGW VENTURES II LP | 104 | 104 | ||
| METHOD ONE, LLC | 16,107 | 16,107 | ||
| RPM VENTURES III, L.P. | 18,446 | 18,446 | ||
| RPM VENTURES IV LP | 26,802 | 26,802 | ||
| RESOLUTE I LP | 11,444 | 11,444 | ||
| RESOLUTE OPPORTUNITY FUND I, LP | 384 | 384 | ||
| RESOLUTE III, LP | 37,254 | 37,254 | ||
| RESOLUTE II LP | 13,809 | 13,809 | ||
| RESOLUTE V, LP | 6,031 | 6,031 | ||
| RESOLUTE ANNEX I LP | 5,430 | 5,430 | ||
| RESOURCE LAND FUND IV, LLC | 3,447 | 3,445 | 2 | |
| Custody Fees | 6,463 | 6,463 | ||
| Bank Fees | 81 | 81 | ||
| Office Supplies | 207 | 207 | ||
| Graphic Design | 500 | 500 | ||
| Short Sale Borrowing Fees | 28,050 | 28,050 | ||
| Software Expense | 76 | 76 | ||
| State Registration Fees | 282 | 282 | ||
| Subscriptions | 750 | 750 | ||
| TLPIP PARTERS 1 LLC | 13,915 | 13,915 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| GCG INVESTORS III, LP | 4,308 | 224,656 | |
| THE SAFE AND FAIR FOOD COMPANY LLC | -1,625,573 | -1,660,423 | |
| NEW VENTURES III VO LLC | -15,023 | -15,023 | |
| GCG INVESTORS IV, LP | 24,095 | 18,383 | |
| V6 MIRADOR LLC | -11,212 | -11,212 | |
| BRAWN CAPITAL DEVELOPMENT FUND | -14,656 | -14,656 | |
| BRILLIANT PET 2, LLC | -3,123 | -3,459 | |
| RESOLUTE OPPORTUNITY FUND I, LP | 19,615 | ||
| RESOLUTE V, LP | -402 | ||
| RESOURCE LAND FUND IV, LLC | 70,371 | 140,758 | |
| Tax Refund | 3 | 3 |
| Description | Amount |
|---|---|
| Write-Off of Prior Year Liabilities | 190,001 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| Other Professional Fees | 500,000 | 500,000 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| Arizona Department of Revenue | 50 | |||
| New Mexico Taxation & Revenue Department | 50 | |||
| Idaho State Tax Commission | 30 |