Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
right arrowDo not enter social security numbers on this form as it may be made public.
right arrowGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2022
Open to Public Inspection
For calendar year 2022, or tax year beginning 01-01-2022 , and ending 12-31-2022
Name of foundation
THE HARRY FRANK GUGGENHEIM FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)120 WEST 45TH STREET 25TH FLOOR
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10036
A Employer identification number

13-6043471
B Telephone number (see instructions)

(646) 428-0971
C right arrow
G Check all that apply:

D 1. Foreign organizations, check here............. right arrow
2. Foreign organizations meeting the 85%
test, check here and attach computation ... right arrow
E right arrow
H Check type of organization:
F right arrow
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)right arrow$65,673,847J Accounting method:
Modified Cash
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check right arrow.............
3 Interest on savings and temporary cash investments 49 49 49
4 Dividends and interest from securities... 575,012 575,256 575,256
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 237,897
b Gross sales price for all assets on line 6a 668,501
7 Capital gain net income (from Part IV, line 2)... 708,377
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
550,133 -5,629 -12,297
12 Total. Add lines 1 through 11........ 1,363,091 1,278,053 563,008
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 1,047,592 116,953 118,134 929,458
14 Other employee salaries and wages...... 132,707 0 0 132,707
15 Pension plans, employee benefits....... 311,258 31,479 32,210 278,731
16a Legal fees (attach schedule)......... Click to see attachment
List of Attached Documents:
// Content
47,508 11,758 11,874 35,631
b Accounting fees (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
38,000 9,405 9,500 28,500
c Other professional fees (attach schedule).... Click to see attachment
List of Attached Documents:
// Content
568,271 607,083 611,708 134,333
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment
List of Attached Documents:
// Content
136,372 5,018 4,961 51,820
19 Depreciation (attach schedule) and depletion... 88,862 87,974 88,862
20 Occupancy.............. 434,678 107,583 108,670 326,009
21 Travel, conferences, and meetings....... 106,367 1,195 1,207 105,160
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
125,640 19,159 19,353 106,287
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 3,037,255 997,607 1,006,479 2,128,636
25 Contributions, gifts, grants paid....... 1,248,499 1,248,499
26 Total expenses and disbursements. Add lines 24 and 25 4,285,754 997,607 1,006,479 3,377,135
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -2,922,663
b Net investment income (if negative, enter -0-) 280,446
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2022)
Form 990-PF (2022)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 99,200 72,386 72,386
2 Savings and temporary cash investments......... 1,102,823 593,614 593,614
3 Accounts receivable right arrow  
Less: allowance for doubtful accounts right arrow        
4 Pledges receivable right arrow  
Less: allowance for doubtful accounts right arrow        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) right arrow  
Less: allowance for doubtful accounts right arrow        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges.......... 133,455 133,455 133,455
10a Investments—U.S. and state government obligations (attach schedule) 10,025,873 Click to see attachment
List of Attached Documents:
// Content
6,853,020 		6,853,020
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis right arrow  
Less: accumulated depreciation (attach schedule) right arrow        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 70,560,156 Click to see attachment
List of Attached Documents:
// Content
57,392,530 		57,392,530
14 Land, buildings, and equipment: basis right arrow653,861
Less: accumulated depreciation (attach schedule) right arrow200,708 495,187 453,153 453,153
15 Other assets (describe right arrow) Click to see attachment
List of Attached Documents:
// Content
176,908 		Click to see attachment
List of Attached Documents:
// Content
175,689 		Click to see attachment
List of Attached Documents:
// Content
175,689
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 82,593,602 65,673,847 65,673,847
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe right arrow)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here right arrow
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 82,593,602 65,673,847
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here right arrow
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 82,593,602 65,673,847
30 Total liabilities and net assets/fund balances (see instructions). 82,593,602 65,673,847
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
82,593,602
2
Enter amount from Part I, line 27a .....................
2
-2,922,663
3
Other increases not included in line 2 (itemize) right arrow
3
0
4
Add lines 1, 2, and 3 ..........................
4
79,670,939
5
Decreases not included in line 2 (itemize) right arrowClick to see attachment
List of Attached Documents:
// Content
5
13,997,092
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
65,673,847
Form 990-PF (2022)
Form 990-PF (2022)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a LONG TERM DISTRIBUTIONS P    
b SHORT TERM DISTRIBUTIONS P    
c K-1 CAPITAL GAINS LT P    
d K-1 CAPITAL GAINS ST P    
e HIRTLE CALLAGHAN P    
CAPITAL GAINS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 658,014     658,014
b 23     23
c 594,687     594,687
d     113,743 -113,743
e     430,604 -430,604
10,464   10,464 0
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       658,014
b       23
c       594,687
d       -113,743
e       -430,604
      0
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 708,377
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 -113,720
Form 990-PF (2022)
Form 990-PF (2022)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here right arrow and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions) 1 3,898
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 3,898
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 3,898
6 Credits/Payments:
a 2022 estimated tax payments and 2021 overpayment credited to 2022 6a 75,000
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 58,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 133,000
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2221 is attached. 8 41
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......right arrow 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...right arrow 10 129,061
11 Enter the amount of line 10 to be: Credited to 2023 estimated taxright arrow129,061 Refundedright arrow 11 0
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. right arrow$ 0(2) On foundation managers.right arrow$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.right arrow$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
round bullet By language in the governing instrument, or
round bullet By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument? ................
6
Yes
 
7
Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
and Part XIV..................................
7
Yes
 
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
right arrowNY
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
8b
Yes
 
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2022 or the taxable year beginning in 2022? See the instructions for Part XIII.
If "Yes," complete Part XIII .............................
9
Yes
 
10
Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
and addresses. ...............................
10
 
No
Form 990-PF (2022)
Form 990-PF (2022)
Page 5
Part VI-A
Statements Regarding Activities (continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
11
 
