Form990
Click to see attachment
Click to see attachment
Click to see attachment
Department of the TreasuryInternal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter social security numbers on this form as it may be made public.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
A For the 2021 calendar year, or tax year beginning 07-01-2021 , and ending 06-30-2022
BCheck if applicable:
CName of organization
Brown University
 
% CHARLENE SWEENEY
Doing business as
 
 
Number and street (or P.O. box if mail is not delivered to street address)
Controllers Office Box J
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Providence, RI02912
D Employer identification number

05-0258809
E Telephone number

G Gross receipts $ 3,367,638,769
F Name and address of principal officer:
CHRISTINA PAXSON
BOX J BROWN UNIVERSITY
PROVIDENCE,RI02912
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
http://www.brown.edu
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. See instructions.
H(c)
Group exemption number MediumBullet  
K Form of organization:  
L Year of formation: 1764
M State of legal domicile: RI
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: SEE SCHEDULE O
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 52
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 49
5 Total number of individuals employed in calendar year 2021 (Part V, line 2a) ...... 5 11,804
6 Total number of volunteers (estimate if necessary) ............. 6 11,221
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 26,205,632
b Net unrelated business taxable income from Form 990-T, Part I, line 11 ......... 7b 0
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 545,189,061 608,598,931
9 Program service revenue (Part VIII, line 2g) ......... 650,772,368 795,988,979
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 971,780,780 383,465,500
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 633,212 2,868,083
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12) 2,168,375,421 1,790,921,493
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 359,341,928 357,289,400
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 536,116,215 601,443,845
16a Professional fundraising fees (Part IX, column (A), line 11e) ..... 0 0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet33,917,182    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 367,928,650 458,061,204
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 1,263,386,793 1,416,794,449
19 Revenue less expenses. Subtract line 18 from line 12....... 904,988,628 374,127,044
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 9,768,989,460 9,240,581,030
21 Total liabilities (Part X, line 26)............. 1,978,971,784 1,734,403,465
22 Net assets or fund balances. Subtract line 21 from line 20..... 7,790,017,676 7,506,177,565
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ..........
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y Form 990 (2021)
Form 990 (2021)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III..............
1
Briefly describe the organization’s mission: SEE SCHEDULE O
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? .....................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program
services? ...........................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 749,081,073 including grants of $ 42,089,491 ) (Revenue $ 667,170,303 )
INSTRUCTION/ENROLLMENT. (SEE SCHEDULE O)
4b (Code:   ) (Expenses $ 357,289,400 including grants of $ 315,199,909 ) (Revenue $   )
STUDENT AID, FELLOWSHIPS AND SCHOLARSHIPS. (SEE SCHEDULE O)
4c (Code:   ) (Expenses $ 122,098,772 including grants of $   ) (Revenue $ 108,747,474 )
AUXILIARY SERVICES / ACTIVITIES INCLUDES THE OPERATION OF THE DORMITORIES, DINING SERVICES, HEALTH SERVICES, THE BOOKSTORE, ETC. THESE SERVICES ACCOMMODATE STUDENTS, FACULTY AND STAFF BY SUPPORTING ACADEMIC & CULTURAL ENRICHMENT.
4d Other program services (Describe in Schedule O.)
(Expenses $ 22,535,412 including grants of $   ) (Revenue $ 20,071,202 )
4e Total program service expensesMediumBullet1,251,004,657
Form 990 (2021)
Form 990 (2021)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors? See instructions. Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part IClick to see attachment.............
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment.........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Rev. Proc. 98-19? If "Yes," complete Schedule C, Part IIIClick to see attachment..
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment.........................
6
Yes
 
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment....
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes,"
complete Schedule D, Part IIIClick to see attachment..............
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
Yes
 
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X, as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If "Yes," complete
Schedule D, Part VI. Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete
Schedule D, Parts XI and XIIClick to see attachment......................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule EClick to see attachment
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States? .....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV.....Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...Click to see attachment
16
 
No
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I. See instructions. ....Click to see attachment
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................Click to see attachment
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.....Click to see attachment
21
Yes
 
Form 990 (2021)
Form 990 (2021)
Page 4
Part IV
Checklist of Required Schedules (continued)
Yes
No
22
Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........Click to see attachment
22
Yes
 
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5, about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a...............Click to see list of attachments
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds? ...............
24c
 
No
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I .... Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I.......................Click to see attachment
25b
 
No
26
Did the organization report any amount on Part X, line 5 or 22 for receivables from or payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part IIClick to see attachment...........
26
Yes
 
27
Did the organization provide a grant or other assistance to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or employee thereof, a grant selection committee member, or to a 35% controlled entity (including an employee thereof) or family member of any of these persons?
If "Yes," complete
Schedule L, Part IIIClick to see attachment.........................
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see the Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, key employee, creator or founder, or substantial contributor? If "Yes," complete Schedule L, Part IV......................Click to see attachment
28a
 
No
b
A family member of any individual described in line 28a? If "Yes," complete Schedule L, Part IV.....Click to see attachment
28b
Yes
 
c
A 35% controlled entity of one or more individuals and/or organizations described in line 28a or 28b? If "Yes," complete Schedule L, Part IV..................... Click to see attachment
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M .................Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II........................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I............Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1.........................Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 ...Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations on Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V...........
Yes
No
1a
Enter the number reported in box 3 of Form 1096. Enter -0- if not applicable ..
1a
1,703
b
Enter the number of Forms W-2G included on line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
Form 990 (2021)
Form 990 (2021)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance (continued)
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
11,804
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file. See instructions.
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? ..
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBullet
See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? ...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? ......................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? ....................
7a
Yes
 
b
If "Yes," did the organization notify the donor of the value of the goods or services provided? .....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282? .........................
7c
 
No
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? ......................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? ..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? ........
8
 
No
9
Sponsoring organizations maintaining donor advised funds.
a
Did the sponsoring organization make any taxable distributions under section 4966?........
9a
 
No
b
Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?...
9b
 
No
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources. (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state? .........
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
15
Is the organization subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or excess parachute payment(s) during the year? ....................
If "Yes," see the instructions and file Form 4720, Schedule N.
15
Yes
 
16
Is the organization an educational institution subject to the section 4968 excise tax on net investment income? ..
If "Yes," complete Form 4720, Schedule O.
16
Yes
 
17
Section 501(c)(21) organizations. Did the trust, any disqualified person, or mine operator engage in any activities that would result in the imposition of an excise tax under section 4951, 4952, or 4953? ..
If "Yes," complete Form 6069.
17
 
 
Form 990 (2021)
Form 990 (2021)
Page 6
Part VI
Governance, Management, and Disclosure. For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
1a
52
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent
1b
49
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? .
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .......................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe on Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe on Schedule O how this was done...................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process on Schedule O. See instructions.
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the states with which a copy of this Form 990 is required to be filedMediumBullet
MD , MA , MI , NH , OR , SC , WI
18
Section 6104 requires an organization to make its Form 1023 (1024 or 1024-A, if applicable), 990, and 990-T (section 501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, address, and telephone number of the person who possesses the organization's books and records:
MediumBulletCHARLENE SWEENEYBROWN UNIVERSITY BOX J   PROVIDENCE,RI02912 (401) 863-5220
Form 990 (2021)
Form 990 (2021)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See the instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (box 5 of Form W-2, Form 1099-MISC, and/or box 1 of Form 1099-NEC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

See the instructions for the order in which to list the persons above.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W-2/1099-MISC/1099-NEC) 		(E)
Reportable compensation from related organizations (W-2/1099-MISC/1099-NEC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) JANE DIETZE......................................................................
VP & Chief Investment Officer
 40.0
.................
0.0 		      X     2,937,762 0 58,483
(2) CHRISTINA PAXSON......................................................................
PRESIDENT/FELLOW
 40.0
.................
0.0 		X   X       1,920,820 0 125,476
(3) Joshua T Kennedy......................................................................
MANAGING DIRECTOR
 40.0
.................
0.0 		        X   1,173,950 0 44,223
(4) JACK ELIAS......................................................................
SR VP FOR HEALTH AFFAIRS
 40.0
.................
0.0 		      X     978,970 0 33,229
(5) SERGIO GONZALEZ......................................................................
SVP FOR ADVANCEMENT
 40.0
.................
0.5 		      X     941,216 0 41,956
(6) PETER LEVINE......................................................................
MANAGING DIRECTOR
 40.0
.................
0.0 		        X   923,765 0 45,408
(7) BARBARA CHERNOW......................................................................
EXEC VP OF FIN AND ADMIN
 40.0
.................
1.7 		      X     884,723 0 46,752
(8) ERICA NOURJIAN......................................................................
HEAD OF OPERATIONS-INVESTMENTS
 40.0
.................
0.0 		        X   872,701 0 45,274
(9) RICHARD LOCKE......................................................................
PROVOST
 40.0
.................
1.2 		      X     879,807 0 37,397
(10) LOUIS RICE......................................................................
CHAIR OF MEDICINE
 40.0
.................
0.0 		        X   703,657 0 40,171
(11) WILLIAM CIOFFI......................................................................
PROFESSOR OF MEDICAL SCIENCE
 40.0
.................
0.0 		        X   600,000 0 34,884
(12) RUSSELL CAREY......................................................................
INTERIM EVP FIN (AS OF 10/21)
 40.0
.................
0.0 		      X     521,932 0 49,901
(13) KEVIN MCLAUGHLIN......................................................................
DEAN OF THE FACULTY
 40.0
.................
0.0 		      X     438,920 0 67,572
(14) MICHAEL WHITE......................................................................
VICE PRESIDENT FOR FIN & CFO
 40.0
.................
0.0 		      X     448,701 0 21,326
(15) JILL PIPHER......................................................................
VP OF RESEARCH
 40.0
.................
0.5 		      X     399,551 0 29,762
(16) MICHAEL GUGLIELMO......................................................................
VP FOR FACILITIES MGMT
 40.0
.................
0.0 		      X     336,099 0 69,199
(17) DAVID SAVITZ......................................................................
PROFESSOR OF EPIDEMIOLOGY
 40.0
.................
0.0 		          X 295,476 0 33,797
Form 990 (2021)
Form 990 (2021)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W-2/1099-MISC/1099-NEC) 		(E)
Reportable compensation from related organizations (W-2/1099-MISC/1099-NEC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) JOSEPH DOWLING........................................................................
TRUSTEE/CEO OF INV(UNTIL 1/21)
 2.0
.......................0.0 		X           99,651 0 4,042
(19) PAMELA REEVES........................................................................
Senior Fellow/Trustee
 2.0
.......................0.0 		X           54,500 0 0
(20) JOHN C ATWATER........................................................................
FELLOW
 2.0
.......................0.0 		X           0 0 0
(21) SANGEETA N BHATIA........................................................................
FELLOW
 2.0
.......................0.0 		X           0 0 0
(22) RICHARD A FRIEDMAN........................................................................
SECRETARY/FELLOW
 2.0
.......................0.0 		X   X       0 0 0
(23) JEFFREY F HINES........................................................................
FELLOW
 2.0
.......................0.0 		X           0 0 0
(24) JIM YONG KIM........................................................................
FELLOW
 2.0
.......................0.0 		X           0 0 0
(25) BRIAN T MOYNIHAN........................................................................
FELLOW
 2.0
.......................0.0 		X           0 0 0
(26) JONATHAN M NELSON........................................................................
FELLOW
 2.0
.......................0.0 		X           0 0 0
(27) JOAN WERNIG SORENSON........................................................................
FELLOW
 2.0
.......................0.0 		X           0 0 0
(28) THOMAS J TISCH........................................................................
FELLOW
 2.0
.......................0.0 		X           0 0 0
(29) NANCY G ZIMMERMAN........................................................................
FELLOW
 2.0
.......................0.0 		X           0 0 0
(30) BERNADETTE AULESTIA........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(31) PREETHA BASAVIAH........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(32) ORLANDO BRAVO........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(33) ANGELIQUE G BRUNNER........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(34) KATE BURTON........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(35) A RICHARD CAPUTO JR........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(36) GUOQING CHEN........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(37) SUSAN Y CHON........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(38) MARCIA J DUNN........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(39) JOSEPH E EDELMAN........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(40) JOHN B EHRENKRANZ........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(41) JILL FURMAN........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(42) CHARLES H GIANCARLO........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(43) ROBERT P GOODMAN........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(44) THERESIA GOUW........................................................................
TREASURER/TRUSTEE
 2.0
.......................0.0 		X   X       0 0 0
(45) OLIVER HAARMANN........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(46) Alan G Hassenfeld........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(47) LIBBY A HEIMARK........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(48) GALEN V HENDERSON........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(49) Earl E Hunt II........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(50) MITCHELL R JULIS........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(51) PABLO G LEGORRETA........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(52) CARLOS LEJNIEKS........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(53) FRAYDA B LINDEMANN........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(54) RUSSELL E MALBROUGH........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(55) DENISE MARTE........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(56) Divya Mehta........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(57) SAMUEL M MENCOFF........................................................................
CHANCELLOR/TRUSTEE
 2.0
.......................0.0 		X   X       0 0 0
(58) JENNIFER B MOSES........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(59) Joelle A Murchison........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(60) PERRI A PELTZ........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(61) GREG PENNER........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(62) SRIDHAR RAMASWAMY........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(63) ALISON S RESSLER........................................................................
VICE CHANCELLOR/TRUSTEE
 2.0
.......................0.0 		X   X       0 0 0
(64) SARA LEPPO SAVAGE........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(65) ZACHARY J SCHREIBER........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(66) MATTHEW I SIROVICH........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(67) DONNA MCGRAW WEISS........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(68) MARIA T ZUBER........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)...........MediumBullet 15,412,201 0 828,852
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization MediumBullet1,481
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such
individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
SHAWMUT DESIGN CONSTRUCTION,
3 DAVOL SQUARE SUITE A275
PROVIDENCE,RI02903 		Construction 71,435,974
VERILY LIFE SCIENCES LLC,
269 E GRAND AVE SOUTH
SAN FRANCISCO,CA94080 		HEALTH SERVICES 28,564,410
COMPASS GROUP USA INC BON APPETI,
1 ORCHARD RD
ARMONK,NY10504 		FOOD SERVICES 7,986,362
GILBANE BUILDING COMPANY,
7 JACKSON WALKWAY
PROVIDENCE,RI02903 		CONSTRUCTION 7,346,623
NEXTSOURCE INC,
1040 AVENUE OF THE AMERICAS 24TH F
NEW YORK,NY10018 		CONTRACT STAFFING 4,056,759
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet506
Form 990 (2021)
Form 990 (2021)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII.............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512 - 514
Contributions, Gifts, Grants, and OtherAmt Similar Amounts 1a Federated campaigns..1a 1,408,183
b Membership dues..1b  
c Fundraising events..1c 195,939
d Related organizations1d  
e Government grants (contributions)1e 263,045,250
f All other contributions, gifts, grants, and similar amounts not included above1f 343,949,559
g Noncash contributions included in lines 1a - 1f:$ 1g 40,111,800
h Total. Add lines 1a-1f.......MediumBullet 608,598,931
Program Service RevenueAmt Business Code
2a TUITION & FEES 611310 667,170,303 667,170,303    
b RESIDENCE 721310 54,387,347 54,387,347    
c DINING HALLS 722514 33,438,446 33,438,446    
d BOOKSTORE 451211 10,256,070 10,233,654 22,416  
e HEALTH SERVICES 620000 10,705,611 10,705,611    
f All other program service revenue. 20,031,202 19,896,854 134,348  
g Total. Add lines 2a–2f .....MediumBullet 795,988,979
OtherAmtRevenueAmt 3 Investment income (including dividends, interest, and othersimilar amounts) ......MediumBullet -158,979,342   26,048,868 -185,028,210
4 Income from investment of tax-exempt bond proceedsMediumBullet 0      
5 Royalties...........MediumBullet 2,870,168     2,870,168
(ii) Personal (i) Real
6a Gross rents     6a
b Less: rental expenses     6b
c Rental income or (loss) 0 0 6c
d Net rental income or (loss).......MediumBullet 0      
(ii) Other (i) Securities
7a Gross amount from sales of assets other than inventory 2,653,949 2,116,461,825 7a
b Less: cost or other basis and sales expenses 1,814,769 1,574,856,163 7b
c Gain or (loss) 839,180 541,605,662 7c
d Net gain or (loss).........MediumBullet 542,444,842     542,444,842
8a Gross income from fundraising events (not including $ 195,939of contributions reported on line 1c). See Part IV, line 18 ....
8a 44,259
b Less: direct expenses ... 8b 46,344
c Net income or (loss) from fundraising events..MediumBullet -2,085   -2,085
9a Gross income from gaming activities.
See Part IV, line 19 ...
9a 0
b Less: direct expenses ... 9b 0
c Net income or (loss) from gaming activities..MediumBullet 0      
10a Gross sales of inventory, less
returns and allowances ..
10a 0
b Less: cost of goods sold .. 10b 0
c Net income or (loss) from sales of inventory..MediumBullet 0      
Business Code Miscellaneous Revenue
11a            
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet 0
12 Total revenue. See instructions.....MediumBullet 1,790,921,493 795,832,215 26,205,632 360,284,715
Form 990 (2021)
Form 990 (2021)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX..............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising
expenses
1 Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 .... 42,089,491 42,089,491
2 Grants and other assistance to domestic individuals. See Part IV, line 22 ........... 312,897,428 312,897,428
3 Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. ............. 2,302,481 2,302,481
4 Benefits paid to or for members ....... 0  
5 Compensation of current officers, directors, trustees, and key employees ........... 7,915,583 1,906,649 4,739,660 1,269,274
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ......... 401,791 401,791    
7 Other salaries and wages........ 471,135,360 394,962,510 54,232,642 21,940,208
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 32,700,724 28,009,765 3,587,116 1,103,843
9 Other employee benefits ....... 56,892,230 40,643,719 12,425,026 3,823,485
10 Payroll taxes ........... 32,398,157 26,051,816 4,852,965 1,493,376
11 Fees for services (non-employees):        
a Management ...... 0      
b Legal ......... 4,358,525 250,659 4,107,866  
c Accounting ........... 548,500   548,500  
d Lobbying ........... 0      
e Professional fundraising services. See Part IV, line 17 0  
f Investment management fees ...... 2,622,692 2,407,445 215,247  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) 134,979,982 108,469,353 25,381,325 1,129,304
12 Advertising and promotion .... 15,499,423 15,056,119 204,521 238,783
13 Office expenses ....... 53,955,472 46,239,763 6,183,271 1,532,438
14 Information technology ...... 31,535,735 28,829,392 2,069,991 636,352
15 Royalties .. 0      
16 Occupancy ........... 54,655,843 52,160,434 2,221,548 273,861
17 Travel ............ 15,247,454 13,257,080 1,630,160 360,214
18 Payments of travel or entertainment expenses for any federal, state, or local public officials . 0      
19 Conferences, conventions, and meetings .... 1,456,512 1,427,424   29,088
20 Interest ........... 25,215,514 25,211,935 3,579  
21 Payments to affiliates ....... 0      
22 Depreciation, depletion, and amortization .. 86,314,054 86,314,054    
23 Insurance ... 21,509,111 19,527,342 1,981,769  
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a DUES AND MEMBERSHIPS 3,382,163 2,069,211 1,274,205 38,747
b PURCHASED GOODS 21,093,233 21,093,233    
c GRADUATE SUPPLEMENT 3,474,291 3,471,082   3,209
d CHANGE IN SWAP LIABILITY -26,224,039 -26,224,039    
e All other expenses 8,436,739 2,178,520 6,213,219 45,000
25 Total functional expenses. Add lines 1 through 24e 1,416,794,449 1,251,004,657 131,872,610 33,917,182
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2021)
Form 990 (2021)
Page 11
Part X
Balance Sheet
Check if Schedule O contains a response or note to any line in this Part IX..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing ........ 724,875,970 1 450,842,048
2 Savings and temporary cash investments ......... 239,871,609 2 343,012,441
3 Pledges and grants receivable, net ...... 350,723,575 3 403,490,189
4 Accounts receivable, net ............. 18,755,312 4 12,775,326
5 Loans and other receivables from any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
200,000 5 100,000
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
0 6 0
7 Notes and loans receivable, net ........... 14,803,214 7 13,752,136
8 Inventories for sale or use ............ 4,562,445 8 4,284,084
9 Prepaid expenses and deferred charges ...... 9,487,493 9 10,372,711
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 2,812,659,352
b Less: accumulated depreciation 10b 1,352,111,085 1,294,506,677 10c 1,460,548,267
11 Investments—publicly traded securities . 701,118,377 11 814,457,941
12 Investments—other securities. See Part IV, line 11 ..... 6,307,346,868 12 5,635,342,009
13 Investments—program-related. See Part IV, line 11 .. 0 13 0
14 Intangible assets ............... 0 14 0
15 Other assets. See Part IV, line 11 ........... 102,737,920 15 91,603,878
16 Total assets. Add lines 1 through 15 (must equal line 33)... 9,768,989,460 16 9,240,581,030
Liabilities 17 Accounts payable and accrued expenses ..... 120,157,493 17 134,032,672
18 Grants payable ... 0 18 0
19 Deferred revenue ......... 95,820,649 19 104,669,491
20 Tax-exempt bond liabilities ......... 640,893,632 20 534,718,474
21 Escrow or custodial account liability. Complete Part IV of Schedule D 4,001,831 21 4,852,318
22 Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
0 22 0
23 Secured mortgages and notes payable to unrelated third parties .. 0 23 0
24 Unsecured notes and loans payable to unrelated third parties .. 813,907,111 24 740,207,923
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D 304,191,068 25 215,922,587
26 Total liabilities. Add lines 17 through 25.. 1,978,971,784 26 1,734,403,465
Net Assets or Fund Balance Organizations that follow FASB ASC 958, check here MediumBullet and complete lines 27, 28, 32, and 33.
27 Net assets without donor restrictions .......... 1,560,268,039 27 1,479,029,612
28 Net assets with donor restrictions ........... 6,229,749,637 28 6,027,147,953
Organizations that do not follow FASB ASC 958, check here MediumBullet and complete lines 29 through 33.
29 Capital stock or trust principal, or current funds .....   29  
30 Paid-in or capital surplus, or land, building or equipment fund ...   30  
31 Retained earnings, endowment, accumulated income, or other funds   31  
32 Total net assets or fund balances ........... 7,790,017,676 32 7,506,177,565
33 Total liabilities and net assets/fund balances ........ 9,768,989,460 33 9,240,581,030
Form 990 (2021)
Form 990 (2021)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
1,790,921,493
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
1,416,794,449
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
374,127,044
4
Net assets or fund balances at beginning of year (must equal Part X, line 32, column (A)) ..
4
7,790,017,676
5
Net unrealized gains (losses) on investments ...............
5
-698,201,682
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
40,234,527
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 32, column (B))
10
7,506,177,565
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII.............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain on
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2021)
Form 990 (2021)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ.
right arrow Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public
Inspection
Name of the organization
Brown University
 
