Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
right arrowDo not enter social security numbers on this form as it may be made public.
right arrowGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2022
Open to Public Inspection
For calendar year 2022, or tax year beginning 01-01-2022 , and ending 12-31-2022
Name of foundation
Robert and Ardis James Foundation Inc
 
% Foundation Source
Number and street (or P.O. box number if mail is not delivered to street address)Foundation Source 501 Silverside Rd
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Wilmington, DE198091377
A Employer identification number

46-3298762
B Telephone number (see instructions)

(800) 839-1754
C right arrow
G Check all that apply:

D 1. Foreign organizations, check here............. right arrow
2. Foreign organizations meeting the 85%
test, check here and attach computation ... right arrow
E right arrow
H Check type of organization:
F right arrow
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)right arrow$208,136,354J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 0
2 Check right arrow.............
3 Interest on savings and temporary cash investments 62,513 62,513  
4 Dividends and interest from securities... 502,127 502,127  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 6,994,990
b Gross sales price for all assets on line 6a 20,094,013
7 Capital gain net income (from Part IV, line 2)... 6,576,794
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
3,413,531 2,173,307  
12 Total. Add lines 1 through 11........ 10,973,161 9,314,741  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0      
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment
List of Attached Documents:
// Content
665,167 371,367   293,800
17 Interest............... 20,763 20,763    
18 Taxes (attach schedule) (see instructions)... Click to see attachment
List of Attached Documents:
// Content
459,007 6,252    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings....... 16,859 495   16,364
22 Printing and publications.......... 4,629 4,629    
23 Other expenses (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
3,536,752 3,295,825   194,345
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 4,703,177 3,699,331   504,509
25 Contributions, gifts, grants paid....... 19,185,767 19,185,767
26 Total expenses and disbursements. Add lines 24 and 25 23,888,944 3,699,331   19,690,276
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -12,915,783
b Net investment income (if negative, enter -0-) 5,615,410
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2022)
Form 990-PF (2022)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 5,795,295 3,772,078 3,772,078
3 Accounts receivable right arrow  
Less: allowance for doubtful accounts right arrow   3,915    
4 Pledges receivable right arrow  
Less: allowance for doubtful accounts right arrow        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) right arrow  
Less: allowance for doubtful accounts right arrow        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 36,417,597 Click to see attachment
List of Attached Documents:
// Content
23,441,613 		23,415,658
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis right arrow  
Less: accumulated depreciation (attach schedule) right arrow        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 138,115,160 Click to see attachment
List of Attached Documents:
// Content
140,202,493 		180,948,618
14 Land, buildings, and equipment: basis right arrow  
Less: accumulated depreciation (attach schedule) right arrow        
15 Other assets (describe right arrow)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 180,331,967 167,416,184 208,136,354
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe right arrow)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here right arrow
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here right arrow
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds 180,331,967 167,416,184
29 Total net assets or fund balances (see instructions)..... 180,331,967 167,416,184
30 Total liabilities and net assets/fund balances (see instructions). 180,331,967 167,416,184
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
180,331,967
2
Enter amount from Part I, line 27a .....................
2
-12,915,783
3
Other increases not included in line 2 (itemize) right arrow
3
 
4
Add lines 1, 2, and 3 ..........................
4
167,416,184
5
Decreases not included in line 2 (itemize) right arrow
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
167,416,184
Form 990-PF (2022)
Form 990-PF (2022)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a Publicly-traded Securities      
b Passthrough K1 Capital Gain/(Loss)      
c APOLLO TOTAL RETURN FUND (OFFSHORE) LTD (1904) P 2018-05-31 2022-10-01
d APOLLO TOTAL RETURN FUND (OFFSHORE) LTD (2002) P 2020-01-29 2022-10-01
e EDGE PRINCIPAL INVESTMENTS, LP P 2010-10-28 2022-11-17
KAYNE ANDERSON REAL ESTATE OPPS DEBT LP P 2020-04-16 2022-11-22
RAGING CAPITAL OFFSHORE FUND LTD P 2017-06-01 2022-04-01
RAGING CAPITAL OFFSHORE FUND LTD P 2017-06-01 2022-09-01
RAGING CAPITAL OFFSHORE FUND LTD P 2017-06-01 2022-12-31
RCG LONGVIEW II, LP P 2004-12-31 2022-12-30
SIERRA CAPITAL LP P 2016-07-28 2022-12-14
SIRE SPV LLC P 2020-12-01 2022-06-30
WEXFORD OFFSHORE SPECTRUM FUND - CG DIST      
STRATEGIC PARTNERS OFFSHORE FUND VI - CG DIST      
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 13,080,343   13,693,499 -613,156
b       6,762,606
c 1,383,665   1,000,000 383,665
d 4,061,558   4,000,000 61,558
e 4,012   9,019 -5,007
1,032,312   1,032,312  
16,557   15,258 1,299
318,090   328,272 -10,182
153,420   176,310 -22,890
4,072   5,858 -1,786
3,159   3,340 -181
7,986   15,957 -7,971
13,652     13,652
15,187     15,187
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -613,156
b        
c       383,665
d       61,558
e       -5,007
       
      1,299
      -10,182
      -22,890
      -1,786
      -181
      -7,971
      13,652
      15,187
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 6,576,794
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Form 990-PF (2022)
Form 990-PF (2022)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here right arrow and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions) 1 78,054
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 78,054
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 78,054
6 Credits/Payments:
a 2022 estimated tax payments and 2021 overpayment credited to 2022 6a 136,379
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 78,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 214,379
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2221 is attached. Click to see attachment
List of Attached Documents:
// Content
8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......right arrow 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...right arrow 10 136,325
11 Enter the amount of line 10 to be: Credited to 2023 estimated taxright arrow136,325 Refundedright arrow 11  
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? Click to see attachment
List of Attached Documents:
// Content
....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. right arrow$   (2) On foundation managers.right arrow$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.right arrow$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changesClick to see attachment
List of Attached Documents:
// Content
....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.Click to see attachment
List of Attached Documents:
// Content
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
round bullet By language in the governing instrument, or
round bullet By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument? ................
6
Yes
 
7
Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
and Part XIV..................................
7
Yes
 
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
right arrowDE
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
8b
Yes
 
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2022 or the taxable year beginning in 2022? See the instructions for Part XIII.
If "Yes," complete Part XIII .............................
9
 
No
10
Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
and addresses. ...............................
10
 
No
Form 990-PF (2022)
Form 990-PF (2022)
Page 5
Part VI-A
Statements Regarding Activities (continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
11
 
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions.................
12
 
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
 
Website addressright arrow  
14
The books are in care ofright arrowFoundation Source Telephone no.right arrow (800) 839-1754

Located atright arrow501 Silverside Road Suite 123WilmingtonDE ZIP+4right arrow198091377
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........right arrow
and enter the amount of tax-exempt interest received or accrued during the year ........right arrow
15
 
16 At any time during calendar year 2022, did the foundation have an interest in or a signature or other authority over YesNo
a bank, securities, or other financial account in a foreign country? .................
16   No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country right arrow
Part VI-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
1a(1)
 
No
(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person? ..............................
1a(2)
 
No
(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
1a(3)
 
No
(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
1a(4)
Yes
 
(5) Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)? ......................
1a(5)
 
No
(6) Agree to pay money or property to a government official? (Exception. Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.) ...............
1a(6)
 
No
b
If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
1b
 
No
c
Organizations relying on a current notice regarding disaster assistance check here ........right arrow
d
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2022? .............
1d
 