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions.................
12
 
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
 
Website addressright arrowWWW.HFG.ORG
14
The books are in care ofright arrowDEIRDRE HAMILL Telephone no.right arrow (646) 428-0971

Located atright arrow120 WEST 45TH STREET 25TH FLOORNEW YORKNY ZIP+4right arrow10036
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........right arrow
and enter the amount of tax-exempt interest received or accrued during the year ........right arrow
15
 
16 At any time during calendar year 2022, did the foundation have an interest in or a signature or other authority over YesNo
a bank, securities, or other financial account in a foreign country? .................
16   No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country right arrow
Part VI-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
1a(1)
 
No
(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person? ..............................
1a(2)
 
No
(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
1a(3)
 
No
(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
1a(4)
Yes
 
(5) Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)? ......................
1a(5)
 
No
(6) Agree to pay money or property to a government official? (Exception. Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.) ...............
1a(6)
 
No
b
If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
1b
 
No
c
Organizations relying on a current notice regarding disaster assistance check here ........right arrow
d
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2022? .............
1d
 
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2022, did the foundation have any undistributed income (Part XII, lines 6d
and 6e) for tax year(s) beginning before 2022?....................
2a
 
No
If "Yes," list the years right arrow20, 20, 20, 20
b
Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to all years listed, answer "No" and attach statement—see instructions.) ..............
2b
 
 
c
If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
right arrow20, 20, 20, 20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year? ..............................
3a
 
No
b
If "Yes," did it have excess business holdings in 2022 as a result of (1) any purchase by the foundation
or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2022.) .....................
3b
 
 
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
 
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2022? ..
4b
 
No
Form 990-PF (2022)
Form 990-PF (2022)
Page 6
Part VI-B
Statements Regarding Activities for Which Form 4720 May Be Required (continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
5a(1)
 
No
(2) Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive? ....................
5a(2)
 
No
(3) Provide a grant to an individual for travel, study, or other similar purposes? .............
5a(3)
Yes
 
(4) Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions ........................
5a(4)
Yes
 
(5) Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals? .............
5a(5)
 
No
b
If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
5b
Yes
 
c
Organizations relying on a current notice regarding disaster assistance check .........right arrow
d
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant? .................
5d
Yes
 
If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
List of Attached Documents:
// Content
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract? .............................
6a
 
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
6b
 
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
7a
 
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
7b
 
 
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year? .........................
8
 
No
Part VII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a) Name and address (b) Title, and average
hours per week
devoted to position 		(c) Compensation
 (If not paid, enter
-0-) 		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
other allowances
BROGANN BOWDEN DIRECTOR
1.00 		0 0 0
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK,NY10036
CAROL LANGSTAFF DIRECTOR
1.00 		0 0 0
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK,NY10036
DANIEL F WILHELM PRESIDENT
40.00 		504,699 83,410 0
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK,NY10036
DEIRDRE HAMILL FINANCE DIRECTOR
40.00 		270,657 68,263 0
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK,NY10036
DONALD C HOOD DIRECTOR
1.00 		0 0 0
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK,NY10036
H KIRK UNRUH JR DIRECTOR
1.00 		0 0 0
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK,NY10036
JEREMIAH MILBANK III DIRECTOR
1.00 		0 0 0
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK,NY10036
JOEL WALLMAN DIRECTOR OF RESEARCH
40.00 		272,236 52,800 0
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK,NY10036
