| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| TAX RETURN PREPARATION | 19,437 |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| VERITI DIRECT-SCHWAB ACCT | ||
| JANICZEK-SCHWAB ACCT | ||
| JANICZEK-SCHWAB ACCT |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| JANICZEK-SCHWAB ACCTS | 12,425,334 | 15,561,100 |
| VERITI DIRECT-SCHWAB ACCT | 19,515,578 | 16,920,000 |
| TD AMERITRADE ACCT | 552,419 | 870,900 |
| AIC VENTURES NET LEASE REIT XII INC | 545,000 | 545,000 |
| ETHICAL APPAREL AFRICA -EAA | 900,000 | 900,000 |
| UNCHAINED CAPITAL INC | ||
| KODIAK BUILD PARTNERS INC | 12,852,000 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| 11 TRIBES FUND I, LP | AT COST | 530,971 | 538,100 |
| 2773 LLC | AT COST | 1,770,480 | 1,800,000 |
| ASCEND CAPITAL FUND I, LP | AT COST | 585,101 | 730,000 |
| BERING SEA HOLDCO LLC | AT COST | 756,324 | 756,300 |
| BIG HOTELS LP 1, LLC | AT COST | 494,142 | 1,868,000 |
| CAZ RISK MITIGATION FUND LP | AT COST | 1,444,696 | 1,458,400 |
| CLINTON COSTILLA CENTER, LLC | AT COST | 1,451,294 | 1,650,000 |
| CREATION INVT SOCIAL VENTURES FD V | AT COST | 604,863 | 804,500 |
| CRESTWOOD EQUITY PARTNERS LP | AT COST | 25,800 | 179,300 |
| DIH FALCON SQUARE LLC | AT COST | ||
| DIPLOMATIC REAL ESTATE HOLDINGS, LLC | AT COST | 944,389 | 1,200,000 |
| ENERGY TRANSFER, LP | AT COST | 20,681 | 111,600 |
| ENTERPRISE PRODUCTS PARTNERS, LP | AT COST | 8,619 | 43,400 |
| FLYWHEEL FAIRLAWN OWERNER, LLC | AT COST | 1,194,667 | 1,194,600 |
| FORTI GREEN RENEWABLES GREEN FD I | AT COST | 117,740 | 93,800 |
| GMB MEZZANINE III, LP | AT COST | 877,540 | 921,000 |
| GMB MEZZANINE IV, LP | AT COST | 1,990,834 | 2,277,000 |
| HOMETEAM VENTURES FUND I, LP | AT COST | 269,970 | 272,500 |
| HUMPHREYS RE INCOME FUND I, LLC | AT COST | 4,475,657 | 5,505,000 |
| LEGACY VENTURE IX, LLC | AT COST | 2,531,603 | 4,870,000 |
| LEGACY VENTURE V, LLC | AT COST | 437,493 | 666,000 |
| LEGACY VENTURE VI, LLC | AT COST | 1,551,281 | 5,675,000 |
| LEGACY VENTURE VII, LLC | AT COST | 1,165,136 | 3,657,000 |
| LEGACY VENTURE VIII, LLC | AT COST | 2,724,749 | 6,436,000 |
| LEGACY VENTURE XI, LLC | AT COST | 146,027 | 158,000 |
| LOTUSGROUP LONGEVITY FUND, LLC | AT COST | 912,214 | 1,040,000 |
| MATCHSTICK VENTURES FUND III, LP | AT COST | 789,042 | 874,000 |
| MONARCH-MIMG CCXVI KENT CNTY 2 MSTR | AT COST | 743,543 | 1,020,000 |
| MPLX, LP | AT COST | 3,191 | 72,200 |
| NOVASTAR VENTURE E AFRICA FUND I, LP | AT COST | 758,614 | 944,000 |
| NOVASTAR VENTURE E AFRICA FUND II LP | AT COST | 687,699 | 1,278,000 |
| OVERLAND ENERGY PARTNERS FD I, LLC | AT COST | 463,930 | 333,000 |
| OVERLAND ENERGY PARTNERS FD II, LLC | AT COST | 1,042,011 | 764,000 |
| OVERLAND ENERGY PARTNERS FD III, LLC | AT COST | 706,847 | 651,000 |
| OVERLAND ENERGY PARTNERS FD IV, LLC | AT COST | 630,407 | 605,000 |
| PLAINS ALL AMERICAN PIPLINE, LP | AT COST | 13,400 | 62,300 |
| REGAN ENHANCED CREDIT OPPORTUNITY FD | AT COST | 2,315,497 | 2,191,000 |
| SATURN FIVE SIGNAL HILL, LLC | AT COST | 21,668 | 21,700 |
| SCHULTZ GLOBAL ETHIOPIA FUND 1, LP | AT COST | 978,938 | 1,239,000 |
| SOVEREIGNS CAPITAL II, LP | AT COST | 452,215 | 1,510,000 |
| SOVEREIGNS CAPTIAL III, LP | AT COST | 740,374 | 1,086,000 |
| TAMLIN STORAGE LLC | AT COST | 1,250,000 | |
| THE TIFIN GROUP LLC | AT COST | 1,226,232 | 4,350,000 |
| TIFIN CAPITAL PARTNERS FUND, LP | AT COST | ||
| WDCO NYC 001, LLC | AT COST | 22,871 | 3,850,000 |
| BITCOIN: HELDAT UNCHAINED CAP INC | AT COST | 4,669,250 | 2,688,300 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| EXPENSES | ||||
