Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
right arrowDo not enter social security numbers on this form as it may be made public.
right arrowGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2023
Open to Public Inspection
For calendar year 2023, or tax year beginning 01-01-2023 , and ending 12-31-2023
Name of foundation
ROSENTHAL FAMILY FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)123 EAST LIBERTY STREET
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CINCINNATI, OH45202
A Employer identification number

31-1203666
B Telephone number (see instructions)

(513) 651-1500
C right arrow
G Check all that apply:

D 1. Foreign organizations, check here............. right arrow
2. Foreign organizations meeting the 85%
test, check here and attach computation ... right arrow
E right arrow
H Check type of organization:
F right arrow
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)right arrow$42,464,877J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check right arrow.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 644,438 644,438  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,005,452
b Gross sales price for all assets on line 6a 6,108,513
7 Capital gain net income (from Part IV, line 2)... 1,005,452
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
62,094 62,094  
12 Total. Add lines 1 through 11........ 1,711,984 1,711,984  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
16,970      
c Other professional fees (attach schedule).... Click to see attachment
List of Attached Documents:
// Content
75,545 75,545    
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment
List of Attached Documents:
// Content
18,789 5,689    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
62,169      
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 173,473 81,234   0
25 Contributions, gifts, grants paid....... 1,964,827 1,964,827
26 Total expenses and disbursements. Add lines 24 and 25 2,138,300 81,234   1,964,827
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -426,316
b Net investment income (if negative, enter -0-) 1,630,750
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2023)
Form 990-PF (2023)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 342,692 1,258,292 1,258,292
2 Savings and temporary cash investments.........      
3 Accounts receivable right arrow  
Less: allowance for doubtful accounts right arrow        
4 Pledges receivable right arrow  
Less: allowance for doubtful accounts right arrow        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) right arrow  
Less: allowance for doubtful accounts right arrow        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 7,931,770 Click to see attachment
List of Attached Documents:
// Content
8,235,833 		7,811,709
b Investments—corporate stock (attach schedule)....... 12,174,586 Click to see attachment
List of Attached Documents:
// Content
11,554,922 		25,185,857
c Investments—corporate bonds (attach schedule)....... 1,635,394 Click to see attachment
List of Attached Documents:
// Content
855,833 		828,673
11 Investments—land, buildings, and equipment: basis right arrow  
Less: accumulated depreciation (attach schedule) right arrow        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 5,679,022 Click to see attachment
List of Attached Documents:
// Content
5,432,723 		7,327,788
14 Land, buildings, and equipment: basis right arrow30,000
Less: accumulated depreciation (attach schedule) right arrow30,000      
15 Other assets (describe right arrow) Click to see attachment
List of Attached Documents:
// Content
53,013 		Click to see attachment
List of Attached Documents:
// Content
52,558 		Click to see attachment
List of Attached Documents:
// Content
52,558
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 27,816,477 27,390,161 42,464,877
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe right arrow)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here right arrow
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here right arrow
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds 27,816,477 27,390,161
29 Total net assets or fund balances (see instructions)..... 27,816,477 27,390,161
30 Total liabilities and net assets/fund balances (see instructions). 27,816,477 27,390,161
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
27,816,477
2
Enter amount from Part I, line 27a .....................
2
-426,316
3
Other increases not included in line 2 (itemize) right arrow
3
 