Employer identification number

05-0258809
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)
1
2
3
4
5
6
7
8
9
10
11
12
a
b
c
d
e
f
Enter the number of supported organizations ...............................  
g
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 10 above (see instructions)) (iv) Is the organization listed in your governing document? (v) Amount of monetary support (see instructions) (vi) Amount of other support (see instructions)
Yes No
Total
 
   
For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.
Cat. No. 11285F
Schedule A (Form 990) 2021

Schedule A (Form 990) 2021
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization failed to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2017 (b) 2018 (c) 2019 (d) 2020 (e) 2021 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") .. 474,642,932 495,032,643 444,957,133 545,189,061 608,598,931 2,568,420,700
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf....           0
3 The value of services or facilities furnished by a governmental unit to the organization without charge..           0
4 Total. Add lines 1 through 3 474,642,932 495,032,643 444,957,133 545,189,061 608,598,931 2,568,420,700
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f) .. 0
6 Public support. Subtract line 5 from line 4. 2,568,420,700
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2017 (b) 2018 (c) 2019 (d) 2020 (e) 2021 (f) Total
7 Amounts from line 4.. 474,642,932 495,032,643 444,957,133 545,189,061 608,598,931 2,568,420,700
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 53,102,257 17,356,553 20,343,940 24,928,869 0 115,731,619
9 Net income from unrelated business activities, whether or not the business is regularly carried on..     690,331 0 24,849,029 25,539,360
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.)..           0
11 Total support. Add lines 7 through 10 2,709,691,679
12
12
3,572,546,336
13
First 5 years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here ........................................right arrow
Section C. Computation of Public Support Percentage
14
14
94.786 %
15
15
93.036 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990) 2021

Schedule A (Form 990) 2021
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2017 (b) 2018 (c) 2019 (d) 2020 (e) 2021 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose            
3 Gross receipts from activities that are not an unrelated trade or business under section 513 .....            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge            
6 Total. Add lines 1 through 5            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support. (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2017 (b) 2018 (c) 2019 (d) 2020 (e) 2021 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included on line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990) 2021

Schedule A (Form 990) 2021
Page 4
Part IV
Supporting Organizations
(Complete only if you checked a box on line 12 of Part I. If you checked box 12a, of Part I, complete Sections A and B. If you checked box 12b, of Part I, complete Sections A and C. If you checked box 12c, of Part I, complete Sections A, D, and E. If you checked box12d, of Part I, complete Sections A and D, and complete Part V.)
Section A. All Supporting Organizations
Yes
No
1
Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.
1
 
 
2
Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).
2
 
 
3a
Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer lines 3b and 3c below.
3a
 
 
b
Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.
3b
 
 
c
Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.
3c
 
 
4a
Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked box 12a or 12b in Part I, answer lines 4b and 4c below.
4a
 
 
b
Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.
4b
 
 
c
Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.
4c
 
 
5a
Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer lines 5b and 5c below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).
5a
 
 
b
Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?
5b
 
 
c
Substitutions only. Was the substitution the result of an event beyond the organization's control?
5c
 
 
6
Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.
6
 
 
7
Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990) .
7
 
 
8
Did the organization make a loan to a disqualified person (as defined in section 4958) not described on line 7? If “Yes,” complete Part I of Schedule L (Form 990).
8
 
 
9a
Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons, as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.
9a
 
 
b
Did one or more disqualified persons (as defined on line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.
9b
 
 
c
Did a disqualified person (as defined on line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.
9c
 
 
10a
Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.
10a
 
 
b
Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).
10b
 
 
Schedule A (Form 990) 2021

Schedule A (Form 990) 2021
Page 5
Part IV
Supporting Organizations (continued)
Yes
No
11
Has the organization accepted a gift or contribution from any of the following persons?
a
A person who directly or indirectly controls, either alone or together with persons described on lines 11b and 11c below, the governing body of a supported organization?
11a
 
 
b
A family member of a person described on 11a above?
11b
 
 
c
A 35% controlled entity of a person described on line 11a or 11b above? If “Yes” to 11a, 11b, or 11c, provide detail in Part VI.
11c
 
 
Section B. Type I Supporting Organizations
Yes
No
1
Did the officers, directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.
1
 
 
2
Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.
2
 
 
Section C. Type II Supporting Organizations
Yes
No
1
Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).
1
 
 
Section D. All Type III Supporting Organizations
Yes
No
1
Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?
1
 
 
2
Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).
2
 
 
3
By reason of the relationship described in line 2 above, did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.
3
 
 
Section E. Type III Functionally-Integrated Supporting Organizations
1
Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):
a
b
c
2
Activities Test. Answer lines 2a and 2b below.
Yes
No
a
Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.
2a
 
 
b
Did the activities described on line 2a, above constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.
2b
 
 
3
Parent of Supported Organizations. Answer lines 3a and 3b below.
a
Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations?If "Yes" or "No", provide details in Part VI.
3a
 
 
b
Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.
3b
 
 
Schedule A (Form 990) 2021

Schedule A (Form 990) 2021
Page 6
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations
1
Section A - Adjusted Net Income (A) Prior Year (B) Current Year
(optional)
1 Net short-term capital gain 1    
2 Recoveries of prior-year distributions 2    
3 Other gross income (see instructions) 3    
4 Add lines 1 through 3 4    
5 Depreciation and depletion 5    
6 Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions) 6    
7 Other expenses (see instructions) 7    
8 Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) 8    
Section B - Minimum Asset Amount (A) Prior Year (B) Current Year
(optional)
1 Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year): 1
a Average monthly value of securities 1a    
b Average monthly cash balances 1b    
c Fair market value of other non-exempt-use assets 1c    
d Total (add lines 1a, 1b, and 1c) 1d    
e Discount claimed for blockage or other factors
(explain in detail in Part VI):  
2 Acquisition indebtedness applicable to non-exempt use assets 2    
3 Subtract line 2 from line 1d 3    
4 Cash deemed held for exempt use. Enter 0.015 of line 3 (for greater amount, see instructions). 4    
5 Net value of non-exempt-use assets (subtract line 4 from line 3) 5    
6 Multiply line 5 by 0.035 6    
7 Recoveries of prior-year distributions 7    
8 Minimum Asset Amount (add line 7 to line 6) 8    
Section C - Distributable Amount Current Year
1 Adjusted net income for prior year (from Section A, line 8, Column A) 1  
2 Enter 85% of line 1 2  
3 Minimum asset amount for prior year (from Section B, line 8, Column A) 3  
4 Enter greater of line 2 or line 3 4  
5 Income tax imposed in prior year 5  
6 Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions) 6  
7
Schedule A (Form 990) 2021

Schedule A (Form 990) 2021
Page 7
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations(continued)
Section D - Distributions Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes 1  
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in
excess of income from activity 		2  
3 Administrative expenses paid to accomplish exempt purposes of supported organizations 3  
4 Amounts paid to acquire exempt-use assets 4  
5 Qualified set-aside amounts (prior IRS approval required - provide details in Part VI) 5  
6 Other distributions (describe in Part VI). See instructions 6  
7Total annual distributions. Add lines 1 through 6. 7  
8 Distributions to attentive supported organizations to which the organization is responsive (provide
details in Part VI). See instructions 		8  
9 Distributable amount for 2021 from Section C, line 6 9  
10 Line 8 amount divided by Line 9 amount 10  
Section E - Distribution Allocations (see instructions) (i)
Excess Distributions 		(ii)
Underdistributions
Pre-2021 		(iii)
Distributable
Amount for 2021
1 Distributable amount for 2021 from Section C, line 6  
2 Underdistributions, if any, for years prior to 2021 (reasonable cause required-- explain in Part VI).
See instructions.		  
3 Excess distributions carryover, if any, to 2021:
a From 2016.......  
b From 2017.......  
c From 2018.......  
d From 2019.......  
e From 2020.......  
fTotal of lines 3a through e  
g Applied to underdistributions of prior years  
h Applied to 2021 distributable amount  
i Carryover from 2016 not applied (see
instructions) 		 
j Remainder. Subtract lines 3g, 3h, and 3i from line 3f.  
4Distributions for 2021 from Section D, line 7:
$  
a Applied to underdistributions of prior years  
b Applied to 2021 distributable amount  
c Remainder. Subtract lines 4a and 4b from line 4.  
5 Remaining underdistributions for years prior to
2021, if any. Subtract lines 3g and 4a from line 2.
If the amount is greater than zero, explain in Part VI.
See instructions. 		 
6 Remaining underdistributions for 2021. Subtract
lines 3h and 4b from line 1. If the amount is greater
than zero, explain in Part VI. See instructions. 		 
7 Excess distributions carryover to 2022. Add lines
3j and 4c. 		 
8 Breakdown of line 7:
a Excess from 2017.....  
b Excess from 2018.....  
c Excess from 2019.....  
d Excess from 2020.....  
e Excess from 2021.....  
Schedule A (Form 990) (2021)

Schedule A (Form 990) 2021
Page 8
Part VI
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Return Reference Explanation
Schedule A (Form 990) 2021


Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors

Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2021
Name of the organization
Brown University
 
Employer identification number

05-0258809
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ






Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......... Arrow Bullet $  
Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990) (2021)
Schedule B (Form 990) (2021) Page 2
Name of organization
Brown University
  		Employer identification number
05-0258809
Part I
Contributors
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
 
 
 
 
  ,    

$ RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990) (2021)
Schedule B (Form 990) (2021)
Page 3
Name of organization
Brown University
  		Employer identification number

05-0258809
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
Schedule B (Form 990) (2021)
Schedule B (Form 990) (2021)
Page 4
Name of organization
Brown University
  		Employer identification number

05-0258809
Part III
Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990) (2021)
Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527

SchCMd Bullet Complete if the organization is described below. SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd BulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public
Inspection
If the organization answered "Yes" on Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" on Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" on Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
Brown University
 
Employer identification number

05-0258809
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV. See instructions for definition of “political campaign activities."

2
Political campaign activity expenditures. See instructions ....................................................................SchCMd Bullet
$  
3
Volunteer hours for political campaign activities. See instructions ..................................................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 ................................SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 .......................SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? .........................................
4a
Was a correction made? ......................................................................................................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities ..... SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ............................................................................................................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b...........SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ...................................................................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.
1
2
3
4
5
6
For Paperwork Reduction Act Notice, see the instructions for Form 990.
Cat. No. 50084S
Schedule C (Form 990) 2021

Schedule C (Form 990) 2021
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......................    
b Total lobbying expenditures to influence a legislative body (direct lobbying) ........................    
c Total lobbying expenditures (add lines 1a and 1b) ............................................................    
d Other exempt purpose expenditures ...............................................................................    
e Total exempt purpose expenditures (add lines 1c and 1d) ..................................................    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		    
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) .................................................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................................................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................................................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ...................................................................................................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in) 		(a) 2018 (b) 2019 (c) 2020 (d) 2021 (e) Total
2a Lobbying nontaxable amount          
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		 
c Total lobbying expenditures          
d Grassroots nontaxable amount          
e Grassroots ceiling amount
(150% of line 2d, column (e))		  
f Grassroots lobbying expenditures          
Schedule C (Form 990) 2021


Schedule C (Form 990) 2021
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response on lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
Yes|No
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? ...........................................................................................................
 