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2022, did the foundation have any undistributed income (Part XII, lines 6d
and 6e) for tax year(s) beginning before 2022?....................
2a
 
No
If "Yes," list the years right arrow20, 20, 20, 20
b
Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to all years listed, answer "No" and attach statement—see instructions.) ..............
2b
 
 
c
If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
right arrow20, 20, 20, 20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year? ..............................
3a
 
No
b
If "Yes," did it have excess business holdings in 2022 as a result of (1) any purchase by the foundation
or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2022.) .....................
3b
 
 
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
 
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2022? ..
4b
 
No
Form 990-PF (2022)
Form 990-PF (2022)
Page 6
Part VI-B
Statements Regarding Activities for Which Form 4720 May Be Required (continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
5a(1)
 
No
(2) Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive? ....................
5a(2)
 
No
(3) Provide a grant to an individual for travel, study, or other similar purposes? .............
5a(3)
 
No
(4) Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions ........................
5a(4)
 
No
(5) Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals? .............
5a(5)
 
No
b
If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
5b
 
 
c
Organizations relying on a current notice regarding disaster assistance check .........right arrow
d
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant? .................
5d
 
 
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract? .............................
6a
 
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
6b
 
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
7a
 
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
7b
 
 
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year? .........................
8
 
No
Part VII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a) Name and address (b) Title, and average
hours per week
devoted to position 		(c) Compensation
 (If not paid, enter
-0-) 		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
other allowances
Ralph James Dir
1.0 		0 0 0
Foundation Source 501 Silverside Rd
Wilmington,DE198091377
Robert James Dir, Pres
10.0 		0 0 0
Foundation Source 501 Silverside Rd
Wilmington,DE198091377
Catherine James Paglia Dir, Sec, Treas
10.0 		0 0 0
Foundation Source 501 Silverside Rd
Wilmington,DE198091377
2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a) Name and address of each employee paid more than $50,000 (b) Title, and average
hours per week
devoted to position 		(c) Compensation (d) Contributions to
employee benefit
plans and deferred
compensation 		(e) Expense account,
other allowances
 
Total number of other employees paid over $50,000...................right arrow  
Form 990-PF (2022)
Form 990-PF (2022)
Page 7
Part VII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)
3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
Enterprise Asset Management Inc ADMIN & INVESTMENT 300,000
521 Fifth Avenue Suite 1804
New York,NY10175
Dyson Capital Advisors LLC Investment Mgmt 268,261
201 North Union St Suite 300
Alexandria,VA22314
Foundation Source Administrative 193,472
55 Walls Drive 3rd Fl
Fairfield,CT06824
Pathstone Family Office LLC Investment Mgmt 91,493
24 Federal St 8th Floor
Boston,MA02110
Total number of others receiving over $50,000 for professional services.............right arrow  
Part VIII-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
1  
2  
3  
4  
Part VIII-B
Summary of Program-Related Investments (see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
1  
2  
All other program-related investments. See instructions.
3  
Total. Add lines 1 through 3.........................right arrow  
Form 990-PF (2022)
Form 990-PF (2022)
Page 8
Part IX
Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities...................
1a
28,230,420
b
Average of monthly cash balances.......................
1b
8,515,888
c
Fair market value of all other assets (see instructions)................
1c
184,926,892
d
Total (add lines 1a, b, and c).........................
1d
221,673,200
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation) .............
1e
 
2
Acquisition indebtedness applicable to line 1 assets..................
2
0
3
Subtract line 2 from line 1d.........................
3
221,673,200
4
Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
instructions) .............................
4
3,325,098
5
Net value of noncharitable-use assets. Subtract line 4 from line 3. ............
5
218,348,102
6
Minimum investment return. Enter 5% (0.05) of line 5................
6
10,917,405
Part X
Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
1
Minimum investment return from Part IX, line 6..................
1
10,917,405
2a
Tax on investment income for 2022 from Part V, line 5.......
2a
78,054
b
Income tax for 2022. (This does not include the tax from Part V.) ...
2b
190,156
c
Add lines 2a and 2b............................
2c
268,210
3
Distributable amount before adjustments. Subtract line 2c from line 1............
3
10,649,195
4
Recoveries of amounts treated as qualifying distributions................
4
 
5
Add lines 3 and 4............................
5
10,649,195
6
Deduction from distributable amount (see instructions).................
6
 
7
Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
7
10,649,195
Part XI
Qualifying Distributions (see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
1a
19,690,276
b
Program-related investments—total from Part VIII-B..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)....................
3a
0
b
Cash distribution test (attach the required schedule) .................
3b
0
4
Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4. .......
4
19,690,276
Form 990-PF (2022)
Form 990-PF (2022)
Page 9
Part XII
Undistributed Income (see instructions)
(a)
Corpus 		(b)
Years prior to 2021 		(c)
2021 		(d)
2022
1 Distributable amount for 2022 from Part X, line 7 10,649,195
2 Undistributed income, if any, as of the end of 2022:
a Enter amount for 2021 only.......  
b Total for prior years:2020, 2019, 2018  
3 Excess distributions carryover, if any, to 2022:
a From 2017...... 933,920
b From 2018...... 1,411,863
c From 2019...... 6,371,702
d From 2020...... 10,124,970
e From 2021...... 7,602,172
f Total of lines 3a through e ........ 26,444,627
4Qualifying distributions for 2022 from Part
XI, line 4: right arrow$ 19,690,276
a Applied to 2021, but not more than line 2a  
b Applied to undistributed income of prior years
(Election required—see instructions)..... 		 
c Treated as distributions out of corpus (Election
required—see instructions)........ 		 
d Applied to 2022 distributable amount..... 10,649,195
e Remaining amount distributed out of corpus 9,041,081
5 Excess distributions carryover applied to 2022.    
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6Enter the net total of each column as
indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 35,485,708
b Prior years’ undistributed income. Subtract
line 4b from line 2b .......... 		 
c Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed...... 		 
d Subtract line 6c from line 6b. Taxable amount
—see instructions ........... 		 
e Undistributed income for 2021. Subtract line
4a from line 2a. Taxable amount—see
instructions ............. 		 
f Undistributed income for 2022. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2023 .......... 		0
7 Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions) ....... 		 
8 Excess distributions carryover from 2017 not
applied on line 5 or line 7 (see instructions) ... 		933,920
9 Excess distributions carryover to 2023.
Subtract lines 7 and 8 from line 6a ...... 		34,551,788
10 Analysis of line 9:
a Excess from 2018.... 1,411,863
b Excess from 2019.... 6,371,702
c Excess from 2020.... 10,124,970
d Excess from 2021.... 7,602,172
e Excess from 2022.... 9,041,081
Form 990-PF (2022)
Form 990-PF (2022)
Page 10
Part XIII
Private Operating Foundations (see instructions and Part VI-A, question 9)
1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2022, enter the date of the ruling ...... right arrow
 
b Check box to indicate whether the organization is a private operating foundation described in section or
2a Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part IX for each
year listed .......... 		Tax year Prior 3 years (e) Total
(a) 2022 (b) 2021 (c) 2020 (d) 2019
         
b 85% (0.85) of line 2a .........          
c Qualifying distributions from Part XI,
line 4 for each year listed ..... 		         
d Amounts included in line 2c not used directly
for active conduct of exempt activities .......... 		         
e Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c .... 		         
3 Complete 3a, b, or c for the
alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......          
(2) Value of assets qualifying
under section 4942(j)(3)(B)(i)		          
b “Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part IX, line 6 for each year listed .. 		         
c “Support" alternative test—enter:
(1) Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties) .... 		         
(2) Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii).... 		         
(3) Largest amount of support
from an exempt organization		          
(4) Gross investment income          
Part XIV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1Information Regarding Foundation Managers:
aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
Robert James
bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
CATHERINE JAMES PAGLIA
RALPH JAMES
2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here right arrow
aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
bThe form in which applications should be submitted and information and materials they should include:
cAny submission deadlines:
dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form 990-PF (2022)
Form 990-PF (2022)
Page 11
Part XIV
Supplementary Information (continued)
3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
 Foundation
status of
recipient 		Purpose of grant or
contribution 		Amount
Name and address (home or business)
aPaid during the year

ABILIS INC

50 GLENVILLE ST
GREENWICH,CT06831 		N/A PC General & Unrestricted 40,000

ALLIANCE FOR AMERICAN QUILTS INC

PO BOX 19116
ASHEVILLE,NC28815 		N/A PC First installment of a three-year pledge dated November 15, 2021, to support years three through five of the Quilt Alliance's five-year initiative Quilter's SOS - Save Our Stories 25,000

ALZHEIMER'S ASSOCIATION - CONNECTICUT CHAPTER

200 EXECUTIVE BLVD STE 4B
SOUTHINGTON,CT06489 		N/A PC General & Unrestricted 1,000

AMERICAN ENTERPRISE INSTITUTE FOR PUBLIC POLICY RE

1789 MASSACHUSETTS AVE NW
WASHINGTON,DC20036 		N/A PC General & Unrestricted 10,000

AMERICAN QUILT STUDY GROUP

1610 L ST
LINCOLN,NE68508 		N/A PC to fund the Alice Hines 2022 Paper Sponsorship. 2,500

BOSTON FOUNDATION INC

75 ARLINGTON ST
BOSTON,MA02116 		N/A PC Third installment of a grant of $250,000 to support King Boston, specifically the initiative to establish the King Center for Social Justice 50,000

BOSTON MEDICAL CENTER CORPORATION

801 MASSACHUSETTS AVE 1ST FL
BOSTON,MA02118 		N/A PC General & Unrestricted 50,000

BRAC USA INC

110 WILLIAM ST 18TH FLOOR
NEW YORK,NY10038 		N/A PC General & Unrestricted 25,000

BUILDING ONE COMMUNITY CORP

75 SELLECK ST
STAMFORD,CT06902 		N/A PC General & Unrestricted 10,000

CARLETON COLLEGE

1 N COLLEGE ST
NORTHFIELD,MN55057 		N/A PC To fund the Paglia Post-Bac Research Fellowship 372,500

CARLETON COLLEGE

1 N COLLEGE ST
NORTHFIELD,MN55057 		N/A PC Alumni Annual Fund 100,000

CARLETON COLLEGE

1 N COLLEGE ST
NORTHFIELD,MN55057 		N/A PC General & Unrestricted 2,500,000

CARLETON COLLEGE

1 N COLLEGE ST
NORTHFIELD,MN55057 		N/A PC Parents Fund 20,000

CARNEGIE ENDOWMENT FOR INTERNATIONAL PEACE

1779 MASSACHUSETTS AV NW
WASHINGTON,DC20036 		N/A PC Third installment of $10,000,000 pledge in support of the Carnegie Endowment's capital campaign 2,000,000

CARNEGIE ENDOWMENT FOR INTERNATIONAL PEACE

1779 MASSACHUSETTS AV NW
WASHINGTON,DC20036 		N/A PC Annual Gift 100,000

CASCADIANOW

PO BOX 30181
SEATTLE,WA98113 		N/A PC Grant to support the work of Concussion Alliance. 15,000

CATHOLIC SCHOOLS FOUNDATION INC

67 BATTERYMARCH ST 6TH FL
BOSTON,MA02110 		N/A PC General & Unrestricted 50,000

CATO INSTITUTE

1000 MASSACHUSETTS AVE NW
WASHINGTON,DC20001 		N/A PC General & Unrestricted 50,000

CHILDRENS VILLAGE INC

1 ECHO HILLS
DOBBS FERRY,NY10522 		N/A PC General & Unrestricted 50,000

COOKE SCHOOL AND INSTITUTE

1713 MADISON AVE
NEW YORK,NY10029 		N/A PC General & Unrestricted 25,000

DOANE UNIVERSITY

1014 BOSWELL AVE
CRETE,NE68333 		N/A PC First installment of pledge dated December 20th, 2021 to fund Robert and Ardis James Foundation Incubator Fund 150,000

DOANE UNIVERSITY

1014 BOSWELL AVE
CRETE,NE68333 		N/A PC General & Unrestricted 10,000

EL PORVENIR

80 GARDEN CENTER STE 135
BROOMFIELD,CO80020 		N/A PC General & Unrestricted 12,000

ENJOY LIFE EDUCATION INC

11 MEETING HOUSE HILL RD
DOVER,MA02030 		N/A PC General & Unrestricted 50,000

FRAXA RESEARCH FOUNDATION INC

10 PRINCE PL STE 203
NEWBURYPORT,MA01950 		N/A PC General & Unrestricted 110,000

FRIENDS OF INTERNATIONAL QUILT STUDY CENTER & MUSE

PO BOX 21936
LINCOLN,NE68542 		N/A PC General & Unrestricted 10,000

FRIENDS OF NGONG ROAD

PO BOX 581308
MINNEAPOLIS,MN55458 		N/A PC General & Unrestricted 220,000

GREENWICH CENTER FOR HOPE & RENEWAL INC

237 TACONIC RD
GREENWICH,CT06831 		N/A PC General & Unrestricted 15,000

HARVARD BUSINESS SCHOOL

PO BOX 412275
BOSTON,MA02241 		N/A PC HBS Endowment Holding Fund for Gifts 2,000,000

HARVARD BUSINESS SCHOOL

PO BOX 412275
BOSTON,MA02241 		N/A PC for the Catherine James Paglia (MBA 1976) Search Fund Fellowship 250,000

HARVARD BUSINESS SCHOOL

PO BOX 412275
BOSTON,MA02241 		N/A PC HBS Fund 100,000

HARVARD BUSINESS SCHOOL

PO BOX 412275
BOSTON,MA02241 		N/A PC annual gift 25,000

HARVARD BUSINESS SCHOOL

PO BOX 412275
BOSTON,MA02241 		N/A PC pursuant to the Gift Agreement dated June 14, 2019, between The Robert and Ardis James Foundation and Harvard Business School to establish the James Family Fellowship Fund, in the amount of $125,000, payable over five years beginning in 2019 25,000

HARVARD UNIVERSITY - RADCLIFFE INSTITUTE FOR ADVAN

10 GARDEN ST
CAMBRIDGE,MA02138 		N/A PC General & Unrestricted 10,000

HARVARD UNIVERSITY GRADUATE SCHOOL OF ARTS & SCIEN

124 MOUNT AUBURN ST
CAMBRIDGE,MA02138 		N/A PC General & Unrestricted 25,000

HELEN KELLER INTERNATIONAL

ONE DAG HAMMARSKJOLD PLZ FL 2
NEW YORK,NY10017 		N/A PC General & Unrestricted 110,000

ID INSIGHT INC

PO BOX 689
SAN FRANCISCO,CA94104 		N/A PC General & Unrestricted 50,000

JOBS FOR THE FUTURE INC

50 MILK ST 17TH FL
BOSTON,MA02109 		N/A PC General & Unrestricted 10,000

LEO INC

181 UNION ST STE 209J
LYNN,MA01901 		N/A PC First installment of a five year pledge dated May 25, 2022 for general support 200,000

LOUP COUNTY PUBLIC SCHOOLS

608 WILLIAMS ST
TAYLOR,NE68879 		N/A GOV To fund a one day trip to Omaha to learn of Jewish traditions and the Holocaust. 1,000

MANHATTAN INSTITUTE FOR POLICY RESEARCH INC

52 VANDERBILT AVE
NEW YORK,NY10017 		N/A PC General & Unrestricted 200,000

MASSACHUSETTS GENERAL HOSPITAL

125 NASHUA ST STE 540
BOSTON,MA02114 		N/A PC Gift in honor of Dr. Paul Busse and his colleagues in the Department of Radiation Oncology at Mass General 25,000

MASSACHUSETTS INSTITUTE OF TECHNOLOGY

600 MEMORIAL DR W98-200
CAMBRIDGE,MA02139 		N/A PC Grant to support the Des Marais Lab at MIT. 305,866

MASSACHUSETTS INSTITUTE OF TECHNOLOGY

600 MEMORIAL DR W98-200
CAMBRIDGE,MA02139 		N/A PC General & Unrestricted 10,000

MASSACHUSETTS INSTITUTE OF TECHNOLOGY

600 MEMORIAL DR W98-200
CAMBRIDGE,MA02139 		N/A PC Grant to support the Chisholm Lab to study Prochlorococcus as a keystone organism in marine microbial communities. 190,000

MICHIGAN STATE UNIVERSITY

409 W CIR DR
EAST LANSING,MI48824 		N/A GOV Third and final installment of a three year $75,000 grant to support the Quilt Index 25,000

NEW COVENANT CENTER

174 RICHMOND HILL AVE
STAMFORD,CT06902 		N/A PC Sponsorship for 12th Annual Harvest Table. 10,000

NEW COVENANT CENTER

174 RICHMOND HILL AVE
STAMFORD,CT06902 		N/A PC General & Unrestricted 15,000

NEW COVENANT CENTER

174 RICHMOND HILL AVE
STAMFORD,CT06902 		N/A PC Charitable Event 10,000

NORTHEAST ARC INC

1 SOUTHSIDE RD
DANVERS,MA01923 		N/A PC Third installment in a $615,000 pledge payable 2020-2026 103,000

NORWALK COMMUNITY COLLEGE FOUNDATION

188 RICHARDS AVE STE E 311
NORWALK,CT06854 		N/A PC General & Unrestricted 75,000

ORD PUBLIC SCHOOLS

320 N 19TH ST
ORD,NE68862 		N/A GOV To support trips for Ord public school students to the Red Cloud Nebraska area and to South Dakota's Black Hills and Badlands. 30,401

ORD TOWNSHIP LIBRARY FOUNDATION INC

1718 M ST
ORD,NE68862 		N/A PC General & Unrestricted 5,000

P E F ISRAEL ENDOWMENT FUNDS INC

630 THIRD AVE 15TH FLOOR
NEW YORK,NY10017 		N/A PC Sikkuy-Aufoq Support 200,000

PARTNERS HEALTHCARE SYSTEM INC - SPAULDING REHAB H

1575 CAMBRIDGE ST
CAMBRIDGE,MA02138 		N/A PC General & Unrestricted 100,000

PLATTE INSTITUTE FOR ECONOMIC RESEARCH INC

6910 PACIFIC ST STE 216
OMAHA,NE68106 		N/A PC General & Unrestricted 65,000

PLUMMER YOUTH PROMISE INC

37 WINTER ISLAND RD
SALEM,MA01970 		N/A PC General & Unrestricted 75,000

PLUMMER YOUTH PROMISE INC

37 WINTER ISLAND RD
SALEM,MA01970 		N/A PC First installment of a four year $500,000 pledge dated 12/7/2021 to support the Facilities Project 125,000

PRESIDENT AND FELLOWS OF HARVARD COLLEGE

PO BOX 419209
BOSTON,MA02241 		N/A PC 2022 M-RCBG Advisory Council Contribution 50,000

PRESIDENT AND FELLOWS OF HARVARD COLLEGE

PO BOX 419209
BOSTON,MA02241 		N/A PC General & Unrestricted 75,000

PRESIDENT AND FELLOWS OF HARVARD COLLEGE

PO BOX 419209
BOSTON,MA02241 		N/A PC The fifth and final installment of the Gift Agreement between the President and Fellows of Harvard College on behalf of Harvard Divinity School and the Robert and Ardis James Foundation signed by Cathy James Paglia on June 14, 2018 for $10,000,000 of current use support to be added to the Andover Hall Renewal Fund 2,000,000

PRESIDENT AND FELLOWS OF HARVARD COLLEGE

PO BOX 419209
BOSTON,MA02241 		N/A PC Third installment of a $500,000 pledge to be payable 2020-2023 to Harvard Divinity School in support of Religion and Public Life 125,000

PRESIDENT AND FELLOWS OF HARVARD COLLEGE

PO BOX 419209
BOSTON,MA02241 		N/A PC In support of the Mossavar-Rahmani Center for Business and Government Advisory Council at Harvard Kennedy School 50,000

PRESIDENT AND FELLOWS OF HARVARD COLLEGE

PO BOX 419209
BOSTON,MA02241 		N/A PC for Harvard Graduate School of Education Online Master's Degree Support Fund 2,000,000

PRESIDENT AND FELLOWS OF HARVARD COLLEGE

PO BOX 419209
BOSTON,MA02241 		N/A PC Harvard Divinity School Annual Fund 25,000

PRESIDENT AND FELLOWS OF HARVARD COLLEGE - HARVARD

PO BOX 419209
BOSTON,MA02241 		N/A PC $80,000 to the HGSE Dean's Priorities Fund and $120,000 to the Centennial Scholars Fund 200,000

PRESIDENT AND FELLOWS OF HARVARD COLLEGE - HARVARD

PO BOX 419209
BOSTON,MA02241 		N/A PC General & Unrestricted 25,000

QUILTERS HALL OF FAME INC

PO BOX 681
MARION,IN46952 		N/A PC General & Unrestricted 5,000

READWORKS INC

PO BOX 24673
NEW YORK,NY11202 		N/A PC General & Unrestricted 500,000

READWORKS INC

PO BOX 24673
NEW YORK,NY11202 		N/A PC Grant support for partnership with the International Quilt Museum 45,000

READWORKS INC

PO BOX 24673
NEW YORK,NY11202 		N/A PC Support for partnership with the International Quilt Museum 30,000

REAL CLEAR FOUNDATION

666 DUNDEE RD STE 600
NORTHBROOK,IL60062 		N/A PC General & Unrestricted 50,000

RIVERVIEW SCHOOL INC

551 RTE 6A
EAST SANDWICH,MA02537 		N/A PC General & Unrestricted 225,000

SAFE HORIZON INC

2 LAFAYETTE ST FL 3
NEW YORK,NY10007 		N/A PC General & Unrestricted 15,000

SALEM STATE UNIVERSITY FOUNDATION INC

352 LAFAYETTE ST
SALEM,MA01970 		N/A PC First installment of $150,000 pledge dated 12/16/2021 30,000

SQUASHBUSTERS INC

795 COLUMBUS AVE
BOSTON,MA02120 		N/A PC first installment of a $250,000 pledge payable over five years starting in 2022 50,000