4
Add lines 1, 2, and 3 ..........................
4
27,390,161
5
Decreases not included in line 2 (itemize) right arrow
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
27,390,161
Form 990-PF (2023)
Form 990-PF (2023)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 205000 SHS UNITED STATES TREASURY P 2018-06-15 2023-09-06
b 75000 SHS WALMART INC P 2018-06-21 2023-09-11
c 10 SHS VANGUARD SMALL-CAP INDEX FD P 2022-06-22 2023-02-16
d 1567 SHS DFA US SMALL CAP PORTFOLIO P 2001-12-31 2023-02-16
e 18 SHS DFA US SMALL CAP PORTFOLIO P 2012-06-13 2023-02-16
154 SHS DFA US SMALL CAP PORTFOLIO P 2014-12-19 2023-02-16
5285 SHS DFA US SMALL CAP PORTFOLIO P 2019-03-07 2023-02-16
1073 SHS VULCAN VALUE PARTNERS SMALL P 2021-12-10 2023-08-01
1 SHS WCM FOCUSED INTL GROWTH FUN P 2017-12-11 2023-02-16
37 SHS MATTHEWS ASIA DIVIDEND FUND P 2021-06-29 2023-02-16
2153 SHS MATTHEWS ASIA DIVIDEND FUND P 2020-06-25 2023-05-18
85 SHS DFA INTERNATIONAL CORE EQ. P 2021-03-31 2023-02-16
61 SHS DFA INTERNATIONAL CORE EQ. P 2015-12-16 2023-05-18
422 SHS DFA INTERNATIONAL CORE EQ. P 2019-09-30 2023-05-18
30 SHS DFA EMERGING MARKETS CORE P 2016-06-30 2023-05-18
70 SHS DFA EMERGING MARKETS CORE P 2021-06-30 2023-05-18
180000 SHS UNITED STATES TREASURY P 2016-03-02 2023-01-15
246 SHS SPDR S&P 500 ETF TRUST SPY P 2002-10-01 2023-02-10
11 SHS VANGUARD SMALL-CAP INDEX FD P 2022-09-22 2023-02-16
63 SHS DFA US SMALL CAP PORTFOLIO P 2002-12-24 2023-02-16
10 SHS DFA US SMALL CAP PORTFOLIO P 2012-09-13 2023-02-16
10 SHS DFA US SMALL CAP PORTFOLIO P 2015-03-10 2023-02-16
37 SHS DFA US SMALL CAP PORTFOLIO P 2019-03-29 2023-02-16
5396 SHS VULCAN VALUE PARTNERS SMALL P 2021-12-10 2023-08-01
4347 SHS WCM FOCUSED INTL GROWTH FUN P 2018-06-08 2023-02-16
43 SHS MATTHEWS ASIA DIVIDEND FUND P 2021-09-28 2023-02-16
19 SHS MATTHEWS ASIA DIVIDEND FUND P 2020-08-31 2023-05-18
485 SHS DFA INTERNATIONAL CORE EQ. P 2021-06-30 2023-02-16
788 SHS DFA INTERNATIONAL CORE EQ. P 2016-03-09 2023-05-18
547 SHS DFA INTERNATIONAL CORE EQ. P 2019-12-17 2023-05-18
23 SHS DFA EMERGING MARKETS CORE P 2016-09-30 2023-05-18
113 SHS DFA EMERGING MARKETS CORE P 2021-09-30 2023-05-18
100000 SHS UNITED STATES TREASURY P 2017-07-01 2023-01-15
1212 SHS SPDR S&P 500 ETF TRUST SPY P 2002-10-01 2023-02-15
16 SHS VANGUARD SMALL-CAP INDEX FD P 2022-12-22 2023-02-16
90 SHS DFA US SMALL CAP PORTFOLIO P 2002-12-24 2023-02-16
9 SHS DFA US SMALL CAP PORTFOLIO P 2012-12-18 2023-02-16
12 SHS DFA US SMALL CAP PORTFOLIO P 2015-06-09 2023-02-16
41 SHS DFA US SMALL CAP PORTFOLIO P 2019-06-28 2023-02-16
382 SHS BARON DISCOVERY FUND P 2020-11-27 2023-08-01
1424 SHS BNY MELLON INTERNATIONAL P 2019-09-12 2023-02-16
7885 SHS MATTHEWS ASIA DIVIDEND FUND P 2018-08-06 2023-05-18
473 SHS MATTHEWS ASIA DIVIDEND FUND P 2021-12-15 2023-05-18
312 SHS DFA INTERNATIONAL CORE EQ. P 2021-09-30 2023-02-16
64 SHS DFA INTERNATIONAL CORE EQ. P 2016-03-31 2023-05-18
168 SHS DFA INTERNATIONAL CORE EQ. P 2020-03-31 2023-05-18
14 SHS DFA EMERGING MARKETS CORE P 2016-12-15 2023-05-18
100 SHS DFA EMERGING MARKETS CORE P 2021-12-14 2023-05-18
200000 SHS CAPITAL ONE BANK USA P 2020-06-12 2023-02-10
156 SHS SPDR S&P 500 ETF TRUST SPY P 2002-10-01 2023-05-15
32 SHS DFA US SMALL CAP PORTFOLIO P 2021-03-31 2023-02-16
109 SHS DFA US SMALL CAP PORTFOLIO P 2002-12-24 2023-02-16
46 SHS DFA US SMALL CAP PORTFOLIO P 2012-12-18 2023-02-16
14 SHS DFA US SMALL CAP PORTFOLIO P 2015-09-10 2023-02-16
44 SHS DFA US SMALL CAP PORTFOLIO P 2019-09-30 2023-02-16
168 SHS BARON DISCOVERY FUND P 2021-11-26 2023-08-01
237 SHS BNY MELLON INTERNATIONAL P 2019-12-31 2023-02-16
48 SHS MATTHEWS ASIA DIVIDEND FUND P 2018-09-18 2023-05-18
1981 SHS MATTHEWS ASIA DIVIDEND FUND P 2021-12-16 2023-05-18
624 SHS DFA INTERNATIONAL CORE EQ. P 2021-12-14 2023-02-16
219 SHS DFA INTERNATIONAL CORE EQ. P 2016-06-30 2023-05-18
584 SHS DFA INTERNATIONAL CORE EQ. P 2020-06-30 2023-05-18
1 SHS DFA EMERGING MARKETS CORE P 2017-03-31 2023-05-18
12 SHS DFA EMERGING MARKETS CORE P 2022-03-31 2023-05-18
100000 SHS BMW BANK NORTH AMERICA P 2020-10-22 2023-04-14
571 SHS SPDR S&P 500 ETF TRUST SPY P 2002-10-01 2023-05-15
32 SHS DFA US SMALL CAP PORTFOLIO P 2021-06-30 2023-02-16
127 SHS DFA US SMALL CAP PORTFOLIO P 2008-12-15 2023-02-16
241 SHS DFA US SMALL CAP PORTFOLIO P 2012-12-18 2023-02-16
845 SHS DFA US SMALL CAP PORTFOLIO P 2015-09-25 2023-02-16
61 SHS DFA US SMALL CAP PORTFOLIO P 2020-03-31 2023-02-16
254 SHS BARON DISCOVERY FUND P 2021-11-26 2023-08-01
360 SHS BNY MELLON INTERNATIONAL P 2020-01-02 2023-02-16
1 SHS MATTHEWS ASIA DIVIDEND FUND P 2018-12-12 2023-05-18
67 SHS MATTHEWS ASIA DIVIDEND FUND P 2021-12-16 2023-05-18
75 SHS DFA INTERNATIONAL CORE EQ. P 2022-03-31 2023-02-16
46 SHS DFA INTERNATIONAL CORE EQ. P 2016-09-30 2023-05-18
237 SHS DFA INTERNATIONAL CORE EQ. P 2020-09-30 2023-05-18
16 SHS DFA EMERGING MARKETS CORE P 2017-06-30 2023-05-18
99 SHS DFA EMERGING MARKETS CORE P 2022-06-29 2023-05-18
35000 SHS CAMDEN CNTY NJ IMPT P 2014-02-06 2023-02-15
483 SHS VANGUARD HIGH DIVIDEND YIELD P 2010-11-04 2023-05-15
40 SHS DFA US SMALL CAP PORTFOLIO P 2021-09-30 2023-02-16
35 SHS DFA US SMALL CAP PORTFOLIO P 2009-03-13 2023-02-16
1 SHS DFA US SMALL CAP PORTFOLIO P 2013-03-11 2023-02-16
26 SHS DFA US SMALL CAP PORTFOLIO P 2015-12-17 2023-02-16
46 SHS DFA US SMALL CAP PORTFOLIO P 2020-06-30 2023-02-16
1535 SHS BARON DISCOVERY FUND P 2023-02-16 2023-08-01
96 SHS BNY MELLON INTERNATIONAL P 2020-12-14 2023-02-16
84 SHS MATTHEWS ASIA DIVIDEND FUND P 2018-12-13 2023-05-18
51 SHS MATTHEWS ASIA DIVIDEND FUND P 2022-06-28 2023-05-18
3981 SHS DFA INTERNATIONAL CORE EQ. P 2013-12-24 2023-05-18
115 SHS DFA INTERNATIONAL CORE EQ. P 2016-12-15 2023-05-18
674 SHS DFA INTERNATIONAL CORE EQ. P 2022-06-29 2023-05-18
2711 SHS DFA EMERGING MARKETS CORE P 2018-10-01 2023-05-18
247 SHS DFA EMERGING MARKETS CORE P 2022-09-29 2023-05-18
150000 SHS WISCONSIN ST P 2020-06-25 2023-05-11
411 SHS SPDR S&P DIVIDEND ETF P 2017-06-14 2023-05-15
50 SHS DFA US SMALL CAP PORTFOLIO P 2021-12-14 2023-02-16
42 SHS DFA US SMALL CAP PORTFOLIO P 2009-06-12 2023-02-16
11 SHS DFA US SMALL CAP PORTFOLIO P 2013-06-11 2023-02-16
1 SHS DFA US SMALL CAP PORTFOLIO P 2015-12-18 2023-02-16
40 SHS DFA US SMALL CAP PORTFOLIO P 2020-09-30 2023-02-16
2759 SHS GRANDEUR PEAK US P 2021-03-10 2023-08-01
130 SHS BNY MELLON INTERNATIONAL P 2021-12-14 2023-02-16
116 SHS MATTHEWS ASIA DIVIDEND FUND P 2018-12-13 2023-05-18
35 SHS MATTHEWS ASIA DIVIDEND FUND P 2022-09-28 2023-05-18
19 SHS DFA INTERNATIONAL CORE EQ. P 2014-03-11 2023-05-18
22 SHS DFA INTERNATIONAL CORE EQ. P 2017-03-31 2023-05-18
623 SHS DFA INTERNATIONAL CORE EQ. P 2022-09-29 2023-05-18
1020 SHS DFA EMERGING MARKETS CORE P 2018-11-02 2023-05-18
97 SHS DFA EMERGING MARKETS CORE P 2022-12-13 2023-05-18
100000 SHS ALEXANDRIA VA P 2017-07-25 2023-07-15
190 SHS ISHARES S&P MID P 2019-09-12 2023-02-10
859 SHS DFA US SMALL CAP PORTFOLIO P 2021-12-15 2023-02-16
16 SHS DFA US SMALL CAP PORTFOLIO P 2009-09-14 2023-02-16
12 SHS DFA US SMALL CAP PORTFOLIO P 2013-09-11 2023-02-16
310 SHS DFA US SMALL CAP PORTFOLIO P 2015-12-18 2023-02-16
48 SHS DFA US SMALL CAP PORTFOLIO P 2022-06-29 2023-02-16
164 SHS GRANDEUR PEAK US P 2021-12-30 2023-08-01
83 SHS BNY MELLON INTERNATIONAL P 2021-12-15 2023-02-16
246 SHS MATTHEWS ASIA DIVIDEND FUND P 2018-12-13 2023-05-18
8 SHS MATTHEWS ASIA DIVIDEND FUND P 2022-12-14 2023-05-18
53 SHS DFA INTERNATIONAL CORE EQ. P 2014-06-10 2023-05-18
10173 SHS DFA INTERNATIONAL CORE EQ. P 2017-06-16 2023-05-18
206 SHS DFA INTERNATIONAL CORE EQ. P 2022-12-13 2023-05-18
51 SHS DFA EMERGING MARKETS CORE P 2018-12-18 2023-05-18
15 SHS DFA EMERGING MARKETS CORE P 2023-03-31 2023-05-18
30000 SHS COLUMBUS OH P 2017-06-07 2023-08-15
746 SHS ISHARES S&P MID P 2019-09-12 2023-02-15
25 SHS DFA US SMALL CAP PORTFOLIO P 2022-03-31 2023-02-16
45 SHS DFA US SMALL CAP PORTFOLIO P 2009-12-14 2023-02-16
14 SHS DFA US SMALL CAP PORTFOLIO P 2013-12-13 2023-02-16
2674 SHS DFA US SMALL CAP PORTFOLIO P 2016-03-04 2023-02-16
54 SHS DFA US SMALL CAP PORTFOLIO P 2022-09-29 2023-02-16
204 SHS GRANDEUR PEAK US P 2021-12-30 2023-08-01
230 SHS BNY MELLON INTERNATIONAL P 2022-12-13 2023-02-16
19 SHS MATTHEWS ASIA DIVIDEND FUND P 2019-03-18 2023-05-18
55 SHS MATTHEWS ASIA DIVIDEND FUND P 2023-03-29 2023-05-18
16 SHS DFA INTERNATIONAL CORE EQ. P 2014-09-10 2023-05-18
313 SHS DFA INTERNATIONAL CORE EQ. P 2017-06-30 2023-05-18
72 SHS DFA INTERNATIONAL CORE EQ. P 2023-03-31 2023-05-18
4142 SHS DFA EMERGING MARKETS CORE P 2019-03-07 2023-05-18
469 SHS GAREWAY FUND Y SHARES P 2019-09-12 2023-02-16
50000 SHS US BANCORP P 2016-11-23 2023-09-08
688 SHS VANGUARD SMALL-CAP INDEX FD P 2020-08-31 2023-02-16
486 SHS DFA US SMALL CAP PORTFOLIO P 2022-12-14 2023-02-16
25 SHS DFA US SMALL CAP PORTFOLIO P 2010-12-14 2023-02-16
13 SHS DFA US SMALL CAP PORTFOLIO P 2013-12-16 2023-02-16
23 SHS DFA US SMALL CAP PORTFOLIO P 2016-03-31 2023-02-16
58 SHS DFA US SMALL CAP PORTFOLIO P 2022-12-13 2023-02-16
2447 SHS WCM FOCUSED INTL GROWTH FUN P 2018-06-08 2023-02-16
373 SHS BNY MELLON INTERNATIONAL P 2022-12-14 2023-02-16
62 SHS MATTHEWS ASIA DIVIDEND FUND P 2019-06-18 2023-05-18
661 SHS VANGUARD FTSE DEVELOPED MKT P 2017-06-14 2023-02-16
29 SHS DFA INTERNATIONAL CORE EQ. P 2014-12-16 2023-05-18
510 SHS DFA INTERNATIONAL CORE EQ. P 2018-06-29 2023-05-18
941 SHS DFA EMERGING MARKETS CORE P 2013-12-24 2023-05-18
15 SHS DFA EMERGING MARKETS CORE P 2019-03-29 2023-05-18
30 SHS GAREWAY FUND Y SHARES P 2022-12-22 2023-02-16
100000 SHS STATE STREET CORP P 2018-06-18 2023-09-08
8 SHS VANGUARD SMALL-CAP INDEX FD P 2021-03-25 2023-02-16
393 SHS DFA US SMALL CAP PORTFOLIO P 2000-02-11 2023-02-16
3 SHS DFA US SMALL CAP PORTFOLIO P 2011-03-11 2023-02-16
143 SHS DFA US SMALL CAP PORTFOLIO P 2013-12-16 2023-02-16
28 SHS DFA US SMALL CAP PORTFOLIO P 2016-06-30 2023-02-16
158 SHS DFA US SMALL CAP PORTFOLIO P 2022-12-14 2023-02-16
265 SHS WCM FOCUSED INTL GROWTH FUN P 2019-09-12 2023-02-16
4854 SHS BNY MELLON INTERNATIONAL P 2018-06-08 2023-05-18
693 SHS MATTHEWS ASIA DIVIDEND FUND P 2019-06-18 2023-05-18
151 SHS VANGUARD FTSE DEVELOPED MKT P 2017-06-14 2023-05-18
4 SHS DFA INTERNATIONAL CORE EQ. P 2015-03-10 2023-05-18
7253 SHS DFA INTERNATIONAL CORE EQ. P 2018-10-01 2023-05-18
16 SHS DFA EMERGING MARKETS CORE P 2014-12-16 2023-05-18
197 SHS DFA EMERGING MARKETS CORE P 2019-09-30 2023-05-18
2062 SHS VIRTUS WESTCHESTER CREDIT P 2022-12-07 2023-02-16
50000 SHS US BANCORP P 2018-07-30 2023-09-08
7 SHS VANGUARD SMALL-CAP INDEX FD P 2021-06-24 2023-02-16
8 SHS DFA US SMALL CAP PORTFOLIO P 2000-12-18 2023-02-16
8 SHS DFA US SMALL CAP PORTFOLIO P 2011-06-13 2023-02-16
4 SHS DFA US SMALL CAP PORTFOLIO P 2014-03-11 2023-02-16
19 SHS DFA US SMALL CAP PORTFOLIO P 2016-09-30 2023-02-16
46 SHS DFA US SMALL CAP PORTFOLIO P 2023-03-31 2023-02-16
1174 SHS WCM FOCUSED INTL GROWTH FUN P 2021-12-09 2023-02-16
747 SHS BNY MELLON INTERNATIONAL P 2019-09-12 2023-05-18
64 SHS MATTHEWS ASIA DIVIDEND FUND P 2019-09-12 2023-05-18
116 SHS DFA INTERNATIONAL CORE EQ. P 2017-09-29 2023-02-16
55 SHS DFA INTERNATIONAL CORE EQ. P 2015-06-09 2023-05-18
3888 SHS DFA INTERNATIONAL CORE EQ. P 2018-11-02 2023-05-18
31 SHS DFA EMERGING MARKETS CORE P 2015-09-10 2023-05-18
37 SHS DFA EMERGING MARKETS CORE P 2020-03-31 2023-05-18
98.310 SHS VITTORIA OFFSHORE FUND LT P   2023-09-30
100000 SHS BANK OF NEW YORK MELLON C P 2019-08-07 2023-09-08
8 SHS VANGUARD SMALL-CAP INDEX FD P 2021-09-24 2023-02-16
827 SHS DFA US SMALL CAP PORTFOLIO P 2000-12-18 2023-02-16
10 SHS DFA US SMALL CAP PORTFOLIO P 2011-09-13 2023-02-16
11 SHS DFA US SMALL CAP PORTFOLIO P 2014-06-10 2023-02-16
33 SHS DFA US SMALL CAP PORTFOLIO P 2018-12-18 2023-02-16
3879 SHS VULCAN VALUE PARTNERS SMALL P 2017-05-30 2023-08-01
27 SHS WCM FOCUSED INTL GROWTH FUN P 2022-12-08 2023-02-16
4521 SHS MATTHEWS ASIA DIVIDEND FUND P 2020-08-31 2023-02-16
52 SHS MATTHEWS ASIA DIVIDEND FUND P 2019-09-17 2023-05-18
1104 SHS DFA INTERNATIONAL CORE EQ. P 2018-08-06 2023-02-16
18 SHS DFA INTERNATIONAL CORE EQ. P 2015-09-10 2023-05-18
523 SHS DFA INTERNATIONAL CORE EQ. P 2018-12-18 2023-05-18
1744 SHS DFA EMERGING MARKETS CORE P 2015-11-04 2023-05-18
110 SHS DFA EMERGING MARKETS CORE P 2020-06-30 2023-05-18
50000 SHS WALMART INC P 2016-11-18 2023-09-11
14 SHS VANGUARD SMALL-CAP INDEX FD P 2021-12-27 2023-02-16
964 SHS DFA US SMALL CAP PORTFOLIO P 2000-12-18 2023-02-16
16 SHS DFA US SMALL CAP PORTFOLIO P 2011-12-16 2023-02-16
10 SHS DFA US SMALL CAP PORTFOLIO P 2014-09-10 2023-02-16
27 SHS DFA US SMALL CAP PORTFOLIO P 2018-12-19 2023-02-16
2791 SHS VULCAN VALUE PARTNERS SMALL P 2018-06-08 2023-08-01
464 SHS WCM FOCUSED INTL GROWTH FUN P 2017-05-30 2023-02-16
51 SHS MATTHEWS ASIA DIVIDEND FUND P 2020-09-29 2023-02-16
31 SHS MATTHEWS ASIA DIVIDEND FUND P 2019-12-17 2023-05-18
243 SHS DFA INTERNATIONAL CORE EQ. P 2018-09-28 2023-02-16
7 SHS DFA INTERNATIONAL CORE EQ. P 2015-10-28 2023-05-18
125 SHS DFA INTERNATIONAL CORE EQ. P 2019-03-29 2023-05-18
30 SHS DFA EMERGING MARKETS CORE P 2015-12-16 2023-05-18
106 SHS DFA EMERGING MARKETS CORE P 2020-09-30 2023-05-18
50000 SHS WALMART INC P 2017-07-25 2023-09-11
8 SHS VANGUARD SMALL-CAP INDEX FD P 2022-03-23 2023-02-16
18932 SHS DFA US SMALL CAP PORTFOLIO P 2001-12-27 2023-02-16
2 SHS DFA US SMALL CAP PORTFOLIO P 2012-03-13 2023-02-16
20 SHS DFA US SMALL CAP PORTFOLIO P 2014-12-17 2023-02-16
403 SHS DFA US SMALL CAP PORTFOLIO P 2018-12-19 2023-02-16
4415 SHS VULCAN VALUE PARTNERS SMALL P 2021-03-10 2023-08-01
52 SHS WCM FOCUSED INTL GROWTH FUN P 2017-12-08 2023-02-16
63 SHS MATTHEWS ASIA DIVIDEND FUND P 2021-03-25 2023-02-16
69 SHS MATTHEWS ASIA DIVIDEND FUND P 2020-03-26 2023-05-18
6596 SHS DFA INTERNATIONAL CORE EQ. P 2018-10-01 2023-02-16
10248 SHS DFA INTERNATIONAL CORE EQ. P 2015-11-04 2023-05-18
854 SHS DFA INTERNATIONAL CORE EQ. P 2019-06-28 2023-05-18
14 SHS DFA EMERGING MARKETS CORE P 2016-03-31 2023-05-18
8 SHS DFA EMERGING MARKETS CORE P 2021-03-31 2023-05-18
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 197,577   203,552 -5,975
b 73,903   74,948 -1,045
c 986   845 141
d 61,229   21,334 39,895
e 722   395 327
6,032   4,547 1,485
206,496   176,000 30,496
13,509   23,069 -9,560
25   18 7
505   849 -344
28,956   41,292 -12,336
1,241   1,323 -82
904   689 215
6,203   5,368 835
633   503 130
1,478   1,882 -404
232,290   232,290  
100,080   20,927 79,153
1,098   958 140
2,452   718 1,734
388   232 156
401   323 78
1,434   1,222 212
67,942   116,025 -48,083
95,636   71,988 23,648
593   961 -368
251   355 -104
7,047   7,862 -815
11,577   8,600 2,977
8,048   7,544 504
491   425 66
2,395   2,815 -420
129,050   129,050  
500,288   103,105 397,183
1,601   1,458 143
3,525   1,032 2,493
341   192 149
470   388 82
1,605   1,373 232
10,449   11,980 -1,531
31,548   28,402 3,146
106,059   147,300 -41,241
6,358   8,982 -2,624
4,534   4,975 -441
939   723 216
2,464   1,681 783
288   237 51
2,111   2,457 -346
186,706   204,496 -17,790
64,347   13,272 51,075
1,368   1,453 -85
4,269   1,250 3,019
1,784   1,005 779
546   420 126
1,716   1,450 266
4,591   6,014 -1,423
5,255   5,018 237
649   889 -240
26,641   37,633 -10,992
9,065   9,745 -680
3,214   2,373 841
8,590   6,831 1,759
14   13 1
256   294 -38
100,000   102,497 -2,497
235,528   48,576 186,952
1,369   1,510 -141
4,979   1,490 3,489
9,405   5,298 4,107
33,021   25,000 8,021
2,397   1,444 953
6,943   9,094 -2,151
7,983   7,623 360
20   24 -4
896   1,079 -183
1,096   1,173 -77
676   539 137
3,485   2,964 521
333   322 11
2,101   2,103 -2
35,000   35,000  
49,964   19,886 30,078
1,718   1,897 -179
1,351   310 1,041
38   24 14
1,028   756 272
1,814   1,325 489
42,017   41,065 952
2,123   2,285 -162
1,124   1,370 -246
687   739 -52
58,519   50,000 8,519
1,692   1,335 357
9,907   8,849 1,058
57,506   56,123 1,383
5,235   4,514 721
125,858   150,000 -24,142
50,009   37,280 12,729
2,148   2,286 -138
1,647   572 1,075
433   297 136
47   35 12
1,568   1,200 368
49,414   58,409 -8,995
2,877   3,398 -521
1,557   1,897 -340
465   447 18
281   249 32
324   277 47
9,158   7,202 1,956
21,632   20,000 1,632
2,048   1,967 81
100,000   100,000  
49,885   37,300 12,585
36,609   38,963 -2,354
643   255 388
474   346 128
12,115   8,909 3,206
1,873   1,830 43
2,937   3,979 -1,042
1,836   2,169 -333
3,309   4,033 -724
110   110  
785   710 75
149,548   135,000 14,548
3,032   2,801 231
1,072   961 111
315   315  
30,000   29,743 257
199,927   146,447 53,480
1,061   1,112 -51
1,766   711 1,055
557   420 137
104,465   75,000 29,465
2,101   1,986 115
3,648   4,942 -1,294
5,103   4,915 188
250   323 -73
737   738 -1
229   200 29
4,598   4,113 485
1,051   1,033 18
87,858   85,000 2,858
17,278   15,809 1,469
45,863   48,829 -2,966
66,904   52,282 14,622
20,727   19,312 1,415
978   524 454
506   381 125
886   653 233
2,248   2,285 -37
53,395   41,012 12,383
8,273   7,967 306
840   1,019 -179
29,808   27,663 2,145
422   326 96
7,500   7,061 439
19,949   18,115 1,834
322   314 8
722   701 21
93,653   97,555 -3,902
783   796 -13
15,347   6,267 9,080
124   72 52
5,582   4,207 1,375
1,078   790 288
6,175   6,278 -103
5,721   4,657 1,064
114,398   92,121 22,277
9,320   11,600 -2,280
6,964   6,319 645
64   53 11
106,619   101,034 5,585
340   293 47
4,172   3,881 291
22,000   22,082 -82
45,863   48,235 -2,372
714   787 -73
326   110 216
293   162 131
170   137 33
753   594 159
1,816   1,819 -3
25,302   32,238 -6,936
17,602   14,898 2,704
858   1,063 -205
1,685   1,618 67
814   691 123
57,154   50,000 7,154
651   489 162
789   577 212
400,000   308,393 91,607
93,350   102,704 -9,354
751   833 -82
32,297   10,873 21,424
386   189 197
425   343 82
1,303   1,011 292
48,832   76,541 -27,709
582   547 35
62,341   86,708 -24,367
694   899 -205
16,028   15,465 563
265   205 60
7,686   6,144 1,542
36,994   30,000 6,994
2,334   2,050 284
49,269   50,106 -837
1,407   1,553 -146
37,656   12,677 24,979
631   321 310
387   307 80
1,063   824 239
35,137   56,500 -21,363
10,203   6,683 3,520
699   995 -296
418   449 -31
3,529   3,400 129
105   83 22
1,831   1,594 237
642   469 173
2,243   2,095 148
49,269   50,150 -881
756   797 -41
7,378   2,571 4,807
63   36 27
763   575 188
15,727   12,201 3,526
55,580   92,000 -36,420
1,136   798 338
863   1,360 -497
928   1,156 -228
95,774   91,883 3,891
150,640   120,000 30,640
12,549   11,004 1,545
306   243 63
171   206 -35
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -5,975
b       -1,045
c       141
d       39,895
e       327
      1,485
      30,496
      -9,560
      7
      -344
      -12,336
      -82
      215
      835
      130
      -404
       
      79,153
      140
      1,734
      156
      78
      212
      -48,083
      23,648
      -368
      -104
      -815
      2,977
      504
      66
      -420
       
      397,183
      143
      2,493
      149
      82
      232
      -1,531
      3,146
      -41,241
      -2,624
      -441
      216
      783
      51
      -346
      -17,790
      51,075
      -85
      3,019
      779
      126
      266
      -1,423
      237
      -240
      -10,992
      -680
      841
      1,759
      1
      -38
      -2,497
      186,952
      -141
      3,489
      4,107
      8,021
      953
      -2,151
      360
      -4
      -183
      -77
      137
      521
      11
      -2
       
      30,078
      -179
      1,041
      14
      272
      489
      952
      -162
      -246
      -52
      8,519
      357
      1,058
      1,383
      721
      -24,142
      12,729
      -138
      1,075
      136
      12
      368
      -8,995
      -521
      -340
      18
      32
      47
      1,956
      1,632
      81
       
      12,585
      -2,354
      388
      128
      3,206
      43
      -1,042
      -333
      -724
       
      75
      14,548
      231
      111
       
      257
      53,480
      -51
      1,055
      137
      29,465
      115
      -1,294
      188
      -73
      -1
      29
      485
      18
      2,858
      1,469
      -2,966
      14,622
      1,415
      454
      125
      233
      -37
      12,383
      306
      -179
      2,145
      96
      439
      1,834
      8
      21
      -3,902
      -13
      9,080
      52
      1,375
      288
      -103
      1,064
      22,277
      -2,280
      645
      11
      5,585
      47
      291
      -82
      -2,372
      -73
      216
      131
      33
      159
      -3
      -6,936
      2,704
      -205
      67
      123
      7,154
      162
      212
      91,607
      -9,354
      -82
      21,424
      197
      82
      292
      -27,709
      35
      -24,367
      -205
      563
      60
      1,542
      6,994
      284
      -837
      -146
      24,979
      310
      80
      239
      -21,363
      3,520
      -296
      -31
      129
      22
      237
      173
      148
      -881
      -41
      4,807
      27
      188
      3,526
      -36,420
      338
      -497
      -228
      3,891
      30,640
      1,545
      63
      -35
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,005,452
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 7,133
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here right arrow and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions) 1 22,667
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 22,667
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 22,667
6 Credits/Payments:
a 2023 estimated tax payments and 2022 overpayment credited to 2023 6a 19,185
b Exempt foreign organizations—tax withheld at source...... 6b  
c Tax paid with application for extension of time to file (Form 8868)... 6c 7,500
d Backup withholding erroneously withheld .......... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 26,685
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......right arrow 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...right arrow 10 4,018
11 Enter the amount of line 10 to be: Credited to 2024 estimated taxright arrow4,018 Refundedright arrow 11  
Form 990-PF (2023)
Form 990-PF (2023)
Page 4
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. right arrow$   (2) On foundation managers.right arrow$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.right arrow$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
round bullet By language in the governing instrument, or
round bullet By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument? ................
6
Yes
 
7
Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
and Part XIV..................................
7
Yes
 
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
right arrowOH
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
8b
Yes
 
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2023 or the taxable year beginning in 2023? See the instructions for Part XIII.
If "Yes," complete Part XIII .............................
9
 
No
10
Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
and addresses. ...............................
10
 
No
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
11
 
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions.................
12
 
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
 
Website addressright arrowN/A
14
The books are in care ofright arrowRICHARD ROSENTHAL Telephone no.right arrow (513) 651-1500

Located atright arrow123 EAST LIBERTY STREETCINCINNATIOH ZIP+4right arrow45202
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........right arrow
and enter the amount of tax-exempt interest received or accrued during the year ........right arrow
15
 
16 At any time during calendar year 2023, did the foundation have an interest in or a signature or other authority over YesNo
a bank, securities, or other financial account in a foreign country? .................
16Yes  
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country right arrowCJ
Form 990-PF (2023)
Form 990-PF (2023)
Page 5
Part VI-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
1a(1)
 
No
(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person? ..............................
1a(2)
 
No
(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
1a(3)
 
No
(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
1a(4)
 
No
(5) Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)? ......................
1a(5)
 
No
(6) Agree to pay money or property to a government official? (Exception. Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.) ...............
1a(6)
 
No
b
If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
1b
 
 
c
Organizations relying on a current notice regarding disaster assistance check here ........right arrow
d
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2023? .............
1d
 
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2023, did the foundation have any undistributed income (Part XII, lines 6d
and 6e) for tax year(s) beginning before 2023?....................
2a
 
No
If "Yes," list the years right arrow20, 20, 20, 20
b
Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to all years listed, answer "No" and attach statement—see instructions.) ..............
2b
 
 
c
If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
right arrow20, 20, 20, 20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year? ..............................
3a
 
No
b
If "Yes," did it have excess business holdings in 2023 as a result of (1) any purchase by the foundation
or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2023.) .....................
3b
 
 
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
 
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2023? ..
4b
 
No
Form 990-PF (2023)
Form 990-PF (2023)
Page 6
Part VI-B
Statements Regarding Activities for Which Form 4720 May Be Required (continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
5a(1)
 
No
(2) Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive? ....................
5a(2)
 
No
(3) Provide a grant to an individual for travel, study, or other similar purposes? .............
5a(3)
 
No
(4) Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions ........................
5a(4)
 
No
(5) Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals? .............
5a(5)
 
No
b
If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
5b
 
 
c
Organizations relying on a current notice regarding disaster assistance check .........right arrow
d
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant? .................
5d
 
 
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract? .............................
6a
 
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
6b
 
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
7a
 
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
7b
 
 
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year? .........................
8
 
No
Part VII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a) Name and address (b) Title, and average
hours per week
devoted to position 		(c) Compensation
 (If not paid, enter
-0-) 		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
other allowances
RICHARD ROSENTHAL PRESIDENT
1.00 		0 0 0
123 EAST LIBERTY STREET
CINCINNATI,OH45202
JENNIE ROSENTHAL OFFICER
1.00 		0 0 0
1846 KEYS CRESCENT LANE
CINCINNATI,OH45206
2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a) Name and address of each employee paid more than $50,000 (b) Title, and average
hours per week
devoted to position 		(c) Compensation (d) Contributions to
employee benefit
plans and deferred
compensation 		(e) Expense account,
other allowances
NONE
Total number of other employees paid over $50,000...................right arrow  
Form 990-PF (2023)
Form 990-PF (2023)
Page 7
Part VII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)
3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
NONE
Total number of others receiving over $50,000 for professional services.............right arrow  
Part VIII-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
1  
2  
3  
4  
Part VIII-B
Summary of Program-Related Investments (see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
1 N/A  
2  
All other program-related investments. See instructions.
3  
Total. Add lines 1 through 3.........................right arrow  
Form 990-PF (2023)
Form 990-PF (2023)
Page 8
Part IX
Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities...................
1a
39,070,489
b
Average of monthly cash balances.......................
1b
891,319
c
Fair market value of all other assets (see instructions)................
1c
7,500
d
Total (add lines 1a, b, and c).........................
1d
39,969,308
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation) .............
1e
 
2
Acquisition indebtedness applicable to line 1 assets..................
2
 
3
Subtract line 2 from line 1d.........................
3
39,969,308
4
Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
instructions) .............................
4
599,540
5
Net value of noncharitable-use assets. Subtract line 4 from line 3. ............
5
39,369,768
6
Minimum investment return. Enter 5% (0.05) of line 5................
6
1,968,488
Part X
Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
1
Minimum investment return from Part IX, line 6..................
1
1,968,488
2a
Tax on investment income for 2022 from Part V, line 5.......
2a
22,667
b
Income tax for 2022. (This does not include the tax from Part V.) ...
2b
 
c
Add lines 2a and 2b............................
2c
22,667
3
Distributable amount before adjustments. Subtract line 2c from line 1............
3
1,945,821
4
Recoveries of amounts treated as qualifying distributions................
4
 
5
Add lines 3 and 4............................
5
1,945,821
6
Deduction from distributable amount (see instructions).................
6
 
7
Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
7
1,945,821
Part XI
Qualifying Distributions (see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
1a
1,964,827
b
Program-related investments—total from Part VIII-B..................
1b
 