| BANK CHARGES | 419 | |||
| BUSINESS MEALS | 2,691 | |||
| DELAWARE ANNUAL REPORT FEE | 94 | |||
| DUES & SUBSCRIPTIONS | 2,160 | |||
| INVESTMENT EXPENSES | 147,356 | 147,356 | ||
| OFFICE SUPPLIES | 1,490 | |||
| PAYROLL PROCESSING FEE | 969 | 485 | 484 | |
| POSTAGE & MAILING | 35 | |||
| WEB HOSTING | 119 | |||
| MISCELLANEOUS | -140 | |||
| K1 11 TRIBES FUND I LP | 17,336 | 17,336 | ||
| K1 2773 LLC | 6,898 | 6,898 | ||
| K1 ASCEND CAPITAL PRTNR I-FF | 15,496 | 15,496 | ||
| K1 BERING SEA HOLDCO LLC | 186,665 | 186,665 | ||
| K1 CAZ RISK MITIGATION FUND L | 221,632 | 221,632 | ||
| K1 CLINTON COSTILLA CTR | 10,667 | 10,667 | ||
| K1 DIPLOMATIC RE HOLDINGS LLC | 33 | 33 | ||
| K1 ENERGY TRANSFER | 2,411 | 2,411 | ||
| K1 FLYWHEEL FAIRLAWN OWNER | 4,090 | 4,090 | ||
| K1 FALCON SQUARE | 1,992 | 1,992 | ||
| K1 FORTIS GREEN RENEWABLES FU | 32,260 | 32,260 | ||
| K1 HOMETEAM VENTURES FD I | 15,144 | 15,144 | ||
| K1 LEGACY VENTURE IX | 28,877 | 28,877 | ||
| K1 LEGACY VENTURE XI | 13,973 | 13,973 | ||
| K1 MATCHSTICK VENTURES FD III | 48,624 | 48,624 | ||
| K1 MONARCH - MIMG CCXVI KENT | 109,587 | 109,587 | ||
| K1 NOVASTAR VENT.EAST AFRICA | 127,545 | 127,545 | ||
| K1 NOVASTAR VENT.AFRICA FUND | 16,638 | 16,638 | ||
| K1 PLAINS ALL AMERICAN PIPELI | 1,506 | 1,506 | ||
| K1 SATURN FIVE SIGNAL HILL | 4,119 | 4,119 | ||
| K1 SOVEREIGN'S CAPITAL II | 24,342 | 24,342 | ||
| K1 SCHULZE GLOBAL ETHIOPIA FD | 26,352 | 26,352 | ||
| K1 TIFIN CAPITAL PARTNERS FUN | 256,882 | 256,882 | ||
| K1 THE TIFIN GROUP LLC | 121,105 | 121,105 | ||
| K1 WDCO NYC 001 LLC | 578,893 | 578,893 | ||
| ROUNDING | 3 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| K1 HUMPHREYS FUND I, LLC | 286,891 | 286,891 | |
| K1S SOVEREIGN'S CAP®AN | 382,802 | 382,802 | |
| K1S GMB MEZZANINE CAP III&IV | 321,965 | 321,965 | |
| K1S LEGACY VENTURE | 837,933 | 837,933 | |
| K1S OVERLAND ENERGY FUNDS | 595,746 | 595,746 | |
| K1S PULICLY TRADED PRTNRSHIPS | 12,672 | 12,672 | |
| K1 CREATION INVESTMENTS | 4,863 | 4,863 | |
| K1 LOTUS GROUP | 44,075 | 44,075 | |
| CRESTWOOD EQUITY: EXCESS DIST | 5,105 | 5,105 | |
| FALCON SQ: EXCESS DIST | 18,837 | 18,837 | |
| MISCELLANEOUS INCOME | 1,080 | 1,080 | |
| K1 CRESTWOOD EQUITY:UBTI | 96 | ||
| K1S PUBLCLTRADEDPRTNSHPS:UBTI | -945 | ||
| K1S LEGACY VENTURES:UBTI | 3,496 | ||
| K1 CLINTN/TAMLIN/MONARCH:UBTI | -233,714 | ||
| K1S GMB MEZZANINE CAP:UBTI | -12,487 | ||
| K1 CAZ/FLYWHEEL : UBTI | -1,105 | ||
| K1S OVERLAND ENERGY I:UBTI | 113,262 | ||
| K1S SOVEREIGN CAPITAL: UBTI | -443 | ||
| K1 WDCO NYC 001: UBTI | -233,350 |
| Description | Amount |
|---|---|
| PRIOR PERIOD ADJ: EXPENSES OVERSTATED | 129,944 |
| Description | Beginning of Year - Book Value | End of Year - Book Value |
|---|---|---|
| CREDIT CARD PAYABLE | 2,849 | 511 |
| TAMLIN STORAGE LLC | 934,556 | 1,028,824 |
| Borrower's Name | Relationship to Insider | Original Amount of Loan | Balance Due | Date of Note | Maturity Date | Repayment Terms | Interest Rate | Security Provided by Borrower | Purpose of Loan | Description of Lender Consideration | Consideration FMV |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BLACKCH LLC - CREENERGY | NONE | 3,554,000 | 3,554,000 | 2017-02 | ANNUAL | 4.00 % | UNSECURED | WORKING CAPITAL | |||
| OMEGA - LADY LAKE | NONE | 1,000,000 | 1,000,000 | 2017-01 | 2019-06 | ANNUAL | 15.00 % | UNSECURED |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ESTIMATED TAXES PAID | 463,046 | |||
| FOREIGN TAXES PAID | 5,184 |