Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
right arrowDo not enter social security numbers on this form as it may be made public.
right arrowGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2023
Open to Public Inspection
For calendar year 2023, or tax year beginning 01-01-2023 , and ending 12-31-2023
Name of foundation
WILLIAM & ELLEN E AMES CHARITABLE TRUST
 
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 1532
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PENNINGTON, NJ08534
A Employer identification number

65-6406252
B Telephone number (see instructions)

(212) 852-3049
C right arrow
G Check all that apply:

D 1. Foreign organizations, check here............. right arrow
2. Foreign organizations meeting the 85%
test, check here and attach computation ... right arrow
E right arrow
H Check type of organization:
F right arrow
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)right arrow$7,308,999J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check right arrow.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 185,183 183,455  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 179,782
b Gross sales price for all assets on line 6a 1,923,894
7 Capital gain net income (from Part IV, line 2)... 179,782
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
4,951    
12 Total. Add lines 1 through 11........ 369,916 363,237  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 97,133 38,853   58,280
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment
List of Attached Documents:
// Content
8,204 3,912   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
900 900    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 106,237 43,665 0 58,280
25 Contributions, gifts, grants paid....... 297,330 297,330
26 Total expenses and disbursements. Add lines 24 and 25 403,567 43,665 0 355,610
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -33,651
b Net investment income (if negative, enter -0-) 319,572
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2023)
Form 990-PF (2023)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 2,462 3,434 3,434
2 Savings and temporary cash investments......... 209,613 183,009 183,009
3 Accounts receivable right arrow  
Less: allowance for doubtful accounts right arrow     0 0
4 Pledges receivable right arrow  
Less: allowance for doubtful accounts right arrow        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) right arrow  
Less: allowance for doubtful accounts right arrow0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)   Click to see attachment
List of Attached Documents:
// Content
1,228,368 		1,216,016
b Investments—corporate stock (attach schedule)....... 3,736,975 Click to see attachment
List of Attached Documents:
// Content
3,767,106 		4,141,056
c Investments—corporate bonds (attach schedule)....... 1,739,912 Click to see attachment
List of Attached Documents:
// Content
487,807 		517,841
11 Investments—land, buildings, and equipment: basis right arrow  
Less: accumulated depreciation (attach schedule) right arrow        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 711,331 Click to see attachment
List of Attached Documents:
// Content
700,815 		1,247,643
14 Land, buildings, and equipment: basis right arrow  
Less: accumulated depreciation (attach schedule) right arrow        
15 Other assets (describe right arrow)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 6,400,293 6,370,539 7,308,999
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe right arrow)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here right arrow
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here right arrow
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 6,400,293 6,370,539
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 6,400,293 6,370,539
30 Total liabilities and net assets/fund balances (see instructions). 6,400,293 6,370,539
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
6,400,293
2
Enter amount from Part I, line 27a .....................
2
-33,651
3
Other increases not included in line 2 (itemize) right arrowClick to see attachment
