| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| Accounting Fees | 135,291 | 94,704 | 13,529 |
| Name | Date Acquired | How Acquired | Date Sold | Purchaser Name | Gross Sales Price | Basis | Basis Method | Sales Expenses | Total (net) | Accumulated Depreciation |
|---|---|---|---|---|---|---|---|---|---|---|
| OTHER CAPITAL GAINS | 45,667,440 | 45,667,440 | ||||||||
| GCG INVESTORS III, LP | P | 3,834 | 3,834 | |||||||
| GCG INVESTORS IV, LP | P | 28,773 | 28,773 | |||||||
| TLPIP PARTNERS 2, LLC | 0 | 0 | ||||||||
| BRAWN CAPITAL DEVELOPMENT FUND | P | 2,383 | 2,383 | |||||||
| BGW VENTURES II, LP | 0 | 0 | ||||||||
| METHOD ONE, LLC | P | 0 | 24,269 | -24,269 | ||||||
| TLPIP PARTNERS 1, LLC | 0 | 0 | ||||||||
| RPM VENTURES III, LP | P | 655 | 655 | |||||||
| RESOLUTE I, LP | P | 15,608 | 15,608 | |||||||
| RESOLUTE II, LP | P | 232,722 | 232,722 | |||||||
| RESOLUTE III, LP | P | 0 | 160,660 | -160,660 | ||||||
| RESOLUTE ANNEX I, LP | P | 0 | 73,077 | -73,077 | ||||||
| RESOURCE LAND FUND IV, LLC | P | 263,907 | 263,907 | |||||||
| NEW VENTURES III VO, LLC | P | 0 | 32,687 | -32,687 | ||||||
| HENNESSY CAPITAL PARTNERS V, LLC | P | 0 | 357,910 | -357,910 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| Alladapt | AT COST | 1,719,938 | 1,917,018 |
| AllerFund I, LP | AT COST | 702,477 | 777,617 |
| Auven | AT COST | 0 | 5,258,140 |
| Before Brands | AT COST | 277,051 | 0 |
| BGW Ventures I | AT COST | 201,683 | 1,755,669 |
| BGW Ventures I-B | AT COST | 400,341 | 399,546 |
| BGW Ventures II | AT COST | 187,409 | 117,481 |
| BGW Ventures III | AT COST | 999,765 | 998,844 |
| Brawn Capital | AT COST | 995,169 | 1,011,666 |
| Bright Path Labs | AT COST | 2,000,000 | 0 |
| Brilliant Pet 2 | AT COST | 75,577 | 91,367 |
| C2Sense | AT COST | 740,714 | 248,843 |
| CARD.com | AT COST | 0 | 0 |
| ClostraBio | AT COST | 1,123,303 | 1,401,096 |
| Consortia TX | AT COST | 493,338 | 0 |
| Divergent | AT COST | 906,675 | 1,350,000 |
| EvoEndo Series Seed | AT COST | 3,756,032 | 5,636,008 |
| Fooda | AT COST | 174,615 | 391,262 |
| FoundryWorks, Inc. | AT COST | 299,999 | 299,999 |
| GCG Investors III | AT COST | 100,733 | 241,964 |
| GCG Investors IV | AT COST | 560,812 | 689,198 |
| GIV CZV | AT COST | 250,324 | 250,000 |
| GT Medical | AT COST | 105,218 | 140,025 |
| HCAC V | AT COST | 0 | 0 |
| HCVI | AT COST | 141,852 | 145,540 |
| Imvax | AT COST | 3,727,529 | 4,805,072 |
| Lake Street Capital Fund I LLC | AT COST | 6,285,131 | 6,001,973 |
| Lakewood-Amedex | AT COST | 1,500,774 | 1,500,000 |
| Latitude | AT COST | 249,999 | 249,999 |
| Method One LLC | AT COST | 788,269 | 799,202 |
| New Ventures III VO | AT COST | 1,268,594 | 1,793,428 |
| Nia Therapeutics Inc | AT COST | 855,172 | 992,253 |
| NJOY Holdings, Inc. | AT COST | 0 | 0 |
| Pangolin LLC | AT COST | 1,019,615 | 0 |
| Pareto Bio 2021 Note | AT COST | 135,081 | 0 |
| Realize Design LLC | AT COST | 30,000 | 30,000 |
| Resolute Annex Fund | AT COST | 104,774 | 488,839 |
| Resolute I LP | AT COST | 244,809 | 889,841 |
| Resolute II LP | AT COST | 252,745 | 1,400,099 |
| Resolute III, LP | AT COST | 1,196,025 | 2,964,637 |