No
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ........
Yes
 
c
Media advertisements? ...................................................................................................
 
No
 
d
Mailings to members, legislators, or the public? .............................................................................
 
No
 
e
Publications, or published or broadcast statements? ...........................................................
 
No
 
f
Grants to other organizations for lobbying purposes? ..........................................................
 
No
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? .......................
Yes
 
180,000
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ..................
 
No
 
i
Other activities? ...................................................................................................................
Yes
 
17,900
j
Total. Add lines 1c through 1i ....................................................................................................
197,900
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 ...........................................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ...................
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? ........................
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ...............................................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ............................................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? .................................
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members ......................................................................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid).
a
Current year .............................................................................................................................
2a
 
b
Carryover from last year ............................................................................................................
2b
 
c
Total ...........................................................................................................................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ......................................................................................................................
4
 
5
Taxable amount of lobbying and political expenditures. See Instructions .........................................
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
SCHEDULE C, PART II-B, LINE 1B & 1G CERTAIN MEMBERS OF THE UNIVERSITY'S STAFF DEVOTED A PORTION OF THEIR TIME TO PROMOTE OUR MISSION BY WORKING WITH STATE AND FEDERAL GOVERNMENT ENTITIES TO ADVOCATE FOR LEGISLATION AND POLICY INITIATIVES THAT SUPPORT HIGHER EDUCATION AND THE UNIVERSITY'S RESEARCH AGENDA.
SCHEDULE C, PART II-B, LINE 1i AMOUNTS REPORTED ON THIS LINE RELATE TO MEMBERSHIP DUES PAID TO ORGANIZATIONS WHO LOBBY ON BEHALF OF THEIR MEMBERS(INCLUDING BROWN UNIVERSITY).
Schedule C (Form 990) 2021


Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet Attach to Form 990.
SchDMd Bullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
Brown University
 
Employer identification number

05-0258809
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year ......... 13  
2 Aggregate value of contributions to (during year)    
3 Aggregate value of grants from (during year)    
4 Aggregate value at end of year ........ 9,850,609  
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ...................... 2a  
b Total acreage restricted by conservation easements .................... 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............
6
Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under FASB ASC 958, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under FASB ASC 958, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenue included on Form 990, Part VIII, line 1 .........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under FASB ASC 958 relating to these items:
a
Revenue included on Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2021

Schedule D (Form 990) 2021
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
Education
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b If "Yes," explain the arrangement in Part XIII and complete the following table: Amount
c Beginning balance ............................. 1c  
d Additions during the year ............................ 1d  
e Distributions during the year .......................... 1e  
f Ending balance ................................ 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....
Part V
Endowment Funds.
Complete if the organization answered "Yes" on Form 990, Part IV, line 10.
(a) Current year (b) Prior year (c) Two years back (d) Three years back (e) Four years back
1a Beginning of year balance .... 6,492,627,998 4,358,253,647 3,958,782,529 3,587,173,706 3,230,076,865
b Contributions ... 128,202,759 116,510,775 105,504,992 98,564,147 99,020,628
c Net investment earnings, gains, and losses -310,686,200 2,218,476,088 459,912,527 433,173,443 415,898,924
d Grants or scholarships ... 40,884,758 41,537,202 38,764,935 38,608,971 37,987,703
e Other expenditures for facilities
and programs ... 		153,457,381 139,821,963 120,497,071 114,571,217 112,965,217
f Administrative expenses .... 0 19,253,347 6,684,395 6,948,579 6,869,791
g End of year balance ...... 6,115,802,418 6,492,627,998 4,358,253,647 3,958,782,529 3,587,173,706
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet15.000 %
b
Permanent endowment SchDMd Bullet32.000 %
c
Term endowment SchDMd Bullet53.000 %
The percentages on lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) Unrelated organizations .................
3a(i)
 
No
(ii) Related organizations .................
3a(ii)
 
No
b
If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis
(investment) 		(b) Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .....   104,995,457 104,995,457
b Buildings ....   2,220,250,882 1,152,598,305 1,067,652,577
c Leasehold improvements        
d Equipment ....   249,827,680 199,202,903 50,624,777
e Other .....   237,585,333 309,877 237,275,456
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..SchDMdBullet 1,460,548,267
Schedule D (Form 990) 2021

Schedule D (Form 990) 2021
Page 3
Part VII
Investments - Other Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1) Financial derivatives.........    
(2) Closely-held equity interests........    
(3) Other
(A) COMMON STOCK		 595,935,916 F

(B) FIXED INCOME		 337,138,090 F

(C) HEDGED STRATEGIES		 1,258,101,386 F

(D) PRIVATE EQUITY		 3,021,048,847 F

(E) REAL ASSETS		 423,117,770 F
(E)
(F)
(G)
(H)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 5,635,342,009
Part VIII
Investments - Program Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
(1) Federal income taxes 0
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 215,922,587
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII
Schedule D (Form 990) 2021

Schedule D (Form 990) 2021
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1  
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains (losses) on investments .... 2a  
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d ..................... 2e  
3 Subtract line 2e from line 1.................. 3  
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b  
c Add lines 4a and 4b.................... 4c  
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5  
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1  
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities ......... 2a  
b Prior year adjustments ............ 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d.................... 2e  
3 Subtract line 2e from line 1................... 3  
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b  
c Add lines 4a and 4b..................... 4c  
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5  
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
SCHEDULE D, PART III, LINE 1a THE UNIVERSITY'S COLLECTIONS INCLUDE WORKS OF ART, HISTORICAL TREASURES, AND ARTIFACTS THAT ARE MAINTAINED IN THE UNIVERSITY'S LIBRARIES AND MUSEUMS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR EDUCATION AND RESEARCH PURPOSES. THE COLLECTIONS ARE NOT RECOGNIZED AS ASSETS IN THE FINANCIAL STATEMENTS OF THE UNIVERSITY. SCHEDULE D, PART III, LINE 4 THE JOHN CARTER BROWN LIBRARY CONTAINS AN INTERNATIONALLY RENOWNED, CONSTANTLY GROWING COLLECTION OF PRIMARY HISTORICAL SOURCES PERTAINING TO THE AMERICAS, BOTH NORTH AND SOUTH, BEFORE CA. 1825. THE JOHN CARTER BROWN LIBRARY COLLECTION OF 50,000 RARE BOOKS (PRINTED BEFORE CA. 1825), MANUSCRIPTS, AND 16,000 REFERENCE BOOKS AND SECONDARY SOURCES (PRINTED AFTER CA. 1825) IS DISTINGUISHED IN MANY SUBJECT AREAS. MOST WELL-KNOWN, PERHAPS, ARE THE LIBRARY'S EXTENSIVE HOLDINGS IN THE LITERATURE OF EUROPEAN EXPLORATION AND TRAVEL IN THE WESTERN HEMISPHERE, FROM THE FIRST LATIN EDITION OF THE COLUMBUS LETTER OF 1493, THROUGH NEARLY ALL OF THE CONTEMPORARY NARRATIVES OF SPANISH, PORTUGUESE, FRENCH, DUTCH, AND ENGLISH DISCOVERY, EXPLORATION, AND SETTLEMENT. THE HOLDINGS OF THE LIBRARY ARE AVAILABLE TO SCHOLARS ENGAGED IN PRODUCTIVE RESEARCH FOR WHOM ACCESS TO THE COLLECTION IS ESSENTIAL FOR THE ADVANCEMENT OF THEIR WORK. THE BROWN UNIVERSITY LIBRARY, IN SUPPORT OF THE UNIVERSITY'S EDUCATIONAL AND RESEARCH MISSION, IS THE LOCAL REPOSITORY FOR AND THE PRINCIPAL GATEWAY TO CURRENT INFORMATION AND THE SCHOLARLY RECORD. THE BROWN UNIVERSITY LIBRARY IS COMPRISED OF THE JOHN D. ROCKEFELLER, JR. LIBRARY; THE SCIENCES LIBRARY; THE ORWIG MUSIC LIBRARY; THE JOHN HAY LIBRARY; AND THE ANNMARY BROWN MEMORIAL. THE JOHN D. ROCKEFELLER, JR. LIBRARY IS THE PRIMARY TEACHING AND RESEARCH LIBRARY FOR THE HUMANITIES, SOCIAL SCIENCES, AND FINE ARTS. THE SCIENCES LIBRARY HOLDS MATERIALS THAT SUPPORT STUDY AND RESEARCH IN THE FIELDS OF MEDICINE, PSYCHOLOGY, NEURAL SCIENCE, ENVIRONMENTAL SCIENCE, BIOLOGY, CHEMISTRY, GEOLOGY, PHYSICS, ENGINEERING, COMPUTER SCIENCE, AND PURE AND APPLIED MATHEMATICS, AND PROVIDES A WIDE RANGE OF SERVICES TO THE STAFF, STUDENTS AND FACULTY. THE ORWIG MUSIC LIBRARY HOUSES THE GENERAL MUSIC COLLECTION ON CAMPUS: MUSIC BOOKS, SCORES, PERIODICALS, SOUND RECORDINGS, VIDEO RECORDINGS, AND MICROFORMS. THE COLLECTION SUPPORTS THE CURRICULUM OF THE MUSIC DEPARTMENT AND PROVIDES MATERIAL FOR GENERAL USE BY THE BROWN COMMUNITY. THE JOHN HAY LIBRARY HOUSES DIVERSE COLLECTIONS SPANNING MANY SUBJECTS AND TIME PERIODS, WITH PARTICULARLY STRONG COLLECTIONS IN AMERICAN LITERATURE AND HISTORY, POPULAR CULTURE, MILITARY HISTORY AND ICONOGRAPHY, HISTORY OF SCIENCE AND THE ART AND HISTORY OF THE BOOK. THE ANNMARY BROWN MEMORIAL HOUSES EXHIBITS OF EUROPEAN AND AMERICAN PAINTINGS FROM THE 17TH THROUGH THE 20TH CENTURIES, THE CYRIL AND HARRIET MAZANSKY BRITISH SWORD COLLECTION, AS WELL AS PERSONAL MEMENTOS OF ITS FOUNDER, GENERAL RUSH C. HAWKINS, AND THE BROWN FAMILY. THE MEMORIAL IS UTILIZED AS A RESOURCE FOR STUDENTS STUDYING EUROPEAN AND AMERICAN ART BETWEEN THE 17TH AND 20TH CENTURY. THE UNIVERSITY'S ART SLIDE LIBRARY HOUSES SLIDES AND PHOTOGRAPHS REPRESENTING ART AND ART-RELATED SUBJECTS, INCLUDING ARCHITECTURE AND ARCHAEOLOGY. STUDENTS WHO ARE WRITING PAPERS OR CREATING PROJECTS ON ART-RELATED TOPICS CAN MAKE RESEARCH CONSULTATIONS BY APPOINTMENT. THE ART SLIDE LIBRARY ALSO PROVIDES SCANNING SERVICES FOR FACULTY WHO NEED DIGITAL IMAGES OF VISUAL CULTURE FOR TEACHING. THE HAFFENREFFER MUSEUM OF ANTHROPOLOGY IS A UNIVERSITY TEACHING MUSEUM WITH COLLECTIONS OF ETHNOGRAPHIC AND ARCHAEOLOGICAL ARTIFACTS AND ACTIVE PUBLIC EXHIBITIONS AND EDUCATION PROGRAMS. A CENTRAL FEATURE OF THE MUSEUM'S MISSION IS TO INSTRUCT STUDENTS AT ALL LEVELS IN COURSES AS WELL AS THROUGH ACTIVITIES ENHANCING THE VALUE OF ITS COLLECTIONS BY RESPONSIBLE, CAREFUL FIELD-DOCUMENTED COLLECTING. SCHEDULE D, PART IV, LINE 2B THE UNIVERSITY ACTS AS THE FISCAL AGENT FOR FUNDS RELATED TO UNIVERSITY AFFILIATED PROGRAMS. THE UNIVERSITY DOES NOT OWN THE FUNDS ASSOCIATED WITH THESE PROGRAMS. SCHEDULE D, PART V, LINE 4 THE UNIVERSITY'S ENDOWMENT INCOME HELPS FINANCE VITAL ACTIVITIES, INCLUDING UNDERGRADUATE STUDENT SCHOLARSHIPS, PROFESSORSHIPS, GRADUATE STUDENT FELLOWSHIPS, LIBRARY ACQUISITIONS, THE DIVISION OF BIOLOGY AND MEDICINE, ACADEMIC PROGRAMS, VARSITY SPORTS, AND BUILDING MAINTENANCE. SCHEDULE D, PART X, LINE 2 THE UNIVERSITY IS A NOT-FOR-PROFIT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE, AS AMENDED, AND IS GENERALLY EXEMPT FROM INCOME TAXES. THE UNIVERSITY ASSESSES UNCERTAIN TAX POSITIONS AND DETERMINED THAT THERE ARE NO SUCH POSITIONS THAT HAVE A MATERIAL EFFECT ON THE FINANCIAL STATEMENTS.
Schedule D (Form 990) 2021


Additional Data


Software ID:  
Software Version:  




SCHEDULE E(Form 990)

Department of the Treasury
Internal Revenue Service
Schools

Right pointing arrow large image Complete if the organization answered "Yes" on Form 990,
Part IV, line 13, or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
Right pointing arrow large image Go to www.irs.gov/Form990EZ for the latest information.
OMB No. 1545-0047 2021Open to Public Inspection
Name of the organization
Brown University
 
Employer identification number

05-0258809
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? . . . . . . . . . . . . . . . . . .
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy on its primary publicly accessible Internet homepage at
all times during its taxable year in a manner reasonably expected to be noticed by visitors to the homepage, or through
newspaper or broadcast media during the period of solicitation for students, or during the registration period if it has no
solicitation program, in a way that makes the policy known to all parts of the general community it serves? If "Yes," please
describe. If "No," please explain. If you need more space use Part II. . . . . . . . . . . . . . . . . . .
3
 
No
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? . . . . . . . . .
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . .
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? . . . . . . . . . . . .
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5a
 
No
b
Admissions policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5b
 
No
c
Employment of faculty or administrative staff? . . . . . . . . . . . . . . . . . . . . . . . . .
5c
 
No
d
Scholarships or other financial assistance? . . . . . . . . . . . . . . . . . . . . . . . . . .
5d
 
No
e
Educational policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5e
 
No
f
Use of facilities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5f
 
No
g
Athletic programs? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5g
 
No
h
Other extracurricular activities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? . . . . . . . . . .
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? . . . . . . . . . . . . . . . .
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II. . . . . . . . .
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50085D
Schedule E (Form 990) (2021)
Schedule E (Form 990) (2021)
Page 2
Part II
Supplemental Information. Provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also provide
any other additional information. See instructions.
Return Reference Explanation
RACIALLY NONDISCRIMINATORY POLICY PART I, LINE 3 THE UNIVERSITY'S POLICY ON NON-DISCRIMINATION IS MADE AVAILABLE ON ITS WEBSITE. THE UNIVERSITY DOES NOT DISCRIMATE ON THE BASIS OF SEX, RACE, COLOR, RELIGION, DISABILITY, STATUS AS A VETERAN, NATIONAL OR ETHNIC ORIGIN, SEXUAL ORIENTATION, GENDER IDENTITY OR GENDER EXPRESSION, IN THE ADMINSTATION OF ITS EDUCATION POLICIES, ADMISSIONS POLICIES, SCHOLARSHIP AND LOAN PROGRAMS, OR OTHER SCHOOL-ADMINISTERED PROGRAMS. In addition, the University satisfies the publicity requirement of Section 4.03 of Rev. Proc. 1975-50 because the University customarily draws a substantial percentage of its students nationwide and worldwide and follows a racially nondiscriminatory policy as to students. GOVERNMENT FINANCIAL AID PART I, LINE 6 THE UNIVERSITY RECEIVED FUNDS FROM VARIOUS GOVERNMENTAL AGENCIES FOR THE PURPOSE OF PROVIDING FINANCIAL ASSISTANCE TO QUALIFIED RECIPIENTS AND TO SUPPORT SPONSORED RESEARCH.
Schedule E (Form 990) (2021)
Additional Data


Software ID:  
Software Version:  
SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990.Right pointing arrow large image Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
Brown University
 