List of Attached Documents:
// Content
3
4,901
4
Add lines 1, 2, and 3 ..........................
4
6,371,543
5
Decreases not included in line 2 (itemize) right arrowClick to see attachment
List of Attached Documents:
// Content
5
1,004
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
6,370,539
Form 990-PF (2023)
Form 990-PF (2023)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 47. APOLLO GLOBAL MANAGEMENT   2021-07-07 2023-01-12
b 148. APOLLO GLOBAL MANAGEMENT   2021-07-08 2023-01-12
c 112. ASTRAZENECA PLC SPONS ADR   2017-01-18 2023-01-12
d 37. CISCO SYSTEMS INC   2020-01-13 2023-01-12
e 24. CISCO SYSTEMS INC   2019-11-14 2023-01-12
76. CISCO SYSTEMS INC   2019-12-19 2023-01-12
54. CONOCOPHILLIPS   2021-05-17 2023-01-12
58. CONOCOPHILLIPS   2021-05-18 2023-01-12
61. DOWDUPONT INC   2020-06-19 2023-01-12
143. DOWDUPONT INC   2020-06-22 2023-01-12
25. F AND G ANNUITIES & LIFE   2022-12-05 2023-01-12
110. MONDELEZ INTERNATIONAL INC   2022-02-22 2023-01-12
98. MONDELEZ INTERNATIONAL INC   2022-01-25 2023-01-12
69. RAYTHEON TECHNOLOGIES   2021-01-19 2023-01-12
56. ROSS STORES INC   2021-06-17 2023-01-12
25. CHARLES SCHWAB CORP/THE   2020-04-08 2023-01-12
29. CHARLES SCHWAB CORP/THE   2020-06-17 2023-01-12
46. CHARLES SCHWAB CORP/THE   2020-03-09 2023-01-12
2. VISA INC   2020-11-04 2023-01-12
25. VISA INC   2020-08-31 2023-01-12
9. VISA INC   2020-05-18 2023-01-12
52. ZIMMER BIOMET HOLDINGS INC   2020-11-17 2023-01-12
26. ZIMMER BIOMET HOLDINGS INC   2020-11-16 2023-01-12
14. F AND G ANNUITIES & LIFE   2022-12-05 2023-01-13
.6666 GE HEALTHCARE   2020-04-16 2023-01-13
432. INDUSTRIA DE DISENO TEXTIL SA   2022-07-19 2023-01-17
151. INDUSTRIA DE DISENO TEXTIL SA   2022-07-20 2023-01-17
74. PRUDENTIAL PLC ADR   2021-02-25 2023-01-19
178. PRUDENTIAL PLC ADR   2021-02-26 2023-01-19
48. TAIWAN SEMICONDUCTOR ADR   2020-08-25 2023-01-25
8. TAIWAN SEMICONDUCTOR ADR   2020-04-08 2023-01-25
32. TAIWAN SEMICONDUCTOR ADR   2019-03-07 2023-01-25
33000. U.S. TREASURY NOTE   2022-11-01 2023-01-27
25. INTERCONTINENTAL EXCHANGE INC   2021-03-05 2023-02-10
66. INTERCONTINENTAL EXCHANGE INC   2021-02-24 2023-02-10
24. ESTEE LAUDER COS INC/THE   2022-05-05 2023-02-10
21. ESTEE LAUDER COS INC/THE   2022-02-10 2023-02-10
14. ESTEE LAUDER COS INC/THE   2022-02-09 2023-02-10
109. LONZA GROUP AG   2022-10-04 2023-02-10
19. SCHNEIDER ELEC SA ADR   2020-04-08 2023-02-10
80. SCHNEIDER ELEC SA ADR   2019-01-03 2023-02-10
217. SCHNEIDER ELEC SA ADR   2020-06-12 2023-02-10
81. VISA INC   2020-11-04 2023-02-10
56. VISA INC   2020-11-06 2023-02-10
8. VISA INC   2020-11-13 2023-02-10
82. ASTRAZENECA PLC SPONS ADR   2017-01-18 2023-02-15
47. ASTRAZENECA PLC SPONS ADR   2017-07-27 2023-02-15
57. CAPITAL ONE FINANCIAL CORP   2021-04-14 2023-02-15
29. CAPITAL ONE FINANCIAL CORP   2021-04-15 2023-02-15
8. CAPITAL ONE FINANCIAL CORP   2021-08-09 2023-02-15
61. CONOCOPHILLIPS   2021-05-28 2023-02-15
1. CONOCOPHILLIPS   2021-05-18 2023-02-15
59.625 GE HEALTHCARE   2020-04-16 2023-02-15
20.375 GE HEALTHCARE   2021-06-16 2023-02-15
113. MICRON TECHNOLOGY   2022-08-02 2023-02-15
13. ROSS STORES INC   2021-06-17 2023-02-15
66. ROSS STORES INC   2021-07-02 2023-02-15
5. ROSS STORES INC   2022-01-25 2023-02-15
45. SEMPRA ENERGY   2022-01-27 2023-02-15
69. ASTRAZENECA PLC SPONS ADR   2017-07-27 2023-02-16
39. CAPITAL ONE FINANCIAL CORP   2021-08-09 2023-02-16
32. ROSS STORES INC   2022-01-25 2023-02-16
23. MICROSOFT CORP COM   2020-08-25 2023-02-17
41. NOVO NORDISK A/S ADR   2021-01-14 2023-02-17
85000. BAT CAPITAL CORP   2022-11-01 2023-02-24
194. AIR LIQUIDE ADR   2022-07-08 2023-02-27
88. ALTRIA GROUP INC   2022-08-02 2023-03-01
207. ALTRIA GROUP INC   2022-08-02 2023-03-02
102. EDISON INTERNATIONAL   2022-09-02 2023-03-06
84. EDISON INTERNATIONAL   2022-09-06 2023-03-06
73. EPIROC AB   2022-06-09 2023-03-06
1. EPIROC AB   2022-06-10 2023-03-06
62. EPIROC AB   2022-06-07 2023-03-06
65. EPIROC AB   2022-06-08 2023-03-06
172. EPIROC AB   2022-06-01 2023-03-06
68. EPIROC AB   2022-06-02 2023-03-06
51. EPIROC AB   2022-06-03 2023-03-06
610. INDUSTRIA DE DISENO TEXTIL SA   2022-07-20 2023-03-06
166. CITIZENS FINANCIAL GROUP INC   2020-07-23 2023-03-10
5. CITIZENS FINANCIAL GROUP INC   2020-04-08 2023-03-10
123. CITIZENS FINANCIAL GROUP INC   2020-08-24 2023-03-10
18. INTUIT INC   2021-03-19 2023-03-10
4. INTUIT INC   2021-04-08 2023-03-10
22. M&T BANK CORP   2020-08-24 2023-03-10
10. M&T BANK CORP   2020-08-06 2023-03-10
35. AMERICAN EXPRESS CO   2023-02-10 2023-03-15
148. SYNCHRONY FINANCIAL   2021-01-15 2023-03-15
32. SYNCHRONY FINANCIAL   2021-01-14 2023-03-15
129. INDUSTRIA DE DISENO TEXTIL SA   2022-07-20 2023-03-16
382. INDUSTRIA DE DISENO TEXTIL SA   2022-07-21 2023-03-16
20. KERING SA   2022-03-03 2023-03-16
110. KERING SA   2021-11-29 2023-03-16
23. KERING SA   2021-11-26 2023-03-16
78. KERING SA   2021-11-11 2023-03-16
45. KERING SA   2021-07-14 2023-03-16
89. EPIROC AB   2022-06-14 2023-03-21
70. EPIROC AB   2022-06-10 2023-03-21
49. EPIROC AB   2022-06-15 2023-03-21
23. EPIROC AB   2022-07-06 2023-03-21
109. EPIROC AB   2022-06-13 2023-03-21
172. SCHNEIDER ELEC SA ADR   2022-04-04 2023-03-21
176. SCHNEIDER ELEC SA ADR   2021-05-26 2023-03-21
262. SCHNEIDER ELEC SA ADR   2021-04-01 2023-03-21
93. SCHNEIDER ELEC SA ADR   2020-06-12 2023-03-21
50.6 FERGUSON PLC   2021-01-05 2023-03-21
20.4 FERGUSON PLC   2020-12-29 2023-03-21
44. TE CONNECTIVITY LTD   2021-04-28 2023-03-21
45. TE CONNECTIVITY LTD   2021-04-29 2023-03-21
75. J P MORGAN CHASE & CO   2013-03-27 2023-03-31
11. J P MORGAN CHASE & CO   2019-01-07 2023-03-31
40. RAYTHEON TECHNOLOGIES   2021-01-19 2023-03-31
18. RAYTHEON TECHNOLOGIES   2021-03-01 2023-03-31
123. SANOFI-SYNTHELABO   2019-07-22 2023-03-31
111. CHARLES SCHWAB CORP/THE   2020-06-17 2023-03-31
117. EQUITABLE HOLDINGS INC   2019-04-26 2023-04-04
83. EQUITABLE HOLDINGS INC   2019-04-29 2023-04-04
11. EQUITABLE HOLDINGS INC   2019-11-18 2023-04-04
97. EQUITABLE HOLDINGS INC   2019-11-18 2023-04-05
168. EQUITABLE HOLDINGS INC   2019-11-19 2023-04-05
19. EQUITABLE HOLDINGS INC   2019-11-19 2023-04-06
108. EQUITABLE HOLDINGS INC   2020-04-08 2023-04-06
69. ASTRAZENECA PLC SPONS ADR   2020-04-08 2023-04-13
53. ASTRAZENECA PLC SPONS ADR   2017-07-27 2023-04-13
8. NOVO NORDISK A/S ADR   2021-01-15 2023-04-13
14. NOVO NORDISK A/S ADR   2021-08-23 2023-04-13
7. NOVO NORDISK A/S ADR   2021-01-14 2023-04-13
12. SANOFI-SYNTHELABO   2019-09-24 2023-04-13
7. SANOFI-SYNTHELABO   2019-07-22 2023-04-13
126. SANOFI-SYNTHELABO   2019-09-25 2023-04-13
10000. U.S. TREASURY BOND   2021-03-30 2023-04-28
89. EDP-ELECTRICIDADE DE PORTUGAL SA ADR   2021-09-22 2023-05-02
21. EDP-ELECTRICIDADE DE PORTUGAL SA ADR   2021-09-17 2023-05-02
2. EDP-ELECTRICIDADE DE PORTUGAL SA ADR   2021-09-22 2023-05-05
137. EDP-ELECTRICIDADE DE PORTUGAL SA ADR   2021-09-23 2023-05-05
24. EDP-ELECTRICIDADE DE PORTUGAL SA ADR   2021-09-23 2023-05-08
42. EDP-ELECTRICIDADE DE PORTUGAL SA ADR   2021-11-29 2023-05-09
90. EDP-ELECTRICIDADE DE PORTUGAL SA ADR   2021-11-30 2023-05-09
55. EDP-ELECTRICIDADE DE PORTUGAL SA ADR   2021-09-23 2023-05-09
24. EDP-ELECTRICIDADE DE PORTUGAL SA ADR   2021-11-26 2023-05-09
76. CHEVRONTEXACO CORP   2022-07-01 2023-05-18
37000. U.S. TREASURY NOTE   2022-11-01 2023-05-18
.4189 KONINKLIJKE PHILIPS NV   2019-02-01 2023-05-22
64. ASTRAZENECA PLC SPONS ADR   2020-12-18 2023-05-24
11. ASTRAZENECA PLC SPONS ADR   2020-04-08 2023-05-24
6. FIRST CITIZENS BANCSHARES INC/NC   2022-08-02 2023-05-24
30. ARTHUR J GALLAGHER & CO   2020-06-17 2023-05-24
62. GENERAL ELEC CO REG SHS   2020-04-16 2023-05-24
46. HESS CORP   2022-01-28 2023-05-24
15. HUMANA INC   2021-07-28 2023-05-24
9. HUMANA INC   2021-08-09 2023-05-24
55. J P MORGAN CHASE & CO   2019-01-07 2023-05-24
43. WAL MART STORES INC   2022-08-02 2023-05-24
20. ZIMMER BIOMET HOLDINGS INC   2020-11-18 2023-05-24
5. ZIMMER BIOMET HOLDINGS INC   2020-12-14 2023-05-24
23. ZIMMER BIOMET HOLDINGS INC   2020-11-17 2023-05-24
66. MEDTRONIC PLC SHS   2019-03-01 2023-05-24
75. RECKITT BENCKISER GROUP PLC   2020-11-16 2023-05-25
125. RECKITT BENCKISER GROUP PLC   2021-03-05 2023-05-25
227. RECKITT BENCKISER GROUP PLC   2020-11-13 2023-05-25
36. DIAGEO PLC SPON ADR NEW   2021-02-26 2023-06-16
117. EPIROC AB   2022-07-06 2023-06-16
574. INDUSTRIA DE DISENO TEXTIL SA   2022-07-21 2023-06-16
37. LONZA GROUP AG   2022-10-04 2023-06-16
12. LONZA GROUP AG   2022-10-06 2023-06-16
87. LONZA GROUP AG   2022-10-05 2023-06-16
29000. U.S. TREASURY NOTE   2022-11-01 2023-06-16
2. DIAGEO PLC SPON ADR NEW   2022-01-20 2023-06-20
6. DIAGEO PLC SPON ADR NEW   2021-03-18 2023-06-20
39. DIAGEO PLC SPON ADR NEW   2021-03-19 2023-06-20
17. DIAGEO PLC SPON ADR NEW   2022-01-19 2023-06-20
32. DIAGEO PLC SPON ADR NEW   2021-02-26 2023-06-20
23. EPIROC AB   2022-07-06 2023-06-20
192. EPIROC AB   2022-07-07 2023-06-20
28. DIAGEO PLC SPON ADR NEW   2022-01-20 2023-06-21
31. DIAGEO PLC SPON ADR NEW   2023-03-21 2023-06-21
14. DIAGEO PLC SPON ADR NEW   2023-02-03 2023-06-21
129. EPIROC AB   2022-07-07 2023-06-21
48. EPIROC AB   2022-07-07 2023-06-22
130. EPIROC AB   2022-07-08 2023-06-22
152. EPIROC AB   2022-07-08 2023-06-26
10. INTUIT INC   2022-11-11 2023-06-29
14. INTUIT INC   2022-09-16 2023-06-29
11. INTUIT INC   2021-04-08 2023-06-29
11. INTUIT INC   2022-03-31 2023-06-29
25. INTUIT INC   2022-07-29 2023-06-29
27. MICROSOFT CORP COM   2020-08-25 2023-06-29
207. BAKER HUGHES A GE CO   2021-07-26 2023-07-20
97. CARRIER GLOBAL CORP REG   2023-06-16 2023-07-21
45. AMERISOURCEBERGEN CORP   2022-02-09 2023-07-24
74. APOLLO GLOBAL MANAGEMENT   2021-07-08 2023-07-24
13. APOLLO GLOBAL MANAGEMENT   2021-08-09 2023-07-24
62. ASTRAZENECA PLC SPONS ADR   2020-12-18 2023-07-24
119. BP P L C SPONS ADR   2019-02-25 2023-07-24
38. BP P L C SPONS ADR   2020-01-13 2023-07-24
90. BP P L C SPONS ADR   2020-01-14 2023-07-24
137. BP P L C SPONS ADR   2019-03-15 2023-07-24
172. BP P L C SPONS ADR   2018-06-13 2023-07-24
15. CATERPILLAR INC   2021-07-02 2023-07-24
14. CATERPILLAR INC   2021-07-28 2023-07-24
70. CONOCOPHILLIPS   2021-05-28 2023-07-24
179. EQT CORP   2023-01-12 2023-07-24
165. FOX CORP   2019-11-19 2023-07-24
67. FOX CORP   2019-11-20 2023-07-24
66. GENERAL ELEC CO REG SHS   2020-04-16 2023-07-24
76. GENERAL MOTORS CO   2019-06-28 2023-07-24
132. GENERAL MOTORS CO   2019-06-20 2023-07-24
11. HESS CORP   2022-02-22 2023-07-24
44. HESS CORP   2022-01-28 2023-07-24
53. ELI LILLY & CO   2022-10-07 2023-07-24
27. MICROSOFT CORP COM   2020-09-09 2023-07-24
14. MICROSOFT CORP COM   2020-08-25 2023-07-24
29. PPG INDUSTRIES INC   2020-12-14 2023-07-24
50. PPG INDUSTRIES INC   2020-12-15 2023-07-24
37. PPG INDUSTRIES INC   2020-10-08 2023-07-24
158. WAL MART STORES INC   2022-08-02 2023-07-24
64. WILLIAMS COS INC/THE   2019-08-21 2023-07-24
212. WILLIAMS COS INC/THE   2020-04-08 2023-07-24
176. WILLIAMS COS INC/THE   2022-01-10 2023-07-24
39000. U.S. TREASURY NOTE   2022-11-01 2023-07-27
21. INTERNATIONAL FLAVORS & FRAGRANCES INC   2022-06-01 2023-08-04
59. INTERNATIONAL FLAVORS & FRAGRANCES INC   2022-06-02 2023-08-04
4. INTERNATIONAL FLAVORS & FRAGRANCES INC   2022-06-03 2023-08-04
39. INTERNATIONAL FLAVORS & FRAGRANCES INC   2022-11-18 2023-08-08
28. INTERNATIONAL FLAVORS & FRAGRANCES INC   2022-06-03 2023-08-08
6. INTERNATIONAL FLAVORS & FRAGRANCES INC   2022-06-06 2023-08-08
10. INTERNATIONAL FLAVORS & FRAGRANCES INC   2023-01-13 2023-08-08
259. KDDI CORP   2021-10-08 2023-08-08
495. KDDI CORP   2021-10-05 2023-08-08
615. RECKITT BENCKISER GROUP PLC   2022-01-20 2023-08-08
208. RECKITT BENCKISER GROUP PLC   2022-11-18 2023-08-08
291. RECKITT BENCKISER GROUP PLC   2021-05-13 2023-08-08
351. RECKITT BENCKISER GROUP PLC   2021-04-22 2023-08-08
172. RECKITT BENCKISER GROUP PLC   2022-01-19 2023-08-08
176. RECKITT BENCKISER GROUP PLC   2021-04-21 2023-08-08
172. RECKITT BENCKISER GROUP PLC   2021-03-05 2023-08-08
251. RECKITT BENCKISER GROUP PLC   2021-03-11 2023-08-08
233. RECKITT BENCKISER GROUP PLC   2021-03-12 2023-08-08
224. RECKITT BENCKISER GROUP PLC   2021-12-17 2023-08-08
44. INTERNATIONAL FLAVORS & FRAGRANCES INC   2023-02-24 2023-08-09
24. INTERNATIONAL FLAVORS & FRAGRANCES INC   2023-01-13 2023-08-09
75. INTERNATIONAL FLAVORS & FRAGRANCES INC   2023-02-10 2023-08-09
49. INTERNATIONAL FLAVORS & FRAGRANCES INC   2023-05-18 2023-08-09
503. KDDI CORP   2022-01-19 2023-08-09
302. KDDI CORP   2021-12-17 2023-08-09
50. KDDI CORP   2021-10-08 2023-08-09
205. INDUSTRIA DE DISENO TEXTIL SA   2022-07-21 2023-08-10
25. NOVO NORDISK A/S ADR   2021-08-23 2023-08-10
243. INDUSTRIA DE DISENO TEXTIL SA   2022-07-21 2023-08-11
342. INDUSTRIA DE DISENO TEXTIL SA   2022-07-21 2023-08-14
40. WALT DISNEY CO/THE   2023-02-17 2023-08-23
225. WALT DISNEY CO/THE   2023-02-10 2023-08-23
35. WALT DISNEY CO/THE   2023-04-27 2023-08-23
80. APOLLO GLOBAL MANAGEMENT   2021-08-09 2023-09-05
313. COMCAST CORP   2020-07-29 2023-09-05
6. CONSTELLATION BRANDS INC   2020-03-19 2023-09-05
18. CONSTELLATION BRANDS INC   2020-04-16 2023-09-05
3. CONSTELLATION BRANDS INC   2020-04-08 2023-09-05
31. LABORATORY CORP AMER HLDGS   2022-01-27 2023-09-05
60. PUBLIC SERVICE ENTERPRISE GROUP INC   2020-04-16 2023-09-05
19. PUBLIC SERVICE ENTERPRISE GROUP INC   2020-04-17 2023-09-05
37. PUBLIC SERVICE ENTERPRISE GROUP INC   2020-05-18 2023-09-05
12. VISA INC   2020-11-13 2023-09-05
15. VISA INC   2020-12-02 2023-09-05
13. ZIMMER BIOMET HOLDINGS INC   2021-03-01 2023-09-05
36. ZIMMER BIOMET HOLDINGS INC   2020-12-15 2023-09-05
12. ZIMMER BIOMET HOLDINGS INC   2020-12-14 2023-09-05
34. APOLLO GLOBAL MANAGEMENT   2022-05-20 2023-09-06
46. APOLLO GLOBAL MANAGEMENT   2021-08-09 2023-09-06
106. EQT CORP   2023-01-12 2023-09-06
39. HESS CORP   2022-02-22 2023-09-06
112. EQT CORP   2023-01-12 2023-09-07
218. EQT CORP   2023-02-15 2023-09-07
74. HESS CORP   2022-02-22 2023-09-07
48000. U.S. TREASURY NOTE   2022-11-01 2023-09-07
42000. U.S. TREASURY NOTE   2022-11-01 2023-10-04
53. SANOFI-SYNTHELABO   2019-09-25 2023-10-06
55. SANOFI-SYNTHELABO   2019-09-25 2023-10-09
13. ABBVIE INC   2020-10-22 2023-10-12
1. ABBVIE INC   2020-09-24 2023-10-12
4000. ANHEUSER-BUSCH INBEV FIN   2022-11-01 2023-10-12
13. APPLE INC   2023-03-16 2023-10-12
16. ASSURANT INC   2020-11-20 2023-10-12
8. ASSURANT INC   2020-11-19 2023-10-12
17. BP P L C SPONS ADR   2020-01-14 2023-10-12
50. BP P L C SPONS ADR   2020-04-08 2023-10-12
2000. BP CAP MARKETS AMERICA   2023-02-24 2023-10-12
3000. CVS HEALTH CORP   2022-11-01 2023-10-12
39. CISCO SYSTEMS INC   2020-01-13 2023-10-12
59. CITIGROUP INC   2016-02-18 2023-10-12
1000. CITIGROUP INC   2023-02-24 2023-10-12
99. COGNIZANT TECHNOLOGY SOLUTIONS CORP   2019-05-20 2023-10-12
89. COGNIZANT TECHNOLOGY SOLUTIONS CORP   2019-02-25 2023-10-12
16. COGNIZANT TECHNOLOGY SOLUTIONS CORP   2019-02-06 2023-10-12
21. CONSTELLATION BRANDS INC   2020-04-16 2023-10-12
6. CONSTELLATION BRANDS INC   2020-04-24 2023-10-12
2. FIRST CITIZENS BANCSHARES INC/NC   2022-08-02 2023-10-12
61.125 GENERAL ELEC CO REG SHS   2021-06-16 2023-10-12
52.875 GENERAL ELEC CO REG SHS   2020-04-16 2023-10-12
257. ISHARES S&P 500 GROWTH ETF   2016-02-18 2023-10-12
4. ISHARES CORE S&P MID-CAP ETF   2006-08-22 2023-10-12
53. ISHARES CORE S&P MID-CAP ETF   2004-03-02 2023-10-12
55. J P MORGAN CHASE & CO   2020-04-08 2023-10-12
5. J P MORGAN CHASE & CO   2019-01-07 2023-10-12
13.8561 KONINKLIJKE PHILIPS NV   2019-11-19 2023-10-12
55.4243 KONINKLIJKE PHILIPS NV   2019-10-25 2023-10-12
8.5268 KONINKLIJKE PHILIPS NV   2019-10-24 2023-10-12
76.5912 KONINKLIJKE PHILIPS NV   2019-02-01 2023-10-12
98.3041 KONINKLIJKE PHILIPS NV   2020-04-08 2023-10-12
134.2975 KONINKLIJKE PHILIPS NV   2019-11-20 2023-10-12
8. MICROSOFT CORP COM   2020-09-09 2023-10-12
109. MICRON TECHNOLOGY   2022-08-02 2023-10-12
5000. MORGAN STANLEY   2022-11-01 2023-10-12
2000. ORACLE CORP   2022-12-01 2023-10-12
36. OTIS WORLDWIDE CORP REG   2021-01-29 2023-10-12
182. PT BANK RAKYAT ADR   2021-10-15 2023-10-12
4. PAYCHEX INC   2020-05-28 2023-10-12
17. PAYCHEX INC   2020-05-14 2023-10-12
31. PHILIP MORRIS INTERNATIONAL INC   2019-02-15 2023-10-12
106. RELX PLC   2020-07-29 2023-10-12
21. RELX PLC   2020-07-28 2023-10-12
35. ROYAL DUTCH SHELL PLC   2022-05-20 2023-10-12
42. SANOFI-SYNTHELABO   2019-12-17 2023-10-12
34. SANOFI-SYNTHELABO   2019-09-25 2023-10-12
31. TAIWAN SEMICONDUCTOR ADR   2020-08-25 2023-10-12
41. UNILEVER PLC AMER SHS ADR NEW   2020-01-16 2023-10-12
38. UNILEVER PLC AMER SHS ADR NEW   2020-01-15 2023-10-12
20. UNILEVER PLC AMER SHS ADR NEW   2020-01-14 2023-10-12
4000. U.S. TREASURY PRIN STRIP   2022-11-01 2023-10-12
8000. U.S. TREASURY BOND 3.125% FEB 15 2042   2016-02-18 2023-10-12
5000. U.S. TREASURY BOND   2022-11-01 2023-10-12
11000. U.S. TREASURY BOND   2022-11-01 2023-10-12
2000. U.S. TREASURY BOND   2021-03-30 2023-10-12
8000. U.S. TREASURY BOND   2022-11-01 2023-10-12
6000. U.S. TREASURY BOND   2022-11-01 2023-10-12
6000. U.S. TREASURY BOND   2022-11-01 2023-10-12
1000. U.S. TREASURY NOTE   2023-09-07 2023-10-12
1000. U.S. TREASURY NOTE   2022-11-01 2023-10-12
3000. U.S. TREASURY NOTE   2021-10-27 2023-10-12
1000. U.S. TREASURY NOTE   2022-11-01 2023-10-12
1000. U.S. TREASURY NOTE   2022-11-01 2023-10-12
2000. U.S. TREASURY NOTE   2023-07-27 2023-10-12
2. UNITEDHEALTH GROUP INC   2021-03-19 2023-10-12
2. UNITEDHEALTH GROUP INC   2021-03-18 2023-10-12
2000. VERIZON COMMUNICATIONS   2022-11-01 2023-10-12
150. WELLS FARGO & CO NEW   2016-02-18 2023-10-12
88. ZURICH INSURANCE GROUP AG   2022-03-17 2023-10-12
83. ACTIVISION BLIZZARD INC   2022-08-02 2023-10-13
135. ACTIVISION BLIZZARD INC   2021-12-03 2023-10-13
58. CARRIER GLOBAL CORP REG   2023-06-20 2023-10-18
94. CARRIER GLOBAL CORP REG   2023-06-16 2023-10-18
100. KERING SA   2022-05-06 2023-10-26
49. KERING SA   2022-03-03 2023-10-26
142. KERING SA   2022-09-13 2023-10-26
79. KERING SA   2022-11-18 2023-10-26
62. LONZA GROUP AG   2023-07-24 2023-10-26
129. LONZA GROUP AG   2022-10-17 2023-10-26
67. LONZA GROUP AG   2022-12-08 2023-10-26
128. LONZA GROUP AG   2022-10-18 2023-10-26
33. LONZA GROUP AG   2022-10-06 2023-10-26
42. LONZA GROUP AG   2023-07-24 2023-10-27
96. LONZA GROUP AG   2023-10-09 2023-10-27
25000. U.S. TREASURY NOTE   2022-11-01 2023-11-09
76. APOLLO GLOBAL MANAGEMENT   2022-11-08 2023-11-10
52. APOLLO GLOBAL MANAGEMENT   2022-05-20 2023-11-10
23. CATERPILLAR INC   2021-07-28 2023-11-10
42. CATERPILLAR INC   2021-09-24 2023-11-10
93. COGNIZANT TECHNOLOGY SOLUTIONS CORP   2019-06-19 2023-11-10
36. COGNIZANT TECHNOLOGY SOLUTIONS CORP   2019-05-20 2023-11-10
1. LABORATORY CORP AMER HLDGS   2022-01-27 2023-11-10
6. LABORATORY CORP AMER HLDGS   2022-02-22 2023-11-10
65. LABORATORY CORP AMER HLDGS   2022-01-28 2023-11-10
9. LEAR CORP   2022-07-13 2023-11-10
8. LEAR CORP   2021-03-04 2023-11-10
27. LEAR CORP   2022-05-03 2023-11-10
13. LEAR CORP   2022-05-04 2023-11-10
14. LEIDOS HOLDINGS INC   2021-07-29 2023-11-10
31. LEIDOS HOLDINGS INC   2020-11-18 2023-11-10
31. LEIDOS HOLDINGS INC   2021-07-28 2023-11-10
144. NOVO NORDISK A/S ADR   2021-08-23 2023-11-10
16. APOLLO GLOBAL MANAGEMENT   2022-11-08 2023-11-13
10. ASSURANT INC   2020-12-02 2023-11-15
13. ASSURANT INC   2020-11-23 2023-11-15
2. ASSURANT INC   2020-11-20 2023-11-15
90. BAE SYSTEMS PLC   2023-08-08 2023-11-15
9. UNITEDHEALTH GROUP INC   2021-03-19 2023-11-15
35000. U.S. TREASURY NOTE   2022-11-01 2023-11-29
9. FERGUSON PLC   2021-01-06 2023-11-30
26. FERGUSON PLC   2021-01-05 2023-11-30
13.9 FERGUSON PLC   2021-02-03 2023-12-13
35.1 FERGUSON PLC   2021-01-06 2023-12-13
48. FERGUSON PLC   2021-02-03 2023-12-18
33. FERGUSON PLC   2022-04-11 2023-12-18
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 3,230   2,969 261
b 10,171   8,999 1,172
c 7,848   3,196 4,652
d 1,822   1,773 49
e 1,182   1,078 104
3,743   3,640 103
6,501   3,091 3,410
6,983   3,342 3,641
3,817   1,654 2,163
8,947   3,920 5,027
503   481 22
7,350   7,312 38
6,548   6,566 -18
6,934   4,794 2,140
6,640   6,577 63
2,090   899 1,191
2,425   1,072 1,353
3,846   1,411 2,435
446   392 54
5,573   5,324 249
2,006   1,724 282
6,386   7,585 -1,199
3,193   3,807 -614
286   267 19
43   23 20
6,381   5,558 823
2,231   1,922 309
2,400   3,040 -640
5,773   7,026 -1,253
4,431   3,843 588
739   403 336
2,954   1,237 1,717
31,755   31,488 267
2,709   2,869 -160
7,151   7,349 -198
5,962   5,790 172
5,217   6,669 -1,452
3,478   4,470 -992
6,391   5,631 760
607   341 266
2,557   1,060 1,497
6,937   4,505 2,432
18,393   15,879 2,514
12,716   11,121 1,595
1,817   1,675 142
5,714   2,340 3,374
3,275   1,348 1,927
6,539   7,736 -1,197
3,327   3,896 -569
918   1,324 -406
6,802   3,403 3,399
112   58 54
4,315   2,082 2,233
1,474   1,518 -44
6,969   7,045 -76
1,515   1,527 -12
7,694   8,321 -627
583   485 98
7,121   6,115 1,006
4,713   1,979 2,734
4,414   6,454 -2,040
3,715   3,101 614
5,921   4,950 971
5,795   2,913 2,882
70,827   67,642 3,185
6,194   5,059 1,135
4,060   3,872 188
9,596   9,108 488
6,920   6,956 -36
5,699   5,545 154
1,412   1,409 3
19   18 1
1,199   1,223 -24
1,257   1,291 -34
3,326   3,308 18
1,315   1,346 -31
986   1,024 -38
9,559   7,766 1,793
5,716   4,317 1,399
172   102 70
4,235   3,072 1,163
7,062   6,921 141
1,569   1,640 -71
2,889   2,313 576
1,313   1,035 278
5,504   6,241 -737
4,198   5,715 -1,517
908   1,239 -331
1,946   1,642 304
5,762   4,851 911
1,162   1,340 -178
6,390   8,503 -2,113
1,336   1,737 -401
4,531   5,920 -1,389
2,614   3,990 -1,376
1,653   1,554 99
1,300   1,289 11
910   855 55
427   352 75
2,025   1,926 99
5,515   5,880 -365
5,644   5,576 68
8,401   8,060 341
2,982   1,931 1,051
6,729   6,048 681
2,713   2,492 221
5,503   5,962 -459
5,628   6,155 -527
9,739   3,592 6,147
1,428   1,111 317
3,910   2,779 1,131
1,760   1,348 412
6,681   5,198 1,483
5,770   4,101 1,669
2,854   2,599 255
2,025   1,871 154
268   259 9
2,342   2,288 54
4,057   3,987 70
468   451 17
2,661   1,671 990
5,137   3,014 2,123
3,946   1,520 2,426
1,335   574 761
2,336   1,496 840
1,168   497 671
673   562 111
393   296 97
7,066   5,896 1,170
6,686   8,161 -1,475
4,826   4,866 -40
1,139   1,137 2
107   109 -2
7,316   7,547 -231
1,281   1,322 -41
2,200   2,312 -112
4,714   4,934 -220
2,881   3,030 -149
1,257   1,318 -61
11,587   10,944 643
35,368   34,202 1,166
8   15 -7
4,653   3,224 1,429
800   480 320
7,755   4,610 3,145
6,171   2,951 3,220
6,217   2,411 3,806
6,119   4,197 1,922
7,627   6,641 986
4,576   3,785 791
7,452   5,553 1,899
6,307   5,727 580
2,582   2,971 -389
645   697 -52
2,969   3,355 -386
5,773   6,070 -297
1,188   1,375 -187
1,980   2,198 -218
3,595   4,240 -645
6,259   5,697 562
2,230   1,793 437
10,752   7,289 3,463
2,347   1,911 436
761   620 141
5,519   4,488 1,031
26,967   26,321 646
342   414 -72
1,026   1,014 12
6,671   6,514 157
2,908   3,486 -578
5,474   5,064 410
419   352 67
3,498   3,018 480
4,752   5,791 -1,039
5,261   5,438 -177
2,376   2,458 -82
2,326   2,028 298
870   754 116
2,355   2,081 274
2,813   2,433 380
4,550   4,028 522
6,370   5,819 551
5,005   4,510 495
5,005   5,301 -296
11,375   11,290 85
9,028   5,811 3,217
7,169   4,311 2,858
5,218   4,549 669
8,623   6,434 2,189
5,995   4,500 1,495
1,053   796 257
4,273   3,123 1,150
4,410   5,063 -653
1,408   1,474 -66
3,335   3,490 -155
5,077   6,008 -931
6,374   7,927 -1,553
3,906   3,262 644
3,646   2,959 687
8,004   3,906 4,098
7,012   6,245 767
5,466   5,934 -468
2,220   2,415 -195
7,293   2,566 4,727
2,964   2,940 24
5,148   4,854 294
1,590   1,034 556
6,361   4,015 2,346
24,376   17,518 6,858
9,338   5,743 3,595
4,842   3,013 1,829
4,249   4,112 137
7,326   7,187 139
5,421   4,974 447
25,079   21,044 4,035
2,183   1,295 888
7,232   2,659 4,573
6,004   4,838 1,166
37,469   37,410 59
1,700   2,777 -1,077
4,775   7,870 -3,095
324   531 -207
2,543   3,861 -1,318
1,826   3,719 -1,893
391   803 -412
652   1,159 -507
3,715   4,239 -524
7,099   8,046 -947
8,882   10,945 -2,063
3,004   2,928 76
4,202   5,249 -1,047
5,069   6,724 -1,655
2,484   3,031 -547
2,542   3,384 -842
2,484   3,024 -540
3,625   4,393 -768
3,365   4,057 -692
3,235   3,764 -529
2,797   4,132 -1,335
1,526   2,782 -1,256
4,768   7,068 -2,300
3,115   4,120 -1,005
7,215   7,826 -611
4,332   4,554 -222
717   818 -101
3,807   2,603 1,204
4,615   2,671 1,944
4,437   3,086 1,351
6,229   4,343 1,886
3,436   4,189 -753
19,328   24,383 -5,055
3,007   3,474 -467
7,091   4,901 2,190
14,046   13,725 321
1,545   739 806
4,634   2,907 1,727
772   484 288
6,341   7,064 -723
3,533   3,131 402
1,119   1,015 104
2,179   1,834 345
2,958   2,512 446
3,698   3,146 552
1,541   2,083 -542
4,268   5,164 -896
1,423   1,673 -250
2,965   1,825 1,140
4,011   2,818 1,193
4,499   3,698 801
6,153   3,666 2,487
4,720   3,907 813
9,187   6,661 2,526
11,742   6,955 4,787
45,508   44,657 851
41,391   40,076 1,315
2,858   2,480 378
2,969   2,574 395
1,914   1,098 816
147   86 61