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes...............................
2
 
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)....................
3a
 
b
Cash distribution test (attach the required schedule) .................
3b
 
4
Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4. .......
4
1,964,827
Form 990-PF (2023)
Form 990-PF (2023)
Page 9
Part XII
Undistributed Income (see instructions)
(a)
Corpus 		(b)
Years prior to 2022 		(c)
2022 		(d)
2023
1 Distributable amount for 2023 from Part X, line 7 1,945,821
2 Undistributed income, if any, as of the end of 2022:
a Enter amount for 2022 only.......  
b Total for prior years:20 , 20, 20  
3 Excess distributions carryover, if any, to 2022:
a From 2018......  
b From 2019......  
c From 2020...... 116,500
d From 2021......  
e From 2022...... 42,552
f Total of lines 3a through e ........ 159,052
4Qualifying distributions for 2023 from Part
XI, line 4: right arrow$ 1,964,827
a Applied to 2022, but not more than line 2a  
b Applied to undistributed income of prior years
(Election required—see instructions)..... 		 
c Treated as distributions out of corpus (Election
required—see instructions)........ 		 
d Applied to 2023 distributable amount..... 1,945,821
e Remaining amount distributed out of corpus 19,006
5 Excess distributions carryover applied to 2023.    
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6Enter the net total of each column as
indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 178,058
b Prior years’ undistributed income. Subtract
line 4b from line 2b .......... 		 
c Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed...... 		 
d Subtract line 6c from line 6b. Taxable amount
—see instructions ........... 		 
e Undistributed income for 2022. Subtract line
4a from line 2a. Taxable amount—see
instructions ............. 		 
f Undistributed income for 2023. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2024 .......... 		0
7 Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions) ....... 		 
8 Excess distributions carryover from 2018 not
applied on line 5 or line 7 (see instructions) ... 		 
9 Excess distributions carryover to 2024.
Subtract lines 7 and 8 from line 6a ...... 		178,058
10 Analysis of line 9:
a Excess from 2019....  
b Excess from 2020.... 116,500
c Excess from 2021....  
d Excess from 2022.... 42,552
e Excess from 2023.... 19,006
Form 990-PF (2023)
Form 990-PF (2023)
Page 10
Part XIII
Private Operating Foundations (see instructions and Part VI-A, question 9)
1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2023, enter the date of the ruling ...... right arrow
 
b Check box to indicate whether the organization is a private operating foundation described in section or
2a Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part IX for each
year listed .......... 		Tax year Prior 3 years (e) Total
(a) 2023 (b) 2022 (c) 2021 (d) 2020
         
b 85% (0.85) of line 2a .........          
c Qualifying distributions from Part XI,
line 4 for each year listed ..... 		         
d Amounts included in line 2c not used directly
for active conduct of exempt activities .......... 		         
e Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c .... 		         
3 Complete 3a, b, or c for the
alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......          
(2) Value of assets qualifying
under section 4942(j)(3)(B)(i)		          
b “Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part IX, line 6 for each year listed .. 		         
c “Support" alternative test—enter:
(1) Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties) .... 		         
(2) Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii).... 		         
(3) Largest amount of support
from an exempt organization		          
(4) Gross investment income          
Part XIV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1Information Regarding Foundation Managers:
aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
RICHARD ROSENTHAL
bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here right arrow
aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
RICHARD ROSENTHAL
123 EAST LIBERTY STREET
CINCINNATI,OH45202
(513) 651-1500
bThe form in which applications should be submitted and information and materials they should include:
A STATEMENT OF PURPOSE FOR FUNDS, BUDGET AND DATE FUNDS NEEDED
cAny submission deadlines:
NO
dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
PRIMARILY CINCINNATI REGION FOR ARTS AND SOCIAL RELATED ISSUES
Form 990-PF (2023)
Form 990-PF (2023)
Page 11
Part XIV
Supplementary Information (continued)
3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
 Foundation
status of
recipient 		Purpose of grant or
contribution 		Amount
Name and address (home or business)
aPaid during the year

A MINDFUL MOMENT

211 POPLAR STREET
BELLEVUE,KY41073 		  PUBLIC CHARI UNRESTRICTED CONTRIBUTION 25,000

ABORTION FUND OF OHIO

PO BOX 1611
COLUMBUS,OH43216 		  PUBLIC CHARI UNRESTRICTED CONTRIBUTION 50,000

AMERICAN CIVIL LIBERTIES UNION

4506 CHESTER AVENUE
CLEVELAND,OH44103 		  PUBLIC CHARI UNRESTRICTED CONTRIBUTION 100,000

ARTSWAVE

20 E CENTRAL PKWY
CINCINNATI,OH45202 		  PUBLIC CHARI UNRESTRICTED CONTRIBUTION 50,000

BRICK GARDENS

5303 WARD ST
CINCINNATI,OH45227 		  PUBLIC CHARI UNRESTRICTED CONTRIBUTION 15,000

BYOC CAMPS AND CLUBS

109 W KEMPER ROAD
CINCINNATI,OH45246 		  PUBLIC CHARI UNRESTRICTED CONTRIBUTION 25,000

CINCINNATI RECYCLING & REUSE HUB

911 EVANS STREET
CINCINNATI,OH45204 		  PUBLIC CHARI UNRESTRICTED CONTRIBUTION 35,000

CONTEMPORARY ARTS CENTER

44 E 6TH STREET
CINCINNATI,OH45202 		  PUBLIC CHARI UNRESTRICTED CONTRIBUTION 200,000

CORNERSTONE RENTER EQUITY

1641 VINE STREET
CINCINNATI,OH45202 		  PUBLIC CHARI UNRESTRICTED CONTRIBUTION 25,000

FREESTORE FOOD BANK

1141 CENTRAL PKWY
CINCINNATI,OH45202 		  PUBLIC CHARI UNRESTRICTED CONTRIBUTION 148,577

GREATER CINCINNATI FOUNDATION

720 E PETE ROSE WAY 120
CINCINNATI,OH45202 		  PUBLIC CHARI UNRESTRICTED CONTRIBUTION 16,250

HOUSING OPPORTUNITIES MADE EQUAL

2400 READING ROAD 118
CINCINNATI,OH45202 		  PUBLIC CHARI UNRESTRICTED CONTRIBUTION 200,000

JEWISH FEDERATION OF CINCINNATI

8499 RIDGE RD
CINCINNATI,OH45236 		  PUBLIC CHARI UNRESTRICTED CONTRIBUTION 40,000

LEGAL AID SOCIETY OF GREATER CINTI

215 E 9TH ST
SUITE 200
CINCINNATI,OH45202 		  PUBLIC CHARI UNRESTRICTED CONTRIBUTION 200,000

OHIO INNOCENCE PROJECT

2925 CAMPUS GREEN DRIVE
CINCINNATI,OH45221 		  PUBLIC CHARI UNRESTRICTED CONTRIBUTION 400,000

OTR COMMUNITY HOUSING

114 WEST 14TH STREET
CINCINNATI,OH45202 		  PUBLIC CHARI UNRESTRICTED CONTRIBUTION 50,000

PLAYHOUSE IN THE PARK

962 MT ADAMS CIRCLE
CINCINNATI,OH45202 		  PUBLIC CHARI UNRESTRICTED CONTRIBUTION 210,000

TEACH FOR AMERICA

25 BROADWAY 12TH FLOOR
NEW YORK,NY10004 		  PUBLIC CHARI UNRESTRICTED CONTRIBUTION 25,000

WORKING IN NEIGHBORHOODS

1814 DREMAN AVE
CINCINNATI,OH45223 		  PUBLIC CHARI UNRESTRICTED CONTRIBUTION 75,000

WOMEN HELPING WOMEN

215 E 9TH STREET
CINCINNATI,OH45202 		  PUBLIC CHARI UNRESTRICTED CONTRIBUTION 75,000
Total .................................right arrow 3a 1,964,827
bApproved for future payment
Total ................................. right arrow 3b  
Form 990-PF (2023)
Form 990-PF (2023)
Page 12
Part XV-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
Related or exempt
function income
(See instructions.)
1Program service revenue: (a)
Business code 		(b)
Amount 		(c)
Exclusion code 		(d)
Amount
a
b
c
d
e
f
gFees and contracts from government agencies          
2 Membership dues and assessments ....          
3 Interest on savings and temporary cash
investments ........... 		         
4 Dividends and interest from securities ....     14 644,438  
5 Net rental income or (loss) from real estate:
aDebt-financed property......          
bNot debt-financed property.....          
6 Net rental income or (loss) from personal property          
7 Other investment income .....          
8 Gain or (loss) from sales of assets other than
inventory ............ 		    18 1,005,452  
9 Net income or (loss) from special events:          
10 Gross profit or (loss) from sales of inventory          
11 Other revenue:
aMANAGEMENT FEE REBATES 		    18 62,094  
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e) ..   1,711,984  
13Total. Add line 12, columns (b), (d), and (e)..................
13
1,711,984
(See worksheet in line 13 instructions to verify calculations.)
Part XV-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
DownArrow 		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form 990-PF (2023)
Form 990-PF (2023)
Page 13
Part XVI
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1) Cash...................................
1a(1)
 
No
(2) Other assets.................................
1a(2)
 
No
b
Other transactions:
(1) Sales of assets to a noncharitable exempt organization....................
1b(1)
 
No
(2) Purchases of assets from a noncharitable exempt organization..................
1b(2)
 
No
(3) Rental of facilities, equipment, or other assets.......................
1b(3)
 
No
(4) Reimbursement arrangements...........................
1b(4)
 
No
(5) Loans or loan guarantees.............................
1b(5)
 
No
(6) Performance of services or membership or fundraising solicitations................
1b(6)
 
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
1c
 
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
(a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
b
If "Yes," complete the following schedule.

(a) Name of organization (b) Type of organization (c) Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
right arrow right arrow
May the IRS discuss this return
with the preparer shown below?
See instructions.
Signature of officer or trustee Date Title
Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date Check if self-
employed right arrow		 PTIN
Firm's name SmallBullet
 Firm's EIN SmallBullet
Firm's address SmallBullet


 Phone no.
Form 990-PF (2023)
Additional Data


Software ID:  
Software Version:  


Form 990PF - Special Condition Description:
Special Condition Description

TY 2023 AccountingFeesSchedule
Name:
ROSENTHAL FAMILY FOUNDATION
EIN:
31-1203666
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
ACCOUNTING FEES 16,970      

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

TY 2023 DepreciationSchedule
Name:
ROSENTHAL FAMILY FOUNDATION
EIN:
31-1203666
Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
Life (# of years)		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
SOFTWARE 2017-03-20 10,500 10,500 MACRS 3.0000        
SOFTWARE 2019-01-04 9,500 9,500 MACRS 3.0000        
SOFTWARE 2020-12-14 10,000 10,000 MACRS 3.0000        

TY 2023 InvestmentsCorpBondsSchedule
Name:
ROSENTHAL FAMILY FOUNDATION
EIN:
31-1203666
Name of Bond End of Year Book Value End of Year Fair Market Value
CORPORATE BONDS 855,833 828,673

TY 2023 InvestmentsCorpStockSchedule
Name:
ROSENTHAL FAMILY FOUNDATION
EIN:
31-1203666
Name of Stock End of Year Book Value End of Year Fair Market Value
STOCKS & MUTUAL FUNDS 11,554,922 25,185,857

TY 2023 InvestmentsGovtObligationsSch
Name:
ROSENTHAL FAMILY FOUNDATION
EIN:
31-1203666
US Government Securities - End of Year Book Value:

4,254,949
US Government Securities - End of Year Fair Market Value:

3,989,112
State & Local Government Securities - End of Year Book Value:


3,980,884
State & Local Government Securities - End of Year Fair Market Value:


3,822,597


TY 2023 InvestmentsOtherSchedule2
Name:
ROSENTHAL FAMILY FOUNDATION
EIN:
31-1203666
Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
INVESTMENT IN PLEIADES OFFSHORE FUND AT COST 1,581,270 2,191,724
INVESTMENT IN THE VITTORIA OFFSHORE AT COST 3,843,953 5,128,564
INVESTMENT IN RAW VISION AT COST 7,500 7,500

TY 2023 LandEtcSchedule2
Name:
ROSENTHAL FAMILY FOUNDATION
EIN:
31-1203666
Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
SOFTWARE 30,000 30,000    


TY 2023 OtherAssetsSchedule
Name:
ROSENTHAL FAMILY FOUNDATION
EIN:
31-1203666
Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
DIVIDENDS RECEIVABLE 53,013 52,558 52,558


TY 2023 OtherExpensesSchedule
Name:
ROSENTHAL FAMILY FOUNDATION
EIN:
31-1203666
Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
EXPENSES        
CHARITABLE CONSULTING FEES 62,169      


TY 2023 OtherIncomeSchedule2
Name:
ROSENTHAL FAMILY FOUNDATION
EIN:
31-1203666
Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
MANAGEMENT FEE REBATES 62,094 62,094  


TY 2023 OtherProfessionalFeesSchedule
Name:
ROSENTHAL FAMILY FOUNDATION
EIN:
31-1203666
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
INVESTMENT ADVISORY FEES 75,545 75,545    


TY 2023 TaxesSchedule
Name:
ROSENTHAL FAMILY FOUNDATION
EIN:
31-1203666
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
EXCISE TAXES PAID 12,500      
FOREIGN TAXES 5,689 5,689    
STATE TAXES 600