Employer identification number

05-0258809
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in the region (d) Activities conducted in region (by type) (such as, fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in the region		 (f) Total expenditures
for and investments
in the region
Sub-Saharan Africa 0 0 Grantmaking   1,325,942
East Asia and the Pacific 0 0 Grantmaking   488,161
Europe (Including Iceland and Greenland) 0 0 Grantmaking   286,269
North America 0 0 Grantmaking   189,109
South America 0 0 Grantmaking   13,000
Central America and the Caribbean 0 0 Investments   3,070,618,326
Europe (Including Iceland and Greenland) 0 0 Investments   299,698,212
Sub-Saharan Africa 0 0 Investments   108,953,846
Antarctica 0 0 Program Services Research /Study Abroad 700
Central America and the Caribbean 0 0 Program Services Research /Study Abroad 116,327
East Asia and the Pacific 0 0 Program Services Research /Study Abroad 62,555
Europe (Including Iceland and Greenland) 0 0 Program Services Research /Study Abroad 1,466,926
Middle East and North Africa 0 0 Program Services Research /Study Abroad 64,002
North America 0 0 Program Services Research /Study Abroad 89,220
Russia and the Newly Independent States 0 0 Program Services Research /Study Abroad 8,043
South America 0 0 Program Services Research /Study Abroad 102,420
South Asia 0 0 Program Services Research /Study Abroad 182,575
Sub-Saharan Africa 0 0 Program Services Research /Study Abroad 86,178
3a Sub-total .... 0 0 3,483,665,633
b Total from continuation sheets to Part I ... 0 0 86,178
c Totals (add lines 3a and 3b) 0 0 3,483,751,811
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2021
Schedule F (Form 990) 2021
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount
of noncash
assistance 		(h) Description
of noncash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
East Asia and the Pacific Subcontract Grant Award 339,076       FMV
North America Subcontract Grant Award 10,000       FMV
Sub-Saharan Africa Subcontract Grant Award 238,707       FMV
East Asia and the Pacific Subcontract Grant Award 12,389       FMV
Europe (Including Iceland and Greenland) Subcontract Grant Award 46,180       FMV
East Asia and the Pacific Subcontract Grant Award 86,530       FMV
Europe (Including Iceland and Greenland) Subcontract Grant Award 68,581       FMV
Europe (Including Iceland and Greenland) Subcontract Grant Award 105,187       FMV
Europe (Including Iceland and Greenland) Subcontract Grant Award 48,381       FMV
North America Subcontract Grant Award 57,929       FMV
Sub-Saharan Africa Subcontract Grant Award 462,996       FMV
North America Subcontract Grant Award 53,657       FMV
South America Subcontract Grant Award 13,000       FMV
Sub-Saharan Africa Subcontract Grant Award 233,848       FMV
Sub-Saharan Africa Subcontract Grant Award 89,879       FMV
East Asia and the Pacific Subcontract Grant Award 50,166       FMV
North America Subcontract Grant Award 67,523       FMV
Europe (Including Iceland and Greenland) Subcontract Grant Award 14,888       FMV
Sub-Saharan Africa Subcontract Grant Award 300,511       FMV
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......MediumBullet
19
3 Enter total number of other organizations or entities .......................MediumBullet
 
Schedule F (Form 990) 2021
Schedule F (Form 990) 2021Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
noncash
assistance 		(g) Description
of noncash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2021
Schedule F (Form 990) 2021
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .
Schedule F (Form 990) 2021
Schedule F (Form 990) 2021
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information. See instructions.
ReturnReference Explanation
PART I, LINE 2 Brown University's Office of Sponsored Projects is responsible for monitoring the use of grant funds pursuant to established policies and procedures. These policies and procedures cover grants made both within and outside the U.S.
PART I, LINE 3, COLUMN F THE ORGANIZATION REVIEWS ALL FOREIGN WIRE INFORMATION, INTERNATIONAL TRAVEL EXPENSES, AND FOREIGN EXPENDITURES, BASED ON THE CAPABILITIES OF ITS ACCOUNTING SYSTEMS, TO DETERMINE THE AMOUNTS REPORTED ON SCHEDULE F.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2021
Additional Data


Software ID:  
Software Version:  



SCHEDULE G (Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" on Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrowAttach to Form 990 or Form 990-EZ.
right arrowGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
Brown University
 
Employer identification number

05-0258809
Part I
Fundraising Activities.Complete if the organization answered "Yes" on Form 990, Part IV, line 17.
Form 990-EZ filers are not required to complete this part.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If "Yes," list the 10 highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.


(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
             
             
             
             
             
             
             
             
             
             
Total . . . . . . . . . . . . . . . . . . . . right arrow      
3
List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.
AK, CO, DC, MD, MA, MI, NV, NH, OH, OK, OR, SC, WA, WI
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990) 2021
Schedule G (Form 990) 2021
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" on Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.









VerticalRevenue
(a) Event #1

BROWN BEAR GOLF
(event type) 		(b) Event #2

GOLF OUTING
(event type) 		(c) Other events

2
(total number) 		(d) Total events
(add col. (a) through col. (c))

1
Gross receipts . . . . .
25,500
214,698
0
240,198

2
Less: Contributions . . . .
6,000
189,939
0
195,939
3 Gross income (line 1 minus
line 2) . . . . . .
19,500
24,759
0
44,259



VerticalDirectExpenses
4 Cash prizes . . . . .        
5 Noncash prizes . . . .        
6 Rent/facility costs . . . .        
7 Food and beverages . . .        
8 Entertainment . . . .        
9 Other direct expenses . . . 186 46,158 0 46,344
10 Direct expense summary. Add lines 4 through 9 in column (d) . . . . . . . . . . right arrow 46,344
11 Net income summary. Subtract line 10 from line 3, column (d). . . . . . . . . . right arrow -2,085
Part III
Gaming. Complete if the organization answered "Yes" on Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue
(a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (add col.(a) through col.(c))

1
Gross revenue . . . . .
 
 
 
 
VerticalDirectExpenses

2
Cash prizes . . . . .
 
 
 
 

3
Noncash prizes . . . .
 
 
 
 

4
Rent/facility costs . . . .
 
 
 
 

5
Other direct expenses . . .
 
 
 
 


6

Volunteer labor . . . .
%
%
%


7
Direct expense summary. Add lines 2 through 5 in column (d) . . . . . . . . . . right arrow
 

8
Net gaming income summary. Subtract line 7 from line 1, column (d). . . . . . . . . right arrow
 

9
Enter the state(s) in which the organization conducts gaming activities:
a
Is the organization licensed to conduct gaming activities in each of these states? . . . . . . . .
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? . . .
b
If "Yes," explain:
 
Schedule G (Form 990) 2021
Schedule G (Form 990) 2021
Page 3
11
Does the organization conduct gaming activities with nonmembers? . . . . . . . . . . .
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? . . . . . . . . . . . . . . . . .
13
Indicate the percentage of gaming activity conducted in:
a
The organization's facility . . . . . . . . . . . . . . . . . .
13a
%
b
An outside facility . . . . . . . . . . . . . . . . . . . .
13b
%
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? . . . . . . . . . . . . . . . . . . . . . . . .
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? . . . . . . . . . . . . . . . . . . .
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v); and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also provide any additional information. See instructions.
Return Reference Explanation
SCHEDULE G, PART I, LINE 3 RHODE ISLAND DOES NOT REQUIRE THE UNIVERSITY TO REGISTER IN ORDER TO SOLICIT FUNDS.
Schedule G (Form 990) 2021
Additional Data


Software ID:  
Software Version:  

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990.
lBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2021
Open to Public
Inspection
Name of the organization
Brown University
 
