Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
right arrowDo not enter social security numbers on this form as it may be made public.
right arrowGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2023
Open to Public Inspection
For calendar year 2023, or tax year beginning 01-01-2023 , and ending 12-31-2023
Name of foundation
THE SIDNEY E FRANK FOUNDATION
C/O PKF O'CONNOR DAVIES
Number and street (or P.O. box number if mail is not delivered to street address)500 MAMARONECK AVENUE 301
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
HARRISON, NY105281633
A Employer identification number

20-6383779
B Telephone number (see instructions)

(212) 286-2600
C right arrow
G Check all that apply:

D 1. Foreign organizations, check here............. right arrow
2. Foreign organizations meeting the 85%
test, check here and attach computation ... right arrow
E right arrow
H Check type of organization:
F right arrow
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)right arrow$320,460,560J Accounting method:
MODIFIED CASH
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 0
2 Check right arrow.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 3,075,733 4,876,664  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 6,369,764
b Gross sales price for all assets on line 6a 97,951,075
7 Capital gain net income (from Part IV, line 2)... 6,018,840
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
3,534 32  
12 Total. Add lines 1 through 11........ 9,449,031 10,895,536  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages...... 521,724 521,724   0
15 Pension plans, employee benefits....... 51,745 51,745   0
16a Legal fees (attach schedule)......... Click to see attachment
List of Attached Documents:
// Content
78,074 71,526   6,548
b Accounting fees (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
354,777 0   348,277
c Other professional fees (attach schedule).... Click to see attachment
List of Attached Documents:
// Content
2,277,861 1,823,844   454,017
17 Interest...............   57,457    
18 Taxes (attach schedule) (see instructions)... Click to see attachment
List of Attached Documents:
// Content
405,117 73,232   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
22,922 1,243,722   22,922
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 3,712,220 3,843,250   831,764
25 Contributions, gifts, grants paid....... 22,056,895 22,056,895
26 Total expenses and disbursements. Add lines 24 and 25 25,769,115 3,843,250   22,888,659
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -16,320,084
b Net investment income (if negative, enter -0-) 7,052,286
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2023)
Form 990-PF (2023)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 8,125,715 7,567,392 7,567,392
3 Accounts receivable right arrow  
Less: allowance for doubtful accounts right arrow        
4 Pledges receivable right arrow  
Less: allowance for doubtful accounts right arrow        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) right arrow  
Less: allowance for doubtful accounts right arrow        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 44,602,569 Click to see attachment
List of Attached Documents:
// Content
35,416,232 		35,416,232
b Investments—corporate stock (attach schedule)....... 12,447,729 Click to see attachment
List of Attached Documents:
// Content
18,568,871 		18,568,871
c Investments—corporate bonds (attach schedule)....... 16,042,254 Click to see attachment
List of Attached Documents:
// Content
16,233,186 		16,233,186
11 Investments—land, buildings, and equipment: basis right arrow  
Less: accumulated depreciation (attach schedule) right arrow        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 231,126,701 Click to see attachment
List of Attached Documents:
// Content
242,674,879 		242,674,879
14 Land, buildings, and equipment: basis right arrow  
Less: accumulated depreciation (attach schedule) right arrow        
15 Other assets (describe right arrow)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 312,344,968 320,460,560 320,460,560
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe right arrow)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here right arrow
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 307,698,428 315,430,822
25 Net assets with donor restrictions............ 4,646,540 5,029,738
Foundations that do not follow FASB ASC 958, check here right arrow
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 312,344,968 320,460,560
30 Total liabilities and net assets/fund balances (see instructions). 312,344,968 320,460,560
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
312,344,968
2
Enter amount from Part I, line 27a .....................
2
-16,320,084
3
Other increases not included in line 2 (itemize) right arrowClick to see attachment
List of Attached Documents:
// Content
3
24,435,676
4
Add lines 1, 2, and 3 ..........................
4
320,460,560
5
Decreases not included in line 2 (itemize) right arrow
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
320,460,560
Form 990-PF (2023)
Form 990-PF (2023)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES P    
b AEOLUS PROPERTY CATASTROPHE KEYSTONE PF FUND, LP (J19) P 2019-02-07 2023-04-03
c AEOLUS PROPERTY CATASTROPHE KEYSTONE PF FUND, LP (J19) P 2019-02-07 2023-06-13
d AEOLUS PROPERTY CATASTROPHE KEYSTONE PF FUND, LP (MY19) P 2018-11-08 2023-03-01
e AEOLUS PROPERTY CATASTROPHE KEYSTONE PF FUND, LP (MY19) P 2018-11-08 2023-10-02
AEOLUS PROPETY CATASTROPHE KEYSTONE PF FUND LP (J17) P 2017-01-27 2023-02-13
ALTOR FUND III (NO. 2), L.P. P 2009-02-14 2023-06-30
ALTOR FUND III (NO. 2), L.P. P 2009-02-14 2023-09-01
D.E. SHAW OCULUS INTERNATIONAL FUND P 2012-12-29 2023-02-13
D1 CAPITAL PARTNERS OFFSHORE, LP P 2019-07-17 2023-04-27
D1 CAPITAL PARTNERS OFFSHORE, LP P 2019-07-17 2023-07-28
D1 CAPITAL PARTNERS OFFSHORE, LP P 2019-07-17 2023-10-31
ELLIOT INTERNATIONAL, LTD. P 2008-12-01 2023-10-02
EP MFF LTD P 2021-01-01 2023-06-13
EP SCF LTD P 2021-01-01 2023-07-19
EP SCF LTD P 2021-01-01 2023-10-13
GAOLING FEEDER, LTD. P 2010-04-30 2023-01-17
GAOLING FEEDER, LTD. P 2010-04-30 2023-03-29
GAOLING FEEDER, LTD. P 2010-04-30 2023-09-11
GENERATION IM FUND PLC. P 2011-01-07 2023-04-12
GENERATION IM FUND PLC. P 2011-01-07 2023-07-10
GENERATION IM FUND PLC. P 2011-01-07 2023-10-10
INSTITUTIONAL DISTRESSED OPPORTUNITIES FUND LTD. P 2018-11-28 2023-01-13
INSTITUTIONAL DISTRESSED OPPORTUNITIES FUND LTD. P 2018-11-28 2023-04-13
INSTITUTIONAL DISTRESSED OPPORTUNITIES FUND LTD. P 2018-11-28 2023-07-14
INSTITUTIONAL DISTRESSED OPPORTUNITIES FUND LTD. P 2018-11-28 2023-10-12
IRONWOOD INTERNATIONAL, LTD. P 2011-10-04 2023-07-31
IRONWOOD INTERNATIONAL, LTD. P 2011-10-04 2023-10-31
OCA OHA CREDIT FUND SEGREGATED PORTFOLIO P 2017-08-01 2023-02-09
OCA OHA CREDIT FUND SEGREGATED PORTFOLIO P 2017-08-01 2023-09-06
OCA OHA CREDIT FUND SEGREGATED PORTFOLIO P 2017-08-01 2023-10-06
TAL CHINA FOCUS FUND P 2018-05-01 2023-02-17
TAL CHINA FOCUS FUND P 2018-05-01 2023-02-02
TAL CHINA FOCUS FUND P 2018-05-01 2023-12-29
TCW DIRECT LENDING, LLC P 2015-03-19 2023-05-12
TCW DIRECT LENDING, LLC P 2015-03-19 2023-11-29
VARDE INVESTMENT PARTNERS (OFFSHORE), LTD. P 2017-01-01 2023-02-02
VARDE INVESTMENT PARTNERS (OFFSHORE), LTD. P 2017-01-01 2023-02-02
VARDE INVESTMENT PARTNERS (OFFSHORE), LTD. P 2017-01-01 2023-04-28
VARDE INVESTMENT PARTNERS (OFFSHORE), LTD. P 2017-01-01 2023-04-28
VARDE INVESTMENT PARTNERS (OFFSHORE), LTD. P 2017-01-01 2023-07-31
VARDE INVESTMENT PARTNERS (OFFSHORE), LTD. P 2017-01-01 2023-07-31
VARDE INVESTMENT PARTNERS (OFFSHORE), LTD. P 2017-01-01 2023-10-31
VARDE INVESTMENT PARTNERS (OFFSHORE), LTD. P 2017-01-01 2023-10-31
VIKING GLOBAL EQUITIES III, LTD. P 2016-12-31 2023-09-01
WHALE ROCK LONG OPPORTUNITIES FUND, LTD. P 2020-10-01 2023-03-27
THRU ALTOR FUND V (NO. 1) AB K-1 P    
THRU BAIN CAPITAL EUROPE FUND III, L.P. K-1 P    
THRU CVC EUROPEAN EQUITY PTR. V (C) L.P. K-1 P    
THRU DYNAMO BRASIL VIII, LLC K-1 P    
THRU FARALLON CAP. INSTITUTIONAL PTR. LP K-1 P    
THRU EP AHF LP K-1 P    
THRU FORMATION8 PARTNERS FUND II LP K-1 P    
THRU HIG BAYSIDE DEBT & LBO FUND II, LP K-1 P    
THRU HIG MIDDLE MARKET III AIV III LP K-1 P    
THRU H.I.G. CAPITAL PARTNERS VI, LP K-1 P    
THRU IMPILO AB K-1 P    
THRU KHOSLA VENTURES III, LP K-1 P    
THRU LEGACY VENTURE V (QP), LLC K-1 P    
THRU LEGACY VENTURE VIII, LLC K-1 P    
THRU LEGACY VENTURE IX, LLC K-1 P    
THRU LEGACY VENTURE XI, LLC K-1 P    
THRU OCA CMTG LLC K-1 P    
THRU OCA SILVER LAKE V TE LLC K-1 P    
THRU OCA TBP VI LLC K-1 P    
THRU ODYSSEY INVESTMENT PARTNERS FD V LP K-1 P    
THRU PROVIDENCE STRATEGIC GR. III-A LP K-1 P    
THRU THE RESOLUTE FUND III LP K-1 P    
THRU THE RESOLUTE FUND III SIE, LP K-1 P    
THRU TPG ENDOWMENT FUND VI, LP K-1 P    
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 83,886,907   85,376,717 -1,489,810
b 1,804   19 1,785
c 2,061   2 2,059
d 718   446 272
e 1,959   895 1,064
7,289   23,524 -16,235
11,817   2,968 8,849
18,984   4,993 13,991
165,480   71,993 93,487
392,120   278,863 113,257
364,569   256,502 108,067
321,803   227,819 93,984
1,154   356 798
236,740   467,864 -231,124
131,648   245,250 -113,602
131,290   252,108 -120,818
1,897   106 1,791
227   12 215
235   13 222
1,250,000   371,093 878,907
1,250,000   351,847 898,153
1,250,000   372,051 877,949
55,239   38,432 16,807
506,484   352,380 154,104
54,831   37,430 17,401
176,957   117,502 59,455
5,795   3,046 2,749
379,205   196,350 182,855
133,611   121,534 12,077
124,112   112,066 12,046
95,471   92,603 2,868
1,892,911   1,625,147 267,764
51,941     51,941
28,934     28,934
34,766   19,051 15,715
81,948   42,247 39,701
87,100     87,100
73,500     73,500
43,900     43,900
33,400     33,400
27,300     27,300
76,000     76,000
80,200     80,200
62,000     62,000
3,800,000   1,134,053 2,665,947
74,142   150,000 -75,858
      122,372
      -23,588
      -216
      -33,271
      2,813
      430
      57,742
      -10,139
      10,537
      -7
      70,959
      -215,982
      229,147
      105,852
      -3,932
      2,892
      802
      -1,482
      -27,020
      322,484
      -160,834
      4,077
      3
      -38,592
542,626     542,626
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -1,489,810
b       1,785
c       2,059
d       272
e       1,064
      -16,235
      8,849
      13,991
      93,487
      113,257
      108,067
      93,984
      798
      -231,124
      -113,602
      -120,818
      1,791
      215
      222
      878,907
      898,153
      877,949
      16,807
      154,104
      17,401
      59,455
      2,749
      182,855
      12,077
      12,046
      2,868
      267,764
      51,941
      28,934
      15,715
      39,701
      87,100
      73,500
      43,900
      33,400
      27,300
      76,000
      80,200
      62,000
      2,665,947
      -75,858
      122,372
      -23,588
      -216
      -33,271
      2,813
      430
      57,742
      -10,139
      10,537
      -7
      70,959
      -215,982
      229,147
      105,852
      -3,932
      2,892
      802
      -1,482
      -27,020
      322,484
      -160,834
      4,077
      3
      -38,592
      542,626
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 6,018,840
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here right arrow and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions) 1 98,027
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 98,027
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 98,027
6 Credits/Payments:
a 2023 estimated tax payments and 2022 overpayment credited to 2023 6a 447,894
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld .......... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 447,894
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment
List of Attached Documents:
// Content
8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......right arrow 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...right arrow 10 349,867
11 Enter the amount of line 10 to be: Credited to 2024 estimated taxright arrow349,867 Refundedright arrow 11 0
Form 990-PF (2023)
Form 990-PF (2023)
Page 4
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. right arrow$ 0(2) On foundation managers.right arrow$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.right arrow$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
round bullet By language in the governing instrument, or
round bullet By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument? ................
6
Yes
 