| Resolute Opportunity Fund I L.P | AT COST | 240,040 | 203,695 |
| Resolute V, L.P | AT COST | 276,918 | 284,524 |
| Resource Land Fund | AT COST | 396,933 | 871,118 |
| RPM Ventures III | AT COST | 875,422 | 2,758,803 |
| RPM Ventures IV | AT COST | 425,730 | 560,223 |
| Safe + Fair | AT COST | 507,698 | 4,242,144 |
| Safesite | AT COST | 200,382 | 417,379 |
| Spokin | AT COST | 701,154 | 700,000 |
| TLP Sunshine LTD | AT COST | 18,785,800 | 4,853,373 |
| TLPIP Partners 3 | AT COST | 2,873,498 | 2,906,299 |
| Triple Endoscopy | AT COST | 374,473 | 401,919 |
| V6 Mirador LLC | AT COST | 654,614 | 689,562 |
| Yobee Care Inc | AT COST | 125,000 | 125,000 |
| Description | Amount |
|---|---|
| PRIOR PERIOD ADJUSTMENT | 29 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| State Filing Fees | 15 | 15 | ||
| GCG INVESTORS III, LP | 4,937 | 4,924 | 13 | |
| BGW VENTURES I LP | 164 | 164 | ||
| TLPIP Partners 3 LLC | 245 | 245 | ||
| THE SAFE AND FAIR FOOD COMPANY LLC | 8,748 | 8,711 | 37 | |
| NEW VENTURES III VO LLC | 24,625 | 24,625 | ||
| GCG INVESTORS IV, LP | 13,015 | 13,013 | 2 | |
| BGW VENTURES I-B LP | 42 | 42 | ||
| BGW VENTURES III LP | 114 | 114 | ||
| ALLERFUND I, LP | 29,617 | 29,617 | ||
| V6 MIRADOR LLC | 130 | 130 | ||
| BRAWN CAPITAL DEVELOPMENT FUND | 362 | 362 | ||
| BGW VENTURES II LP | 177 | 177 | ||
| METHOD ONE, LLC | 14,384 | 14,384 | ||
| RPM VENTURES III, L.P. | 20,182 | 20,182 | ||
| RPM VENTURES IV LP | 27,283 | 27,283 | ||
| RESOLUTE I LP | 10,858 | 10,858 | ||
| RESOLUTE OPPORTUNITY FUND I, LP | 2,249 | 2,249 | ||
| RESOLUTE III, LP | 33,475 | 33,475 | ||
| RESOLUTE II LP | 12,624 | 12,624 | ||
| RESOLUTE V, LP | 26,450 | 26,450 | ||
| RESOLUTE ANNEX I LP | 4,927 | 4,927 | ||
| RESOURCE LAND FUND IV, LLC | 1,622 | 1,618 | 4 | |
| LAKE STREET CAPITAL FUND I, LLC | 37,676 | 37,646 | 30 | |
| Bank Fees | 45 | 45 | ||
| Custody Fees | 3,612 | 3,612 | ||
| POSTAGE & SHIPPING | 3 | 3 | ||
| Short Sale Borrowing Fees | 8 | 8 | ||
| State Registration Fees | 10 | 10 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| GCG INVESTORS III, LP | -20,408 | 2,378 | |
| THE SAFE AND FAIR FOOD COMPANY LLC | -245,147 | 0 | |
| NEW VENTURES III VO LLC | -4,075 | 0 | |
| GCG INVESTORS IV, LP | -1,917 | -3,578 | |
| V6 MIRADOR LLC | -47,817 | -47,817 | |
| BRAWN CAPITAL DEVELOPMENT FUND | 21,158 | 21,159 | |
| BRILLIANT PET 2, LLC | -14,693 | 0 | |
| RESOLUTE OPPORTUNITY FUND I, LP | 2,283 | 0 | |
| RESOLUTE V, LP | -2,283 | 0 | |
| RESOURCE LAND FUND IV, LLC | 92,803 | 38,917 | |
| LAKE STREET CAPITAL FUND I, LLC | -214,910 | 0 | |
| SUBPART F INCOME | 54,295 |
| Description | Beginning of Year - Book Value | End of Year - Book Value |
|---|---|---|
| TLP SERVICES NOTE | 0 | 50,000 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| Other Professional Fees | 1,217,246 | 1,217,246 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| Arizona Department of Revenue | 50 | |||
| New Mexico Taxation & Revenue Department | 104 | |||
| Idaho State Tax Commission | 30 | |||
| COLORADO DEPARTMENT OF REVENUE | 274 | |||
| GCG INVESTORS IV - WITHHOLDING | 54 | |||
| OTHER TAXES PENALTIES AND FEES | 330 |