Employer identification number
05-0258809
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ........................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient
that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC section
(if applicable)		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
noncash assistance		 (h) Purpose of grant
or assistance
(1) 21st Century Partnership for STEM Education
375 E Elm St Ste 215
Conshohocken,PA19428 		26-1164919 501(C)(3) 30,766   FMV   Subcontract Grant Award
(2) Achievement Network Ltd The
177 Huntington Avenue Ste 1703
Boston,MA02115 		20-3289870 501(C)(3) 49,000   FMV   Subcontract Grant Award
(3) Acumen LLC
500 Airport Blvd Ste 100
Burlingame,CA94010 		91-1748582   204,474   FMV   Subcontract Grant Award
(4) AdCare Educational Institute Inc
5 Northampton St
Worcester,MA01605 		04-2418109 501(C)(3) 74,999   FMV   Subcontract Grant Award
(5) American Health Care Association
1201 L St NW
Washington,DC20005 		53-0260105 501(C)(6) 399,299   FMV   Subcontract Grant Award
(6) Auburn University
208 M White Smith Hall
Auburn,AL36849 		63-6000724 501(C)(3) 65,267   FMV   Subcontract Grant Award
(7) Babson College
PO BOX 57310
Babson Park,MA02457 		04-2103544 501(C)(3) 15,553   FMV   Subcontract Grant Award
(8) Bailit Health Purchasing LLC
56 Pickering St 3
Needham,MA02492 		04-3340991   62,058   FMV   Subcontract Grant Award
(9) Beth Israel Deaconess Medical Center - Mass
Center for Life Sciences 3 Bl
Boston,MA02115 		04-2103881 501(C)(3) 73,722   FMV   Subcontract Grant Award
(10) Binghamton University
4400 Vestal Pkwy E
Binghamton,NY13902 		14-6013200 501(C)(3) 51,473   FMV   Subcontract Grant Award
(11) Blood Center of Wisconsin
628 North 19th Street
Milwaukee,WI53201 		39-0807235 501(C)(3) 72,063   FMV   Subcontract Grant Award
(12) Board of Regents of the University of Wisco
432 N Lake St
Madison,WI53706 		37-1625460 501(C)(1) 46,121   FMV   Subcontract Grant Award
(13) Board of Trustees of the University of Illi
506 S Wright Street
Urbana,IL61801 		37-6000511 501(C)(3) 214,382   FMV   Subcontract Grant Award
(14) Boston Medical Center Corporation
88 East Newton Street
Boston,MA02118 		04-3314093 501(C)(3) 109,422   FMV   Subcontract Grant Award
(15) Bradley Hospital
167 Point Street Box 42 Coro
Providence,RI02903 		05-0258806 501(C)(3) 7,424   FMV   Subcontract Grant Award
(16) Brandeis University - Athletics Department
415 South Street MS 110
Waltham,MA02453 		04-2103552 501(C)(3) 16,020   FMV   Subcontract Grant Award
(17) Brigham & Women's Hospital Inc The
75 Francis Street
Boston,MA02115 		04-2921338 501(C)(3) 348,776   FMV   Subcontract Grant Award
(18) Broad Institute Inc The
415 Main Street
Cambridge,MA02142 		26-3428781 501(C)(3) 29,390   FMV   Subcontract Grant Award
(19) Butler Hospital
345 Blackstone Boulevard
Providence,RI02906 		05-0258812 501(C)(3) 708,885   FMV   Subcontract Grant Award
(20) California Institute of Technology - MC 234-
1200 East California Boulevard
Pasadena,CA91125 		95-1643307 501(C)(3) 341,920   FMV   Subcontract Grant Award
(21) Carnegie Mellon University
5000 Forbes Ave Warner Hall 6
Pittsburgh,PA15213 		25-0969449 501(C)(3) 153,011   FMV   Subcontract Grant Award
(22) Case Western Reserve University
10900 Euclid Avenue
Cleveland,OH44106 		34-1018992 501(C)(3) 917,003   FMV   Subcontract Grant Award
(23) Central Michigan University
304 Warriner
MT Pleasant,MI48859 		38-6004447 501(C)(3) 347,680   FMV   Subcontract Grant Award
(24) Children's Hospital Boston
300 Longwood Ave
Boston,MA02115 		04-2774441 501(C)(3) 14,646   FMV   Subcontract Grant Award
(25) Children's Hospital of Philadelphia The
3401 Civic Center Blvd
Philadelphia,PA19104 		23-1352166 501(C)(3) 369,021   FMV   Subcontract Grant Award
(26) Cincinnati Children's Hospital Medical Center
3333 Burnet Avenue
Cincinnati,OH45229 		31-0833936 501(C)(3) 44,968   FMV   Subcontract Grant Award
(27) Clemson University - Student Financial Servic
G-08 Sikes Hall Box 345307
Clemson,SC29634 		57-6000254 501(C)(3) 37,434   FMV   Subcontract Grant Award
(28) CODAC Inc
1052 Park Avenue
Cranston,RI02910 		05-0414696   53,032   FMV   Subcontract Grant Award
(29) Cold Spring Harbor Laboratory
CSHL Banbury Center 18 Banbury
Lloyd Harbor,NY11743 		11-2013303 501(C)(3) 115,251   FMV   Subcontract Grant Award
(30) Consorcio Investigacion Sobre VIH SIDA TB CI
500 Fifth Ave North
Seattle,WA98109 		91-1663695 501(C)(3) 25,742   FMV   Subcontract Grant Award
(31) CVS Health Clinical Trial Services LLC
One CVS Drive
Woonsocket,RI02895 		46-2469462   689,287   FMV   Subcontract Grant Award
(32) Dana Farber Cancer Institute
PO Box 412846
Boston,MA02241 		04-2263040 501(C)(3) 158,555   FMV   Subcontract Grant Award
(33) Dartmouth College Office of Sponsored Project
7 Lebanon Street
Hanover,NH03755 		02-0222111 501(C)(3) 503,496   FMV   Subcontract Grant Award
(34) Department of Elementary and Secondary Educat
311 Danielson Pike
Scituate,RI02857 		05-6000522 Govt 185,596   FMV   Subcontract Grant Award
(35) Drexel University-Research Accounting Services
3201 Arch Street No 420
Philadelphia,PA19104 		23-1352630 501(C)(3) 148,049   FMV   Subcontract Grant Award
(36) Duke University - P O Box 602651
324 Blackwell Street
Durham,NC27701 		56-0532129 501(C)(3) 711,221   FMV   Subcontract Grant Award
(37) Einblick Analytics Inc
One Kendall Square
Cambridge,MA02139 		84-3282276   184,911   FMV   Subcontract Grant Award
(38) El Rio Santa Cruz Neighborhood Health Center
450 West Paseo Redondo
Tuscon,AZ85745 		86-0285857 501(C)(3) 49,251   FMV   Subcontract Grant Award
(39) Emory University - Office of Sponsored Progr
1762 Clifton Road
Atlanta,GA30322 		58-0566256 501(C)(3) 66,541   FMV   Subcontract Grant Award
(40) EP Bradley HospitalLifespan
1011 Veterans Memorial Highway
East Providence,RI02915 		05-0258806 501(C)(3) 32,405   FMV   Subcontract Grant Award
(41) Fenway Community Health Center Inc
1340 Boylston Street
Boston,MA02115 		04-2510564 501(C)(3) 237,066   FMV   Subcontract Grant Award
(42) Florida Hospital
601 E Rollins Street
Orlando,FL32803 		59-0724459 501(C)(3) 141,564   FMV   Subcontract Grant Award
(43) Florida International University - Division O
11200 SW 8th Street
Miami,FL33199 		65-0177616 501(C)(3) 27,773   FMV   Subcontract Grant Award
(44) Fox Chase Cancer Center
333 Cottman Avenue
Philadelphia,PA19111 		23-6296135 501(C)(3) 60,110   FMV   Subcontract Grant Award
(45) Fred Hutchinson Cancer Research Center
1100 Fairview Avenue N J6-330
Seattle,WA981091024 		23-7156071 501(C)(3) 140,803   FMV   Subcontract Grant Award
(46) Geisinger Clinic
100 N Academy Ave MC 22-01
Danville,PA17822 		23-6291113 501(C)(3) 15,074   FMV   Subcontract Grant Award
(47) Georgia Tech Research Corporation
760 Spring Street
Atlanta,GA30308 		58-6002023 501(C)(3) 444,367   FMV   Subcontract Grant Award
(48) Gloucester Marine Genomics Institute
417 Main Street
Gloucester,MA01930 		46-3020006 501(C)(3) 65,894   FMV   Subcontract Grant Award
(49) Harmony Technology Services Inc
11000 Southeast Circle 3280
Kerens,TX75144 		45-4338716   25,160   FMV   Subcontract Grant Award
(50) Harvard Pilgrim Health Care
401 Park Drive
Boston,MA02215 		04-2452600   185,801   FMV   Subcontract Grant Award
(51) Harvard University - President and Fellows o
1033 Massachusetts Ave
Cambridge,MA02138 		04-2103580 501(C)(3) 777,167   FMV   Subcontract Grant Award
(52) Health Education & Training Institute
1065 Armada Dr
Pasadena,CA91103 		46-3418410 501(C)(3) 173,995   FMV   Subcontract Grant Award
(53) HealthPartners Institute
101 Huntington Ave
Boston,MA02199 		04-3230035 501(C)(3) 148,784   FMV   Subcontract Grant Award
(54) Hebrew Rehabilitation Center
1200 Centre Street
Boston,MA02131 		04-2104298 501(C)(3) 1,662,258   FMV   Subcontract Grant Award
(55) Hennepin Healthcare Research Institute
701 Park Ave Ste PP7700
Minneapolis,MN55415 		41-1677920 501(C)(3) 73,440   FMV   Subcontract Grant Award
(56) Howard Brown Health Center
4025 North Sheridan
Chicago,IL60613 		36-2894128 501(C)(3) 19,145   FMV   Subcontract Grant Award
(57) Icahn School of Medicine at Mount Sinai
One Gustave L Levey Place
New York,NY10029 		13-6171197 501(C)(3) 81,657   FMV   Subcontract Grant Award
(58) Imaging Systems and Service Inc
143 Burton Street
Painesville,OH44060 		34-1970207   97,956   FMV   Subcontract Grant Award
(59) Indiana University - Office of Research Admi
400 E 7th Street
Bloomington,IN47405 		35-6001673 501(C)(3) 528,705   FMV   Subcontract Grant Award
(60) Insight Therapeutics LLC
142 W York Street
Suite 605
Norfolk,VA23510 		54-1828694   191,738   FMV   Subcontract Grant Award
(61) Instruction Partners
604 Gallatin Ave
Ste 202
Nashville,TN37206 		47-5380182 501(C)(3) 93,000   FMV   Subcontract Grant Award
(62) Intel Federal LLC
4100 Monument Corner Drive
Fairfax,VA22030 		26-2071828   118,592   FMV   Subcontract Grant Award
(63) Johns Hopkins University
3910 Keswick Road
Baltimore,MD21211 		52-0595110 501(C)(3) 928,708   FMV   Subcontract Grant Award
(64) Justice System Partners
PO Box 970
South Easton,MA02375 		46-5733688 501(C)(3) 85,000   FMV   Subcontract Grant Award
(65) Kaiser Foundation Hospitals Center for Hea
1800 Harrison Street
Oakland,CA94612 		94-1105628 501(C)(3) 421,963   FMV   Subcontract Grant Award
(66) Kent County Memorial Hospital
455 Toll Gate Road
Warwick,RI02886 		05-0258896 501(C)(3) 79,708   FMV   Subcontract Grant Award
(67) KUMC Research Institute Inc
3901 Rainbow Boulevard Mailstop
Kansas City,KS66160 		48-1108830   17,189   FMV   Subcontract Grant Award
(68) Leading Educators Inc
201 Saint Charles Ave
Ste 114 257
New Orleans,LA70170 		45-1447048 501(C)(3) 49,000   FMV   Subcontract Grant Award
(69) Los Angeles LGBT Center
PO Box 2988
Los Angeles,CA90078 		95-3567895 501(C)(3) 36,205   FMV   Subcontract Grant Award
(70) Louisiana State University Health Sciences Ce
1124 W Carson St Bldg N-14
Torrance,CA90502 		95-2138184 501(C)(3) 347,488   FMV   Subcontract Grant Award
(71) Massachusetts General Hospital - Research Cor
55 Fruit Street
Boston,MA02114 		04-1564655 501(C)(3) 893,760   FMV   Subcontract Grant Award
(72) Massachusetts Institute of Technology - Cashi
77 Massachusetts Ave
Cambridge,MA02139 		04-2103594 501(C)(3) 576,666   FMV   Subcontract Grant Award
(73) Meals on Wheels America
1550 Crystal Drive
Ste 1004
Arlington,VA22202 		23-7447812 501(C)(3) 291,305   FMV   Subcontract Grant Award
(74) Metis Foundation
300 Convent Street
Ste 1330
San Antonio,TX78205 		47-2219464 501(C)(3) 27,554   FMV   Subcontract Grant Award
(75) Miami University
PO Box 248106
Coral Gables,FL33124 		59-0624458 501(C)(3) 6,219   FMV   Subcontract Grant Award
(76) Michigan State University - Cash Management
535 Chestnut Road
East Lansing,MI48824 		38-6005984 Govt 199,378   FMV   Subcontract Grant Award
(77) Micro-Leads Inc
255 Elm Street
Somerville,MA02144 		47-1785621   417,876   FMV   Subcontract Grant Award
(78) Miriam Hospital
164 Summit Avenue
Providence,RI02906 		05-0258905 501(C)(3) 690,898   FMV   Subcontract Grant Award
(79) Montana State University - Office of Sponsor
PO Box 1741805
Bozeman,MT59717 		81-6010045 501(C)(3) 12,683   FMV   Subcontract Grant Award
(80) Morehouse College
830 Westview Dr SW
Atlanta,GA30314 		58-0566205 501(C)(3) 18,252   FMV   Subcontract Grant Award
(81) Mystic Seaport Museum Inc
75 Greenmanville Avenue PO Box
Mystic,CT06335 		06-0653120 501(C)(3) 284,329   FMV   Subcontract Grant Award
(82) Narragansett Creamery
33 DEARBORN STREET
PROVIDENCE,RI02909 		05-0509863   74,372   FMV   Subcontract Grant Award
(83) New York University School of Medicine
550 1st avernue
New York,NY10016 		37-1592643 501(C)(3) 1,437,039   FMV   Subcontract Grant Award
(84) Northern California Institute for Research an
4150 Clement Street
San Francisco,CA94121 		94-3084159 501(C)(3) 20,355   FMV   Subcontract Grant Award
(85) Northwestern University - 750 N Lakeshore Dr
633 Clark Street
Evanston,IL60208 		36-2167817 501(C)(3) 70,913   FMV   Subcontract Grant Award
(86) Ocean State Research Institute
830 Chalkstone Avenue
Providence,RI02908 		15-0440574 501(C)(3) 520,773   FMV   Subcontract Grant Award
(87) Ohio State University The- Office of Sponso
901 Woody Hayes Dr
Columbus,OH43210 		31-6025986 Govt 34,126   FMV   Subcontract Grant Award
(88) Oregon Health & Science University
1121 SW Salmon Street
Portland,OR97205 		23-7083114 501(C)(3) 490,006   FMV   Subcontract Grant Award
(89) Pacific Institute For Research & Evaluation
11720 Beltsville Drive
Beltsville,MD20705 		94-2243283 501(C)(3) 29,052   FMV   Subcontract Grant Award
(90) Pennsylvania State University - Office of Sp
110 Technology Center
University Park,PA16802 		24-6000376 501(C)(3) 119,824   FMV   Subcontract Grant Award
(91) President & Trustees of Williams College
P O Box 67
Williamstown,MA01267 		04-2104847 501(C)(3) 90,083   FMV   Subcontract Grant Award
(92) Progreso Latino Inc
626 Broad Street
Central Falls,RI02863 		05-0380608 501(C)(3) 110,045   FMV   Subcontract Grant Award
(93) Purdue University- Sponsored Program Services
155 South Grant Street
West Lafayette,IN47907 		35-6002041 501(C)(3) 122,997   FMV   Subcontract Grant Award
(94) Rector and Visitors of the University of Vi
210 Sprigg Ln
Charlottesville,VA22903 		54-6001796 501(C)(3) 30,531   FMV   Subcontract Grant Award
(95) Regents of the University of California Irvi
141 Innovation
Irvine,CA92697 		95-2226406 501(C)(3) 37,179   FMV   Subcontract Grant Award
(96) Regents of the University of California Los
3333 California Street
San Francisco,CA94143 		94-6036493 501(C)(3) 20,447   FMV   Subcontract Grant Award
(97) Regents Of The University Of Michigan
500 S State Street
Ann Arbor,MI48109 		38-6006309 501(C)(3) 743,331   FMV   Subcontract Grant Award
(98) Regents of The University of Minnesota
635 Northridge Dr NW
Ste 280
Pine City,MN55063 		11-3797090 501(C)(1) 11,268   FMV   Subcontract Grant Award
(99) Regents of University of California
111 Franklin St12th floor
Oakland,CA94607 		94-3067788 501(C)(3) 225,514   FMV   Subcontract Grant Award
(100) Rensselaer Polytechnic Institute
110 8th Street
Troy,NY12180 		14-1340095 501(C)(3) 172,060   FMV   Subcontract Grant Award
(101) Research Foundation for State University of
PO Box 9
Albany,NY12201 		14-1368361 501(C)(3) 29,263   FMV   Subcontract Grant Award
(102) Research Foundation of CUNY
230 W 41st Street
New York,NY10036 		13-1988190 501(C)(3) 5,095   FMV   Subcontract Grant Award
(103) Rhode Island Department of Health
3 Capitol Hill Room 206
Providence,RI02908 		05-6000522 GOVT 155,192   FMV   Subcontract Grant Award
(104) Rhode Island Free Clinic Inc
655 Broad Street
Providence,RI02907 		05-0501276 501(C)(3) 114,376   FMV   Subcontract Grant Award
(105) Rhode Island Hospital
167 Point Street Box 42 Coro
Suite 1A Room 170
Providence,RI02903 		05-0258954 501(C)(3) 2,548,273   FMV   Subcontract Grant Award
(106) Rhode Island Parent Information Network Inc
300 Jefferson Boulevard
Ste 300
Warwick,RI02888 		05-0457336 501(C)(3) 68,717   FMV   Subcontract Grant Award
(107) Rhode Island Quality Institute
50 Holden Street
Suit 300
Providence,RI02908 		75-3059336 501(C)(3) 633,698   FMV   Subcontract Grant Award
(108) Rhode Island School of Design
2 College St
Providence,RI02903 		05-0258956 501(C)(3) 37,712   FMV   Subcontract Grant Award
(109) Rockefeller University The
1230 York Ave
New York City,NY10065 		13-1624158 501(C)(3) 6,843   FMV   Subcontract Grant Award
(110) Roger Williams University - Finance Office
1 Old Ferry Rd RWU Politicas
Bristol,RI02809 		05-0277222 501(C)(3) 15,603   FMV   Subcontract Grant Award
(111) Rosecrance Inc
1021 N Mulford Rd
Rockford,IL61107 		36-2235167 501(C)(3) 68,328   FMV   Subcontract Grant Award
(112) Rowan University
201 Mullica Hill Road
Glassboro,NJ08028 		22-2764819 501(C)(3) 28,681   FMV   Subcontract Grant Award
(113) RTI International
3040 Cornwallis Road
Research Triangle Pa,NC27709 		56-0686338 501(C)(3) 76,263   FMV   Subcontract Grant Award
(114) Rutgers The State University of New Jersey
57 US Highway 1
New Brunswick,NJ08901 		22-6001086 501(C)(3) 123,028   FMV   Subcontract Grant Award
(115) ScitoVation LLC
100 Capitola Drive
Suit 106
Durham,NC27713 		81-0850114   75,000   FMV   Subcontract Grant Award
(116) Spelman College
350 Spelman Lane SW
Atlanta,GA30314 		58-0566243 501(C)(3) 34,112   FMV   Subcontract Grant Award
(117) Stanford University - Office of Sponsored Re
3145 Porter Drive
Palo Alto,CA94304 		94-1156365 501(C)(3) 287,585   FMV   Subcontract Grant Award
(118) Swarthmore College - Business Office
500 College Avenue - Business
Swarthmore,PA19081 		23-1352683 501(C)(3) 50,707   FMV   Subcontract Grant Award
(119) Teaching Lab
1802 Vernon Street NW PMB 533
Washington,DC20009 		81-3546317 501(C)(3) 132,000   FMV   Subcontract Grant Award
(120) Team Wendy LLC
17000 Street Clair Avenue- Bldg
Cleveland,OH44110 		31-1537545   86,922   FMV   Subcontract Grant Award
(121) Temple University
1803 N Broad Street
Philadelphia,PA19122 		23-1365971 501(C)(3) 582,451   FMV   Subcontract Grant Award
(122) Texas A&M Engineering Experiment Station
400 Harvey Mitchell Parkway Sou
College Station,TX77845 		74-1974733 501(C)(3) 111,701   FMV   Subcontract Grant Award
(123) Texas A&M-Sponsored Research Services
401 George Bush Drive
College station,TX77840 		74-2245072 501(C)(3) 400,645   FMV   Subcontract Grant Award
(124) The Trustees of Columbia University - Sponso
615 West 131st Street
New York,NY10027 		13-5598093 501(C)(3) 87,929   FMV   Subcontract Grant Award
(125) TNTP Inc
500 Seventh Avenue - 8th Floor
New York,NY10018 		13-3850158 501(C)(3) 84,000   FMV   Subcontract Grant Award
(126) Toxics Action Center Inc
294 Washington Street - Ste 50
Boston,MA02108 		04-3211693 501(C)(3) 9,719   FMV   Subcontract Grant Award
(127) Trustees of Amherst College
155 South Pleasant Street - P
Amherst,MA01002 		04-2103542 501(C)(3) 22,827   FMV   Subcontract Grant Award
(128) Trustees of Boston University
881 Commonwealth Ave 4th floo
Boston,MA02215 		04-2103547 501(C)(3) 383,327   FMV   Subcontract Grant Award
(129) Trustees of Columbia University in the City
PO Box 29789
New York,NY10087 		13-5598093 501(C)(3) 6,090   FMV   Subcontract Grant Award
(130) Trustees of Princeton University-Sponsored Res
701 Carnegie Center
Princeton,NJ08540 		21-0634501 501(C)(3) 26,297   FMV   Subcontract Grant Award
(131) Tufts Medical Center Inc
136 Harrison Avenue Posner Hall
Boston,MA02111 		04-2103634 501(C)(3) 19,027   FMV   Subcontract Grant Award
(132) Tuscaloosa Research & Education Advancement C
3701 Loop Road East
Tuscaloosa,AL35404 		63-1078214 501(C)(3) 13,025   FMV   Subcontract Grant Award
(133) US Government Census Bureau
4600 Silver Hill Road- 6H149
Washington,DC20233 		53-0204537 Govt 2,104,493   FMV   Subcontract Grant Award
(134) Unbounded Learning Inc
228 Park Ave South ECM 90834
New York,NY10003 		57-5223320 501(C)(3) 84,000   FMV   Subcontract Grant Award
(135) University Corporation for Atmospheric Researc
3090 Center Green Drive
Boulder,CO80301 		84-0412668 501(C)(3) 9,851   FMV   Subcontract Grant Award
(136) University of Akron
302 Buchtel Common Office of R
Akron,OH44325 		34-6002924 501(C)(3) 26,419   FMV   Subcontract Grant Award
(137) University of Alabama at Birmingham
1530 3rd Ave South AB-1230
Birmingham,AL35294 		63-6005369 501(C)(3) 402,625   FMV   Subcontract Grant Award
(138) University of Arizona The
PO Box 41867 Sponsored Projects
Tucson,AZ85717 		74-2652689 501(C)(3) 202,900   FMV   Subcontract Grant Award
(139) University of Arkansas for Medical Sciences
4301 West Markham Street Slot
Little Rock,AR722057199 		71-6046242 501(C)(3) 74,659   FMV   Subcontract Grant Award
(140) University of California - Berkely Sponsored
The Regents of The University
2195 Hearst Avenue Room 130 MC
Berkeley,CA947201103 		94-3067788 501(C)(3) 72,287   FMV   Subcontract Grant Award
(141) University of California San Diego - MC 00
9500 Gilman Drive
La Jolla,CA92093 		95-6006144 501(C)(3) 348,911   FMV   Subcontract Grant Award
(142) University of Chicago
5801 S Ellis Ave
Chicago,IL60637 		36-2177139 501(C)(3) 49,167   FMV   Subcontract Grant Award
(143) University Of Cincinnati - SRS Accounting
PO Box 210222
Cincinnati,OH45221 		31-6000989 501(C)(3) 35,743   FMV   Subcontract Grant Award
(144) University of Colorado Denver - Grants and
PO Box 910238 Grants and Contr
Denver,CO80291 		84-6000555 501(C)(3) 94,237   FMV   Subcontract Grant Award
(145) University Of Connecticut - Office for Spons
438 Whitney Road Ext - Unit
Storrs,CT06269 		52-1725543 501(C)(3) 31,902   FMV   Subcontract Grant Award
(146) University Of Connecticut Health Center
263 Farmington Avenue- MC 5335
Farmington,CT06030 		52-1725543 501(C)(3) 179,511   FMV   Subcontract Grant Award
(147) University of Delaware - 116 Student Service
220 Hullihen Hall
Newark,DE19716 		51-6000297 501(C)(3) 25,322   FMV   Subcontract Grant Award
(148) University Of Florida
219 Grinter Hall
Gainesville,FL32611 		59-6002052 501(C)(3) 276,037   FMV   Subcontract Grant Award
(149) University of Houston - Treasurer's Office
4302 University Drive
Houston,TX77204 		74-6001399 501(C)(3) 146,507   FMV   Subcontract Grant Award
(150) University Of Maryland
8500 Paint Branch Dr
College Park,MD20742 		52-6002033 Govt 29,767   FMV   Subcontract Grant Award
(151) University of Maryland Baltimore
620 W Lexington St
Baltimore,MD21201 		52-6002033 501(C)(3) 31,384   FMV   Subcontract Grant Award
(152) University of Maryland Baltimore County
1000 Hilltop Circle
Baltimore,MD21250 		52-6002033 501(C)(3) 40,798   FMV   Subcontract Grant Award
(153) University of Massachusetts - Controllers Off
100 Morrissey Blvd
Boston,MA02125 		04-3167352 Govt 407,555   FMV   Subcontract Grant Award
(154) University Of Massachusetts - Lowell
Wannalancit - 2nd Floor South
Lowell,MA01854 		04-3167352 Govt 106,275   FMV   Subcontract Grant Award
(155) University of Massachusetts Medical School
55 Lake Avenue North
Worcester,MA01655 		04-3167352 501(C)(3) 209,978   FMV   Subcontract Grant Award
(156) University of Miami- Office of Research Admi
PO Box 248106
Coral Gables,FL33124 		59-0624458 501(C)(3) 66,165   FMV   Subcontract Grant Award
(157) University of Michigan - Division of Researc
3003 S State st
Ann Arbor,MI48109 		38-6006309 501(C)(3) 20,573   FMV   Subcontract Grant Award
(158) University Of Minnesota - Office of Sponsore
1300 South 2nd Street
MINNEAPOLIS,MN55454 		41-6007513 Govt 122,738   FMV   Subcontract Grant Award
(159) University of Mississippi Medical Center The
2500 North State Street
Jackson,MS39216 		64-6008520 501(C)(3) 250,252   FMV   Subcontract Grant Award
(160) University of Missouri - St Louis
One University Blvd
St Louis,MO63121 		43-6003859 501(C)(3) 57,109   FMV   Subcontract Grant Award
(161) University of Missouri-Columbia AR
P O Box 807012
Kansas City,MO641807012 		43-6003859 Govt 38,961   FMV   Subcontract Grant Award
(162) University of New Hampshire - Sponsored Prog
University of New Hampshire -
College Road,NH03824 		02-6000937 501(C)(3) 39,541   FMV   Subcontract Grant Award
(163) University of New Mexico - Contract and Gra
1700 Lomas Boulevard NE - Ste
Albuquerque,NM87131 		85-6000642 501(C)(3) 23,843   FMV   Subcontract Grant Award
(164) University Of North Carolina - Charlotte Cas
9201 University City Boulevard
Charlotte,NC282230001 		56-0791228 501(C)(3) 127,996   FMV   Subcontract Grant Award
(165) University of North Carolina at Chapel Hill
104 Airport Drive
Chapel Hill,NC27599 		56-6001393 501(C)(3) 1,424,342   FMV   Subcontract Grant Award
(166) University of Pennsylvania - Office of Resea
P O Box 785541
Philadelphia,PA191785541 		23-1352685 501(C)(3) 747,509   FMV   Subcontract Grant Award
(167) University Of Pittsburgh - Office of Researc
116 Atwood Street
Pittsburgh,PA15260 		25-0965591 501(C)(3) 886,001   FMV   Subcontract Grant Award
(168) University Of Rhode Island - Office of Gran
45 Upper College Rd
Kingston,RI02881 		05-6000522 501(C)(3) 763,973   FMV   Subcontract Grant Award
(169) University of Rochester - ORACS
910 Genesee Street
Rochester,NY14611 		16-0743209 501(C)(3) 28,710   FMV   Subcontract Grant Award
(170) University of South Carolina
PO Box 84900
Columbia,SC29208 		57-6001153 501(C)(3) 145,758   FMV   Subcontract Grant Award
(171) University of Southern California
635 Downey Way VPD 214
Los Angeles,CA90089 		95-1642394 501(C)(3) 40,979   FMV   Subcontract Grant Award
(172) University Of Tennessee
1331 Circle Park Drive
Knoxville,TN37916 		62-6001636 501(C)(3) 51,581   FMV   Subcontract Grant Award
(173) University of Texas at Austin - Office of
101 E 27th Street 5
Austin,TX78712 		74-6000203 501(C)(3) 7,633   FMV   Subcontract Grant Award
(174) University of Texas Health Science Center at
PO Box 301418
Dallas,TX75303 		74-1761309 501(C)(3) 13,826   FMV   Subcontract Grant Award
(175) University of Utah-Grants and Accounting
332 South 1400 East
Salt Lake City,UT84211 		87-6000525 501(C)(3) 185,069   FMV   Subcontract Grant Award
(176) University Of Washington - Grant & Contract
4300 Roosevelt Way NE
Seattle,WA98915 		91-6001537 501(C)(3) 187,606   FMV   Subcontract Grant Award
(177) Urban Institute
2100 M Street NW
Washington,DC20037 		52-0880375 501(C)(3) 13,475   FMV   Subcontract Grant Award
(178) Vanderbilt University - Contract and Grant A
2301 Vanderbilt Place
Nashville,TN37240 		62-0476822 501(C)(3) 9,671   FMV   Subcontract Grant Award
(179) Vanderbilt University Medical Center
Dept 1236 P O Box 121236
Dallas,TX753121236 		35-2528741 501(C)(3) 45,284   FMV   Subcontract Grant Award
(180) Veterans Health Research Institute of CNY I
800 Irving Avenue
Syracuse,NY13210 		16-1365231 501(C)(3) 352,312   FMV   Subcontract Grant Award
(181) Virginia Polytechnic Institute and State Univ
902 Prices Fork Road Suite 400
Blackburg,VA24061 		54-0721690 501(C)(3) 338,446   FMV   Subcontract Grant Award
(182) Wake Forest University
PO Box 7201
Winston Salem,NC27109 		56-0532138 501(C)(3) 146,614   FMV   Subcontract Grant Award
(183) Wake Forest University Health Sciences
1834 Wake Forest Road
Winston Salem,NC27109 		56-0532138 501(C)(3) 252,687   FMV   Subcontract Grant Award
(184) Walgreens Co
102 Wilmot Road - MS 125D
Deerfield,IL60015 		36-1924025   293,755   FMV   Subcontract Grant Award
(185) Wayne State University
5057 Woodward Avenue 13th Floor
Suite 13001
Detroit,MI48202 		38-6028429 501(C)(3) 67,938   FMV   Subcontract Grant Award
(186) Westat Inc
1600 Research Boulevard
Rockville,MD20850 		84-0529566   12,586   FMV   Subcontract Grant Award
(187) Whitman-Walker Health
1377 R Street NW - Suite 200
Washington,DC20009 		52-1122122 501(C)(3) 49,146   FMV   Subcontract Grant Award
(188) William Marsh Rice University - MS 74 P O
6100 Main Street
Houston,TX77005 		74-1109620 501(C)(3) 143,499   FMV   Subcontract Grant Award
(189) Women & Infants Hospital Of Rhode Island
101 Dudley Street
Providence,RI02905 		05-0258937 501(C)(3) 80,766   FMV   Subcontract Grant Award
(190) Worcester Polytechnic Institute
100 Institute Road
Worcester,MA01609 		04-2121659 501(C)(3) 72,259   FMV   Subcontract Grant Award
(191) Yale University - 25 Science Park
PO Box 208239
New Haven,CT06520 		06-0646973 501(C)(3) 890,040   FMV   Subcontract Grant Award
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
157
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
34
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2021