MATTHEW DUVENECK DIRECTOR
1.00 		0 0 0
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK,NY10036
PATRICIA L ROSENFIELD DIRECTOR
1.00 		0 0 0
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK,NY10036
PETER LAWSON-JOHNSTON CHAIRMAN
1.00 		0 0 0
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK,NY10036
PETER LAWSON-JOHNSTON II DIRECTOR
1.00 		0 0 0
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK,NY10036
REEVE LINDBERGH DIRECTOR
1.00 		0 0 0
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK,NY10036
TANIA MCCLEERY DIRECTOR
1.00 		0 0 0
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK,NY10036
THOMAS PIPER III DIRECTOR
1.00 		0 0 0
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK,NY10036
TINA BENNETT DIRECTOR
1.00 		0 0 0
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK,NY10036
TUCKER MCNEIL DIRECTOR
1.00 		0 0 0
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK,NY10036
WILLIAM G BARDEL DIRECTOR
1.00 		0 0 0
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET - 25TH FLOOR
NEW YORK,NY10036
2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a) Name and address of each employee paid more than $50,000 (b) Title, and average
hours per week
devoted to position 		(c) Compensation (d) Contributions to
employee benefit
plans and deferred
compensation 		(e) Expense account,
other allowances
NYELETI HONWANA PROGRAM OFFICER
40.00 		119,299 31,411 0
HF GUGGENHEIM FDTN 120 WEST 45TH
STREET 25TH FLOO
NEW YORK,NY10036
Total number of other employees paid over $50,000...................right arrow 0
Form 990-PF (2022)
Form 990-PF (2022)
Page 7
Part VII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)
3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
HIRTLE CALLAGHAN INVESTMENT ADVISORY SERVICES 251,222
101 AVENUE OF THE AMERICAS 9TH
FLOOR
NEW YORK,NY10013
BNY MELLON INVESTMENT ADVISORY SERVICES 84,196
240 GREENWICH STREET
NEW YORK,NY10286
CONWAY-CIR FEEDER FUND MGMT INVESTMENT ADVISORY SERVICES 82,697
165 N MERAMEC AVENUE STE 210
ST LOUIS,MO63106
Total number of others receiving over $50,000 for professional services.............right arrow0
Part VIII-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
1 THE HARRY FRANK GUGGENHEIM FOUNDATION IS A PRIVATE OPERATING FOUNDATION DEDICATED TO THE CREATION AND DISSEMINATION OF KNOWLEDGE ABOUT THE ORIGINS AND CONSEQUENCES OF VIOLENCE IN ITS MANY FORMS, INCLUDING HUMAN AGGRESSION, CRIME AND WAR, AND HOW BEST TO REDUCE IT. TO CREATE KNOWLEDGE, THE FOUNDATION SUPPORTS THE WORK OF RESEARCHERS ACROSS ACADEMIC DISCIPLINES THROUGH GRANT COMPETITIONS AND COMMISSIONED RESEARCH THAT INVESTIGATES VIOLENCE IN ITS MANY MANIFESTATIONS. THE FOUNDATION SEEKS TO DEVELOP INSIGHTS THAT REVERBERATE BEYOND ITS FUNDED RESEARCH, INFORMING POLICY AND PUBLIC DEBATE. IN ADDITION TO THE SCHOLARS FUNDED BY THE FOUNDATION, ITS STAFF CONDUCT SCIENTIFIC AND POLICY RESEARCH ON VIOLENCE AND ARE KNOWN AS EXPERTS IN THIS AREA. 3,411,492
2 (CONTINUED) - TO DISSEMINATE KNOWLEDGE ABOUT VIOLENCE, THE FOUNDATION UNDERTAKES PROGRAMMATIC INITIATIVES, SUCH AS CONFERENCES FOR ACADEMICS, JOURNALISTS, AND POLICYMAKERS. IT CONDUCTS SEMINARS TO SHARE PERSPECTIVES ON RESEARCH, WRITING PROJECTS, DATA, AND PRESSING ISSUES OF THE DAY. THE FOUNDATION ORGANIZES ACADEMIC AND POLICY MEETINGS WITH OTHER FUNDERS AND NON-GOVERNMENT ORGANIZATIONS AND CONVENES POLICYMAKER AND ACADEMIC BRIEFINGS TO SHARE RESEARCH FINDINGS IN PERSON AND ONLINE. IT PUBLISHES AND SHARES RESEARCH RESULTS, NEWS ON FOUNDATION ACTIVITIES, AND INSIGHTS ON VIOLENCE-RELATED TOPICS THROUGH ITS WEBSITE, PRINTED REPORTS, SCHOLARLY PUBLICATIONS, PUBLIC APPEARANCES, AND PROFESSIONAL MEETINGS. 0
3  
4  
Part VIII-B
Summary of Program-Related Investments (see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
1  
2  
All other program-related investments. See instructions.
3  
Total. Add lines 1 through 3.........................right arrow0
Form 990-PF (2022)
Form 990-PF (2022)
Page 8
Part IX
Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities...................
1a
31,817,667
b
Average of monthly cash balances.......................
1b
1,148,681
c
Fair market value of all other assets (see instructions)................
1c
36,256,997
d
Total (add lines 1a, b, and c).........................
1d
69,223,345
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation) .............
1e
0
2
Acquisition indebtedness applicable to line 1 assets..................
2
0
3
Subtract line 2 from line 1d.........................
3
69,223,345
4
Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
instructions) .............................
4
1,038,350
5
Net value of noncharitable-use assets. Subtract line 4 from line 3. ............
5
68,184,995
6
Minimum investment return. Enter 5% (0.05) of line 5................
6
3,409,250
Part X
Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
1
Minimum investment return from Part IX, line 6..................
1
 