7
Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
and Part XIV..................................
7
Yes
 
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
right arrowNY
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
8b
Yes
 
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2023 or the taxable year beginning in 2023? See the instructions for Part XIII.
If "Yes," complete Part XIII .............................
9
 
No
10
Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
and addresses. ...............................
10
 
No
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
11
Yes
 
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructionsClick to see attachment
List of Attached Documents:
// Content
.................
12
Yes
 
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
 
Website addressright arrowHTTPS://SIDNEYEFRANKFOUNDATION.ORG/
14
The books are in care ofright arrowPKF O'CONNOR DAVIES Telephone no.right arrow (212) 286-2600

Located atright arrow500 MAMARONECK AVENUE SUITE 301HARRISONNY ZIP+4right arrow105281633
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........right arrow
and enter the amount of tax-exempt interest received or accrued during the year ........right arrow
15
 
16 At any time during calendar year 2023, did the foundation have an interest in or a signature or other authority over YesNo
a bank, securities, or other financial account in a foreign country? .................
16   No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country right arrow
Form 990-PF (2023)
Form 990-PF (2023)
Page 5
Part VI-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
1a(1)
 
No
(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person? ..............................
1a(2)
 
No
(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
1a(3)
Yes
 
(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
1a(4)
Yes
 
(5) Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)? ......................
1a(5)
 
No
(6) Agree to pay money or property to a government official? (Exception. Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.) ...............
1a(6)
 
No
b
If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
1b
 
No
c
Organizations relying on a current notice regarding disaster assistance check here ........right arrow
d
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2023? .............
1d
 
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2023, did the foundation have any undistributed income (Part XII, lines 6d
and 6e) for tax year(s) beginning before 2023?....................
2a
 
No
If "Yes," list the years right arrow20, 20, 20, 20
b
Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to all years listed, answer "No" and attach statement—see instructions.) ..............
2b
 
 
c
If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
right arrow20, 20, 20, 20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year? ..............................
3a
Yes
 
b
If "Yes," did it have excess business holdings in 2023 as a result of (1) any purchase by the foundation
or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2023.) .....................
3b
 
No
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
 
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2023? ..
4b
 
No
Form 990-PF (2023)
Form 990-PF (2023)
Page 6
Part VI-B
Statements Regarding Activities for Which Form 4720 May Be Required (continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
5a(1)
 
No
(2) Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive? ....................
5a(2)
 
No
(3) Provide a grant to an individual for travel, study, or other similar purposes? .............
5a(3)
 
No
(4) Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions ........................
5a(4)
Yes
 
(5) Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals? .............
5a(5)
 
No
b
If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
5b
 
No
c
Organizations relying on a current notice regarding disaster assistance check .........right arrow
d
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant? .................
5d
Yes
 
If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
List of Attached Documents:
// Content
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract? .............................
6a
 
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
6b
 
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
7a
 
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
7b
 
 
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year? .........................
8
 
No
Part VII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a) Name and address (b) Title, and average
hours per week
devoted to position 		(c) Compensation
 (If not paid, enter
-0-) 		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
other allowances
CATHY F HALSTEAD TRUSTEE
8.00 		0 0 0
C/O PKFOD 500 MAMARONECK AVE STE
301
HARRISON,NY105281633
PETER A HALSTEAD TRUSTEE
8.00 		0 0 0
C/O PKFOD 500 MAMARONECK AVE STE
301
HARRISON,NY105281633
HAROLD R LOGAN JR STATEMENT 15 SPECIAL TRUSTEE
1.00 		0 0 0
C/O 1700 BROADWAY SUITE 2020
DENVER,CO802901700
ANN M LOGAN STATEMENT 15 SPECIAL TRUSTEE
1.00 		0 0 0
C/O 1700 BROADWAY SUITE 2020
DENVER,CO802901700
2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a) Name and address of each employee paid more than $50,000 (b) Title, and average
hours per week
devoted to position 		(c) Compensation (d) Contributions to
employee benefit
plans and deferred
compensation 		(e) Expense account,
other allowances
AMY C FISCH CHIEF INVESTMENT OFF
40.00 		403,423 22,500 0
C/O PKFOD 500 MAMAR AVE STE 301
HARRISON,NY105281633
AMY L HOLMES PROGRAM OFFICER
40.00 		57,639 0 0
C/O PKFOD 500 MAMAR AVE STE 301
HARRISON,NY105281633
Total number of other employees paid over $50,000...................right arrow 0
Form 990-PF (2023)
Form 990-PF (2023)
Page 7
Part VII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)
3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
OFFIT CAPITAL ADVISORS LLC INVESTMENT MGT. 958,994
485 LEXINGTON AVENUE 24TH FLOOR
NEW YORK,NY100172640
EHRENKRANZ PARTNERS LP INVESTMENT MGT. 593,797
375 PARK AVENUE
NEW YORK,NY101520067
PKF O'CONNOR DAVIES ACCT., TAX & ADM. 454,766
500 MAMARONECK AVENUE SUITE 301
HARRISON,NY105281633
ROCKEFELLER PHILANTHROPY ADVISORS PROGRAM MANAGEMENT 282,860
120 BROADWAY SUITE 3475
NEW YORK,NY102713401
BANK OF AMERICA INVESTMENT MGT. 65,515
100 NORTH TRYON STREET
CHARLOTTE,NC282022135
Total number of others receiving over $50,000 for professional services.............right arrow2
Part VIII-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
1  
2  
3  
4  
Part VIII-B
Summary of Program-Related Investments (see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
1  
2  
All other program-related investments. See instructions.
3  
Total. Add lines 1 through 3.........................right arrow0
Form 990-PF (2023)
Form 990-PF (2023)
Page 8
Part IX
Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities...................
1a
105,452,950
b
Average of monthly cash balances.......................
1b
19,310,547
c
Fair market value of all other assets (see instructions)................
1c
190,861,065
d
Total (add lines 1a, b, and c).........................
1d
315,624,562
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation) .............
1e
0
2
Acquisition indebtedness applicable to line 1 assets..................
2
0
3
Subtract line 2 from line 1d.........................
3
315,624,562
4
Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
instructions) .............................
4
4,734,368
5
Net value of noncharitable-use assets. Subtract line 4 from line 3. ............
5
310,890,194
6
Minimum investment return. Enter 5% (0.05) of line 5................
6
15,544,510
Part X
Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
1
Minimum investment return from Part IX, line 6..................
1
15,544,510
2a
Tax on investment income for 2022 from Part V, line 5.......
2a
98,027
b
Income tax for 2022. (This does not include the tax from Part V.) ...
2b
 
c
Add lines 2a and 2b............................
2c
98,027
3
Distributable amount before adjustments. Subtract line 2c from line 1............
3
15,446,483
4
Recoveries of amounts treated as qualifying distributions................
4
0
5
Add lines 3 and 4............................
5
15,446,483
6
Deduction from distributable amount (see instructions).................
6
0
7
Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
7
15,446,483
Part XI
Qualifying Distributions (see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
1a
22,888,659
b
Program-related investments—total from Part VIII-B..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes...............................
2
 
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)....................
3a
 
b
Cash distribution test (attach the required schedule) .................
3b
 
4
Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4. .......
4
22,888,659
Form 990-PF (2023)
Form 990-PF (2023)
Page 9
Part XII
Undistributed Income (see instructions)
(a)
Corpus 		(b)
Years prior to 2022 		(c)
2022 		(d)
2023
1 Distributable amount for 2023 from Part X, line 7 15,446,483
2 Undistributed income, if any, as of the end of 2022:
a Enter amount for 2022 only....... 0
b Total for prior years:20 , 20, 20 0
3 Excess distributions carryover, if any, to 2022:
a From 2018...... 1,986,843
b From 2019...... 22,073
c From 2020......  
d From 2021...... 184,772
e From 2022...... 1,521,979
f Total of lines 3a through e ........ 3,715,667
4Qualifying distributions for 2023 from Part
XI, line 4: right arrow$ 22,888,659
a Applied to 2022, but not more than line 2a 0
b Applied to undistributed income of prior years
(Election required—see instructions)..... 		0
c Treated as distributions out of corpus (Election
required—see instructions)........ 		0
d Applied to 2023 distributable amount..... 15,446,483
e Remaining amount distributed out of corpus 7,442,176
5 Excess distributions carryover applied to 2023. 0 0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6Enter the net total of each column as
indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 11,157,843
b Prior years’ undistributed income. Subtract
line 4b from line 2b .......... 		0
c Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed...... 		0
d Subtract line 6c from line 6b. Taxable amount
—see instructions ........... 		0
e Undistributed income for 2022. Subtract line
4a from line 2a. Taxable amount—see
instructions ............. 		0
f Undistributed income for 2023. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2024 .......... 		0
7 Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions) ....... 		0
8 Excess distributions carryover from 2018 not
applied on line 5 or line 7 (see instructions) ... 		1,986,843
9 Excess distributions carryover to 2024.
Subtract lines 7 and 8 from line 6a ...... 		9,171,000
10 Analysis of line 9:
a Excess from 2019.... 22,073
b Excess from 2020....  
c Excess from 2021.... 184,772
d Excess from 2022.... 1,521,979
e Excess from 2023.... 7,442,176
Form 990-PF (2023)
Form 990-PF (2023)
Page 10
Part XIII
Private Operating Foundations (see instructions and Part VI-A, question 9)
1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2023, enter the date of the ruling ...... right arrow
 
b Check box to indicate whether the organization is a private operating foundation described in section or
2a Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part IX for each
year listed .......... 		Tax year Prior 3 years (e) Total
(a) 2023 (b) 2022 (c) 2021 (d) 2020
         
b 85% (0.85) of line 2a .........          
c Qualifying distributions from Part XI,
line 4 for each year listed ..... 		         
d Amounts included in line 2c not used directly
for active conduct of exempt activities .......... 		         
e Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c .... 		         
3 Complete 3a, b, or c for the
alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......          
(2) Value of assets qualifying
under section 4942(j)(3)(B)(i)		          
b “Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part IX, line 6 for each year listed .. 		         
c “Support" alternative test—enter:
(1) Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties) .... 		         
(2) Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii).... 		         
(3) Largest amount of support
from an exempt organization		          
(4) Gross investment income          
Part XIV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1Information Regarding Foundation Managers:
aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here right arrow
aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
bThe form in which applications should be submitted and information and materials they should include:
cAny submission deadlines:
dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form 990-PF (2023)
Form 990-PF (2023)
Page 11
Part XIV
Supplementary Information (continued)
3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
 Foundation
status of
recipient 		Purpose of grant or
contribution 		Amount
Name and address (home or business)
aPaid during the year

92ND STREET Y

1395 LEXINGTON AVENUE
NEW YORK,NY10128 		N/A PC TO SUPPORT LITERARY PROGRAMMING 30,000

ABSAROKEE BEARTOOTH WILDERNESS FOUNDATION

PO BOX 392
RED LODGE,MT59068 		N/A PC SUPPORT FOR THE NARRATIVE ATLAS PRINTING PROGRAM 5,000

ACADEMY OF AMERICAN POETS INCORPORATED

75 MAIDEN LANE SUITE 901
NEW YORK,NY10038 		N/A PC TO SUPPORT POEM-A-DAY 20,000

ADRIAN BRINKERHOFF POETRY FOUNDATION

C/O PKFOD 500 MAMARONECK AVENUE
SUITE 301
HARRISON,NY10528 		N/A POF TO PROVIDE GENERAL OPERATING SUPPORT 500,000

AMERICAN PUBLIC MEDIA

480 CEDAR STREET
ST PAUL,MN55101 		N/A PC TO SUPPORT PERFORMANCE TODAY IN PRODUCING CONTENT FROM LEADING MUSIC FESTIVALS 25,000

AN CLAIDHEAMH SOLUIS INC (DBA IRISH ARTS CENTER)

553 WEST 51ST STREET
NEW YORK,NY10019 		N/A PC TO SUPPORT LITERATURE PROGRAMS 50,000

ARCHIVE OF CONTEMPORARY MUSIC

54 WHITE STREET
NEW YORK,NY10007 		N/A PC FOR GENERAL OPERATING SUPPORT 15,000

ARIZONA STATE UNIVERSITY FOUNDATION

PO BOX 2260
TEMPE,AZ85280 		N/A PC TO SUPPORT THE POETRY IN AMERICA HIGH SCHOOLS ONLINE PROGRAM 10,000

BERKELEY PUBLIC SCHOOLS FUND

PO BOX 2066
BERKELEY,CA94702 		N/A PC FOR GENERAL OPERATING SUPPORT 5,000

BETH ISRAEL DEACONESS MEDICAL CENTER

330 BROOKLINE AVENUE
BOSTON,MA02215 		N/A PC FOR GENERAL OPERATING SUPPORT FOR THE CELIAC CENTER 40,000

BEYOND 12

1625 CLAY STREET
OAKLAND,CA94612 		N/A PC FOR GENERAL OPERATING SUPPORT 25,000

BILLINGS SYMPHONY SOCIETY

2721 2ND AVENUE NORTH SUITE 350
BILLINGS,MT59101 		N/A PC FOR MUSIC EDUCATIONAL PROGRAMS 25,000

BOYS & GIRLS CLUB OF CARBON COUNTY

24 W 9TH STREET
RED LODGE,MT59068 		N/A PC FOR MUSIC EDUCATIONAL PROGRAMS 20,000

BOYS & GIRLS CLUB OF THE PENINSULA

401 PIERCE ROAD
MENLO PARK,CA94025 		N/A PC TO SUPPORT THE FUTURE GRADUATES PROGRAM 15,000

BOYS & GIRLS CLUBS OF SILICON VALLEY

518 VALLEY WAY
MILPITAS,CA95035 		N/A PC TO SUPPORT GILROY AND HOLLISTER CLUB HOUSES PROGRAM 50,000

BOZEMAN ACTORS THEATRE

1627 W MAIN STREET 356
BOZEMAN,MT59715 		N/A PC FOR MONTANA INSITE THEATRE'S SUMMER 2023 PERFORMANCES AT TIPPET RISE ART CENTER 11,300

BOZEMAN SYMPHONY SOCIETY

1001 WEST OAK STREET SUITE 110
BOZEMAN,MT59715 		N/A PC FOR GENERAL OPERATING SUPPORT IN MUSIC EDUCATION 5,000

BRAVO COLORADO AT VAIL-BEAVER CREEK

2271 N FRONTAGE ROAD W SUITE C
VAIL,CO81657 		N/A PC TO SUPPORT DIGITAL INITIATIVE PROJECTS 15,000

BROWN UNIVERSITY

PO BOX 1925
PROVIDENCE,RI02912 		N/A PC BROWNCONNECT AND FINANCIAL AID 1,000,000

CALIFORNIA SCOTTISH RITE FOUNDATION

2100 NORTH BROADWAY 350
SANTA ANA,CA92706 		N/A PC FOR GENERAL OPERATING SUPPORT FOR THE SANTA BARBARA RITE CARE LANGUAGE CENTER 25,000

CENTER FOR ART IN WOOD

141 N 3RD ST
PHILADELPHIA,PA19106 		N/A PC TO SUPPORT STEPHEN TALASNIK EXHIBITION 20,000

CHAMBER MUSIC SOCIETY OF LINCOLN CENTER

70 LINCOLN CENTER PLAZA 10TH FLOOR
NEW YORK,NY10023 		N/A PC TO SUPPORT DIGITAL INITIATIVES 15,000

CLAYTON EARLY LEARNING

3801 MARTIN LUTHER KING BLVD
DENVER,CO80205 		N/A PC FOR GENERAL OPERATING SUPPORT 25,000

COLORADO STATE UNIVERSITY FOUNDATION

PO BOX 1870
FORT COLINS,CO80522 		N/A PC TO SUPPORT THE FLINT ANIMAL HOSPITAL 3,500

COMMON COUNSEL FOUNDATION

1624 FRANKLIN ST STE 1022
OAKLAND,CA94612 		N/A PC TO SUPPORT BLACK LIVES BLACK HIVE PROJECT 20,000

COMMONWEAL

PO BOX 316
BOLINAS,CA94924 		N/A PC FOR SAFETYNEST SCIENCE PROGRAM 5,000

CONNECTICUT COLLEGE

270 MOHEGAN AVENUE
NEW LONDON,CT06320 		N/A PC TO CREATE THE JOSEPHINE FRANK KANRICH FUND IN SUPPORT OF FINANCIAL AID FOR FIRST-GENERATION COLLEGE STUDENTS AND STUDENTS WITH THE GREATEST FINANCIAL NEED 50,000

CRESCENT ARTS CENTRE

2-4 UNIVERSITY RD
BELFAST   BT7 1NH
UK 		N/A NC TO SUPPORT POETRY FILM SERIES PRODUCTION 6,522

DENVER ART MUSEUM

10 WEST 14TH AVENUE PARKWAY
DENVER,CO80204 		N/A PC FOR SUPPORT OF EARLY CHILDHOOD PROGRAMS 20,000

DENVER MUSEUM OF NATURE & SCIENCE

2001 N COLORADO BLVD
DENVER,CO80205 		N/A PC TO SUPPORT NATURE PLAY OUTDOOR SPACE 25,000

DENVER PUBLIC LIBRARY FRIENDS FOUNDATION

10 WEST 14TH AVENUE PARKWAY
DENVER,CO80204 		N/A PC FOR SUPPORT OF THE READ ALOUD PROGRAM 10,000

DETROIT HISTORICAL SOCIETY

5401 WOODWARD AVENUE
DETROIT,MI48202 		N/A PC FOR GENERAL OPERATING SUPPORT 10,000

DETROIT INSTITUTE OF THE ARTS

5200 WOODWARD AVENUE
DETROIT,MI48202 		N/A PC FOR GENERAL OPERATING SUPPORT 40,000

DOCTORS WITHOUT BORDERS USA INC

40 RECTOR STREET 16TH FLOOR
NEW YORK,NY10006 		N/A PC FOR UKRAINE RELIEF 5,000

EAST BAY PERFORMING ARTS

1440 BROADWAY SUITE 405
OAKLAND,CA94612 		N/A PC MUSIC EDUCATION 20,000

ECUMENICAL HUNGER PROGRAM

2411 PULGAS AVENUE
EAST PALO ALTO,CA94303 		N/A PC FOR GENERAL OPERATING SUPPORT 3,500

EDUCATIONAL FOUNDATION OF EAGLE COUNTY

1121 MILLER RANCH ROAD
EDWARDS,CO81620 		N/A PC TO SUPPORT THE EDWARDS ELEMENTARY SCHOOL 4TH GRADE MONUMENT TRIP 25,000

FEEDING AMERICA

161 NORTH CLARK STREET SUITE 700
CHICAGO,IL60601 		N/A PC FOR GENERAL OPERATING SUPPORT 3,600

GLYNDEBOURNE PRODUCTIONS LIMITED

GLYNDEBOURNE LEWES
EAST SUSSEX   BN8 5UU
UK 		N/A NC TO SUPPORT ARCHIVE PROJECT 40,000

GROUND GAME FUND

4107 MEDICAL PKWY 212
AUSTIN,TX78722 		N/A PC TO SUPPORT THE FOCUS FOR DEMOCRACY PROGRAM 25,000

GROUND GAME FUND

4107 MEDICAL PKWY 212
AUSTIN,TX78722 		N/A PC FOR GENERAL OPERATING SUPPORT 39,700

HAWAII COMMUNITY FOUNDATION

827 FORT STREET MALL
HONOLULU,HI96813 		N/A PC HAWAII STRONG FUND, RECOMMENDED BY CATHY AND PETER HALSTEAD 50,000

HAWAII COMMUNITY FOUNDATION

827 FORT STREET MALL
HONOLULU,HI96813 		N/A PC MAUI STRONG FUND 60,000

HAWAIIAN ISLANDS LAND TRUST

PO BOX 9652371
WAILUKU,HI96793 		N/A PC FOR GENERAL OPERATING SUPPORT 30,000

INDIGENOUS ENVIRONMENTAL NETWORK

PO BOX 485
BEMIDJI,MN56619 		N/A PC FOR GENERAL OPERATING SUPPORT 30,000

IRANIAN SCHOLARSHIP FOUNDATION

PO BOX 3220204
LOS GATOS,CA95032 		N/A PC FOR GENERAL OPERATING SUPPORT 9,400

IRISH CULTURAL CENTRE HAMMERSMITH

5 BLACKS RD
LONDON   W6 9DT
UK 		N/A NC TO SUPPORT POETRY FILM SERIES PRODUCTION 10,559

IRISH HERITAGE TRUST

11 PARNELL SQUARE EAST
DUBLIN   D01 ND60
EI 		N/A NC TO SUPPORT THE RENOVATION OF THE GARDENER'S LODGE AT JOHNSTOWN CASTLE 50,000

KIDS EMPOWERED BY YOUR SUPPORT

PO BOX 532
NEW CANAAN,CT06840 		N/A PC FOR GENERAL OPERATING SUPPORT 15,000

KUA'AINA ULU'AUAMO (KUA)

KEY PROJECT 47-200 WAIHEE ROAD
KANEOHE,HI96744 		N/A PC FOR GENERAL OPERATING SUPPORT 30,000

LC AND LILLIE COX HAVEN OF HOPE

696 SAN RAMON VALLEY BLVD NO 194
DANVILLE,CA94526 		N/A PC FOR GENERAL OPERATING SUPPORT FOR UPTIMA ENTREPRENEURS COOPERATIVE 5,000

LEAD LIBERATED

484 LAKE PARK AVE 278
OAKLAND,CA94610 		N/A PC TO SUPPORT THE ANTI-RACIST COLLECTIVE PROGRAM 20,000

LIFESPAN LOCAL

4407 MORRISON ROAD
DENVER,CO80219 		N/A PC FOR GENERAL OPERATING SUPPORT 20,000

MARINE CORPS SCHOLARSHIP FOUNDATION

121 SOUTH SAINT ASAPH STREET
ALEXANDRIA,VA22314 		N/A PC FOR GENERAL OPERATING SUPPORT 3,000

METROPOLITAN STATE UNIVERSITY OF DENVER FOUNDATION

PO BOX 173362 CAMPUS BOX 14
DENVER,CO80217 		N/A PC TO SUPPORT TRAUMA-INFORMED PRACTICES PROFESSIONAL LEARNING SERIES 10,000

MISSOULA ART MUSEUM

335 N PATTEE
MISSOULA,MT59802 		N/A PC FOR THE GRANT SUPPORT OF THE BENEFIT ART AUCTION 1,000

MONTANA FOOD BANK NETWORK

5625 EXPRESSWAY
MISSOULA,MT59808 		N/A PC FOR GENERAL OPERATING SUPPORT 20,000

MUSIC ASSOCIATES OF ASPEN

225 MUSIC SCHOOL ROAD
ASPEN,CO81611 		N/A PC TO SUPPORT DIGITAL RECORDING PROJECT 15,000

NATURAL RESOURCES DEFENSE COUNCIL INC

40 WEST 20TH STREET
NEW YORK,NY10011 		N/A PC FOR GENERAL OPERATING SUPPORT 4,000

NATURESERVE

2550 SOUTH CLARK STREET 930
ARLINGTON,VA22202 		N/A PC FOR GENERAL OPERATING SUPPORT 25,000

NEW DANCE THEATRE

119 PARK AVENUE WEST
DENVER,CO80205 		N/A PC TO SUPPORT THE CAPITAL CAMPAIGN 25,000

NEW LEADERS

30 WEST 26TH STREET 2ND FLOOR
NEW YORK,NY10010 		N/A PC FOR GENERAL OPERATING SUPPORT FOR NEW LEADERS-BAY AREA 25,000

NEW VENTURE FUNDCLIMATE AND CLEAN ENERGY EQUITY FUND

1828 L STREET NW SUITE 300 A
WASHINGTON,DC20036 		N/A PC FOR GENERAL OPERATING SUPPORT 20,000

NEW YORK MEDICAL COLLEGE

40 SUNSHINE COTTAGE ROAD
VALHALLA,NY10595 		N/A PC TO SUPPORT THE SUMMER FELLOWSHIP IN PSYCHIATRY AND HEALTH POLICY ROUNDTABLE PROGRAM 36,930

NYE FIRE ASSOCIATION

PO BOX 491
NYE,MT59061 		N/A PC FOR GENERAL OPERATING SUPPORT 2,000

O MIAMI

595 NW 91ST
MIAMI,FL33150 		N/A PC TO SUPPORT POETRY FILM SERIES PRODUCTION 6,500

OCEAN CONSERVANCY

1300 19TH STREET NW 8TH FLOOR
WASHINGTON,DC20036 		N/A PC FOR GENERAL OPERATING SUPPORT 40,000

OCEAN DISCOVERY INSTITUTE

4255 THORN STREET
SAN DIEGO,CA92105 		N/A PC FOR GENERAL OPERATING SUPPORT 50,000

OPERA COLORADO

4121 S NAVAJO STREET SUITE 100
ENGLEWOOD,CO80110 		N/A PC IN SUPPORT OF GENERAL OPERATIONS 20,000

OUTDOOR AFRO

2323 BROADWAY
OAKLAND,CA94612 		N/A PC FOR GENERAL OPERATING SUPPORT 40,000

PENNSYLVANIA STATE UNIVERSITY PHILANTHROPIC FUND

408 OLD MAIN
UNIVERSITY PARK,PA16802 		N/A PC TO SUPPORT THE PLANT VILLAGE PROGRAM, RECOMMENDED BY LINDA STRUMPF 10,000

PLANNED PARENTHOOD FEDERATION OF AMERICA

123 WILLIAM STREET 10TH FLOOR
NEW YORK,NY10038 		N/A PC FOR GENERAL OPERATING SUPPORT 5,000

PLAYWORKS EDUCATION ENERGIZED

638 3RD STREET
OAKLAND,CA94607 		N/A PC FOR PROGRAMMING IN OAKLAND AND THE GREATER EAST BAY 25,000

PLAYWRIGHTS PROJECT

3675 RUFFIN ROAD SUITE 330
SAN DIEGO,CA92123 		N/A PC FOR GENERAL OPERATING SUPPORT 87,000

POET IN THE CITY

90 YORK WAY
LONDON   N1 9AG
UK 		N/A NC TO SUPPORT THE POETRY EXCHANGE HUBS INITIATIVE 25,310

POETRY IRELAND

11 PARNELL SQUARE EAST
DUBLIN   D01 ND60
EI 		N/A NC TO SUPPORT THE POET IN RESIDENCE PROGRAM 12,750

POSSIBILITY LABS

1410 FRANKLIN STREET 135
SAN FRANCISCO,CA94109 		N/A PC FOR GENERAL OPERATING SUPPORT FOR CALOR 5,000

REACH OUT AND READ COLORADO

3705 MARTIN LUTHER KING BLVD
DENVER,CO80205 		N/A PC TO SUPPORT BOOK PURCHASES 25,000

RED LODGE AREA COMMUNITY FOUNDATION

214 WEST 13TH STREET PO BOX 1871
RED LODGE,MT59068 		N/A PC FOR GENERAL OPERATING SUPPORT 15,000

RED LODGE MUSIC FESTIVAL

1014 HARVARD AVENUE
BILLINGS,MT59108 		N/A PC THE HONOR ENSEMBLE WITH FULL SCHOLARSHIPS, AND NEED-BASED SCHOLARSHIPS FOR OTHER STUDENTS 5,100

REDLINE

2350 ARAPAHOE ST
DENVER,CO80205 		N/A PC FOR SUPPORT OF THE REACH COMMUNITY STUDIO 10,000

REGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKLEY

2195 HEARST AVE RM 120
BERKELEY,CA94720 		N/A PC TO SUPPORT THE PROJECT CLIMATE METHANE PROJECT 100,000

ROCKEFELLER PHILANTHROPY ADVISORS

120 BROADWAY SUITE 3475
NEW YORK,NY10271 		N/A PC TO SUPPORT THE JOSEPHINE FUND 50,000

ROCKEFELLER PHILANTHROPY ADVISORS

120 BROADWAY SUITE 3475
NEW YORK,NY10271 		N/A PC WELCOME.US, RECOMMENDED BY MATTHEW FRANK 3,000

ROCKEFELLER PHILANTHROPY ADVISORS

120 BROADWAY SUITE 3475
NEW YORK,NY10271 		N/A PC TO SUPPORT FULCRUM PROGRAM 75,000

ROCKY MOUNTAIN BIRD OBSERVATORY

14500 LARK BUNTING LANE
BRIGHTON,CO80603 		N/A PC FOR SUPPORT OF EDUCATION PROGRAMS 25,000

ROOTS FAMILY CENTER

4200 MORRISON ROAD UNIT 7
DENVER,CO80219 		N/A PC FOR GENERAL OPERATING SUPPORT 10,000

ROYAL ACADEMY OF DRAMATIC ART

6264 GOWER STREET
LONDON   WCIE 6ED
UK 		N/A NC TO SUPPORT POETRY WEEK FOR ACTING STUDENTS 5,134

SAN DIEGO YOUTH SYMPHONY AND CONSERVATORY

1650 EL PRADO 207A
SAN DIEGO,CA92101 		N/A PC TO SUPPORT PRIVATE LESSONS FOR COMMUNITY STUDENTS PROGRAM 15,000

SCHOLARS UNLIMITED

3705 E 40TH AVENUE
DENVER,CO80205 		N/A PC FOR GENERAL OPERATING SUPPORT 5,000

SCHOOL OF THE BEARTOOTHS

PO BOX 1065
RED LODGE,MT59068 		N/A PC TO SUPPORT STAFF SALARIES 25,000

SMITHSONIAN INSTITUTION

1000 JEFFERSON DRIVE SW
WASHINGTON,DC20560 		N/A PC FOR THE HIRSHHORN MUSEUM SCULPTURE GARDEN RENOVATION 100,000

SMITHSONIAN INSTITUTION

1000 JEFFERSON DRIVE SW
WASHINGTON,DC20560 		N/A PC TO SUPPORT HIRSHHOM MUSEUM GALA 10,000

SMITHSONIAN INSTITUTION

1000 JEFFERSON DRIVE SW
WASHINGTON,DC20560 		N/A PC TO SUPPORT THE NATIONAL ZOOLOGICAL PARK & CONSERVATION BIOLOGY INSTITUTE 4,000

SOCRATES SCULPTURE PARK

PO BOX 6259 32-01 VERNON BLVD
LONG ISLAND CITY,NY11106 		N/A PC FOR GENERAL OPERATING SUPPORT 15,000

SOCRATES SCULPTURE PARK

PO BOX 6259 32-01 VERNON BLVD
LONG ISLAND CITY,NY11106 		N/A PC IN SUPPORT OF 2023 GALA 15,000

SOMETHING GOOD IN THE WORLD

624 CROTON AVENUE
CORTLANDT MANOR,NY10567 		N/A PC FOR GENERAL OPERATING SUPPORT 5,000

STANFORD UNIVERSITY

326 GALVES ST DEVELOPMENT SERVICES
STANFORD,CA94305 		N/A PC TO SUPPORT THE WOMEN'S CANCER CENTER 25,000

STILLWATER VALLEY WATERSHED COUNCIL

303 ROSEBUD ROAD
FISHTAIL,MT59028 		N/A PC FOR GENERAL OPERATING SUPPORT 2,000

STORM KING ART CENTER

1 MUSEUM ROAD
NEW WINDSOR,NY12553 		N/A PC FOR THE MARTIN PURYEAR SCULPTURE 25,000

STORM KING ART CENTER

1 MUSEUM ROAD
NEW WINDSOR,NY12553 		N/A PC TO SUPPORT THE DEVELOPMENT OF A NEW FACILITY TO BE USED FOR CONSERVATION, ART STORAGE, AND MAINTENANCE, AS PART OF THE CAPITAL CAMPAIGN 840,000

STORM KING ART CENTER

1 MUSEUM ROAD
NEW WINDSOR,NY12553 		N/A PC IN SUPPORT 2023 GALA 60,000

STORM KING ART CENTER

1 MUSEUM ROAD
NEW WINDSOR,NY12553 		N/A PC TO SUPPORT EDUCATION AND PUBLIC PROGRAMS 25,000

THE CENTER FOR RURAL ENTERPRISE AND ENVIRONMENTAL JUSTICE INC

8000 MADISON BLVD
MADISON,AL35758 		N/A PC FOR GENERAL OPERATING SUPPORT 22,500

THE COLBURN SCHOOL

200 SOUTH GRAND AVENUE
LOS ANGELES,CA90012 		N/A PC TO SUPPORT ACCESS PROGRAMS AS PART OF COLBURN'S EQUITY, DIVERSITY, AND INCLUSION INITIATIVE 50,000

THE COLBURN SCHOOL

200 SOUTH GRAND AVENUE
LOS ANGELES,CA90012 		N/A PC TO SUPPORT THE CAMPUS EXPANSION PROJECT 250,000

THE COMMONWEALTH CLUB OF CALIFORNIA

110 THE EMBARCADERO
SAN FRANCISCO,CA94105 		N/A PC TO SUPPORT CLIMATE ONE 20,000

THE IRISH REPERTORY THEATRE COMPANY

132 WEST 22ND STREET
NEW YORK,NY10011 		N/A PC TRANSATLANTIC COMMISSIONS THEATRE PROJECT 5,000

THE NATURE CONSERVANCY

923 NUUANU AVENUE
HONOLULU,HI96817 		N/A PC FOR GENERAL SUPPORT TO THE HAWAII OFFICE 30,000

THE SPENCE SCHOOL

22 E 91 STREET
NEW YORK,NY10128 		N/A PC TO SUPPORT THE CLIFFORD AND WAREHAM FAMILY SCHOLARSHIP 50,000

THE TRUST FOR PUBLIC LAND

1164 BISHOP STREET
HONOLULU,HI96813 		N/A PC FOR GENERAL OPERATING SUPPORT 30,000

THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK

622 WEST 113TH STREET
NEW YORK,NY10025 		N/A PC GENERAL OPERATING SUPPORT FOR THE CELIAC CENTER 50,000

THEATRE FOR A NEW AUDIENCE

154 CHRISTOPHER STREET SUITE 3D
NEW YORK,NY10014 		N/A PC TO SUPPORT THE WORLD THEATRE PROJECT 10,000

TIPPET RISE FOUNDATION

C/O PKFOD 500 MAMARONECK AVENUE
SUITE 301
HARRISON,NY10528 		N/A POF TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT 16,500,000

TRICKLE UP PROGRAM

104 W 27TH STREET 12TH FLOOR
NEW YORK,NY10001 		N/A PC FOR GENERAL OPERATING SUPPORT 20,000

UC SANTA CRUZ FOUNDATION

1156 HIGH STREET
SANTA CRUZ,CA95064 		N/A PC GENERAL SUPPORT FOR THE UC SANTA CRUZ CENTER FOR PUBLIC PHILOSOPHY 5,300

US FUND FOR UNICEF

333 EAST 38TH STREET
NEW YORK,NY10016 		N/A PC FOR GENERAL OPERATING SUPPORT 3,500

UNITED STATES ARTISTS INC

200 W MADISON STREET FLOOR 3
CHICAGO,IL60606 		N/A PC FOR WESTERN AND INDIGENOUS ARTIST SUPPORT 25,000

UNIVERSITY OF MONTANA FOUNDATION

UNIVERSITY HALL 207
MISSOULA,MT59812 		N/A PC TO SUPPORT GRADUATE STUDENT SCHOLARSHIPS 20,000

UNIVERSITY OF MONTANA FOUNDATION

UNIVERSITY HALL 207
MISSOULA,MT59812 		N/A PC TO SUPPORT HONOR BOUND, HONORS COLLEGE AND MONTANA SHAKESPEARE IN THE PARKS 50,000

VAIL HEALTH FOUNDATION

PO BOX 1529
VAIL,CO81658 		N/A PC TO SUPPORT THE COMMUNITY HEALTH PROGRAM 25,000

VALLEY SETTLEMENT

1901 GRAND AVENUE SUITE 206
GLENWOOD SPRINGS,CO81601 		N/A PC FOR THE EL BUSESITO/THE LITTLE BUS PROGRAM 20,000

VETERINARY CANCER SOCIETY

PO BOX 1763
SPRING VALLEY,CA91979 		N/A PC FOR GENERAL OPERATING SUPPORT 4,000

VILLAGE ENTERPRISE FUND

751 LAUREL STREET PMB 222
SAN CARLOS,CA94070 		N/A PC FOR GENERAL OPERATING SUPPORT 3,500

WALKING MOUNTAINS SCIENCE CENTER

PO BOX 9469
AVON,CO81620 		N/A PC TO SUPPORT FIELD SCIENCE PROGRAMS FOR EDWARDS ELEMENTARY SCHOOL AND THE MAGIC BUS PROGRAM 30,000

WESTERN STRINGS

1225 ALPINE AVE
CODY,WY82414 		N/A PC FOR GENERAL OPERATING SUPPORT 10,000

WILDLIFE CONSERVATION NETWORK INC

209 MISSISSIPPI STREET
SAN FRANCISCO,CA94107 		N/A PC FOR GENERAL OPERATING SUPPORT 10,000

WILDLIFE CONSERVATION SOCIETY

2300 SOUTHERN BLVD
BRONX,NY10460 		N/A PC FOR GENERAL OPERATING SUPPORT 50,000

WINDHORSE EQUINE LEARNING

PO BOX 11954
BOZEMAN,MT59719 		N/A PC FOR GENERAL OPERATING SUPPORT 2,500

WOMEN'S REFUGEE COMMISSION

122 E 42ND STREET
NEW YORK,NY10168 		N/A PC FOR GENERAL OPERATING SUPPORT 10,000

WORKING AMERICA EDUCATION FUND

815 16TH STREET NW
WASHINGTON,DC20006 		N/A PC FOR GENERAL OPERATING SUPPORT 15,000

WORLD CENTRAL KITCHEN INC

200 MASSACHUSETTS AVENUE NW 7TH
FLOOR
WASHINGTON,DC20001 		N/A PC FOR GENERAL OPERATING SUPPORT 5,000

YALE UNIVERSITY

157 CHURCH STREET
NEW HAVEN,CT06510 		N/A PC TO SUPPORT THE FRANCIS KERE SCHOLARSHIP FOR GRADUATE ARCHITECTURE STUDENTS 60,000

YELLOWSTONE ART MUSEUM

401 NORTH 27TH STREET
BILLINGS,MT59101 		N/A PC TO SUPPORT ART EDUCATION PROGRAMS 10,000

YELLOWSTONE ART MUSEUM

401 NORTH 27TH STREET
BILLINGS,MT59101 		N/A PC TO SUPPORT THE MONTANA WOMEN'S PRISON PROGRAM 10,000

YELLOWSTONE BIGHORN RESEARCH ASSOCIATION

PO BOX 20598
BILLINGS,MT59104 		N/A PC TO SUPPORT GEO-PALEO TOURS AT TIPPET RISE ART CENTER 9,790
Total .................................right arrow 3a 22,056,895
bApproved for future payment

BROWN UNIVERSITY
PO BOX 1925
PROVIDENCE,RI02912 		N/A PC FOR BROWNCONNECT & SCHOLARSHIPS 1,000,000

MARCUS A FOSTER EDUCATIONAL INSTITUTE
2000 FRANKLIN STREET 3RD FLOOR
OAKLAND,CA94612 		N/A PC TO SUPPORT FULCRUM 50,000

SMITHSONIAN INSTITUTION
1000 JEFFERSON DRIVE SW
WASHINGTON,DC20560 		N/A PC FOR GENERAL OPERATING SUPPORT 300,000

STORM KING ART CENTER
1 MUSEUM ROAD
NEW WINDSOR,NY12553 		N/A PC TO SUPPORT EDUCATION AND PUBLIC PROGRAMS 320,000

THE COLBURN SCHOOL
200 SOUTH GRAND AVENUE
LOS ANGELES,CA90012 		N/A PC TO SUPPORT ACCESS PROGRAMS AS PART OF COLBURN'S EQUITY, DIVERSITY, AND INCLUSION INITIATIVE 250,000

TIPPET RISE FOUNDATION
C/O PKFOD 500 MAMARONECK AVENUE
SUITE 301
HARRISON,NY10528 		N/A POF TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT 6,000,000

UNIVERSITY OF MONTANA FOUNDATION
UNIVERSITY HALL 207
MISSOULA,MT59812 		N/A PC TO SUPPORT THE ARTISTIC DEVELOPMENT AND EXPRESSION OF STUDENTS AND FACULTY OF THE UNIVERSITY OF MONTANA'S COLLEGE OF ARTS AND MEDIA 25,000
Total ................................. right arrow 3b 7,945,000
Form 990-PF (2023)
Form 990-PF (2023)
Page 12
Part XV-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
Related or exempt
function income
(See instructions.)
1Program service revenue: (a)
Business code 		(b)
Amount 		(c)
Exclusion code 		(d)
Amount
a
b
c
d
e
f
gFees and contracts from government agencies          
2 Membership dues and assessments ....          
3 Interest on savings and temporary cash
investments ........... 		         
4 Dividends and interest from securities .... 525990 15,509 14 3,060,224  
5 Net rental income or (loss) from real estate:
aDebt-financed property......          
bNot debt-financed property.....          
6 Net rental income or (loss) from personal property          
7 Other investment income .....          
8 Gain or (loss) from sales of assets other than
inventory ............ 		525990 9,846 18 6,359,918  
9 Net income or (loss) from special events:          
10 Gross profit or (loss) from sales of inventory          
11 Other revenue:
aFEDERAL EXCISE TAX INTEREST 		      48  
bFEDERAL EXCISE TAX REFUND       1,592  
cLITIGATION PROCEEDS     01 1,772  
dSTATE UBIT TAX REFUND     01 122  
e
12 Subtotal. Add columns (b), (d), and (e) .. 25,355 9,423,676 0
13Total. Add line 12, columns (b), (d), and (e)..................
13
9,449,031
(See worksheet in line 13 instructions to verify calculations.)
Part XV-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
DownArrow 		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form 990-PF (2023)
Form 990-PF (2023)
Page 13
Part XVI
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1) Cash...................................
1a(1)
 
No
(2) Other assets.................................
1a(2)
 
No
b
Other transactions:
(1) Sales of assets to a noncharitable exempt organization....................
1b(1)
 
No
(2) Purchases of assets from a noncharitable exempt organization..................
1b(2)
 
No
(3) Rental of facilities, equipment, or other assets.......................
1b(3)
 
No
(4) Reimbursement arrangements...........................
1b(4)
 
No
(5) Loans or loan guarantees.............................
1b(5)
 
No
(6) Performance of services or membership or fundraising solicitations................
1b(6)
 
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
1c
 
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
(a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
b
If "Yes," complete the following schedule.

(a) Name of organization (b) Type of organization (c) Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
right arrow right arrow
May the IRS discuss this return
with the preparer shown below?
See instructions.
Signature of officer or trustee Date Title
Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date Check if self-
employed right arrow		 PTIN
Firm's name SmallBullet
 Firm's EIN SmallBullet
Firm's address SmallBullet


 Phone no.
Form 990-PF (2023)
Additional Data


Software ID:  
Software Version:  


Form 990PF - Special Condition Description:
Special Condition Description

TY 2023 AccountingFeesSchedule
Name:
THE SIDNEY E FRANK FOUNDATION
 
C/O PKF O'CONNOR DAVIES
EIN:
20-6383779
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
ACCOUNTING AND TAX PREPARATION 303,177 0   296,677
AUDIT 51,600 0   51,600

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

TY 2023 ExpenditureResponsibilityStmt
Name:
THE SIDNEY E FRANK FOUNDATION
 
C/O PKF O'CONNOR DAVIES
EIN:
20-6383779
Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
ADRIAN BRINKERHOFF POETRY FOUNDATION
  		C/O PKFOD 500 MAMARONECK AVENUE
SUITE 301
HARRISON,NY105281633 		2022-03-07 250,000 TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF LITERARY PROGRAMS 250,000 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 3/31/2023   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
ADRIAN BRINKERHOFF POETRY FOUNDATION
  		C/O PKFOD 500 MAMARONECK AVENUE
SUITE 301
HARRISON,NY105281633 		2022-09-25 250,000 TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF LITERARY PROGRAMS 250,000 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 9/30/2023   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
ADRIAN BRINKERHOFF POETRY FOUNDATION
  		C/O PKFOD 500 MAMARONECK AVENUE
SUITE 301
HARRISON,NY105281633 		2023-03-10 250,000 TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF LITERARY PROGRAMS 250,000 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 3/31/2024   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
ADRIAN BRINKERHOFF POETRY FOUNDATION
  		C/O PKFOD 500 MAMARONECK AVENUE
SUITE 301
HARRISON,NY105281633 		2023-10-03 250,000 TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF LITERARY PROGRAMS 250,000 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 9/30/2024   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
CARITAS AUSTRIA
  		STORCHENGASSE 1/E1 05
VIENNA   1150
AU 		2022-04-11 25,000 TO SUPPORT AID FOR UKRAINIAN REFUGEES IN MOLDOVA AND NEIGHBORING COUNTRIES 25,000 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 4/11/2023   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
CRESCENT ARTS CENTRE
  		2-4 UNIVERSITY RD
BELFAST   BT7 1NH
UK 		2023-05-10 6,522 TO SUPPORT POETRY FILM SERIES PRODUCTION   TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED PENDING FINAL REPORT   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
DRUID PERFORMING ARTS COMPANY
  		THE DRUID BUILDING FLOOD STREET
GALWAY   H91 PWX5
EI 		2021-03-31 18,890 TO SUPPORT THE CREATION OF POETRY FILMS IN A CO-PRODUCTION WITH THE ADRIAN BRINKERHOFF POETRY FOUNDATION 18,890 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 11/9/2022   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
DRUID PERFORMING ARTS COMPANY
  		THE DRUID BUILDING FLOOD STREET
GALWAY   H91 PWX5
EI 		2021-08-24 59,615 TO SUPPORT EDUCATION AND COMMUNITY PROGRAMS FOR THE 2021-23 SEASONS 59,615 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 5/16/2024   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
GLYNDEBOURNE PRODUCTIONS LIMITED
  		NEW ROAD LEWES BN8 5UU
EAST SUSSEX   V3H7 8M
UK 		2021-12-23 25,000 TO SUPPORT LEARNING & ENGAGEMENT PROGRAMS 25,000 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 9/20/2022   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
GLYNDEBOURNE PRODUCTIONS LIMITED
  		NEW ROAD LEWES BN8 5UU
EAST SUSSEX   V3H7 8M
UK 		2022-12-09 25,000 TO SUPPORT LEARNING & ENGAGEMENT PROGRAMS 25,000 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 10/06/2023   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
GLYNDEBOURNE PRODUCTIONS LIMITED
  		NEW ROAD LEWES BN8 5UU
EAST SUSSEX   V3H7 8M
UK 		2023-12-21 40,000 TO SUPPORT ARCHIVE PROJECT 40,000 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 9/27/2024   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
IRISH CULTURAL CENTRE HAMMERSMITH
  		5 BLACKS RD
LONDON   W6 9DT
UK 		2023-12-27 10,559 TO SUPPORT POETRY FILM SERIES PRODUCTION   TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED PENDING FINAL REPORT   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
IRISH HERITAGE TRUST
  		11 PARNELL SQUARE EAST
DUBLIN   D01 ND60
EI 		2022-10-06 50,000 TO SUPPORT THE RENOVATION OF THE GARDENER'S LODGE AT JOHNSTOWN CASTLE 50,000 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 1/16/2024   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
IRISH HERITAGE TRUST
  		11 PARNELL SQUARE EAST
DUBLIN   D01 ND60
EI 		2023-07-07 50,000 TO SUPPORT THE RENOVATION OF THE GARDENER'S LODGE AT JOHNSTOWN CASTLE 50,000 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 1/16/2024   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
JARDIN MUSICAL
  		62 QUAI AUX BRIQUES
BRUXELLES   1000
BE 		2022-04-11 20,000 TO SUPPORT THE WATER WHEELS PROJECT 20,000 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 10/25/2023   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
POET IN THE CITY
  		90 YORK WAY
LONDON   N1 9AG
UK 		2021-11-16 23,843 TO SUPPORT THE PRODUCTION OF POETRY FILMS WITH 10 READERS IN COLLABORATION WITH THE ADRIAN BRINKERHOFF POETRY FOUNDATION   TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED PENDING FINAL REPORT   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
POET IN THE CITY
  		90 YORK WAY
LONDON   N1 9AG
UK 		2022-05-02 25,476 TO SUPPORT THE POETRY EXCHANGE HUBS INITIATIVE 25,476 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 4/18/2024   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
POET IN THE CITY
  		90 YORK WAY
LONDON   N1 9AG
UK 		2023-06-05 25,310 TO SUPPORT THE POETRY EXCHANGE HUBS INITIATIVE 25,310 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 4/18/2024   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
POETRY IRELAND
  		11 PARNELL SQUARE EAST
DUBLIN   D01 ND60
UK 		2021-06-14 25,836 POETRY FILMS AND EXHIBITIONS 19,183 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 3/28/2022, PENDING FINAL REPORT   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
POETRY IRELAND
  		11 PARNELL SQUARE EAST
DUBLIN   D01 ND60
EI 		2022-12-21 12,750 TO SUPPORT THE POET IN RESIDENCE PROGRAM 12,750 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 11/15/2023   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
POETRY IRELAND
  		11 PARNELL SQUARE EAST
DUBLIN   D01 ND60
EI 		2023-11-30 12,750 TO SUPPORT THE POET IN RESIDENCE PROGRAM   TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED PENDING FINAL REPORT   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
ROYAL ACADEMY OF DRAMATIC ART
  		6264 GOWER STREET
LONDON   WCIE 6ED
UK 		2022-02-24 5,709 TO SUPPORT POETRY WEEK 2022 ACTIVITIES 5,709 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 8/08/2022   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
ROYAL ACADEMY OF DRAMATIC ART
  		6264 GOWER STREET
LONDON   WCIE 6ED
UK 		2023-04-12 5,134 TO SUPPORT POETRY WEEK FOR ACTING STUDENTS 5,134 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 4/12/2023   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
THE WELL REVIEW
  		10 SEAVIEW VILLAS
CARRIGALINE   P43
EI 		2021-12-01 2,298 TO SUPPORT PRISON POETRY WORKSHOPS   TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED PENDING FINAL REPORT   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
TIPPET RISE FOUNDATION
  		C/O PKFOD 500 MAMARONECK AVENUE
SUITE 301
HARRISON,NY105281633 		2021-07-12 5,000,000 TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT 5,000,000 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 3/31/2023   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
TIPPET RISE FOUNDATION
  		C/O PKFOD 500 MAMARONECK AVENUE
SUITE 301
HARRISON,NY105281633 		2021-08-18 3,000,000 TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT 3,000,000 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 4/03/2023   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
TIPPET RISE FOUNDATION
  		C/O PKFOD 500 MAMARONECK AVENUE
SUITE 301
HARRISON,NY105281633 		2021-12-21 4,000,000 TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT 4,000,000 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 6/30/2023   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
TIPPET RISE FOUNDATION
  		C/O PKFOD 500 MAMARONECK AVENUE
SUITE 301
HARRISON,NY105281633 		2022-04-02 5,000,000 TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT 5,000,000 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 3/31/2023   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
TIPPET RISE FOUNDATION
  		C/O PKFOD 500 MAMARONECK AVENUE
SUITE 301
HARRISON,NY105281633 		2022-09-20 3,000,000 TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT 3,000,000 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 9/30/2023   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
TIPPET RISE FOUNDATION
  		C/O PKFOD 500 MAMARONECK AVENUE
SUITE 301
HARRISON,NY105281633 		2023-01-25 1,000,000 TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT 1,000,000 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 6/30/2023   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
TIPPET RISE FOUNDATION
  		C/O PKFOD 500 MAMARONECK AVENUE
SUITE 301
HARRISON,NY105281633 		2023-02-17 1,000,000 TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT 1,000,000 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 9/30/2023   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
TIPPET RISE FOUNDATION
  		C/O PKFOD 500 MAMARONECK AVENUE
SUITE 301
HARRISON,NY105281633 		2023-04-05 1,000,000 TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT 1,000,000 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 3/31/2024   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
TIPPET RISE FOUNDATION
  		C/O PKFOD 500 MAMARONECK AVENUE
SUITE 301
HARRISON,NY105281633 		2023-05-15 2,000,000 TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT 2,000,000 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 3/31/2024   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
TIPPET RISE FOUNDATION
  		C/O PKFOD 500 MAMARONECK AVENUE
SUITE 301
HARRISON,NY105281633 		2023-06-15 1,500,000 TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT 1,500,000 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 3/31/2024   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
TIPPET RISE FOUNDATION
  		C/O PKFOD 500 MAMARONECK AVENUE
SUITE 301
HARRISON,NY105281633 		2023-07-13 1,500,000 TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT 1,500,000 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 3/31/2024   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
TIPPET RISE FOUNDATION
  		C/O PKFOD 500 MAMARONECK AVENUE
SUITE 301
HARRISON,NY105281633 		2023-08-16 1,000,000 TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT 1,000,000 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 3/31/2024   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
TIPPET RISE FOUNDATION
  		C/O PKFOD 500 MAMARONECK AVENUE
SUITE 301
HARRISON,NY105281633 		2023-09-14 1,500,000 TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT 1,500,000 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 3/31/2024   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
TIPPET RISE FOUNDATION
  		C/O PKFOD 500 MAMARONECK AVENUE
SUITE 301
HARRISON,NY105281633 		2023-10-11 1,500,000 TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT 1,500,000 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 3/31/2024   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
TIPPET RISE FOUNDATION
  		C/O PKFOD 500 MAMARONECK AVENUE
SUITE 301
HARRISON,NY105281633 		2023-11-21 2,000,000 TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT 2,000,000 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 10/31/2024   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
TIPPET RISE FOUNDATION
  		C/O PKFOD 500 MAMARONECK AVENUE
SUITE 301
HARRISON,NY105281633 		2023-12-27 2,500,000 TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT 2,500,000 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 10/31/2024   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
WIGMORE HALL TRUST
  		36 WIGMORE STREET
LONDON   W1U 2BP
UK 		2020-08-20 53,912 FOR GENERAL OPERATING SUPPORT 53,912 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 11/10/2022   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY

TY 2023 GeneralExplanationAttachment
Name:
THE SIDNEY E FRANK FOUNDATION
 
C/O PKF O'CONNOR DAVIES
EIN:
20-6383779
Identifier Return Reference Explanation
SPECIAL TRUSTEES OF THE COLORADO FUND PART VII, LINE 1 NET ASSETS WITH DONOR RESTRICTIONS CONSIST OF THE COLORADO FUND (THE "FUND"). THIS FUND, WHICH HAS ALSO BEEN REFERRED TO AS THE "SPECIAL ACCOUNT", IS A COMPLETELY SEPERATE FUND MAINTAINED BY THE FOUNDATION'S SPECIAL TRUSTEES, HAROLD R. LOGAN, JR. AND ANN M. LOGAN. THE FUND WAS CREATED PURSUANT TO A TIMELY-FILED QUALIFIED DISCLAIMER, PURSUANT TO SECTION 2518 OF THE INTERNAL REVENUE CODE OF 1986, AS AMEDNED, IN CONNECTION WITH THE ADMINISTRATION OF THE ESTATE OF SIDNEY E. FRANK. (MR. FRANK WAS THE INTITAL SOLE TRUSTEE OF THE FOUNDATION). SAID DISCLAIMER WAS THE SUBJECT OF A COURT PROCEEDING AND OF AN INTERNAL REVENUE SERVICE PRIVATE LETTER RULING. THE COURT PROCEEDING AND THE PRIVATE LETTER RULING APPROVED OF THE CREATION OF THE FUND, PROVIDED THAT CERTAIN CRITERIA WERE MET, INCLUDING, THAT NO MEMBER OF SIDNEY E. FRANK'S FAMILY WAS TO HAVE ANY INVOLVEMENT WITH THE FUND. TO THAT END, AND AS REQUIRED BY THE AFOREMENTIONED PRIVATE LETTER RULING, THE FOUNDATION'S GOVERNING INSTRUMENT WAS AMENDED BY THE FIRST AMENDMENT THERETO, DATED AUGUST 21, 2006, WHICH AMENDMENT REQUIRED, AMONG OTHER THINGS, THAT ONLY NON-FAMILY MEMBERS COULD BE APPOINTED TO SERVE AS THE SPECIAL TRUSTEES OF THE FUND AND THAT THE PROPERTY COMPRISING THE FUND BE MAINTAINED IN A SEGREGATED ACCOUNT MAINTAINED COMPLETELY SEPERATE AND APART FROM THE FOUNDATION'S OTHER ASSETS. THE LOGANS WERE APPOINTED SPECIAL TRUSTEES ON AUGUST 30, 2006. THE FUND WAS FUNDED ON DECEMBER 29, 2006 WITH THE SUM OF FIVE MILLION AND 00/100 DOLLARS. (NO ADDITIONAL FUNDS HAVE BEEN, NOR IS IT ANTICIPATED THAT ANY ADDITIONAL FUNDS WILL BE, SUBSEQUENTLY ADDED TO THE FUND). THE LOGANS HAVE OVERSEEN THE MANAGEMENT OF THE FUND SINCE ITS INCEPTION AND, ACCORDINGLY, NO MEMBER OF THE FRANK FAMILY HAS HAD ANY SUCH ROLE IN THE FUND'S ACTIVITIES DURING ITS EXISTENCE.
SCHEDULE OF CONTROLLED ENTITIES PART VI-A, LINE 11 NAME OF CONTROLLED ENTITY: TIPPET RISE FOUNDATIONEMPLOYER ID NO: 35-6933159ADDRESS: C/O PKFOD, 500 MAMARONECK AVENUE, SUITE 301, HARRISON, NY 10528-1633DESCRIPTION OF TRANSFER: FUNDING OF CONTINUED OPERATIONS AND CONSTRUCTION OF ART CENTERAMOUNT OF TRANSFER TO CONTROLLED ENTITY: $16,500,000EXCESS BUSINESS HOLDING: NONAME OF CONTROLLED ENTITY: ADRIAN BRINKERHOFF POETRY FOUNDATIONEMPLOYER ID NO: 81-3608525ADDRESS: C/O PKFOD, 500 MAMARONECK AVENUE, SUITE 301, HARRISON, NY 10528-1633DESCRIPTION OF TRANSFER: FUNDINGAMOUNT OF TRANSFER TO CONTROLLED ENTITY: $500,000EXCESS BUSINESS HOLDING: NONAME OF CONTROLLED ENTITY: EP MFF LTDEMPLOYER ID NO: 98-1571055ADDRESS: 94 SOLARIS AVENUE, PO BOX 1348, CAYMANA BAY, GRAND CAYMAN, KY1-1108 CAYMAN ISLANDSDESCRIPTION OF TRANSFER: CASHAMOUNT OF TRANSFER FROM CONTROLLED ENTITY: $236,740EXCESS BUSINESS HOLDING: NONAME OF CONTROLLED ENTITY: EP SCF LTDEMPLOYER ID NO: 98-1571997ADDRESS: 94 SOLARIS AVENUE, PO BOX 1348, CAYMANA BAY, GRAND CAYMAN, KY1-1108 CAYMAN ISLANDSDESCRIPTION OF TRANSFER: N/AAMOUNT OF TRANSFER FROM CONTROLLED ENTITY: $262,938EXCESS BUSINESS HOLDING: NO

TY 2023 InvestmentsCorpBondsSchedule
Name:
THE SIDNEY E FRANK FOUNDATION
 
C/O PKF O'CONNOR DAVIES
EIN:
20-6383779
Name of Bond End of Year Book Value End of Year Fair Market Value
AMERICAN INTL GROUP GLB 4.125% DUE 2/15/24 125,000.000 QUANTITY 124,632 124,632
AMGEN INC GLB 5.150% DUE 3/02/28 140,000.000 QUANTITY 143,228 143,228
APPLE INC GLB 3.350% DUE 2/9/27 175,000.000 QUANTITY 170,546 170,546
AT&T INC GLB 1.700% DUE 3/25/26 150,000.000 QUANTITY 140,395 140,395
AUTOZONE INC GLB 4.500% DUE 2/01/28 200,000.000 QUANTITY 198,802 198,802
BANK OF AMERICA C VAR 245,000.000 QUANTITY 244,387 244,387
BANK OF AMERICA C VAR CALLABLE DUE 10/23/24 540,000.000 QUANTITY 538,380 538,380
BANK OF AMERICA C VAR CALLABLE DUE 3/15/28 1,200,000.000 QUANTITY 1,151,400 1,151,400
BANK OF AMERICA CO 4.375% DUE 1/27/27 425,000.000 QUANTITY 380,375 380,375
BANK OF NY MELLON CORP GLB VAR% DUE 7/24/26 175,000.000 QUANTITY 173,175 173,175
BLACKROCK INC GLB 3.500% DUE 3/18/24 92,000.000 QUANTITY 91,600 91,600
BOEING CO UNSECD SR NT DTD 10/29/15 2.600% DUE 10/30/25 58,000.000 QUANTITY 55,484 55,484
BOEING CO UNSECD SR NT DTD 2/15/19 2.800% DUE 3/1/24 17,000.000 QUANTITY 16,913 16,913
BRISTOL MYERS SQUIBB CO DTD 1/26/20 2.900% DUE 7/26/24 150,000.000 QUANTITY 147,963 147,963
CAPITAL ONE FINANCIAL CO GLB 3.300% DUE 10/30/24 100,000.000 QUANTITY 98,329 98,329
CATERPILLAR FINL SERVICE GLB 0.900% DUE 3/02/26 150,000.000 QUANTITY 139,023 139,023
CHARLES SCHWAB CORP GLB 2.450% DUE 3/3/27 175,000.000 QUANTITY 162,998 162,998
CITIGROUP INC CALLABLE DUE 12/10/25 4.000% 1,080,000.000 QUANTITY 990,900 990,900
CITIGROUP INC CALLABLE DUE 2/18/26 3.875% 785,000.000 QUANTITY 694,725 694,725
CITIGROUP INC VAR CALLABLE DUE 11/15/28 1,000,000.000 QUANTITY 1,018,750 1,018,750
CITIGROUP INC VAR CALLABLE DUE 9/12/24 170,000.000 QUANTITY 164,900 164,900
GOLDMAN SACHS GROUP IN 3.65% DUE 8/10/26 1,125,000.000 QUANTITY 997,031 997,031
GOLDMAN SACHS GROUP INC GLB VAR% DUE 3/9/27 150,000.000 QUANTITY 138,330 138,330
GOLDMAN SACHS GROUP INT 3.8% DUE 5/10/26 1,975,000.000 QUANTITY 1,760,218 1,760,218
HCA INC COMPANY GUARNT 5.375% DUE 2/1/25 150,000.000 QUANTITY 149,800 149,800
HERSHEY COMPANY GLB 2.050% DUE 11/15/24 50,000.000 QUANTITY 48,659 48,659
HOME DEPOT INC GLB 2.800% DUE 9/14/27 175,000.000 QUANTITY 166,467 166,467
HONEYWELL INTERNATIONAL GLB 1.350% DUE 6/1/25 200,000.000 QUANTITY 190,964 190,964
JOHN DEERE CAPITAL CORP SER MTN GLB 0.700% DUE 1/15/26 175,000.000 QUANTITY 162,253 162,253
JPMORGAN CHASE & CO 3.65% DUE 6/01/26 675,000.000 QUANTITY 618,469 618,469
JPMORGAN CHASE & CO GLB VAR% DUE 2/24/26 200,000.000 QUANTITY 193,704 193,704
JPMORGAN CHASE & VAR CALLABLE DUE 2/01/24 500,000.000 QUANTITY 499,500 499,500
JPMORGAN CHASE & VAR CALLABLE DUE 2/01/24 900,000.000 QUANTITY 900,000 900,000
JPMORGAN CHASE & VAR CALLABLE DUE 4/30/24 300,000.000 QUANTITY 299,475 299,475
JPMORGAN CHASE & VAR CALLABLE DUE 8/01/24 150,000.000 QUANTITY 147,563 147,563
KEY BANK NA SER BKNT 4.150% DUE 8/8/25 33,000.000 QUANTITY 31,994 31,994
LOWE'S COS INC GLB 3.350% DUE 4/1/27 125,000.000 QUANTITY 120,483 120,483
MORGAN STANLEY GLB VAR% DUE 1/28/27 200,000.000 QUANTITY 200,244 200,244
ORACLE CORP UNSECD SR NT DTD 4/1/20 2.500% DUE 4/1/25 150,000.000 QUANTITY 145,025 145,025
PHILIP MORRIS INTL INC GLB 5.125% DUE 11/17/27 150,000.000 QUANTITY 152,786 152,786
PNC FINANCIAL SERVICES GLB 2.600% DUE 7/23/26 175,000.000 QUANTITY 165,781 165,781
PNC FINL SVCS GR 6.25% DUE 3/15/30 300,000.000 QUANTITY 279,750 279,750
REGIONS FINL CORP NEW NT DTD 5/18/20 2.250% DUE 5/18/25 150,000.000 QUANTITY 142,979 142,979
STATE STREET CORP GLB VAR% DUE 11/1/25 150,000.000 QUANTITY 146,229 146,229
THE CHARLES SCHWAB 4.000% CALLABLE 12/1/30 500,000.000 QUANTITY 393,125 393,125
THE CHARLES SCHWAB 4.000% CALLABLE 6/1/26 125,000.000 QUANTITY 110,250 110,250
THE CHARLES SCHWAB 5.000% CALLABLE 6/1/27 400,000.000 QUANTITY 363,000 363,000
TRUIST FINANCIAL CORP SER MTN VAR% DUE 7/28/26 225,000.000 QUANTITY 220,372 220,372
VERIZON COMM INC SR NT DTD 10/29/14 3.500% DUE 11/1/24 150,000.000 QUANTITY 147,726 147,726
WALMART INC GLB 1.050% DUE 9/17/26 150,000.000 QUANTITY 137,906 137,906
WARNERMEDIA HOLDINGS INC 3.755% DUE 3/15/27 150,000.000 QUANTITY 143,843 143,843
WARNERMEDIA HOLDINGS INC 6.412% DUE 3/15/26 92,000.000 QUANTITY 92,040 92,040
WELLS FARGO & COMPANY SER MTN VAR% DUE 2/11/26 125,000.000 QUANTITY 120,315 120,315

TY 2023 InvestmentsCorpStockSchedule
Name:
THE SIDNEY E FRANK FOUNDATION
 
C/O PKF O'CONNOR DAVIES
EIN:
20-6383779
Name of Stock End of Year Book Value End of Year Fair Market Value
A.O. SMITH CORP (AOS) 2,598.000 SHARES 214,179 214,179
AAON INC (AAON) 1,304.000 SHARES 96,326 96,326
ADOBE INC. (ADBE) 386.000 SHARES 230,288 230,288
AFFILIATED MANAGERS GROUP, INC. (AMG) 587.000 SHARES 88,884 88,884
AFFIRM HOLDINGS, INC. (AFRM) 2,297.000 SHARES 112,875 112,875
AGILENT TECHNOLOGIES,INC. (A) 1,650.000 SHARES 229,400 229,400
AIR PRODUCTS AND CHEMICALS, INC. (APD) 956.000 SHARES 261,753 261,753
ALPHABET INC. (GOOGL) 4,208.000 SHARES 587,816 587,816
AMERICAN WATER WORKS CO. INC (AWK) 768.000 SHARES 101,368 101,368
ANALOG DEVICES, INC. (ADI) 1,274.000 SHARES 252,965 252,965
ANSYS, INC. (ANSS) 632.000 SHARES 229,340 229,340
API GROUP CORP (APG) 3,180.000 SHARES 110,028 110,028
APPLOVIN CORPORATION (APP) 2,597.000 SHARES 103,490 103,490
ARRAY TECHNOLOGIES, INC. (ARRY) 3,571.000 SHARES 59,993 59,993
ASCENDIS PHARMA A/S (ASND) 926.000 SHARES 116,630 116,630
ATKORE INC. (ATKR) 1,261.000 SHARES 201,760 201,760
ATS CORPORATION (ATS) 3,861.000 SHARES 166,408 166,408
AUTOZONE, INC. (AZO) 170.000 SHARES 439,554 439,554
BADGER METER INC (BMI) 1,553.000 SHARES 239,737 239,737
BECTON, DICKINSON AND COMPANY (BDX) 771.000 SHARES 187,993 187,993
BENTLEY SYSTEMS INC. (BSY) 2,964.000 SHARES 154,662 154,662
BROOKFIELD RENEWABLE CORPORATION (BEPC) 2,990.000 SHARES 86,082 86,082
BUREAU VERITAS SA (BVRDF) 10,506.000 SHARES 265,220 265,220
CARRIER GLOBAL CORPORATION (CARR) 3,864.000 SHARES 221,987 221,987
CME GROUP INC. (CME) 1,077.000 SHARES 226,816 226,816
COLGATE-PALMOLIVE COMPANY (CL) 1,355.000 SHARES 108,007 108,007
COMPAGNIE DE SAINT-GOBAIN S.A. (SGO.PA) 3,675.000 SHARES 270,411 270,411
COSTAR GROUP INC (CSGP) 1,128.000 SHARES 98,576 98,576
DANAHER CORPORATION (DHR) 1,189.000 SHARES 275,063 275,063
DOORDASH INC (DASH) 1,148.000 SHARES 113,526 113,526
DSM-FIRMENICH AG (DSFIR-AS) 1,582.000 SHARES 160,656 160,656
ENPHASE ENERGY INC. (ENPH) 573.000 SHARES 75,716 75,716
EUROFINS SCIENTIFIC (ERFSF) 2,733.000 SHARES 177,929 177,929
EXACT SCIENCES CORPORATION (EXAS) 1,301.000 SHARES 96,248 96,248
FACTSET RESEARCH SYSTEMS INC. (FDS) 433.000 SHARES 206,563 206,563
FIVE BELOW, INC. (FIVE) 463.000 SHARES 98,693 98,693
GEBERIT AG (GBERY) 200.000 SHARES 128,167 128,167
GLOBAL-E ONLINE LTD F (GLBE) 2,557.000 SHARES 101,334 101,334
GODADDY INC. (GDDY) 988.000 SHARES 104,886 104,886
GRACO INC. (GGG) 2,580.000 SHARES 223,841 223,841
HALMA PLC (HLMAF) 6,057.000 SHARES 176,309 176,309
HANNON ARMSTRONG SUSTAINABLE INFRASTRUSTURE CAPITAL (HASI) 3,593.000 SHARES 99,095 99,095
HITACHI, LTD. (6501.T) 2,000.000 SHARES 144,243 144,243
HUBSPOT INC. (HUBS) 171.000 SHARES 99,272 99,272
IRIDIUM COMMUNICATIONS INC (IRDM) 2,835.000 SHARES 116,689 116,689
JOHNSON & JOHNSON (JNJ) 1,503.000 SHARES 235,580 235,580
KENVUE INC. (KVUE) 2,647.000 SHARES 56,990 56,990
KUBOTA CORPORATION (KUBTY) 8,800.000 SHARES 132,457 132,457
LINDE PLC (LIN) 780.000 SHARES 320,354 320,354
LOWE'S COMPANIES, INC. (LOW) 1,452.000 SHARES 323,143 323,143
MASTERCARD INCORPORATED (MA) 938.000 SHARES 400,066 400,066
MEDPACE HOLDINGS INC. (MEDP) 260.000 SHARES 79,698 79,698
METTLER-TOLEDO INTERNATIONAL INC. (MTD) 155.000 SHARES 188,009 188,009
MICROSOFT CORPORATION (MSFT) 2,047.000 SHARES 769,754 769,754
MOODY'S CORPORATION (MCO) 1,246.000 SHARES 486,638 486,638
MOWI ASA (MHGVY) 10,982.000 SHARES 196,668 196,668
MSCI INC. (MSCI) 452.000 SHARES 255,674 255,674
MUELLER INDUSTRIES, INC. (MLI) 7,174.000 SHARES 338,254 338,254
MUELLER WATER PRODUCTS, INC. (MWA) 9,051.000 SHARES 130,334 130,334
NESTE OYJ (NTOIF) 6,068.000 SHARES 215,744 215,744
NIKE, INC. (NKE) 1,562.000 SHARES 169,586 169,586
NUTANIX, INC. (NTNX) 2,102.000 SHARES 100,244 100,244
ORACLE CORPORATION (ORCL) 2,171.000 SHARES 228,889 228,889
OTIS WORLDWIDE CORPORATION (OTIS) 2,452.000 SHARES 219,380 219,380
PALO ALTO NETWORKS, INC. (PANW) 263.000 SHARES 77,553 77,553
PENTAIR PLC (PNR) 2,156.000 SHARES 156,763 156,763
PEPSICO, INC. (PEP) 1,643.000 SHARES 279,047 279,047
PROCORE TECHNOLOGIES INC (PCOR) 1,531.000 SHARES 105,976 105,976
PURE STORAGE, INC. (PSTG) 2,215.000 SHARES 78,987 78,987
RENTOKIL INITIAL PLC (RTO) 33,534.000 SHARES 188,386 188,386
ROKU, INC. (ROKU) 1,061.000 SHARES 97,251 97,251
ROPER INDUSTRIES INC (ROP) 235.000 SHARES 128,115 128,115
SCHNEIDER ELECTRIC SA (SBGSF) 1,384.000 SHARES 277,705 277,705
SCOTTISH AND SOUTHERN ENERGY PLC (SSE) 11,700.000 SHARES 276,748 276,748
SHIFT4 PMTS INC. (FOUR) 1,555.000 SHARES 115,599 115,599
SNOWFLAKE INC (SNOW) 443.000 SHARES 88,157 88,157
SPOTIFY TECHNOLOGY S.A. (SPOT) 501.000 SHARES 94,143 94,143
STANTEC INC (STN) 1,657.000 SHARES 133,029 133,029
STONEX GROUP INC. (SNEX) 2,765.000 SHARES 204,103 204,103
SUNNOVA ENERGY INTERNATIONAL INC. (NOVA) 10,122.000 SHARES 154,361 154,361
SWEETGREEN, INC. (SG) 4,538.000 SHARES 51,279 51,279
SWEETGREEN, INC. (SG) 6,013.000 SHARES 67,947 67,947
TE CONNECTIVITY LTD. (TEL) 1,004.000 SHARES 141,062 141,062
TELEDYNE TECHNOLOGIES INCORPORATED (TDY) 400.000 SHARES 178,516 178,516
TETRA TECH INC (TTI) 1,015.000 SHARES 169,434 169,434
THE AZEK COMPANY INC. (AZEK) 3,868.000 SHARES 147,951 147,951
THE MIDDLEBY CORPORATION (MIDD) 1,238.000 SHARES 182,196 182,196
THE SHERWIN-WILLIAMS COMPANY (SHW) 876.000 SHARES 273,224 273,224
THE TIMKEN COMPANY (TKR) 2,253.000 SHARES 180,578 180,578
THE TJX COMPANIES, INC. (TJX) 3,045.000 SHARES 285,651 285,651
TRANSDIGM GROUP INCORPORATED (TDG) 93.000 SHARES 94,079 94,079
TRIMBLE INC (TRMB) 4,711.000 SHARES 250,625 250,625
UNITEDHEALTH GROUP INCORPORATED (UNH) 820.000 SHARES 431,705 431,705
VAIL RESORTS, INC. (MTN) 174.000 SHARES 37,144 37,144
VERALTO CORP (VLTO) 1,426.000 SHARES 117,303 117,303
VERISK ANALYTICS INC (VRSK) 948.000 SHARES 226,439 226,439
VESTAS WIND SYSTEMS A/S (VWS.CO) 5,048.000 SHARES 160,180 160,180
WEC ENERGY GROUP, INC. (WEC) 1,590.000 SHARES 133,830 133,830
WILLSCOT MOBILE MINI HLD (WSC) 2,700.000 SHARES 120,150 120,150
XYLEM INC (XYL) 1,359.000 SHARES 155,415 155,415