Schedule I (Form 990) 2021
Page 2
Part III
Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Number of
recipients		 (c) Amount of
cash grant		 (d) Amount of
noncash assistance		 (e) Method of valuation (book,
FMV, appraisal, other)		 (f) Description of noncash assistance
(1) UNDERGRADUATE SCHOLARSHIPS/FELLOWSHIPS/STIPENDS 3096 178,112,331      
(2) GRADUATE SCHOLARSHIPS/FELLOWSHIPS/STIPENDS 2189 166,527,789      
(3) MEDICAL SCHOOL SCHOLARSHIPS/FELLOWSHIPS/STIPENDS 344 6,777,735      
(3)
(4)
(5)
(6)
(7)
Part IV
Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.
Return Reference Explanation
Schedule I, Part I, Line 2 GRANT FUNDS ARE MANAGED IN ACCORDANCE WITH BOTH THE SPONSOR AND UNIVERSITY RULES AND REGULATIONS. EXPENDITURES ARE REVIEWED ON A PRE AND POST AUDIT BASIS TO ENSURE THAT THE COSTS INCURRED AND CHARGED TO A PARTICULAR GRANT IN COMPLIANCE WITH BOTH THE SPONSOR AND UNIVERSITY POLICIES. SCHEDULE I, PART III THE CASH GRANTS ARE REFLECTED ON STUDENTS' ACCOUNTS.
Schedule I (Form 990) 2021



Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990.
SchJMediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
Brown University
 
Employer identification number

05-0258809
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes on Line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .....
1b
 
No
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked on Line 1a? ....
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? .............
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.
5
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ....................
5a
 
No
b
Any related organization? .......................
5b
 
No
If "Yes," on line 5a or 5b, describe in Part III.
6
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ..................
6a
 
No
b
Any related organization? ......................
6b
 
No
If "Yes," on line 6a or 6b, describe in Part III.
7
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................
8
 
No
9
If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2021

Schedule J (Form 990) 2021
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2, 1099-MISC compensation, and/or 1099-NEC (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation in column (B) reported as deferred on prior Form 990
(i) Base
compensation 		(ii) Bonus & incentive
compensation 		(iii) Other reportable compensation
1CHRISTINA PAXSON
PRESIDENT/FELLOW 		(i)

(ii)		 1,068,875
-------------
  		 
-------------
  		851,945
-------------
  		64,000
-------------
  		61,476
-------------
  		2,046,296
-------------
  		450,000
-------------
 
2RUSSELL CAREY
INTERIM EVP FIN (AS OF 10/21) 		(i)

(ii)		 496,932
-------------
  		25,000
-------------
  		 
-------------
  		24,094
-------------
  		25,807
-------------
  		571,833
-------------
  		 
-------------
 
3BARBARA CHERNOW
EXEC VP OF FIN AND ADMIN 		(i)

(ii)		 630,518
-------------
  		 
-------------
  		254,205
-------------
  		44,157
-------------
  		2,595
-------------
  		931,475
-------------
  		 
-------------
 
4WILLIAM CIOFFI
PROFESSOR OF MEDICAL SCIENCE 		(i)

(ii)		 600,000
-------------
  		 
-------------
  		 
-------------
  		21,000
-------------
  		13,884
-------------
  		634,884
-------------
  		 
-------------
 
5JANE DIETZE
VP & Chief Investment Officer 		(i)

(ii)		 659,006
-------------
  		1,476,000
-------------
  		802,756
-------------
  		17,973
-------------
  		40,510
-------------
  		2,996,245
-------------
  		 
-------------
 
6JACK ELIAS
SR VP FOR HEALTH AFFAIRS 		(i)

(ii)		 959,470
-------------
  		 
-------------
  		19,500
-------------
  		13,353
-------------
  		19,876
-------------
  		1,012,199
-------------
  		 
-------------
 
7SERGIO GONZALEZ
SVP FOR ADVANCEMENT 		(i)

(ii)		 698,906
-------------
  		151,501
-------------
  		90,809
-------------
  		16,907
-------------
  		25,049
-------------
  		983,172
-------------
  		 
-------------
 
8MICHAEL GUGLIELMO
VP FOR FACILITIES MGMT 		(i)

(ii)		 321,099
-------------
  		15,000
-------------
  		 
-------------
  		28,776
-------------
  		40,423
-------------
  		405,298
-------------
  		 
-------------
 
9Joshua T Kennedy
MANAGING DIRECTOR 		(i)

(ii)		 409,950
-------------
  		764,000
-------------
  		 
-------------
  		19,200
-------------
  		25,023
-------------
  		1,218,173
-------------
  		 
-------------
 
10PETER LEVINE
MANAGING DIRECTOR 		(i)

(ii)		 359,765
-------------
  		564,000
-------------
  		 
-------------
  		20,200
-------------
  		25,208
-------------
  		969,173
-------------
  		 
-------------
 
11RICHARD LOCKE
PROVOST 		(i)

(ii)		 755,903
-------------
  		 
-------------
  		123,904
-------------
  		16,710
-------------
  		20,687
-------------
  		917,204
-------------
  		 
-------------
 
12KEVIN MCLAUGHLIN
DEAN OF THE FACULTY 		(i)

(ii)		 438,920
-------------
  		 
-------------
  		 
-------------
  		28,349
-------------
  		39,223
-------------
  		506,492
-------------
  		 
-------------
 
13ERICA NOURJIAN
HEAD OF OPERATIONS-INVESTMENTS 		(i)

(ii)		 372,701
-------------
  		500,000
-------------
  		 
-------------
  		19,969
-------------
  		25,305
-------------
  		917,975
-------------
  		 
-------------
 
14JILL PIPHER
VP OF RESEARCH 		(i)

(ii)		 396,384
-------------
  		 
-------------
  		3,167
-------------
  		29,057
-------------
  		705
-------------
  		429,313
-------------
  		 
-------------
 
15LOUIS RICE
CHAIR OF MEDICINE 		(i)

(ii)		 680,299
-------------
  		 
-------------
  		23,358
-------------
  		19,617
-------------
  		20,554
-------------
  		743,828
-------------
  		 
-------------
 
16DAVID SAVITZ
PROFESSOR OF EPIDEMIOLOGY 		(i)

(ii)		 273,866
-------------
  		 
-------------
  		21,610
-------------
  		24,994
-------------
  		8,803
-------------
  		329,273
-------------
  		 
-------------
 
17MICHAEL WHITE
VICE PRESIDENT FOR FIN & CFO 		(i)

(ii)		 428,254
-------------
  		 
-------------
  		20,447
-------------
  		19,375
-------------
  		1,951
-------------
  		470,027
-------------
  		 
-------------
 
Schedule J (Form 990) 2021

Schedule J (Form 990) 2021
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.
Return Reference Explanation
Schedule J, Part I, Line 1a RESIDENCE FOR PERSONAL USE WAS PROVIDED TO THE FOLLOWING INDIVIDUAL: PRESIDENT - AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE EMPLOYER, THE PRESIDENT IS REQUIRED TO LIVE IN UNIVERSITY HOUSING. THEREFORE, NONE OF THE BENEFIT WAS TREATED AS TAXABLE COMPENSATION. THE EXECUTIVE VP OF FINANCE AND ADMIN RECEIVED A GROSS-UP PAYMENT IN 2021, WHICH IS REPORTED AS TAXABLE COMPENSATION IN SCHEDULE J, PART II, COLUMN B(III). THE PRESIDENT'S HOUSEHOLD SERVICES ASSISTANT PROVIDES SOME PERSONAL SERVICES FOR THE PRESIDENT. THE PRESIDENT REIMBURSES THE UNIVERSITY BY CHECK FOR THESE SERVICES. SCHEDULE J, PART I, LINE 1B IN LIEU OF A STANDARDIZED WRITTEN POLICY, SENIOR OFFICERS WERE ISSUED AN ADDENDUM TO THEIR COMPENSATION LETTER APPROVED BY THE CHANCELLOR, OUTLINING THE TREATMENT OF THE HOUSING ITEM LISTED IN PART I, LINE 1A.
SCHEDULE J, PART I, LINE 4B TERMS & CONDITIONS OF SUPPLEMENTAL RETIREMENT PLAN AND PAYMENT FOR 2021: EFFECTIVE JULY 1, 2017, THE UNIVERSITY ENTERED INTO A DEFERRED COMPENSATION AGREEMENT. UNDER THE PLAN THE ORGANIZATION WILL DEPOSIT $200,000 TO THE PRESIDENT'S DEFERRED COMPENSATION ACCOUNT EACH JUNE 30TH THROUGH JUNE 30, 2022. SUCH AMOUNTS WILL VEST OVER THE COURSE OF THE AGREEMENT SO LONG AS THE PRESIDENT REMAINS CONTINUOUSLY EMPLOYED BY THE UNIVERSITY THROUGH EACH VESTING DATE. $782,945 WAS PAID UNDER THIS PLAN IN CALENDAR YEAR 2021. AS PART OF HER AMENDED EMPLOYMENT AGREEMENT, EFFECTIVE JULY 1, 2020 MS. CHERNOW PARTICIPATES IN A DEFERRED COMPENSATION ARRANGEMENT. PURSUANT TO THE TERMS OF THE ARRANGEMENT, MS. CHERNOW IS CREDITED 15% OF HER BASE COMPENSATION ON A MONTHLY BASIS BEGINNING JULY 1, 2020, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE. $98,861 VESTED IN 2021 AND IS INCLUDED IN SCHEDULE J, PART II, COLUMN B (III). Effective Jan. 1, 2020, Jane Dietze participates in a deferred compensation arrangement. Under the arrangement, $2 million will accrue a return equivalent to the endowment return. 20% of the original balance plus earnings will vest each year on January 1 provided she remains employed by the University on such dates. $678,060 vested on January 1, 2021 and is reported in Schedule J, Part II, Column B(iii) SCHEDULE J, PART I, LINE 7 THE UNIVERSITY OFFERS INCENTIVE COMPENSATION TO SENIOR PROFESSIONALS IN THE INVESTMENT OFFICE BASED UPON THE UNIVERSITY'S INVESTMENT PERFORMANCE AND OTHER QUALITATIVE FACTORS.
Schedule J (Form 990) 2021

Additional Data


Software ID:  
Software Version:  

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet Attach to Form 990.
SchKMediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public
Inspection
Name of the organization
Brown University
 