SQUASHBUSTERS INC

795 COLUMBUS AVE
BOSTON,MA02120 		N/A PC General & Unrestricted 50,000

STAMFORD HOSPITAL

3001 SUMMER ST 2ND FL
STAMFORD,CT06905 		N/A PC General & Unrestricted 25,000

STAMFORD HOSPITAL

3001 SUMMER ST 2ND FL
STAMFORD,CT06905 		N/A PC First installment of $1,000,000 grant to The Campaign for Women and Babies. 250,000

STUDIO ART QUILT ASSOC INC

PO BOX 141
HEBRON,CT06248 		N/A PC to support SAQAs virtual initiatives. 50,000

SUMMER SEARCH BOSTON

3840 WASHINGTON ST STE 2
JAMAICA PLAIN,MA02130 		N/A PC First installment of $500,000 five year pledge toward the Dream.See.Do Campaign 100,000

SUMMER SEARCH BOSTON

3840 WASHINGTON ST STE 2
JAMAICA PLAIN,MA02130 		N/A PC General & Unrestricted 50,000

TENACITY INC

38 EVERETT ST LOWER LEVEL
BOSTON,MA02134 		N/A PC First installment of a $500,000 five-year pledge. 100,000

TENACITY INC

38 EVERETT ST LOWER LEVEL
BOSTON,MA02134 		N/A PC General & Unrestricted 50,000

THE INDEPENDENT INSTITUTE

100 SWAN WAY
OAKLAND,CA94621 		N/A PC General & Unrestricted 20,000

THE PRESBYTERIAN CHURCH OF MT KISCO

605 MILLWOOD RD
MT KISCO,NY10549 		N/A PC General & Unrestricted 60,000

THE YANKEE INSTITUTE FOR PUBLIC POLICY STUDIES INC

216 MAIN ST
HARTFORD,CT06106 		N/A PC General & Unrestricted 50,000

THE YANKEE INSTITUTE FOR PUBLIC POLICY STUDIES INC

216 MAIN ST
HARTFORD,CT06106 		N/A PC First installment of challenge grant. 200,000

THEATER MASTERS

PO BOX 899
ASPEN,CO81612 		N/A PC General & Unrestricted 12,500

UNITED WAY OF GREENWICH INC

2 DEARFIELD DR STE 300
GREENWICH,CT06831 		N/A PC General & Unrestricted 10,000

UNIVERSITY OF MASSACHUSETTS FOUNDATION INC

100 CARLSON AVE
NEWTON,MA02459 		N/A PC General & Unrestricted 550,000

UNIVERSITY OF NEBRASKA FOUNDATION

1010 LINCOLN MALL STE 300
LINCOLN,NE68508 		N/A PC First installment of $4 million pledge pursuant to pledge agreement dated January 4, 2022. 1,000,000

UNIVERSITY OF NEBRASKA FOUNDATION - INTERNATIONAL

1010 LINCOLN MALL STE 300
LINCOLN,NE68583 		N/A PC First installment of $525,000 pledge dated December 2, 2021 for Robert and Ardis James Foundation Quilt House Operations Fund 225,000

UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL

PO BOX 309
CHAPEL HILL,NC27514 		N/A PC Second and final installment of pledge to support graduate training within the context of the marine environmental research being conducted in Joel Fodrie's lab 87,500

WALLIN EDUCATION PARTNERS

451 LEXINGTON PKWY N STE 100
SAINT PAUL,MN55104 		N/A PC First installment of a five year pledge of $1,000,000 for the 2022/2023 Academic Year 200,000

WILLA CATHER FOUNDATION

413 N WEBSTER ST
RED CLOUD,NE68970 		N/A PC General & Unrestricted 10,000

WILLA CATHER FOUNDATION

413 N WEBSTER ST
RED CLOUD,NE68970 		N/A PC Third installment of a $250,000 endowment pledge to be payable over four years, 2020 - 2023. 62,500

YEAR UP INC

45 MILK ST 9TH FL
BOSTON,MA02109 		N/A PC General & Unrestricted 25,000

YEAR UP INC

45 MILK ST 9TH FL
BOSTON,MA02109 		N/A PC First installment of a $250,000 five-year pledge. 50,000
Total .................................right arrow 3a 19,185,767
bApproved for future payment
Total ................................. right arrow 3b  
Form 990-PF (2022)
Form 990-PF (2022)
Page 12
Part XV-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
Related or exempt
function income
(See instructions.)
1Program service revenue: (a)
Business code 		(b)
Amount 		(c)
Exclusion code 		(d)
Amount
a
b
c
d
e
f
gFees and contracts from government agencies          
2 Membership dues and assessments ....          
3 Interest on savings and temporary cash
investments ........... 		    14 62,513  
4 Dividends and interest from securities ....     14 502,127  
5 Net rental income or (loss) from real estate:
aDebt-financed property......          
bNot debt-financed property.....          
6 Net rental income or (loss) from personal property          
7 Other investment income .....          
8 Gain or (loss) from sales of assets other than
inventory ............ 		525990 364,321 18 6,630,669  
9 Net income or (loss) from special events:          
10 Gross profit or (loss) from sales of inventory          
11 Other revenue:
aK-1 Inc/Loss 		525990 726,456 14 2,163,610  
bFederal Tax Refund     01 510,394  
cFOREIGN CURRENCY GAIN     01 4,873  
dINTEREST/DIVIDENDS FROM ALTERNATIVE INVESTMENTS     14 7,866  
eCLASS ACTION SETTLEMENT PROCEEDS     01 332  
12 Subtotal. Add columns (b), (d), and (e) .. 1,090,777 9,882,384  
13Total. Add line 12, columns (b), (d), and (e)..................
13
10,973,161
(See worksheet in line 13 instructions to verify calculations.)
Part XV-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
DownArrow 		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form 990-PF (2022)
Form 990-PF (2022)
Page 13
Part XVI
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1) Cash...................................
1a(1)
 
No
(2) Other assets.................................
1a(2)
 
No
b
Other transactions:
(1) Sales of assets to a noncharitable exempt organization....................
1b(1)
 
No
(2) Purchases of assets from a noncharitable exempt organization..................
1b(2)
 
No
(3) Rental of facilities, equipment, or other assets.......................
1b(3)
 
No
(4) Reimbursement arrangements...........................
1b(4)
 
No
(5) Loans or loan guarantees.............................
1b(5)
 
No
(6) Performance of services or membership or fundraising solicitations................
1b(6)
 
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
1c
 
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
(a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
b
If "Yes," complete the following schedule.