TY 2023 InvestmentsGovtObligationsSch
Name:
THE SIDNEY E FRANK FOUNDATION
 
C/O PKF O'CONNOR DAVIES
EIN:
20-6383779
US Government Securities - End of Year Book Value:

30,601,202
US Government Securities - End of Year Fair Market Value:

30,601,202
State & Local Government Securities - End of Year Book Value:


4,815,030
State & Local Government Securities - End of Year Fair Market Value:


4,815,030


TY 2023 InvestmentsOtherSchedule2
Name:
THE SIDNEY E FRANK FOUNDATION
 
C/O PKF O'CONNOR DAVIES
EIN:
20-6383779
Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
AEOLUS PROPERTY CATASTROPHE KEYSTONE PF FUND, L.P. FMV 767 767
AKRE FOCUS FD INST (AKRIX) 234,176.835 SHARES FMV 13,994,408 13,994,408
ALTOR FUND III (NO. 2), L.P. FMV 343,124 343,124
ALTOR FUND IV (NO. 1), AB FMV 1,909,043 1,909,043
ALTOR FUND V (NO. 1), AB FMV 2,315,919 2,315,919
BAIN CAPITAL EUROPE FUND III, L.P. FMV 66,603 66,603
BLACKSTONE ALTERNATIVE MULTI-STRATEGY FUND CLASS I (BXMIX) 4,725.092 SHARES FMV 49,802 49,802
BROOKSIDE CAYMAN, LTD. FMV 812 812
CERBERUS INTERNATIONAL SPV, LTD. FMV 30,179 30,179
CVC EUROPEAN EQUITY PARTNERS V FMV 73,142 73,142
D.E. SHAW OCULUS INTERNATIONAL FUND FMV 2,116,363 2,116,363
D1 CAPITAL PARTNERS OFFSHORE, L.P. FMV 6,069,895 6,069,895
DODGE & COX INTL STOCK FUND (DODFX) 10,023.311 SHARES FMV 492,746 492,746
DODGE & COX STOCK FUND (DODGX) 1,326.432 SHARES FMV 323,053 323,053
EDGEWOOD GROWTH FD INSTL (EGFIX) 319,808.202 SHARES FMV 13,988,411 13,988,411
ELLIOT INTERNATIONAL, LTD. FMV 20,319,643 20,319,643
EP AHF LP FMV 4,288,388 4,288,388
EP LIFE SCIENCES, LTD. FMV 9,027,459 9,027,459
EP SCF LTD FMV 1,143,496 1,143,496
EP TFF LTD FMV 2,499,329 2,499,329
FARALLON CAPITAL INSTITUTIONAL PARTNERS, L.P. FMV 22,935 22,935
FFCB CALLABLE BONDS 4.470% DUE 6/29/29 500,000.000 QUANTITY FMV 487,400 487,400
FFCB CALLABLE BONDS 4.900% DUE 5/24/35 500,000.000 QUANTITY FMV 494,365 494,365
FFCB CALLABLE BONDS 5.870% DUE 10/24/29 300,000.000 QUANTITY FMV 299,895 299,895
FHLB 5.000% DUE 2/08/2024 1,000,000.000 QUANTITY FMV 999,470 999,470
FHLB 5.000% DUE 2/08/2024 250,000.000 QUANTITY FMV 249,868 249,868
FHLMC C9 1366 4.500% DUE 2031 50,409.150 QUANTITY FMV 50,204 50,204
FHLMC QN 3609 2.000% DUE 2035 158,052.013 QUANTITY FMV 142,813 142,813
FHLMC RB 5095 2.000% DUE 2041 171,688.097 QUANTITY FMV 147,826 147,826
FHLMC SB 8164 3.500% DUE 2037 209,604.640 QUANTITY FMV 201,371 201,371
FNMA PAL7277 3.500% DUE 2028 12,547.058 QUANTITY FMV 12,301 12,301
FNMA PFM3836 1.500% DUE 2035 51,719.020 QUANTITY FMV 45,272 45,272
FNMA PMA4228 1.500% DUE 2036 158,966.323 QUANTITY FMV 139,148 139,148
FORMATION8 PARTNERS FUND II, L.P. FMV 2,237,784 2,237,784
FR XII-A PARALLEL VEHICLE, L.P. FMV 16,970 16,970
GAOLING FEEDER, LTD. FMV 1,219,779 1,219,779
GENERATION IM FUND PLC. FMV 21,953,749 21,953,749
GLP CAPITAL PARTNERS IV-A LP FMV 2,004,035 2,004,035
HARDING LOEVNER INTL EQUITY (HLMIX) 19,310.225 SHARES FMV 501,100 501,100
HIG BAYSIDE DEBT & LBO FUND II, L.P. FMV 138,932 138,932
HIG CAPITAL PARTNERS VI, L.P. FMV 850,074 850,074
HIG MIDDLE MARKET LBO FUND II, L.P. FMV 1,747,098 1,747,098
HIG MIDDLE MARKET LBO FUND III, L.P. FMV 2,032,475 2,032,475
IMPILO, AB FMV 6,941,002 6,941,002
INSTITUTIONAL DISTRESSED OPPORTUNITIES FUND, LTD. FMV 5,477,878 5,477,878
IRONWOOD INTERNATIONAL, LTD. FMV 573,453 573,453
KHOSLA VENTURES III, L.P. FMV 218,539 218,539
KING STREET CAPITAL, LTD. FMV 3,646 3,646
LAZARD EMRG MKTS EQUITY (LZEMX) 17,693.429 SHARES FMV 303,796 303,796
LBC CREDIT PARTNERS V FEEDER, LP FMV 2,994,904 2,994,904
LBC FEEDER FUND IV, L.P. FMV 992,854 992,854
LEGACY VENTURE IX, LLC FMV 5,640,462 5,640,462
LEGACY VENTURE V (QP), LLC FMV 4,073,017 4,073,017
LEGACY VENTURE VIII, LLC FMV 7,436,278 7,436,278
LEGACY VENTURE XI, LLC FMV 348,197 348,197
LOOMIS SAYLES INVESTMENT GRADE BOND FUND CLASS N (LGBNX) 17,406.441 SHARES FMV 172,672 172,672
METROPOLITAN WEST TOTAL RETURN (MWTSX) 19,822.211 SHARES FMV 170,867 170,867
MILLENIUM INTERNATIONAL, LTD. FMV 7,309,742 7,309,742
NORTH HAVEN REAL ESTATE FUND VII OFFSHORE INVESTORS GLOBAL, L.P. FMV 13,179 13,179
OCA CHP SEGREGATED PORTFOLIO FMV 6,794,681 6,794,681
OCA CMTG, LLC FMV 1,494,719 1,494,719
OCA OHA CREDIT FUND SEGREGATED PORTFOLIO FMV 424,524 424,524
OCA SILVER LAKE V TE, LLC FMV 5,299,509 5,299,509
OCA TBP VI, LLC FMV 4,716,855 4,716,855
ODYSSEY INVESTMENT PARTNERS FUND V, L.P. FMV 1,743,187 1,743,187
ODYSSEY INVESTMENT PARTNERS FUND VI-A, LP FMV 2,039,255 2,039,255
PATRIA-PRIVATE EQUITY FUND VI FEEDER, L.P. FMV 5,561,096 5,561,096
PIMCO INCOME INSTL (PIMIX) 30,077.524 SHARES FMV 319,423 319,423
PRIME STORAGE FUND III IDF, LP FMV 641,177 641,177
PROVIDENCE STRATEGIC GROWTH III FMV 5,340,859 5,340,859
RIVERSTONE/CARLYLE RENEWABLE & ALTERNATIVE ENERGY FUND II, L.P. FMV 10,472 10,472
SCGE OFFSHORE FUND, L.P. FMV 4,300,687 4,300,687
SILVER POINT SPECIALTY CREDIT FUND III (OFFSHORE), L.P. FMV 2,484,029 2,484,029
T. ROWE PRICE BLUE CHIP GROWTH FD (TBCIX) 2,336.775 SHARES FMV 350,867 350,867
TAL CHINA FOCUS FUND FMV 128,570 128,570
TCW DIRECT LENDING, LLC FMV 910,715 910,715
THE RESOLUTE FUND III, L.P. FMV 1,145,379 1,145,379
TORTOISE MLP & PIPELINE FUND INSTITUTIONAL CLASS (TORIX) 14,677.647 SHARES FMV 208,716 208,716
TPG ENDOWMENT FUND VI, L.P. FMV 1,150,845 1,150,845
VANGUARD 500 INDEX FD (VFIAX) 1,608.538 SHARES FMV 707,741 707,741
VANGUARD EXTENDED MARKET INDEX FD (VEXAX) 3,900.287 SHARES FMV 492,333 492,333
VARDE INVESTMENT PARTNERS (OFFSHORE), LTD. FMV 1,847,847 1,847,847
VERSUS CAP MULTI MNGR REAL ESTATE INCM FD (VCMIX) 11,875.277 SHARES FMV 306,263 306,263
VIKING GLOBAL EQUITIES III, LTD. FMV 12,505,176 12,505,176
VIKING LONG FUND III, LTD. FMV 8,247,267 8,247,267
VIRGIN GREEN FUND I, L.P. FMV 49,527 49,527
WCM FOCUSED INTL GROWTH FD (WCMIX) 358,554.006 SHARES FMV 8,160,689 8,160,689
WOODLINE OFFSHORE FUND, LTD. FMV 7,574,539 7,574,539

TY 2023 LegalFeesSchedule
Name:
THE SIDNEY E FRANK FOUNDATION
 
C/O PKF O'CONNOR DAVIES
EIN:
20-6383779
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
GENERAL AND ADMINISTRATIVE 78,074 71,526   6,548


TY 2023 OtherExpensesSchedule
Name:
THE SIDNEY E FRANK FOUNDATION
 
C/O PKF O'CONNOR DAVIES
EIN:
20-6383779
Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
INSURANCE 3,512 0   3,512
OFFICE EXPENSES 19,410 0   19,410
OTHER K-1 EXPENSES, NET OF UBI 0 1,243,722   0


TY 2023 OtherIncomeSchedule2
Name:
THE SIDNEY E FRANK FOUNDATION
 
C/O PKF O'CONNOR DAVIES
EIN:
20-6383779
Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
OTHER K-1 INCOME, NET OF UBI   -3,633  
SUBPART F INCOME   1,845  
FEDERAL EXCISE TAX INTEREST 48 48 48
FEDERAL EXCISE TAX REFUND 1,592   1,592
LITIGATION PROCEEDS 1,772 1,772 1,772
STATE UBIT TAX REFUND 122   122


TY 2023 OtherIncreasesSchedule
Name:
THE SIDNEY E FRANK FOUNDATION
 
C/O PKF O'CONNOR DAVIES
EIN:
20-6383779
Description Amount
UNREALIZED GAIN ON INVESTMENTS 24,435,676


TY 2023 OtherProfessionalFeesSchedule
Name:
THE SIDNEY E FRANK FOUNDATION
 
C/O PKF O'CONNOR DAVIES
EIN:
20-6383779
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
BANK AND INVESTMENT 1,823,844 1,823,844   0
GRANTS ADMINISTRATION 282,860 0   282,860
FINANCIAL ADMINISTRATION 151,589 0   151,589
OTHER (MISC) 19,568 0   19,568


TY 2023 TaxesSchedule
Name:
THE SIDNEY E FRANK FOUNDATION
 
C/O PKF O'CONNOR DAVIES
EIN:
20-6383779
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
FOREIGN TAX WITHHELD 55,117 55,117   0
FOREIGN TAXES THRU K-1S 0 18,115   0
EXCISE TAX PAID 350,000 0   0