Employer identification number
05-0258809
Part Ⅰ
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer		 (i) Pool
financing
Yes No Yes No Yes No
A RI H&E CORP SERIES 2003A & 2003B
  		52-1300173 762243CA9 11-13-2003 91,425,000 FINANCE CAPITAL PROJECTS   X   X   X
B RI H&E BLD CORP SERIES 2005A
  		52-1300173 762243MY6 10-04-2005 85,500,000 FINANCE CAPITAL PROJECTS   X   X   X
C RI H&E CORP SERIES 2011
  		52-1300173 762197GR6 08-24-2011 80,629,956 CURRENT REFUNDING 2001 BONDS   X   X   X
D RI H&E CORP SERIES 2012
  		52-1300173 762197KD2 07-19-2012 149,807,220 FIN.CAP. PROJECTS/REFUND COM.PAPER   X   X   X
RI H&E CORP SERIES 2013
  		52-1300173 762197PX3 12-04-2013 150,950,167 FIN CAP PROJECTS/REFUND 2009 BOND   X   X   X
RI H&E CORP SERIES 2015
  		52-1300173 000000000 10-21-2015 45,000,000 FIN CAP PROJECTS/REFUND 2003A BOND   X   X   X
RI H&E CORP SERIES 2017
  		52-1300173 762197VG3 07-19-2017 160,656,503 FIN CAP PROJECTS/REFUND 2005 BOND   X   X   X
RI H&E CORP SERIES 2019
  		52-1300173 762197A76 07-18-2019 71,055,670 FIN CAP PROJECTS/REFUND 2007 BOND   X   X   X
Part Ⅱ
Proceeds
A B C D
1 Amount of bonds retired .................. 52,920,000 0 33,780,000 89,207,220
2 Amount of bonds legally defeased .............. 0 0 0 0
3 Total proceeds of issue .................. 91,928,050 87,064,981 80,629,956 149,807,220
4 Gross proceeds in reserve funds ............. 0 0 0 0
5 Capitalized interest from proceeds ............. 0 0 0 0
6 Proceeds in refunding escrows ............... 0 0 0 0
7 Issuance costs from proceeds ............... 590,401 526,642 506,344 794,535
8 Credit enhancement from proceeds ............. 0 0 0 0
9 Working capital expenditures from proceeds ............. 0 0 0 0
10 Capital expenditures from proceeds ............. 91,337,649 86,538,339 0 99,012,685
11 Other spent proceeds ............. 0 0 80,123,612 50,000,000
12 Other unspent proceeds ............. 0 0 0 0
13 Year of substantial completion ............. 2005 2006 2020 2014
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue of tax-exempt
bonds (or, if issued prior to 2020, a current refunding issue)? ........ 		  X   X X   X  
15 Were the bonds issued as part of an advance refunding issue of taxable
bonds (or, if issued prior to 2020, an advance refunding issue)? ........ 		  X   X   X   X
16 Has the final allocation of proceeds been made? .......... X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2021

Schedule K (Form 990) 2021
Page 2
Part Ⅲ
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ...............   X   X   X   X
3a Are there any management or service contracts that may result in private business use of bond-financed property? .............   X   X   X   X
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?                
c Are there any research agreements that may result in private business use of bond-financed property? ............. X   X     X   X
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X   X       X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0.128 % 0.020 % 0 % 0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet        
6 Total of lines 4 and 5 ............. 0.128 % 0.020 %   0.026 %
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............   X   X   X   X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........ 		X   X   X   X  
Part Ⅳ
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......                
b Exception to rebate? ........ X   X   X   X  
c No rebate due? .........         X      
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X   X     X   X
Schedule K (Form 990) 2021

Schedule K (Form 990) 2021
Page 3
Part Ⅳ
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue? X   X     X   X
b Name of provider .......... JP MORGAN
  		GOLDMAN SACHS
  		0
  		0
 
c Term of hedge ......... 3530 % 2960 %    
d Was the hedge superintegrated? ......   X   X        
e Was the hedge terminated? ........   X   X        
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider .......... 0
  		0
  		0
  		0
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part Ⅴ
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part Ⅵ
Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).
Return Reference Explanation
SCHEDULE K, PART II, LINE 3, COLUMN A (SERIES 2003) INCLUDES $503,050 OF INVESTMENT EARNINGS. SCHEDULE K, PART II, LINE 3, COLUMN B (SERIES 2005A) INCLUDES $1,564,981 OF INVESTMENT EARNINGS SCHEDULE K, PART II, LINE 3, COLUMN B (SERIES 2015) INCLUDES $16,964 OF INVESTMENT EARNINGS SCHEDULE K, PART II, LINE 3, COLUMN C (SERIES 2017) INCLUDES $1,941,489 OF INVESTMENT EARNINGS SCHEDULE K, PART III, LINE 9 / PART IV, LINE 7 & PART V BROWN UNIVERSITY CONDUCTS AN ANALYSIS OF ACTIVITIES CONDUCTED WITHIN ITS BOND-FINANCED FACILITIES TO DETERMINE IF THERE IS ANY PRIVATE USE. SCHEDULE K, PART IV, COLUMN C, LINE 2C DATE REBATE COMPUTATION WAS PERFORMED 7/25/2022
Schedule K (Form 990) 2021

Additional Data


Software ID:  
Software Version:  


Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet Attach to Form 990.
SchKMediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public
Inspection
Name of the organization
Brown University
 
Employer identification number
05-0258809
Part Ⅰ
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer		 (i) Pool
financing
Yes No Yes No Yes No
A RI H&E CORP SERIES 2003A & 2003B
  		52-1300173 762243CA9 11-13-2003 91,425,000 FINANCE CAPITAL PROJECTS   X   X   X
B RI H&E BLD CORP SERIES 2005A
  		52-1300173 762243MY6 10-04-2005 85,500,000 FINANCE CAPITAL PROJECTS   X   X   X
C RI H&E CORP SERIES 2011
  		52-1300173 762197GR6 08-24-2011 80,629,956 CURRENT REFUNDING 2001 BONDS   X   X   X
D RI H&E CORP SERIES 2012
  		52-1300173 762197KD2 07-19-2012 149,807,220 FIN.CAP. PROJECTS/REFUND COM.PAPER   X   X   X
RI H&E CORP SERIES 2013
  		52-1300173 762197PX3 12-04-2013 150,950,167 FIN CAP PROJECTS/REFUND 2009 BOND   X   X   X
RI H&E CORP SERIES 2015
  		52-1300173 000000000 10-21-2015 45,000,000 FIN CAP PROJECTS/REFUND 2003A BOND   X   X   X
RI H&E CORP SERIES 2017
  		52-1300173 762197VG3 07-19-2017 160,656,503 FIN CAP PROJECTS/REFUND 2005 BOND   X   X   X
RI H&E CORP SERIES 2019
  		52-1300173 762197A76 07-18-2019 71,055,670 FIN CAP PROJECTS/REFUND 2007 BOND   X   X   X
Part Ⅱ
Proceeds
A B C D
1 Amount of bonds retired .................. 52,920,000 0 33,780,000 89,207,220
2 Amount of bonds legally defeased .............. 0 0 0 0
3 Total proceeds of issue .................. 91,928,050 87,064,981 80,629,956 149,807,220
4 Gross proceeds in reserve funds ............. 0 0 0 0
5 Capitalized interest from proceeds ............. 0 0 0 0
6 Proceeds in refunding escrows ............... 0 0 0 0
7 Issuance costs from proceeds ............... 590,401 526,642 506,344 794,535
8 Credit enhancement from proceeds ............. 0 0 0 0
9 Working capital expenditures from proceeds ............. 0 0 0 0
10 Capital expenditures from proceeds ............. 91,337,649 86,538,339 0 99,012,685
11 Other spent proceeds ............. 0 0 80,123,612 50,000,000
12 Other unspent proceeds ............. 0 0 0 0
13 Year of substantial completion ............. 2005 2006 2020 2014
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue of tax-exempt
bonds (or, if issued prior to 2020, a current refunding issue)? ........ 		  X   X X   X  
15 Were the bonds issued as part of an advance refunding issue of taxable
bonds (or, if issued prior to 2020, an advance refunding issue)? ........ 		  X   X   X   X
16 Has the final allocation of proceeds been made? .......... X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2021

Schedule K (Form 990) 2021
Page 2
Part Ⅲ
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ...............   X   X   X   X
3a Are there any management or service contracts that may result in private business use of bond-financed property? .............   X   X   X   X
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?                
c Are there any research agreements that may result in private business use of bond-financed property? ............. X   X     X   X
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X   X       X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0.128 % 0.020 % 0 % 0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet        
6 Total of lines 4 and 5 ............. 0.128 % 0.020 %   0.026 %
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............   X   X   X   X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........ 		X   X   X   X  
Part Ⅳ
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......                
b Exception to rebate? ........ X   X   X   X  
c No rebate due? .........         X      
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X   X     X   X
Schedule K (Form 990) 2021

Schedule K (Form 990) 2021
Page 3
Part Ⅳ
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue? X   X     X   X
b Name of provider .......... JP MORGAN
  		GOLDMAN SACHS
  		0
  		0
 
c Term of hedge ......... 3530 % 2960 %    
d Was the hedge superintegrated? ......   X   X        
e Was the hedge terminated? ........   X   X        
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider .......... 0
  		0
  		0
  		0
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part Ⅴ
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part Ⅵ
Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).
Return Reference Explanation
SCHEDULE K, PART II, LINE 3, COLUMN A (SERIES 2003) INCLUDES $503,050 OF INVESTMENT EARNINGS. SCHEDULE K, PART II, LINE 3, COLUMN B (SERIES 2005A) INCLUDES $1,564,981 OF INVESTMENT EARNINGS SCHEDULE K, PART II, LINE 3, COLUMN B (SERIES 2015) INCLUDES $16,964 OF INVESTMENT EARNINGS SCHEDULE K, PART II, LINE 3, COLUMN C (SERIES 2017) INCLUDES $1,941,489 OF INVESTMENT EARNINGS SCHEDULE K, PART III, LINE 9 / PART IV, LINE 7 & PART V BROWN UNIVERSITY CONDUCTS AN ANALYSIS OF ACTIVITIES CONDUCTED WITHIN ITS BOND-FINANCED FACILITIES TO DETERMINE IF THERE IS ANY PRIVATE USE. SCHEDULE K, PART IV, COLUMN C, LINE 2C DATE REBATE COMPUTATION WAS PERFORMED 7/25/2022
Schedule K (Form 990) 2021

Additional Data


Software ID:  
Software Version:  

Schedule L
(Form 990)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c, or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ.
MediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
Brown University
 
Employer identification number

05-0258809
Part I
Excess Benefit Transactions (section 501(c)(3), section 501(c)(4), and section 501(c)(29) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No
2
Enter the amount of tax incurred by the organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ........ Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e) Original principal amount (f) Balance due (g) In default? (h) Approved by board or committee? (i) Written agreement?
To From Yes No Yes No Yes No
(1) RICHARD LOCKE KEY EMPLOYEE PERSONAL   X 300,000 100,000   No Yes   Yes  
Total ...............Small Bullet $ 100,000
Part III
Grants or Assistance Benefiting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990) 2021
Schedule L (Form 990) 2021
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) Arthur Gabinet Family Member of Officer 104,263 Seasonal Employment   No
Part V
Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).
Return Reference Explanation
Schedule L (Form 990) 2021


Additional Data


Software ID:  
Software Version:  




SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
Right pointing arrow large imageGo to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
Brown University
 
Employer identification number

05-0258809
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art ....        
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications .. X 139,570 FMV
5 Clothing and household
goods ....... 		     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 657 37,556,076 FMV
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( ART ) X 1 72,000 FMV
26 Other Right pointing arrow large image ( EQUIPMENT ) X 4 328,427 FMV
27 Other Right pointing arrow large image ( EVENT EXPENSES ) X 5 16,215 FMV
28 Other Right pointing arrow large image ( CRYPTO CURRENCY ) X 6 1,999,512 FMV
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement
29
 
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that it must hold for at least three years from the date of the initial contribution, and which isn't required to be used for exempt purposes for the entire holding period? ...................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any nonstandard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
 
No
b
If "Yes," describe in Part II.
33
If the organization didn't report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2021)
Schedule M (Form 990) (2021)
Page 2
Part IISupplemental Information. Provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
SCHEDULE M, PART I, COLUMN (B) THE UNIVERSITY IS REPORTING THE NUMBER OF CONTRIBUTIONS RECEIVED DURING THE YEAR. SCHEDULE M, PART I, LINE 33 NO REVENUE WAS REPORTED ON FORM 990, PART VIII, LINE 1G BECAUSE THE UNIVERSITY'S COLLECTIONS (WHICH INCLUDE WORKS OF ART, HISTORICAL TREASURES & ARTIFACTS) ARE NOT RECOGNIZED AS ASSETS IN THE FINANCIAL STATEMENTS OF THE UNIVERSITY. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR EDUCATION AND RESEARCH PURPOSES.
Schedule M (Form 990) (2021)

Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2021
Open to Public
Inspection
Name of the organization
Brown University
 