(a) Name of organization (b) Type of organization (c) Description of relationship
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TY 2022 DepreciationSchedule
Name:
Robert and Ardis James Foundation Inc
EIN:
46-3298762
Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
Life (# of years)		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included

TY 2022 GeneralExplanationAttachment
Name:
Robert and Ardis James Foundation Inc
EIN:
46-3298762
Identifier Return Reference Explanation
PART I LINE 6A (990-PF) - RECONCILIATION OF NET GAIN/(LOSS) FROM SALES OF PART I LINE 6A: RECONCILIATION OF NET GAIN/(LOSS) FROM SALES OF ASSETS NOT INCLUDED IN PART IV TOTAL INCLUDED IN PART IV: (DETAILS BELOW) NET GAIN/(LOSS): $6,630,669 TOTAL NOT INCLUDED IN PART IV: PASSTHROUGH K-1 CAPITAL GAIN/(LOSS) - UBI NET GAIN/(LOSS): $364,321 TOTAL PART I, LINE 6A: $6,994,990 DETAILS OF ASSETS INCLUDED IN PART IV: PUBLICLY-TRADED SECURITIES GROSS SALES PRICE: $13,080,343 BOOK BASIS: $13,693,499 NET GAIN/(LOSS): $(613,156) PASSTHROUGH K-1 CAPITAL GAIN/(LOSS) - NON UBI NET GAIN/(LOSS): $6,762,606 SALES OF OTHER ITEMIZED ASSETS GROSS SALES PRICE: $7,067,544 BOOK BASIS: $6,586,325 NET GAIN/(LOSS): $481,219
Part VI-A, Line 11 PART VI-A, LINE 11: NAME OF CONTROLLED ENTITY: JAMES FOUNDATION INVESTMENTS, LTD. EIN: N/A STREET ADDRESS: PO BOX 309GT, UGLAND HOUSE, GRAND CAYMAN, CAYMAN ISLANDS KY1-1104 NO TRANSFERS WERE MADE DURING 2022 FROM THE FOUNDATION TO THIS ENTITY OR FROM THIS ENTITY TO THE FOUNDATION. JAMES FOUNDATION INVESTMENTS, LTD. IS NOT AN EXCESS BUSINESS HOLDING OF THE FOUNDATION. NAME OF CONTROLLED ENTITY: RCR JAMES ASSOCIATES, LLC EIN: 75-3194306 STREET ADDRESS: 521 5TH AVE, STE 1804, NEW YORK, NY 10175 THE ONLY TRANSFERS MADE DURING 2022 WERE NET CASH CONTRIBUTIONS AND DISTRIBUTIONS TOTALING $4,182,444 BETWEEN THE FOUNDATION AND RCR JAMES ASSOCIATES, LLC. RCR JAMES ASSOCIATES, LLC IS NOT AN EXCESS BUSINESS HOLDING OF THE FOUNDATION. NAME OF CONTROLLED ENTITY: KF PAGLIA-JAMES ASSOCIATES, LLC EIN: 34-1998546 STREET ADDRESS: 521 5TH AVE, STE 1804, NEW YORK, NY 10175 THE ONLY TRANSFERS MADE DURING 2022 WERE NET CASH CONTRIBUTIONS AND DISTRIBUTIONS TOTALING $1,604,162 BETWEEN THE FOUNDATION AND KF PAGLIA-JAMES ASSOCIATES, LLC. KF PAGLIA-JAMES ASSOCIATES, LLC IS NOT AN EXCESS BUSINESS HOLDING OF THE FOUNDATION.
FORM 926 FORM 926 THE FOUNDATION HAS PREPARED THESE FORMS TO THE BEST OF ITS ABILITY BASED ON THE LIMITED INFORMATION PROVIDED TO IT BY THE INVESTMENT ON WHICH THE FOUNDATION IS REPORTING. ANY MISSING OR INCOMPLETE INFORMATION IS DUE TO THE FOUNDATION'S INABILITY TO OBTAIN SUCH INFORMATION AND IS NOT A WILLFUL ATTEMPT TO WITHHOLD SUCH INFORMATION.
FORM 8865 FORM 8865 THE FOUNDATION HAS PREPARED THESE FORMS TO THE BEST OF ITS ABILITY BASED ON THE LIMITED INFORMATION PROVIDED TO IT BY THE INVESTMENT ON WHICH THE FOUNDATION IS REPORTING. ANY MISSING OR INCOMPLETE INFORMATION IS DUE TO THE FOUNDATION'S INABILITY TO OBTAIN SUCH INFORMATION AND IS NOT A WILLFUL ATTEMPT TO WITHHOLD SUCH INFORMATION.
FORM 8858 FORM 8858 THE FOUNDATION HAS PREPARED THESE FORMS TO THE BEST OF ITS ABILITY BASED ON THE INFORMATION PROVIDED TO IT BY THE FOREIGN BRANCH ON WHICH THE FOUNDATION IS REPORTING. ANY MISSING OR INCOMPLETE INFORMATION IS NOT A WILLFUL ATTEMPT TO WITHHOLD SUCH INFORMATION.

TY 2022 InvestmentsCorpStockSchedule
Name:
Robert and Ardis James Foundation Inc
EIN:
46-3298762
Name of Stock End of Year Book Value End of Year Fair Market Value
AKAMAI TECH COM STK 40,302 33,214
ALLOT COMMUNICATIONS LTD 19,628 7,224
AMDOCS LIMITED 39,929 47,723
AMERICAN TOWER REIT INC 79,893 71,609
AT&T, INC 15,175 12,059
BLACKROCK EMERGING MARKETS FUN 1,919,881 1,413,425
BROADCOM INC 60,821 73,246
BT GROUP PLC 60,790 38,130
CELLNEX TELECOM ORD SHS 42,530 24,396
CHARTER COMMUNICATIONS, INC 60,189 32,554
CISCO SYSTEMS INC 39,872 36,730
COMCAST CORP 79,935 51,301
CROWN CASTLE INTL 72,689 57,918
DEUTSCHE TELEKOM N ORD SHS 83,729 89,069
DIGITAL RLTY TR INC 39,697 28,577
DISH NETWORK CORPORATION 59,918 23,349
EQUINIX, INC 80,140 78,604
ERICSSON L M TEL CO 53,524 23,705
FRONTIER COMMUNICATIONS PARENT 42,946 38,220
IHS INC 78,228 34,440
ISHARES S&P 500 INDEX FD 5,721,201 8,238,998
JUNIPER NETWORKS 19,815 25,121
KEPPEL DC REIT 18,969 12,591
LIBERTY GLOBAL PLC - SERIES A 80,262 59,327
LIBERTY LATIN AMERICA (FORMERL 72,121 41,542
LUMEN TECHNOLOGIES INC 42,016 16,704
MARVELL TECHNOLOGY, INC 20,304 15,409
MILLICOM INTERNATIONAL CELLULA 17,217 8,841
NOKIA 20,044 23,316
ORANGE 40,184 32,051
PRANA BIOTECHNOLOGY LIMITED 500,000 11,869
QORVO INC 19,799 10,877
QUALCOMM INC 65,438 53,871
SANDS CAPITAL GLOBAL GROWTH IN 4,243,521 2,828,869
SBA COMMUNICATIONS CORP 39,867 40,925
SES SA FDR 39,394 31,998
SKYWORKS SOLUTIONS, INC 40,397 20,140
TELECOM ITALIA SAVING SHS 40,666 15,648
VANGUARD FTSE DEVELOPED MARKET 9,239,487 9,592,538
VERIZON COMMUNICATIONS 110,900 75,609
VODAFONE GROUP PLC 80,195 43,921

TY 2022 InvestmentsOtherSchedule2
Name:
Robert and Ardis James Foundation Inc
EIN:
46-3298762
Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
AAVIN CAPITAL III, LP   123,419 113,933
AAVIN MEZZANINE FUND LP   2,437,359 5,227,954
ABERDEEN VENTURE PARTNERS XI (   3,988,102 7,408,716
ABERDEEN VENTURE PARTNERS XII   2,965,009 3,275,944
ABERDEEN VENTURE PARTNERS XIII   500,000 388,827
ACCOLADE PARTNERS BLOCKCHAIN I   260,000 184,046
ACCOLADE PARTNERS BLOCKCHAIN I   500,000 326,095
AIOF II (TE) AIV, L.P   5,812 5,093
AIOF II NJORD DEBT AGGREGATOR,   90,556 31,114
AIOF II NJORD EQUITY AGGREGATO   52,499 77,787
AIOF II WOOLLY AIV, LP   1,085 951
ALTEGRIS MULTI-STRATEGY FUND L   4,500,000 7,814,078
AP EPF III ($B EH AIV II) LP   1,612 23,869
APOLLO ATHENE DEDICATED INVEST   3,277,310 5,221,342
APOLLO EUROPEAN PRNCPL FNC FD   665,648 935,055
APOLLO INFRA EQUITY FEEDER FUN   150,630 129,969
APOLLO INFRA EQUITY FEEDER FUN   819,368 694,954
APOLLO INFRA EQUITY INTL FUND   245,203 211,571
APOLLO INFRASTRUCTURE OPPOR FU   481,032 529,173
APOLLO INVESTMENT FUND X, L.P      
APOLLO SPAC FUND I (B FC), L.P   863,421 917,677
BSCP SBIC I LP   3,343,866 3,324,386
CAPITAL INTERNATIONAL PRIVATE   424,663 9,626
CAPITAL INTERNATIONAL PRIVATE   1,641,773 1,026,583
CASDIN PARTNERS OFFSHORE LTD   4,750,000 6,027,755
CASDIN PRIVATE GROWTH EQUITY F   1,977,088 1,587,357
COLUMBIA SPECTRUM PARTNERS II-   1,268,545 2,041,450
COLUMBIA SPECTRUM PARTNERS V-A   1,164,787 1,158,734
CORSAIR III FINANCIAL SRVCS CP   854,635 923,539
CORSAIR III FINANCIAL SRVCS OF      
CORSAIR KOREA INVESTORS LLC   757,053 789,220
DYSON CAPITAL SERIES FUND, LLC   705,696 774,839
EAST ROCK FOCUS FUND LP   6,198,762 7,149,529
EDGE PRINCIPAL INVESTMENTS II,   205,904 52,782
EDGE PRINCIPAL INVESTMENTS III   1,052,136 1,597,183
EDGE PRINCIPAL INVESTMENTS IV   3,749,319 5,949,450
ENTERPRISE 299 ASSOCIATES   248,272 5,417,445
ENTERPRISE WEXFORD ASSOCIATES   200,334 166,987
ENTERPRISE WEXFORD ELEVEN LLC   57,243 60,924
EUNETWORKS HOLDINGS LP   964,310 963,516
GAIP 2019 (BERMUDA) AIV LP   2,096,804 2,121,829
GAIP 2019 AIV B, LP   895,811 1,111,877
GENERAL ATLANTIC INV PTNS 2019   1,055,877 1,133,317
HARVEST MLP INCOME FUND II LLC   2,762,440 3,125,468
HEALTH VELOCITY CAPITAL I LP   1,043,214 2,119,799
HEALTH VELOCITY CAPITAL II, LP   230,632 232,697
IGNIA FUND I, LP   1,614,802 401,427
JAMES FOUNDATION INVESTMENTS L   467,860 1,136,631
KAYNE SENIOR CREDIT II OFFSHOR   197,092 192,346
KF PAGLIA-JAMES ASSOCIATES LLC   14,744,618 16,571,317
KLD INVESTORS LLC   1,008,010 750,396
ORCHID CHINA (CAYMAN) LP   1,099,680 747,154
PALOMA INTERNATIONAL LIMITED   2,000,260 5,423,240
PATHWAY CO-INVESTMENT FUND, LP   1,857,718 2,048,372
QED FUND VII LP   462,496 475,190
QED GROWTH FUND, LP   1,100,584 1,163,618
QED MND HOLDINGS, LLC   375,556 375,406
RA CAPITAL HEALTHCARE INTL FUN   2,500,000 1,880,605
RCR JAMES ASSOCIATES, LLC   30,862,485 40,670,059
REPERTOIRE INTERNATIONAL LTD C   500,000 590,165
REPERTOIRE INTERNATIONAL LTD C   500,000 574,327
SCULPTOR REAL ESTATE FUND III   229,376 446,505
SELECT EQUITY OFFSHORE   3,000,000 4,596,580
SIMCOE PARTNERS OFFSHORE LTD   3,500,000 5,449,790
STRATEGIC PARTNERS OFFSHORE FU     395,658
SUSTAINABLE CAPITAL AFRICA ALP   1,500,000 1,483,106
TEMPLETON GLOBAL SUMMITS (CAYM   4,000,000 2,137,659
TENNENBAUM SPECIAL SITUATIONS   980,525 1,470,333
TT EMERGING MARKETS OPP FUND I   3,000,000 2,724,849
VISTA CREDIT PARTNERS FUND III   2,016,642 2,131,907
WEXFORD OFFSHORE SPECTRUM FUND     13,570
WEXFORD VPEP HOLDINGS CO. LIMI   99,225 111,418
ZAMA CAPITAL FUND LP   2,501,580 3,737,196
ZEPHYR PEACOCK INDIA FUND II L   116,895 101,284
ZEPHYR PEACOCK INDIA FUND III   389,860 764,070

TY 2022 OtherExpensesSchedule
Name:
Robert and Ardis James Foundation Inc
EIN:
46-3298762
Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
Administrative Fees 193,472     193,472
Bank Charges 505 505    
Digital Subscriptions 23     23
K-1 Exp AAVIN CAPITAL III, LP 12,048 12,048    
K-1 Exp AAVIN MEZZANINE FUND L 183,189 183,188    
K-1 Exp APOLLO ATHENE DEDICATE 39,435 32,356    
K-1 Exp APOLLO INFRA EQUITY IN 20,663 20,663    
K-1 Exp APOLLO INFRASTRUCTURE 118,257 118,257    
K-1 Exp APOLLO INVESTMENT FUND 4,072 3,673    
K-1 Exp BSCP SBIC I LP 183      
K-1 Exp CAPITAL INTERNATIONAL 280 280    
K-1 Exp CAPITAL INTERNATIONAL 18,789 18,789    
K-1 Exp CASDIN PRIVATE GROWTH 26,618 26,618    
K-1 Exp COLUMBIA SPECTRUM PART 14,055 14,051    
K-1 Exp COLUMBIA SPECTRUM PART 3,696 3,696    
K-1 Exp CORSAIR III FINANCIAL 10,330 10,330    
K-1 Exp CORSAIR KOREA INVESTOR 7,395 7,395    
K-1 Exp DYSON CAPITAL SERIES F 16,159 13,939    
K-1 Exp EAST ROCK FOCUS FUND L 289,696 289,663    
K-1 Exp EDGE PRINCIPAL INVESTM 31 10    
K-1 Exp EDGE PRINCIPAL INVESTM 6,944 886    
K-1 Exp EDGE PRINCIPAL INVESTM 133,324 132,501    
K-1 Exp ENTERPRISE 299 ASSOCIA 60,877 60,877    
K-1 Exp ENTERPRISE WEXFORD ASS 1,719 1,711    
K-1 Exp ENTERPRISE WEXFORD ELE 1,642 1,639    
K-1 Exp GAIP 2019 (BERMUDA) AI 8,185 6,837    
K-1 Exp GAIP 2019 AIV B, LP 1,439 1,439    
K-1 Exp GENERAL ATLANTIC INV P 85,720 85,720    
K-1 Exp HARVEST MLP INCOME FUN 82,260 82,260    
K-1 Exp HEALTH VELOCITY CAPITA 33,263 33,263    
K-1 EXP JAMES FOUNDATION INV L 39,665 39,665    
K-1 Exp HEALTH VELOCITY CAPITA 37,732 37,732    
K-1 Exp KAYNE ANDERSON REAL ES 32,693 14,087    
K-1 Exp KF PAGLIA-JAMES ASSOCI 415,643 415,582    
K-1 Exp KLD INVESTORS LLC 19 19    
K-1 Exp ORCHID CHINA (CAYMAN) 25,869 25,869    
K-1 Exp PATHWAY CO-INVESTMENT 14,417 14,328    
K-1 Exp QED FUND VII LP 24,634 24,634    
K-1 Exp QED GROWTH FUND, LP 15,372 15,372    
K-1 Exp QED MND HOLDINGS, LLC 170 170    
K-1 Exp RCG LONGVIEW II, LP 296 296    
K-1 Exp RCR JAMES ASSOCIATES, 1,334,259 1,332,264    
K-1 Exp SCULPTOR REAL ESTATE F 260 223    
K-1 Exp SIERRA CAPITAL LP 498 498    
K-1 Exp SIRE SPV LLC 118 118    
K-1 Exp TENNENBAUM SPECIAL SIT 96,627 96,456    
K-1 Exp VISTA CREDIT PARTNERS 305 305    
K-1 Exp ZAMA CAPITAL FUND LP 107,544 100,101    
K-1 Exp ZEPHYR PEACOCK INDIA F 1,647 1,647    
K-1 Exp ZEPHYR PEACOCK INDIA F 13,865 13,865    
Office & Supplies 23     23
Postage/Delivery Service 802     802
State or Local Filing Fees 25     25


TY 2022 OtherIncomeSchedule2
Name:
Robert and Ardis James Foundation Inc
EIN:
46-3298762
Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
K-1 Inc/Loss AAVIN CAPITAL III, LP 2,314 2,314  
K-1 Inc/Loss AAVIN MEZZANINE FUND LP 501,042 501,042  
K-1 Inc/Loss AIOF II (TE) AIV, L.P 5,812 5,812  
K-1 Inc/Loss AIOF II NJORD DEBT AGGREGATOR, L.P 20,206 20,206  
K-1 Inc/Loss AIOF II WOOLLY AIV, LP 1,085 1,085  
K-1 Inc/Loss AP EPF III ($B EH AIV II) LP 24,536 24,536  
K-1 Inc/Loss APOLLO ATHENE DEDICATED INVESTMENT P 97,555 80,043  
K-1 Inc/Loss APOLLO INFRA EQUITY FEEDER FUND (TE 8,718 8,718  
K-1 Inc/Loss APOLLO INFRA EQUITY FEEDER FUND TE L 374,784 374,784  
K-1 Inc/Loss APOLLO INFRA EQUITY INTL FUND LP 658 658  
K-1 Inc/Loss APOLLO INFRASTRUCTURE OPPOR FUND II 25,901 25,901  
K-1 Inc/Loss APOLLO INVESTMENT FUND X, L.P 4,064 4  
K-1 Inc/Loss BSCP SBIC I LP 478,632 478,632  
K-1 Inc/Loss CAPITAL INTERNATIONAL PRIVATE EQUITY 3 3  
K-1 Inc/Loss CAPITAL INTERNATIONAL PRIVATE EQUITY 19,307 19,307  
K-1 Inc/Loss CASDIN PRIVATE GROWTH EQUITY FUND LP 3,375 3,375  
K-1 Inc/Loss COLUMBIA SPECTRUM PARTNERS II-A, L.P 5,596 5,596  
K-1 Inc/Loss CORSAIR III FINANCIAL SRVCS CPTL PTN 15,020 15,020  
K-1 Inc/Loss CORSAIR KOREA INVESTORS LLC 25,614 25,614  
K-1 Inc/Loss DYSON CAPITAL SERIES FUND, LLC - SER -15,037 -15,037  
K-1 Inc/Loss EAST ROCK FOCUS FUND LP 84,934 57,332  
K-1 Inc/Loss EDGE PRINCIPAL INVESTMENTS II, LP 3,798 1,933  
K-1 Inc/Loss EDGE PRINCIPAL INVESTMENTS III, LP -136,585 -29,565  
K-1 Inc/Loss EDGE PRINCIPAL INVESTMENTS IV LP -22,985 -19,162  
K-1 Inc/Loss EDGE PRINCIPAL INVESTMENTS, LP -113 -113  
K-1 Inc/Loss ENTERPRISE 299 ASSOCIATES 283,295 -478  
K-1 Inc/Loss ENTERPRISE WEXFORD ASSOCIATES LLC 6,612 199  
K-1 Inc/Loss ENTERPRISE WEXFORD ELEVEN LLC 1,498 226  
K-1 Inc/Loss GAIP 2019 (BERMUDA) AIV LP 2,886 2,503  
K-1 Inc/Loss GAIP 2019 AIV B, LP 33,080 32,457  
K-1 Inc/Loss GENERAL ATLANTIC INV PTNS 2019 LP 456 456  
K-1 Inc/Loss HARVEST MLP INCOME FUND II LLC 672,699 672,699  
K-1 Inc/Loss HEALTH VELOCITY CAPITAL I LP 7,921 7,921  
K-1 Inc/Loss HEALTH VELOCITY CAPITAL II, LP -4,880 -4,880  
K-1 Inc/Loss IGNIA FUND I, LP -1,677 -1,677  
K-1 Inc/Loss KAYNE ANDERSON REAL ESTATE OPPS DEBT 105,989 75,019  
K-1 Inc/Loss KF PAGLIA-JAMES ASSOCIATES LLC 162,459 190,278  
K-1 Inc/Loss ORCHID CHINA (CAYMAN) LP 17,260 17,260  
K-1 Inc/Loss PATHWAY CO-INVESTMENT FUND, LP 9,356 13,945  
K-1 Inc/Loss QED FUND VII LP 89 89  
K-1 Inc/Loss QED GROWTH FUND, LP 2,896 2,896  
K-1 Inc/Loss RCG LONGVIEW II, LP 11 11  
K-1 Inc/Loss RCR JAMES ASSOCIATES, LLC -311,807 -785,005  
K-1 Inc/Loss SCULPTOR REAL ESTATE FUND III LP 63,386 57,364  
K-1 Inc/Loss TENNENBAUM SPECIAL SITUATIONS FUND I 99,949 79,663  
K-1 Inc/Loss VISTA CREDIT PARTNERS FUND III-A LP 107,022 107,022  
K-1 Inc/Loss ZAMA CAPITAL FUND LP 103,332 104,230  
Class Action Lawsuit Proceeds 332 332  
Federal Tax Refund 510,394    
Foreign Currency Gain 4,873 4,873  
INTEREST/DIVIDENDS FROM ALTERNATIVE INV 7,866 7,866  


TY 2022 OtherProfessionalFeesSchedule
Name:
Robert and Ardis James Foundation Inc
EIN:
46-3298762
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
OFFICE MANAGEMENT SERVICES 293,800     293,800
Investment Management Services 371,367 371,367    


TY 2022 TaxesSchedule
Name:
Robert and Ardis James Foundation Inc
EIN:
46-3298762
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
990-PF Estimated Tax for 2022 96,100      
990-PF Extension for 2021 94,200      
990-T Extension for 2021 83,100      
990-T Income Tax for 2021 137,459      
Foreign Tax Paid 6,252 6,252    
STATE INCOME TAX 2021 41,896