2a
Tax on investment income for 2022 from Part V, line 5.......
2a
 
b
Income tax for 2022. (This does not include the tax from Part V.) ...
2b
 
c
Add lines 2a and 2b............................
2c
 
3
Distributable amount before adjustments. Subtract line 2c from line 1............
3
 
4
Recoveries of amounts treated as qualifying distributions................
4
 
5
Add lines 3 and 4............................
5
 
6
Deduction from distributable amount (see instructions).................
6
 
7
Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
7
 
Part XI
Qualifying Distributions (see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
1a
3,377,135
b
Program-related investments—total from Part VIII-B..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes...............................
2
 
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)....................
3a
 
b
Cash distribution test (attach the required schedule) .................
3b
 
4
Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4. .......
4
3,377,135
Form 990-PF (2022)
Form 990-PF (2022)
Page 9
Part XII
Undistributed Income (see instructions)
(a)
Corpus 		(b)
Years prior to 2021 		(c)
2021 		(d)
2022
1 Distributable amount for 2022 from Part X, line 7  
2 Undistributed income, if any, as of the end of 2022:
a Enter amount for 2021 only.......  
b Total for prior years:20, 20, 20  
3 Excess distributions carryover, if any, to 2022:
a From 2017......  
b From 2018......  
c From 2019......  
d From 2020......  
e From 2021......  
f Total of lines 3a through e ........  
4Qualifying distributions for 2022 from Part
XI, line 4: right arrow$  
a Applied to 2021, but not more than line 2a  
b Applied to undistributed income of prior years
(Election required—see instructions)..... 		 
c Treated as distributions out of corpus (Election
required—see instructions)........ 		 
d Applied to 2022 distributable amount.....  
e Remaining amount distributed out of corpus  
5 Excess distributions carryover applied to 2022.    
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6Enter the net total of each column as
indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
b Prior years’ undistributed income. Subtract
line 4b from line 2b .......... 		 
c Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed...... 		 
d Subtract line 6c from line 6b. Taxable amount
—see instructions ........... 		 
e Undistributed income for 2021. Subtract line
4a from line 2a. Taxable amount—see
instructions ............. 		 
f Undistributed income for 2022. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2023 .......... 		 
7 Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions) ....... 		 
8 Excess distributions carryover from 2017 not
applied on line 5 or line 7 (see instructions) ... 		 
9 Excess distributions carryover to 2023.
Subtract lines 7 and 8 from line 6a ...... 		 
10 Analysis of line 9:
a Excess from 2018....  
b Excess from 2019....  
c Excess from 2020....  
d Excess from 2021....  
e Excess from 2022....  
Form 990-PF (2022)
Form 990-PF (2022)
Page 10
Part XIII
Private Operating Foundations (see instructions and Part VI-A, question 9)
1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2022, enter the date of the ruling ...... right arrow
1989-07-01
b Check box to indicate whether the organization is a private operating foundation described in section or
2a Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part IX for each
year listed .......... 		Tax year Prior 3 years (e) Total
(a) 2022 (b) 2021 (c) 2020 (d) 2019
0 1,889,128 69,621 529,499 2,488,248
b 85% (0.85) of line 2a ......... 0 1,605,759 59,178 450,074 2,115,011
c Qualifying distributions from Part XI,
line 4 for each year listed ..... 		3,377,135 2,860,511 2,691,187 3,149,633 12,078,466
d Amounts included in line 2c not used directly
for active conduct of exempt activities .......... 		12,564 54,589 140,944 138,223 346,320
e Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c .... 		3,364,571 2,805,922 2,550,243 3,011,410 11,732,146
3 Complete 3a, b, or c for the
alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......         0
(2) Value of assets qualifying
under section 4942(j)(3)(B)(i)		         0
b “Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part IX, line 6 for each year listed .. 		2,272,833 2,594,074 2,224,085 2,005,111 9,096,103
c “Support" alternative test—enter:
(1) Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties) .... 		        0
(2) Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii).... 		        0
(3) Largest amount of support
from an exempt organization		         0
(4) Gross investment income         0
Part XIV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1Information Regarding Foundation Managers:
aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here right arrow
aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
JOEL WALLMAN
120 WEST 45TH STREET 25TH FLOOR
NEW YORK,NY10036
(646) 428-0971
bThe form in which applications should be submitted and information and materials they should include:
SEE ATTACHMENT B
cAny submission deadlines:
FEBRUARY 1ST AND AUGUST 1ST
dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
SEE ATTACHMENT B
Form 990-PF (2022)
Form 990-PF (2022)
Page 11
Part XIV
Supplementary Information (continued)
3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
 Foundation
status of
recipient 		Purpose of grant or
contribution 		Amount
Name and address (home or business)
aPaid during the year
ABBY CORDOVA


2139 JENKINS NANOVIC HALLS
NOTRE DAME,IN46656 		NONE I VIOLENCE AGAINST WOMEN AND POLITICAL ENGAGEMENT IN MULTI-VIOLENCE CONTEXTS: EVIDENCE FROM EL SALVADOR 9,824
ALEX DIAMOND


734 SE LEXINGTON
PORTLAND,OR97202 		NONE I AN UNCOMFORTABLE PEACE: EVERYDAY STATE FORMATION IN COLOMBIAS PEACE LABORATORY 25,000
ANDREW PAPACHRISTOS


1810 CHICAGO AVE
EVANSTON,IL602080812 		NONE I MURDER BY STRUCTURE: HOW STREET GANGS BUILT THE GREAT AMERICAN CITY 45,000
AREEJ SABBAGH-KHOURY


HEBREW UNIVERSITY OF JERUSALEM
JERUSALEM   91905
IS 		NONE I BETWEEN THE DEVIL AND THE DEEP BLUE SEA: DISINTEGRATION AND INTRACOMMUNAL VIOLENCE AMONG THE PALESTINIAN CITIZENS IN ISRAEL 45,000

ARTS IN THE ARMED FORCES

220 36TH STREET B520 UNIT 21
BROOKLYN,NY11232 		  PC MATCHING GIFT PROGRAM 200

BATES COLLEGE

2 ANDREWS RD
LEWISTON,ME04240 		  PC MATCHING GIFT PROGRAM 300
BENJAMIN GLAHN


1203 K STREET NW
WASHINGTON,DC20005 		NONE I SALZBURG GLOBAL SEMINAR 2022 50,000
BENJAMIN HOY


724 ARTS BUILDING UNIVERSITY OF
SASKATCHEWAN 9 CAMPUS DRIVE SASKATO
SASKATOON,SASKATCHEWANS7N0Z1
CA 		NONE I DOMINATING A CONTINENT: VIOLENCE, RETRIBUTION, AND FORCIBLE CONFINEMENT IN NORTH AMERICA 30,440

BREARLEY SCHOOL

610 EAST 83RD STREET
NEW YORK,NY10028 		  PC MATCHING GIFT PROGRAM 100

CARNEGIE COUNCIL FOR ETHICS

170 EAST 64TH STREET
NEW YORK,NY10065 		  PC MATCHING GIFT PROGRAM 200
CHRISTINE CHALIFOUX


5 FERNALD DR APT 11
CAMBRIDGE,MA02138 		NONE I BETRAYAL AND BELONGING: KINSHIP, ETHNICITY, AND COSMOPOLITANISM IN KAMPALA 25,000
CLAUDIA TORRES PATINO


87 THIRD STREET BASEMENT
CAMBRIDGE,MA02141 		NONE I UNDER HARM: PARADOXES OF THE LAW IN ACTION IN THE MEXICAN STREET SEX ECONOMY 25,000

COUNCIL ON CRIMINAL JUSTICE

2612 BOOKWOOD DR NE
ATLANTA,GA30305 		  PC MATCHING GIFT PROGRAM 1,000

COUNCIL ON CRIMINAL JUSTICE

700 PENNSYLVANIA AVE SE SUITE 2099
WASHINGTON,DC20020 		  PC 2022 MEMBER SUMMIT 10,000
DANIEL SOLOMON


3305 MARTHA CUSTIS DRIVE
ALEXANDRIA,VA22302 		NONE I THE ORDER OF VIOLENCE: POGROMS IN COMPARATIVE PERSPECTIVE 25,000

DICKINSON COLLEGE

PO BOX 1773
CARLISLE,PA17013 		  PC MATCHING GIFT PROGRAM 100

EAST NORTHPORT FIRE

ONE NINTH AVENUE
EAST NORTHPORT,NY11731 		  PC MATCHING GIFT PROGRAM 100
EDUARDO MONCADA


3009 BROADWAY
NEW YORK,NY10027 		NONE I STATE RESPONSES TO NON-STATE SECURITY PROVISION: A COMPARATIVE URBAN STUDY IN THE AMERICAS 26,550
ERIC TENKORANG


230 ELIZABETH AVE
ST JOHNS,NEWFOUNDLANDA1C 5S7
CA 		NONE I KINSHIP, LINEAGE NORMS AND INTIMATE PARTNER VIOLENCE AGAINST WOMEN IN GHANA 45,000

ESPICOCAL HIGH SCHOOL

1200 NORTH QUAKER LANE
ALEXANDRIA,VA22302 		  PC MATCHING GIFT PROGRAM 1,000
GEORGE TITA


UNIV OF CALIFORNIA - IRVINE
IRVINE,CA92697 		NONE I HOMICIDE AND GUN ASSAULT STUDY 13,200

GEORGETOWN UNIVERSITY

OFFICE OF GIFT ADMIN
WASHINGTON,DC20073 		  PC MATCHING GIFT PROGRAM 700
GREG BERMAN


50 ST MARKS AVEBUE
BROOKLYN,NY11217 		NONE I DEMOCRACY PROJECT (DISTINGUISHED FELLOW OF PRACTICE) 25,000
HANNAH BARON


204 CERVANTES COURT
IRVINE,CA92617 		NONE I HUMAN RIGHTS BACKLASH FROM BELOW: CRIMINAL VIOLENCE, JUSTICE ATTITUDES & THE RULE OF LAW IN MEXICO. 25,000

HARVARD DIVINITY SCHOOL

124 MT AUBURN STREET
CAMBRIDGE,MA02138 		  PC MATCHING GIFT PROGRAM 1,000

HIGH WATCH RECOVERY CENTER

PO BOX 607
KENT,CT06757 		  PC MATCHING GIFT PROGRAM 500
JIWON KIM


730 SERRA STREET
STANFORD,CA94305 		NONE I ETHNIC CONFLICT AND NON-ETHNIC VOTING: STATE CO-OPTATION OF ETHNIC MINORITIES IN MYANMAR AND BEYOND. 25,000

JOHN JAY COLLEGE OF CRIMINAL JUSTICE

524 WEST 59TH STREET
NEW YORK,NY10019 		  PC 18TH ANNUAL JOHN JAY SYMPOSIUM ON CRIME IN AMERICA 108,751

JOHN JAY COLLEGE OF CRIMINAL JUSTICE

524 WEST 59TH STREET
NEW YORK,NY10019 		  PC REDESIGN OF THE CRIME REPORT WEBSITE 10,000
LAURA BLUME


253 CALIENTE ST
RENO,NV89509 		NONE I CATALOGUING MURDER: TRACKING VIOLENCE AGAINST PUBLIC FIGURES IN CENTRAL AMERICA 22,914
LIANA WOSKIE


1 DANA ST APT 14
CAMBRIDGE,MA02138 		NONE I QUANTIFYING STRUCTURAL VIOLENCE: FEMALE STERILIZATION AND NORMALIZED STATE REPRESSION IN HEALTHCARE 25,000

LITTLE SHELTER

WARNER ROAD
HUNTINGTON,NY11743 		  PC MATCHING GIFT PROGRAM 200
LOTTE HOUWINK TEN CATE


316 JEFFERSON AVENUE
BROOKLYN,NY11236 		NONE I RAVAGED INTERIORS: A MODERN HISTORY OF INTIMATE VIOLENCE, 1970-2000 25,000
MADELEINE HAMLIN


50 MEADOW STREET
CLINTON,NY13323 		NONE I POLICING THE PROJECTS: CRIME, CARCERALITY, AND CHICAGO PUBLIC HOUSING 25,000
MARGHERITA BELGIOIOSO


SANTA CROCE 2319
VENEZIA   30135
IT 		NONE I REBEL TACTICS, LOCAL PUBLIC SUPPORT AND THE UPCOMING PHASE OF THE PEACE TALKS IN SOUTHERN THAILAND 28,850

MIDDLESEX COUNTY COLLEGE FOUNDATION

2600 WOODBRIDGE AVENUE PO BOX 3050
EDISON,NJ088183050 		  PC MATCHING GIFT PROGRAM 1,000
MOHAMMED IBRAHIM SHIRE


9 MARRIOTT ROAD
LEICESTER   LE2 6NS
UK 		NONE I TARGETED RECRUITMENT: EXPLAINING WHY CERTAIN CLANS JOIN AND ESCHEW AL-SHABAAB IN SOMALIA 39,510

MOLIERE IN THE PARK

295 SAINT JOHNS PLACE 3A
BROOKLYN,NY11238 		  PC MATCHING GIFT PROGRAM 500

NATIONAL CATHEDRAL SCHOOL

3612 WOODLEY ROAD NW
WASHINGTON,DC20016 		  PC MATCHING GIFT PROGRAM 1,000
NORMAN JOSHUA


1125 DAVIS ST APT F-2
EVANSTON,IL60201 		NONE I THE FASHIONING OF AUTHORITARIANISM: EMERGENCY, COUNTERINSURGENCY, AND MILITARIZATION OF EVERYDAY LIFE IN INDONESIA, 1930-1968 25,000

NORTHWESTERN UNIVERSITY

1201 DAVIS STREET
EVANSTON,IL60208 		  PC MATCHING GIFT PROGRAM 700
ORE KOREN


4935 E RIDGEWOOD DR
BLOOMINGTON,IN47401 		NONE I ZOONOTIC DISEASE OUTBREAKS AND POLITICAL CONFLICT IN AFRICA 43,443
PATRICK HOEHNE


10118 S 124TH ST
PAPILLION,NE68046 		NONE I AMERICAN REAVERS: A GENEALOGY OF EXTRALEGAL COLLECTIVE VIOLENCE IN THE UNITED STATES 25,000

PEMBROKE COLLEGE

TRUMPINGTON ST
CAMBRIDGE   CB21RF
UK 		  PC HF GUGGENHEIM FELLOW 65,635

PHILANTHROPY NY

320 E 43RD ST NEW YORK NY 10017
NEW YORK,NY10017 		  PC GENERAL SUPPORT 3,150

RAND CORPORATION

1200 S HAYES STREET
WASHINGTON,DC22202 		  PC FIRST NATIONAL CONFERENCE ON FIREARMS VIOLENCE PREVENTION 25,000
RAUL SANCHEZ DE LA SIERRA


1307 E 60TH ST OFFICE 200
CHICAGO,IL60637 		NONE I MORALITY, VIOLENCE, AND OPPORTUNISM: INSIDE THE NDUMA DEFENSE OF CONGO MILITIA 45,000
RENARD SEXTON


1634 PONCE DE LEON AVE NE 402
ATLANTA,GA303071630 		NONE I GROUND-TRUTHING FISHING CONFLICTS IN THE SOUTH CHINA SEA 14,855

RIVERSIDE PARK CONSERVANCY

475 RIVERSIDE DRITE STE 455
NEW YORK,NY10115 		  PC MATCHING GIFT PROGRAM 200
SALIH NOOR


601 UNIVERSITY PLACE
EVANSTON,IL60208 		NONE I THE LEGACIES OF LIBERATION: SETTLER-COLONIAL DOMINATION, REVOLUTIONARY VIOLENCE, AND POLITICAL CHANGE IN SOUTHERN AFRICA 25,000
SMADAR BEN-NATAN


416 E ROY ST
SEATTLE,WA98102 		NONE I THE CARCERAL STATE IN CONFLICT: BETWEEN RECONCILIATION AND RADICALIZATION 39,260

ST FRANCIS OF ASSISI

29 CLAYPITTS RD
GREENLAWN,NY11740 		  PC MATCHING GIFT PROGRAM 2,664

ST HILDA'S SCHOOL

619 WEST 144TH STREET
NEW YORK,NY100257995 		  PC MATCHING GIFT PROGRAM 100
STEPHEN DAVIS


511 WOODBINE DR
LEXINGTON,KY40503 		NONE I THE BITTER ALOE PROJECT: BUILDING A PROSOPOGRAPHIC UNDERSTANDING OF APARTHEID ERA VIOLENCE THROUGH ADVANCED MACHINE LEARNING 45,000

THE SOLOMON R GUGGENHEIM MUSEUM

1071 FIFTH AVENUE
NEW YORK,NY101280173 		  PC GENERAL SUPPORT 15,000
THOMAS GOLDSTEIN


1725 OXFORD STREET APT 108
BERKELEY,CA94709 		NONE I DEMOCRACY PROJECT (DISTINGUISHED FELLOW OF PRACTICE) 25,000

TSC ALLIANCE

8737 COLESVILLE ROAD SUITE 400
SILVER SPRING,MD20910 		  PC MATCHING GIFT PROGRAM 200

VITAL CITIES

1828 L STREET NW SUITE 300-D
WASHINGTON,DC20036 		  PC VITAL CITY 24,840

WELLESLEY COLLEGE

106 CENTRAL STREET
WELLESLEY,MA02481 		  PC MATCHING GIFT PROGRAM 800
YAEL ZEIRA


4831 HYDE ROAD
MANLIUS,NY13104 		NONE I THE ETHNICIZATION OF CONFLICT: A SOCIAL MEDIA ANALYSIS 40,000
Total .................................right arrow 3a 1,208,786
bApproved for future payment
DR AILA MATANOCK

1210 EVERETT AVE
OAKLAND,CA94602 		NONE I INVITING INTERVENTION: STATEBUILDING BY DELEGATING SECURITY 35,142
DR AREEJ SABBAGH-KHOURY

DEPARTMENT OF SOCIOLOGY AND
ANTHROPOLOGY HEBREW UNIVERSITY OF J
JERUSALEM   91905
IS 		NONE I BETWEEN THE DEVIL AND THE DEEP BLUE SEA: DISINTEGRATION AND INTRACOMMUNAL VIOLENCE AMONG THE PALESTINIAN CITIZENS IN ISRAEL (APPLICATION FOR CONTINUATION) 45,000
DR CHARLES LARRATT-SMITH

PROLONGACIN CORREGIDORA NORTE 1001
706
SANTIAGO DE QUERETARO,QUERETARO76169
MX 		NONE I FORGING INFORMAL CITIZENSHIP IN THE SHADOW OF THE STATE: ARMED NON-STATE ACTORS AND MIGRANT INCORPORATION IN THE COLOMBIAN AND MEXICAN BORDERLANDS 15,320
DR CHRISTOPHER DAVEY

184 RAWSON STREET
LEICESTER,MA01524 		NONE I ERASING REFUGEES: HOW CAMPS BECAME KILLING FIELDS IN THE FIRST CONGO WAR 84,876
DR DIANA PEEL

HUMAN RIGHTS AND PEACE CENTRE
SCHOOL OF LAW MAKERERE UNIVERSITY
KAMPALA   00000
UG 		NONE I FROM DOMESTIC ABUSE TO DEATH ROW: THE EXPERIENCE OF WOMEN WHO KILL THEIR INTIMATE PARTNERS IN UGANDA 28,117
DR JUAN LUNA

AVDA VICUNA MACKENA 4860 MACUL
SANTIAGO DE CHILE   1120000
CI 		NONE I ORGANIZED CRIME, STATE CRISES, AND THE CONSOLIDATION OF VIOLENT DEMOCRACIES 76,816
DR KARIN WACHTER