Employer identification number

05-0258809
Return Reference Explanation
MISSION STATEMENT TO SERVE THE COMMUNITY, THE NATION, AND THE WORLD BY DISCOVERING, COMMUNICATING, AND PRESERVING KNOWLEDGE AND UNDERSTANDING IN A SPIRIT OF FREE INQUIRY, AND BY EDUCATING AND PREPARING STUDENTS TO DISCHARGE THE OFFICES OF LIFE WITH USEFULNESS AND REPUTATION. BROWN ACCOMPLISHES THIS THROUGH A PARTNERSHIP OF STUDENTS & TEACHERS IN A UNIFIED COMMUNITY CALLED A UNIVERSITY COLLEGE.
FORM 990, PART III, LINE 4A INSTRUCTION / ENROLLMENT INCLUDES COST OF SUPPLIES, SALARIES AND BENEFITS ASSOCIATED WITH TEACHING APPROXIMATELY 10,700 STUDENTS (68% UNDERGRADUATE; 26% GRADUATE; 6% MEDICAL). A FACULTY OF APPROXIMATELY 1,500 TEACH AND ADMINISTER PROGRAMS IN A VARIETY OF DISCIPLINES, INCLUDING THE HUMANITIES, LIFE/MEDICAL SCIENCES, PHYSICAL SCIENCES AND SOCIAL SCIENCES. THERE ARE NEARLY 100 PROGRAMS OF STUDY OFFERED BETWEEN UNDERGRADUATE COLLEGE, GRADUATE SCHOOL AND MEDICAL SCHOOL OF THE UNIVERSITY. IN 2022, THE UNIVERSITY AWARDED A TOTAL OF 2,990 BACCALAUREATE DEGREES AND ADVANCED (MASTER, MEDICAL AND DOCTORATE) DEGREES.
FORM 990, PART III, LINE 4B STUDENT AID, FELLOWSHIPS & SCHOLARSHIPS BROWN PROVIDES 100 PERCENT OF DEMONSTRATED NEED FOR ALL AIDED UNDERGRADUATE STUDENTS THAT MATRICULATE. THE UNIVERSITY IS NEED-BLIND FOR DOMESTIC STUDENTS (US CITIZENS AND PERMANENT RESIDENTS) AND "NEED-AWARE" FOR INTERNATIONAL AND TRANSFER (BOTH DOMESTIC AND INTERNATIONAL) STUDENTS. INTERNATIONAL AND TRANSFER STUDENTS WHO DO NOT APPLY FOR AID AS PART OF THEIR ADMISSION APPLICATION MAY NOT RECEIVE NEED-BASED SCHOLARSHIPS FROM THE UNIVERSITY. FORTY-FIVE PERCENT OF THE UNDERGRADUATE STUDENT BODY RECEIVES NEED-BASED FINANCIAL AID. THE AVERAGE FINANCIAL-AID PACKAGE FOR THE CLASS OF 2025 WAS $56,958. SINCE THE CLASS OF 2007, ALL DOMESTIC UNDERGRADUATES ADMITTED AS FRESHMEN AT BROWN UNIVERSITY WERE ADMITTED UNDER THE UNIVERSITY'S NEEDS-BLIND ADMISSION POLICY.
FORM 990, PART III, LINE 4D OTHER PROGRAM SERVICES (EXPENSES $22,535,412) (REVENUE $20,071,202) THE UNIVERSITY ENGAGES IN RESEARCH IN PHYSICAL SCIENCES, HUMANITIES, LIFE SCIENCES AND SOCIAL SCIENCES. THE UNIVERSITY'S RESEARCH NETWORK FEATURES ADVANCED ACADEMIC INSTITUTES, CENTERS AND FACILITIES THAT MAKE OUR WORLD RENOWNED RESEARCH POSSIBLE. THESE FACILITIES, WHICH ARE MADE AVAILABLE TO FACULTY AND STUDENTS, ENCOURAGE DISCOVERY AND INNOVATION BY PROVIDING STATE OF-THE-ART EQUIPMENT AND RESOURCES.
FORM 990, PART V, LINE 4B FOREIGN ACCOUNTS THE ORGANIZATION HAS AN INTEREST IN OR A SIGNATURE OR OTHER AUTHORITY OVER A FINANCIAL ACCOUNT IN THE FOLLOWING FOREIGN COUNTRIES: 1) ITALY 2) FRANCE
PART VI, SECTION A, LINE 1 THE ADVISORY & EXECUTIVE COMMITTEE SHALL CONSIST OF THE PRESIDENT (CHAIR), THE CHANCELLOR, THE VICE CHANCELLOR, THE SECRETARY, AND THE TREASURER, ALL EX OFFICIO, AND AT LEAST NINE ADDITIONAL MEMBERS OF THE CORPORATION OF WHOM AT LEAST TWO SHALL BE FELLOWS AND THREE TRUSTEES. THE CHAIRS OF THE COMMITTEES ON ACADEMIC AFFAIRS, BUDGET & FINANCE, CAMPUS LIFE, ADVANCEMENT, FACILITIES & CAMPUS PLANNING, AUDIT, MEDICAL SCHOOL AND INVESTMENT SHALL ALWAYS BE AMONG THE MEMBERS OF THE ADVISORY & EXECUTIVE COMMITTEE. THREE FELLOWS AND FOUR TRUSTEES SHALL CONSTITUTE A QUORUM. THE COMMITTEE MAY TRANSACT ANY BUSINESS OF THE CORPORATION EXCEPT THE LOCATION OF BUILDINGS AND THE ELECTION OF TRUSTEES, FELLOWS, AND THE PRESIDENT. IN ADDITION TO THE POWERS OF THE MINOR QUORUM, THE COMMITTEE, BY ACTION OF THE CORPORATION, IS AUTHORIZED TO APPOINT PROFESSORS. THE ACTS OF THE ADVISORY & EXECUTIVE COMMITTEE SHALL BE VALID UNTIL THE NEXT MEETING OF THE CORPORATION, AND NO LONGER UNLESS APPROVED BY THE CORPORATION.
PART VI, SECTION A, LINE 2 Maria Zuber and Brian Moynihan have a business relationship as both sit on the board of another organization.
PART VI, SECTION B, LINE 11 THE RETURN IS PREPARED BY THE UNIVERSITY AND REVIEWED BY THE UNIVERSITY'S TAX CONSULTANTS. A DRAFT VERSION OF THE FORM 990 IS PROVIDED TO THE CONTROLLER, VICE PRESIDENT FOR FINANCE AND CHIEF FINANCIAL OFFICER, EXECUTIVE VICE PRESIDENT FOR FINANCE & ADMINISTRATION, AND THE COMMITTEE ON RISK AND AUDIT FOR REVIEW. CHANGES/COMMENTS ARE SUBMITTED TO MANAGEMENT AND ANY NECESSARY CHANGES ARE MADE PRIOR TO THE FINAL REVIEW AND SIGNING OF THE TAX RETURN BY THE UNIVERSITY'S INDEPENDENT AUDITORS/TAX CONSULTANTS. THE FINAL TAX RETURN IS PROVIDED TO THE BOARD PRIOR TO FILING.
PART VI, SECTION B, LINE 12C BROWN UNIVERSITY REQUIRES THAT ALL MEMBERS OF THE BROWN UNIVERSITY COMMUNITY ADHERE TO THE UNIVERSITY'S CONFLICT OF INTEREST AND COMMITMENT POLICY (COICP). UNIVERSITY COMMUNITY MEMBERS MUST DISCLOSE POTENTIAL, ACTUAL, OR PERCEIVED CONFLICTS TO THE APPROPRIATE UNIVERSITY REPRESENTATIVE. THE UNIVERSITY REPRESENTATIVE MUST ENSURE THAT THE CONFLICTS ARE REPORTED AND RESOLVED ACCORDING TO THE PROCESS DEFINED IN THE RELEVANT REPORTING AND REVIEW PROCESS. CERTAIN MEMBERS OF THE BROWN COMMUNITY, INCLUDING ALL CORPORATION MEMBERS, AND ALL MEMBERS OF THE CORPORATION'S STANDING COMMITTEES; AND ALL ACADEMIC APPOINTEES, AND STAFF (AS DEFINED IN THE COICP POLICY), ARE REQUIRED TO SUBMIT ANNUAL DISCLOSURE FORMS AND UPDATE THESE FORMS AS CONFLICTS OR POTENTIAL CONFLICTS ARE IDENTIFIED, AS APPLICABLE, TO THE APPROPRIATE UNIVERSITY REPRESENTATIVE IN ACCORDANCE WITH INTERNAL REPORTING TIMEFRAMES AND PROCEDURES. UNIVERSITY REPRESENTATIVES HAVE THE AUTHORITY TO AND ARE RESPONSIBLE FOR: -CONDUCTING CONFLICT OF INTEREST AND COMMITMENT REVIEWS IN ACCORDANCE WITH ALL APPLICABLE POLICIES AND GUIDELINES. -ENSURING MANAGEMENT PLANS ARE ESTABLISHED AND DOCUMENTED FOR THOSE REPORTED CONDITIONS/SITUATIONS THAT REASONABLY APPEAR TO CREATE CONFLICTS OF INTEREST ORCOMMITMENT. -PROVIDING APPROPRIATE OVERSIGHT OF IDENTIFIED CONFLICTS OF INTEREST OR COMMITMENT AND ASSOCIATED MANAGEMENT PLANS WITH OTHER UNIVERSITY OFFICIALS AND OFFICES AS CIRCUMSTANCES REQUIRE, TO ENSURE EACH POTENTIAL OR ACTUAL CONFLICT IS EVALUATED,RESOLVED, OR MANAGED. IF A COMMUNITY MEMBER FAILS TO COMPLY WITH THE COICP AND RELATED POLICIES, THAT INDIVIDUAL IS SUBJECT TO DISCIPLINARY ACTION, UP TO AND INCLUDING SUSPENSION WITHOUT PAY, OR TERMINATION OF EMPLOYMENT OR ASSOCIATION WITH THE UNIVERSITY, IN ACCORDANCE WITH APPLICABLE (E.G., STAFF,FACULTY, STUDENT) DISCIPLINARY PROCEDURES. THE UNIVERSITY'S INVESTMENT OFFICE ALSO HAS STRICT INVESTMENT POLICIES INTENDED TO MAINTAIN THE HIGHEST ETHICAL AND LEGAL STANDARDS AND AVOID CONFLICTS. ALL MEMBERS OF THE CORPORATION, INCLUDING THE PRESIDENT, DISCLOSE INFORMATION ANNUALLY RELATED TO CONFLICT OF INTEREST AND COMMITMENT. IF THERE IS CONSIDERATION TO HIRE A FIRM THAT COULD POTENTIALLY PRESENT A CONFLICT, THE INVESTMENT OFFICE SEEKS THE ADVICE AND CONSENT OF THE CORPORATION OFFICE AND GENERAL COUNSEL. ALL MEMBERS OF THE INVESTMENT COMMITTEE MUST RECUSE THEMSELVES AND REFRAIN FROM PARTICIPATION IN CONSIDERATION OF ANY INVESTMENT IN WHICH THEY HAVE AN INTEREST.
PART VI, SECTION B, LINE 15 THE AUTHORITY TO ESTABLISH AND ADJUST COMPENSATION FOR THE PRESIDENT AND SENIOR STAFF RESTS WITH THE CORPORATION COMMITTEE ON SENIOR ADMINISTRATION. SENIOR STAFF INCLUDES OFFICERS REPORTING TO THE PRESIDENT, THE DEANS AND VICE PRESIDENTS OR THEIR EQUIVALENTS WHO REPORT TO THE PROVOST AND/OR THE EXECUTIVE VICE PRESIDENT FOR FINANCE & ADMINISTRATION, ANY OTHER UNIVERSITY EMPLOYEE WHOSE ANNUAL COMPENSATION IS IN EXCESS OF $250,000, AND OTHERS WHOSE RESPONSIBILITIES MIGHT BE DETERMINED TO REFLECT SIGNIFICANT INFLUENCE OVER THE AFFAIRS OF THE UNIVERSITY. THE COMMITTEE CONDUCTS THEIR REVIEW ANNUALLY AND, AS PART OF THEIR REVIEW PROCESS, USES DATA AND INFORMATION FROM SURVEYS REFLECTING INDUSTRY STANDARDS FOR COMPENSATION, BENEFITS, AND PREREQUISITES OF SENIOR OFFICERS EITHER AT INSTITUTIONS OF HIGHER EDUCATION OR AT COMPARABLE ENTITIES. DOCUMENTATION OF THIS REVIEW, AS WELL AS ANY DECISIONS MADE, ARE PREPARED BEFORE THE NEXT MEETING OF THE COMMITTEE ON SENIOR ADMINISTRATION, OR 60 DAYS AFTER THE FINAL ACTIONS OF THE COMMITTEE TO SET SALARIES, WHICHEVER IS LATER. THE COMMITTEE FORMALLY APPROVES THE DOCUMENTATION WITHIN A REASONABLE TIME AFTER IT IS PREPARED.
PART VI, SECTION C, LINE 19 THE UNIVERSITY'S FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICIES, AND GOVERNING DOCUMENTS (CHARTER AND STATUTES) ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST AND ON OUR WEBSITE.
FORM 990, PART XI, LINE 9 Actuarial Gain/Loss - Split Interest: $1,638,372 Change in Pension Obligation: $13,346,132 Change in Swap Liability: $26,224,039 Change in ARO Liability: ($974,016) TOTAL: $40,234,527
FORM 990, PART XII, LINE 2B BROWN UNIVERSITY'S FINANCIAL STATEMENTS INCLUDE THE ACCOUNTS OF THE JOHN NICHOLAS BROWN CENTER FOR THE STUDY OF AMERICAN CIVILIZATION AND BROWN FACULTY CLUB. ALL OF WHICH ARE SEPARATE ENTITIES THAT ARE CONSOLIDATED IN THE FINANCIAL STATEMENTS. BROWN UNIVERSITY AND THESE CONSOLIDATED ENTITIES ARE COLLECTIVELY REFERRED TO HEREIN AS THE UNIVERSITY. ALL SIGNIFICANT INTER-ENTITY TRANSACTIONS AND BALANCES HAVE BEEN ELIMINATED IN CONSOLIDATION.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990) 2021


Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
Brown University
 
Employer identification number

05-0258809
Part I
Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity
(1) BLH Mortgage Purchaser LLC
121 SOUTH MAIN ST 9TH FL
PROVIDENCE,RI02903
47-3262127 		Investments DE 0 0 BROWN
 
(2) BLH MORTGAGE HOLDINGS LLC
121 SOUTH MAIN ST 9TH FL
PROVIDENCE,RI02903
47-3252442 		INVESTMENTS DE 0 0 BROWN
 
(3) CAMBER BASE LLC
121 SOUTH MAIN ST 9TH FL
PROVIDEENCE,RI02903
 INVESTMENTS DE 0 0 BROWN
 
(4) RIVER HOUSE HOLDINGS I LLC
BOX J
PROVIDENCE,RI02912
87-1616833 		REAL ESTATE RI 3,979,825 76,737,049 BROWN
 




Part II
Identification of Related Tax-Exempt Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1)Brown University Research Foundation
c/o Brown University Controllers O

Providence,RI02912
05-0390989 		Support Brown RI 501(c)(3) 12A BROWN
 
Yes
 
(2)John Nicholas Brown Center
c/o Brown University Controllers O

Providence,RI02912
22-2506553 		Support Brown RI 501(c)(3) 12A BROWN
 
Yes
 
(3)Brown Faculty Club
One Magee Street

Providence,RI02912
51-0192393 		Support Brown RI 501(c)(7) n/a BROWN
 
Yes
 








For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2021
Schedule R (Form 990) 2021
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No
(1) TS TRANSPORT I

228 PARK AVENUE SOUTH
NEW YORK,NY10017
47-3646646 		INVESTMENTS NY BROWN UNIVERSIT
  		UNRELATED -941,263 593,490   No -984,102   No 77.444 %
(2) VSV CO-INVEST II LLC

260 EAST BROWN STREET SUITE 380
BIRMINGHAM,MI48009
84-2292828 		INVESTMENTS MI BROWN UNIVERSIT
  		EXCLUDED 0 10,078,338   No 0   No 100.000 %
(3) EVERGREEN INCOME TRUST LLC

119 SANDUNE COURT GENERAL DELIVERY
SAGAPONACK,NY11962
84-3978720 		INVESTMENTS NY BROWN UNIVERSIT
  		EXCLUDED 9,153,948 659,203   No 0   No 68.352 %
(4) JAMESON AT WOOD QUAY LLC

45 RESEARCH WAY SUITE 100
EAST SETAUKET,NY11733
83-0920121 		INVESTMENTS NY BROWN UNIVERSIT
  		EXCLUDED -4,251,570 82,002,862   No 0   No 91.048 %
(5) ACP PE INVESTMENT LLC

11777 SAN VICENTE BLVD SUITE 650
LOS ANGELES,CA90049
84-3868864 		INVESTMENTS CA BROWN UNIVERSIT
  		EXCLUDED 8,735,688 35,290   No 0   No 61.547 %




Part IV
Identification of Related Organizations Taxable as a Corporation or Trust. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No
(1) CHARITABLE GIFT ANNUITY FUND (2)

 
 
SUPPORT MA NA
  		TRUST       Yes  
(2) CHARITABLE REMAINDER ANNUITY TRUST (6)

 
 
SUPPORT MA NA
  		TRUST       Yes  
(3) CHARITABLE REMAINDER UNITRUST (70)

 
 
SUPPORT MA NA
  		TRUST       Yes  
(4) POOLED INCOME (3)

 
 
SUPPORT MA NA
  		TRUST       Yes  
(5) KINGSWAY CAPITAL ICAV

GEORGES COURT 54-62 TOWNSEND ST
DUBLIN   L-1855
EI
INVESTMENTS EI BROWN
  		C CORP 0 0 0 % Yes  
(6) BROWN CAYMAN I

121 South Main St 9th Fl
PROVIDENCE,RI02903
98-1182767 		INVESTMENTS CJ BROWN
  		C CORP -648,554 386,108,916 100.000 % Yes  
(7) Hill Fort Feeder Fund TE Limited

SUITE 1111 SIT BUSINESS CENTRE
CYBERCITY,EBENE72201
MP
INVESTMENTS MP BROWN
  		C CORP 12,977,435 50,319,580 37.710 % Yes  
Schedule R (Form 990) 2021
Schedule R (Form 990) 2021
Page 3
Part V
Transactions With Related Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................
1a
 
No
b Gift, grant, or capital contribution to related organization(s) ............................
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) ............................
1c
 
No
d Loans or loan guarantees to or for related organization(s) ............................
1d
 
No
e Loans or loan guarantees by related organization(s) ............................
1e
 
No
f Dividends from related organization(s) ............................
1f
 
No
g Sale of assets to related organization(s) ............................
1g
 
No
h Purchase of assets from related organization(s) ............................
1h
 
No
i Exchange of assets with related organization(s) ............................
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) .......................
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) ......................
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) .....................
1l
 
No
m Performance of services or membership or fundraising solicitations by related organization(s) .................
1m
 
No
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................
1n
Yes
 
o Sharing of paid employees with related organization(s) ............................
1o
Yes
 
p Reimbursement paid to related organization(s) for expenses ............................
1p
 
No
q Reimbursement paid by related organization(s) for expenses ............................
1q
 
No
r Other transfer of cash or property to related organization(s) ............................
1r
 
No
s Other transfer of cash or property from related organization(s) ............................
1s
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) EVERGREEN INCOME TRUST LLC

 S 24,204,017 FMV
(2) ACP PE INVESTMENT LLC

 S 37,462,698 FMV
(3) TS TRANSPORT I

 B 58,184 FMV



Schedule R (Form 990) 2021
Schedule R (Form 990) 2021
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V-UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2021
Schedule R (Form 990) 2021
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R. See instructions.
Return Reference Explanation
SCHEDULE R, PART IV, LINE 1 TRUSTS ARE DOMICILED IN MASSACHUSETTS.
SCHEDULE R, PART IV, LINE 3 TRUSTS ARE DOMICILED IN MASSACHUSETTS.
SCHEDULE R, PART V, LINE 1N & 1O FOR BROWN UNIVERSITY RESEARCH FOUNDATION, JOHN NICHOLAS BROWN CENTER, AND THE BROWN FACULTY CLUB - THE EXPENSES FOR THESE RELATED ORGANIZATIONS ARE PAID DIRECTLY BY BROWN UNIVERSITY. THERE IS NO REIMBURSEMENT PAID BY ANY OF THESE RELATED ORGANIZATIONS TO BROWN UNIVERSITY.
Schedule R (Form 990) 2021

Additional Data


Software ID:  
Software Version: