| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ACCOUNTING FEES | 30,000 | 10,500 | 15,000 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| GOLDMAN SACHS 2615 | 512,477 | 4,343,850 |
| TD AMERITRADE 0813 | 343,389 | 406,000 |
| UBS JG 36252A | 23 | 365,577 |
| UBS JG 45969 | 6,506,588 | 8,576,759 |
| UBS JG 74629 | 4,614,607 | 13,556,267 |
| UBS JG 1487 | 5,515,015 | 7,499,104 |
| FIRST REPUBLIC #8611 | 506 | 506 |
| UBS JG C8371 5A | 7,836,733 | 10,103,975 |
| UBS JG #9820 | 23,019 | 23,019 |
| UBS JG #8372 | 5,649,290 | 7,493,171 |
| UBS JG #9819 | 10,669,539 | 10,586,139 |
| UBS JG #23462 | 100,030 | 100,030 |
| UBS JG #23463 | 4,413,607 | 5,440,166 |
| UBS JG #23464 | 3,676,810 | 4,995,339 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| ACCESS ENERGY | AT COST | 30,000 | 30,000 |
| AFRI-PADS | AT COST | 125,000 | 125,000 |
| CAREGO INTERNATIONAL | AT COST | 25,000 | 25,000 |
| DROP VOLLEY | AT COST | 910,383 | 910,383 |
| HR RIDGEWICK LLC | AT COST | 34,714 | 34,714 |
| INDUSTRIOUS | AT COST | 423,348 | 423,348 |
| JIBU LLC | AT COST | 250,000 | 250,000 |
| KLEIN GROUP | AT COST | 350,000 | 350,000 |
| KNIGHTHEAD FUND II | AT COST | 107,634 | 107,634 |
| NILE GLOBAL FRONT (NETTED WITH NEGATIVE INV (2)) | AT COST | 729,153 | 0 |
| OFF GRID ELECTRIC | AT COST | 7,500 | 7,500 |
| SAXUM ADAMAS FUND | AT COST | 208,443 | 208,443 |
| TUGENDE | AT COST | 525,000 | 525,000 |
| SSEKO DESIGNS | AT COST | 100,000 | 100,000 |
| DIOS DENTAL GROUP | AT COST | 9,960 | 9,960 |
| LYNK | AT COST | 100,000 | 100,000 |
| KLEIN 261 | AT COST | 169,965 | 169,965 |
| OTHER PRIVATE EQUITY INVESTMENTS | AT COST | 209,491 | 209,491 |
| NUMIDA | AT COST | 125,000 | 125,000 |
| TREVIAN DEBT FUND | AT COST | 2,945,564 | 3,300,000 |
| VUMA BIOFUELS LLC | AT COST | 50,000 | 50,000 |
| RALLY INDUSTRIAL INVESTOR | AT COST | 908,670 | 4,250,000 |
| SHONA CAPITAL | AT COST | 250,000 | 250,000 |
| SIMUSOLAR | AT COST | 109,235 | 109,235 |
| MHP NEW PROVIDENCE | AT COST | 9,987 | 9,987 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| LEGAL FEES | 86,778 | 43,389 | 43,389 |
| Description | Beginning of Year - Book Value | End of Year - Book Value | End of Year - Fair Market Value |
|---|---|---|---|
| OTHER RECEIVABLES | 137,915 | 472,993 | 472,993 |
| OTHER LONG TERM ASSETS | 172,854 | 1,008,008 | 1,008,008 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| BANK CHARGES | 103,065 | 0 | 103,065 | |
| BOARD EXPENSES | 139,542 | 0 | 132,569 | |
| COMMUNICATIONS | 68,360 | 0 | 68,360 | |
| INVESTMENT PROGRAM FEES | 263,371 | 237,034 | 0 | |
| OPEN RESOURCES | 253,885 | 0 | 253,885 | |
| PAYROLL PROCESSING | 46,380 | 0 | 46,380 | |
| OFFICE EXPENSE | 201 | 0 | 191 | |
| CONFERENCE | 101,439 | 0 | 101,439 | |
| DONOR ENGAGEMENT | 7,867 | 0 | 7,867 | |
| LOCAL EXPENSES | 71,561 | 0 | 71,561 | |
| MISCELLANEOUS EXPENSES | 22 | 0 | 22 | |
| TRAVEL EXPENSES | 254,960 | 0 | 254,960 | |
| RENTS | 49,637 | 0 | 49,637 | |
| LIABILITY INSURANCE | 34,431 | 0 | 34,431 | |
| ACCOMMODATION EXPENSES | 50,470 | 0 | 50,470 | |
| AVF EXPENSES | 157,682 | 0 | 157,682 | |
| EVALUATION AND LEARNING | 137,703 | 0 | 137,703 | |
| EXTERNAL EVALUATION | 69,628 | 0 | 69,628 | |
| SAFEGUARDING | 7,496 | 0 | 7,496 | |
| GRANTMAKING ADMINISTRATION | 276,420 | 0 | 276,420 | |
| RECRUITMENT | 13,204 | 0 | 13,204 | |
| TECHNOLOGY | 74,804 | 0 | 74,804 | |
| EVENTS | 315,868 | 0 | 315,868 | |
| PROGRAM RELATED EXPENSES | 170,578 | 0 | 170,578 | |
| MEMBERSHIP FEES | 10,771 | 0 | 10,771 | |
| REIMBURSEMENT | 1,680 | 0 | 1,680 | |
| GENERAL OFFICE & ADMINISTRATIVE EXPENSE | 290,297 | 290,297 | 0 | |
| MAINTENANCE & UTILITIES | 557,193 | 557,193 | 0 | |
| INCOME INCLUDED ON 990T | 681,277 | 681,277 | 0 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| UBTI INCLUDED ON 990T | 0 | 0 | 0 |
| UBTI INCLUDED ON 990T | 0 | 0 | 0 |
| UBS #252 | 606,772 | 606,772 | 606,772 |
| OPTION PREMIUM | 62,621 | 62,621 | 62,621 |
| UBS #9819 | 945,881 | 945,881 | 945,881 |
| MISC INCOME | -99,945 | -99,945 | -99,945 |
| Description | Amount |
|---|---|
| UNREALIZED INCOME ON CONT/K-1 TIMING DIFFERENCES/ACCRUED CONTRIBUTIONS | 7,695,542 |
| Description | Beginning of Year - Book Value | End of Year - Book Value |
|---|---|---|
| SECURITY DEPOSITS | 170,519 | 194,104 |
| UBS LINE OF CREDIT | 6,550,055 | 4,051,235 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| CONSULTING FEES | 197,905 | 98,953 | 98,952 | |
| PROFESSIONAL FEES | 233,333 | 233,333 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FOREIGN TAXES PAID | 147,153 | 147,153 | 0 | |
| PAYROLL TAXES | 473,708 | 0 | 473,708 | |
| FEDERAL EXCISE TAX | 127,769 | 0 | 0 | |
| OTHER TAXES | 170 | 0 | 0 | |
| PROPERTY TAXES | 270,030 | 270,030 | 0 |