ARIZONA STATE UNIVERSITY UNIVERSITY
CENTER 411 N CENTRAL AVE 800
PHOENIX,AZ85004 		NONE I PRE- AND POST-RESETTLEMENT DRIVERS OF INTIMATE PARTNER VIOLENCE AMONG AFGHAN REFUGEES IN THE UNITED STATES 89,311
DR SURULOLA EKE

1201 MAX CRESCENT
KINGSTON,ONTARIOK7P0P2
CA 		NONE I TOWARDS A CONSTRUCTIVIST GROUNDED THEORY: UNDERSTANDING THE TRANSNATIONAL PRODUCTION OF ANTI-IMMIGRANT SENTIMENTS IN THE DIGITAL AGE IN AFRICA 31,792
DR YANIV VOLLER

43 HOGARTH HILL
LONDON   NW116AY
UK 		NONE I PRO-GOVERNMENT MILITIAS AS SOCIAL AND POLITICAL ACTORS AND THEIR IMPACT ON GOVERNANCE AND SECURITY ORDERS 72,319
Total ................................. right arrow 3b 478,693
Form 990-PF (2022)
Form 990-PF (2022)
Page 12
Part XV-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
Related or exempt
function income
(See instructions.)
1Program service revenue: (a)
Business code 		(b)
Amount 		(c)
Exclusion code 		(d)
Amount
a
b
c
d
e
f
gFees and contracts from government agencies          
2 Membership dues and assessments ....          
3 Interest on savings and temporary cash
investments ........... 		    14 49  
4 Dividends and interest from securities ....     14 575,012  
5 Net rental income or (loss) from real estate:
aDebt-financed property......          
bNot debt-financed property.....          
6 Net rental income or (loss) from personal property          
7 Other investment income .....     14 551,182  
8 Gain or (loss) from sales of assets other than
inventory ............ 		900001 10,464 18 227,433  
9 Net income or (loss) from special events:          
10 Gross profit or (loss) from sales of inventory          
11 Other revenue:
aUBIT INCOME PER K1S 		900001 -6,668      
bOTHER INCOME     18 5,619  
c
d
e
12 Subtotal. Add columns (b), (d), and (e) .. 3,796 1,359,295 0
13Total. Add line 12, columns (b), (d), and (e)..................
13
1,363,091
(See worksheet in line 13 instructions to verify calculations.)
Part XV-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
DownArrow 		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form 990-PF (2022)
Form 990-PF (2022)
Page 13
Part XVI
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1) Cash...................................
1a(1)
 
No
(2) Other assets.................................
1a(2)
 
No
b
Other transactions:
(1) Sales of assets to a noncharitable exempt organization....................
1b(1)
 
No
(2) Purchases of assets from a noncharitable exempt organization..................
1b(2)
 
No
(3) Rental of facilities, equipment, or other assets.......................
1b(3)
 
No
(4) Reimbursement arrangements...........................
1b(4)
 
No
(5) Loans or loan guarantees.............................
1b(5)
 
No
(6) Performance of services or membership or fundraising solicitations................
1b(6)
 
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
1c
 
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
(a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
b
If "Yes," complete the following schedule.

(a) Name of organization (b) Type of organization (c) Description of relationship
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Form 990-PF (2022)
Additional Data


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Form 990PF - Special Condition Description:
Special Condition Description

TY 2022 AccountingFeesSchedule
Name:
THE HARRY FRANK GUGGENHEIM FOUNDATION
EIN:
13-6043471
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
MARKS PANETH LLP 38,000 9,405 9,500 28,500

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TY 2022 ExpenditureResponsibilityStmt
Name:
THE HARRY FRANK GUGGENHEIM FOUNDATION
EIN:
13-6043471
Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
UNIVERSITY OF SASKATCHEWAN
  		105 ADMINISTRATION PL
SASKATOON,SASKATCHEWANS7N 5A2
CA 		2022-04-08 62,736 DOMINATING A CONTINENT: VIOLENCE, RETRIBUTION, AND FORCIBLE CONFINEMENT IN NORTH AMERICA 62,736 THE GRANTEE HAS NOT DIVERTED ANY FUNDS FROM THE PURPOSE OF THE GRANT 9/5/2023    
MEMORIAL UNIVERSITY OF NEWFOUNDLAND
  		57 ALLANDALE ROAD
STJOHNS   A1C 5S7
CA 		2022-03-01 45,000 KINSHIP, LINEAGE NORMS AND INTIMATE PARTNER VIOLENCE AGAINST WOMEN IN GHANA 55,843 THE GRANTEE HAS NOT DIVERTED ANY FUNDS FROM THE PURPOSE OF THE GRANT 10/4/2023    
PEMBROKE COLLEGE
  		TRUMPINGTON ST
CAMBRIDGE,CAMBRIDGECB2 1RF
UK 		2022-10-04 65,635 PEMBROKE SCHOLAR 65,635 THE GRANTEE HAS NOT DIVERTED ANY FUNDS FROM THE PURPOSE OF THE GRANT 10/23/23    
HEBREW UNIVERSITY
  		INTERNATIONAL OFFICE BOYAR BUILDING
5TH FLOOR
  JERUSALEM9190500
IS 		2022-05-13 45,000 BETWEEN THE DEVIL AND THE DEEP BLUE SEA: DISINTEGRATION AND INTRACOMMUNAL VIOLENCE AMONG THE PALESTINIAN CITIZENS IN ISRAEL 45,000 THE GRANTEE HAS NOT DIVERTED ANY FUNDS FROM THE PURPOSE OF THE GRANT 9/30/2023    

TY 2022 InvestmentsGovtObligationsSch
Name:
THE HARRY FRANK GUGGENHEIM FOUNDATION
EIN:
13-6043471
US Government Securities - End of Year Book Value:

6,853,020
US Government Securities - End of Year Fair Market Value:

6,853,020
State & Local Government Securities - End of Year Book Value:


0
State & Local Government Securities - End of Year Fair Market Value:


0


TY 2022 InvestmentsOtherSchedule2
Name:
THE HARRY FRANK GUGGENHEIM FOUNDATION
EIN:
13-6043471
Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
AG REALTY FMV 172,975 172,975
AKO FMV 2,296,604 2,296,604
ALTIMETER FMV 1,340,628 1,340,628
ASCENT INDIA FMV 104,203 104,203
CAR VAL FMV 1 1
CHILDREN'S FMV 4,249,561 4,249,561
DE SHAW FMV 5,560,473 5,560,473
HC CAPITAL INTERNATIONAL FMV 3,921,368 3,921,368
HC CAPITAL LARGE CAP GROWTH FMV 14,647,833 14,647,833
HIRTLE CAPITAL EMERGING MARKETS FMV 2,566,330 2,566,330
JPM POOLED COR FN CL B LLC 15% FMV 2,305 2,305
JPM POOLED VC CL B LLC 64% FMV 15,533 15,533
LEGACY V FMV 478,918 478,918
LEGACY VI FMV 1,841,525 1,841,525
LEGACY VII FMV 2,588,281 2,588,281
LEGACY VIII FMV 2,001,320 2,001,320
NEWSTONE FMV 172,915 172,915
SILVERLAKE FMV 64,163 64,163
TACONIC FMV 743,817 743,817
TWO SIGMA FMV 1,878,317 1,878,317
LEGACY VENTURE IX FMV 1,485,320 1,485,320
SILVERLAKE V FMV 829,302 829,302
HC SELECT EQUITY FMV 3,700,640 3,700,640
HC PE FUND XII FMV 2,738,001 2,738,001
HC PE FUND 2020 FMV 1,396,877 1,396,877
HC ALTERNATIVE CREDIT FMV 2,486,102 2,486,102
HC EQUITY OFFSHORE 2022 FMV 74,455 74,455
LEGACY XI FMV 34,763 34,763

TY 2022 LegalFeesSchedule
Name:
THE HARRY FRANK GUGGENHEIM FOUNDATION
EIN:
13-6043471
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
CLEARY GOTTLIEB STEEN & HAMILTON LLP 7,773 1,824 1,943 5,830
EWENSTEIN & ROTH LLP 18,640 4,660 4,660 13,980
FRAGOMEN, DEL REY, BERNSEN & LOEWY, LLP 6,086 1,521 1,521 4,565
HARRIS BEACH PLC 9,095 2,274 2,273 6,821
LITTLER MENDELSON, P.C. 4,347 1,087 1,086 3,260
LITMAN & JACOBS 1,567 392 391 1,175


TY 2022 OtherAssetsSchedule
Name:
THE HARRY FRANK GUGGENHEIM FOUNDATION
EIN:
13-6043471
Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
SECURITY DEPOSITS 176,908 175,689 175,689


TY 2022 OtherDecreasesSchedule
Name:
THE HARRY FRANK GUGGENHEIM FOUNDATION
EIN:
13-6043471
Description Amount
UNREALIZED DEPRECIATION IN MARKET VALUE OF INVESTMENTS 13,997,092


TY 2022 OtherExpensesSchedule
Name:
THE HARRY FRANK GUGGENHEIM FOUNDATION
EIN:
13-6043471
Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
INSURANCE 16,240 2,436 2,436 13,804
SERVICE CONTRACTS 26,939 3,847 4,041 22,898
OFFICE EXPENSE 34,379 4,717 4,717 29,662
MISCELLANEOUS 3,150 32 32 3,120
COMPUTER SOFTWARE 10,556 1,583 1,583 8,972
OUTSIDE FINANCIAL CONFERENCES 1,969 0 0 1,969
REPAIRS & MAINTENANCE 1,405 211 211 1,194
PAYROLL FEES 4,050 607 607 3,442
DUES AND SUBSCRIPTIONS 22,902 5,726 5,726 17,176
XMAS BONUS NON EMPLOYEE 4,050 0 0 4,050


TY 2022 OtherIncomeSchedule2
Name:
THE HARRY FRANK GUGGENHEIM FOUNDATION
EIN:
13-6043471
Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
INCOME PER K-1'S 551,182 -11,248 -11,248
UBIT INCOME PER K1S -6,668   -6,668
OTHER INCOME 5,619 5,619 5,619


TY 2022 OtherProfessionalFeesSchedule
Name:
THE HARRY FRANK GUGGENHEIM FOUNDATION
EIN:
13-6043471
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
HIRTLE CALLAGHAN 251,222 246,883 251,222 0
MURPHY, BURNHAM & BUTTRICK ARCHITECTS 31,088 0 0 31,088
PANEL FEES 42,000 0 0 42,000
LIZA HOGAN 41,131 0 0 41,131
CONWAY 82,697 82,697 82,697 0
BNY FEES 84,196 84,196 84,196 0
SILVERLAKE 13,348 13,348 13,348 0
ALLISON TASK 12,661 0 0 12,661
DIGISCRIBE 28 0 0 28
INFINITE IT SOLUTIONS 6,000 1,500 1,500 4,500
CINO SECURITY SOLUTIONS, LLC 3,900 975 975 2,925
LP EXPENSES 0 177,484 177,770 0


TY 2022 TaxesSchedule
Name:
THE HARRY FRANK GUGGENHEIM FOUNDATION
EIN:
13-6043471
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
NYS CHARITIES BUREAU AND OTHER FILINGS 1,670 0 0 1,670
FEDERAL EXCISE TAX 79,534 0 0 0
NYC ANNUAL FILING FEE 250 0 0 250
PAYROLL TAXES 54,918 5,018 4,961 49,900