3,433   3,478 -45
2,352   1,990 362
2,338   2,149 189
1,169   1,076 93
664   659 5
1,952   1,252 700
1,854   1,957 -103
2,640   2,660 -20
2,104   1,869 235
2,443   2,294 149
989   1,043 -54
6,570   5,942 628
5,906   6,459 -553
1,062   1,184 -122
4,818   3,392 1,426
1,377   946 431
2,778   1,537 1,241
6,835   5,072 1,763
5,912   2,056 3,856
18,053   6,964 11,089
982   299 683
13,011   3,253 9,758
8,033   5,123 2,910
730   505 225
265   592 -327
1,060   2,287 -1,227
163   350 -187
1,464   2,798 -1,334
1,880   3,669 -1,789
2,568   5,730 -3,162
2,644   1,702 942
7,633   6,795 838
3,862   3,942 -80
2,021   2,097 -76
2,906   2,322 584
3,048   2,773 275
473   289 184
2,011   1,062 949
2,838   2,582 256
3,776   2,320 1,456
748   460 288
2,319   2,027 292
2,297   2,119 178
1,860   1,591 269
2,878   2,482 396
1,955   2,318 -363
1,812   2,143 -331
954   1,119 -165
2,855   2,977 -122
6,149   8,701 -2,552
3,744   4,082 -338
6,661   7,553 -892
1,122   1,632 -510
4,068   4,621 -553
3,472   3,737 -265
3,582   4,063 -481
928   940 -12
886   896 -10
2,329   2,912 -583
871   908 -37
963   959 4
1,717   1,813 -96
1,053   725 328
1,053   725 328
1,711   1,684 27
5,961   7,140 -1,179
4,131   4,129 2
7,885   6,618 1,267
12,825   7,704 5,121
2,914   2,742 172
4,722   4,408 314
4,051   4,872 -821
1,985   3,283 -1,298
5,752   7,596 -1,844
3,200   4,525 -1,325
2,166   3,489 -1,323
4,506   6,452 -1,946
2,340   3,261 -921
4,471   6,603 -2,132
1,153   1,704 -551
1,461   2,363 -902
3,339   4,541 -1,202
24,758   23,855 903
6,456   4,842 1,614
4,417   2,791 1,626
5,490   4,861 629
10,024   8,269 1,755
6,130   5,836 294
2,373   2,161 212
205   228 -23
1,230   1,370 -140
13,329   14,822 -1,493
1,148   1,157 -9
1,021   1,355 -334
3,445   3,623 -178
1,659   1,734 -75
1,450   1,503 -53
3,210   3,117 93
3,210   3,298 -88
14,473   7,691 6,782
1,379   1,019 360
1,606   1,314 292
2,088   1,762 326
321   269 52
4,846   4,767 79
4,847   3,261 1,586
34,479   34,198 281
1,534   1,092 442
4,431   3,108 1,323
2,525   1,677 848
6,376   4,260 2,116
9,041   5,790 3,251
6,216   4,227 1,989
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       261
b       1,172
c       4,652
d       49
e       104
      103
      3,410
      3,641
      2,163
      5,027
      22
      38
      -18
      2,140
      63
      1,191
      1,353
      2,435
      54
      249
      282
      -1,199
      -614
      19
      20
      823
      309
      -640
      -1,253
      588
      336
      1,717
      267
      -160
      -198
      172
      -1,452
      -992
      760
      266
      1,497
      2,432
      2,514
      1,595
      142
      3,374
      1,927
      -1,197
      -569
      -406
      3,399
      54
      2,233
      -44
      -76
      -12
      -627
      98
      1,006
      2,734
      -2,040
      614
      971
      2,882
      3,185
      1,135
      188
      488
      -36
      154
      3
      1
      -24
      -34
      18
      -31
      -38
      1,793
      1,399
      70
      1,163
      141
      -71
      576
      278
      -737
      -1,517
      -331
      304
      911
      -178
      -2,113
      -401
      -1,389
      -1,376
      99
      11
      55
      75
      99
      -365
      68
      341
      1,051
      681
      221
      -459
      -527
      6,147
      317
      1,131
      412
      1,483
      1,669
      255
      154
      9
      54
      70
      17
      990
      2,123
      2,426
      761
      840
      671
      111
      97
      1,170
      -1,475
      -40
      2
      -2
      -231
      -41
      -112
      -220
      -149
      -61
      643
      1,166
      -7
      1,429
      320
      3,145
      3,220
      3,806
      1,922
      986
      791
      1,899
      580
      -389
      -52
      -386
      -297
      -187
      -218
      -645
      562
      437
      3,463
      436
      141
      1,031
      646
      -72
      12
      157
      -578
      410
      67
      480
      -1,039
      -177
      -82
      298
      116
      274
      380
      522
      551
      495
      -296
      85
      3,217
      2,858
      669
      2,189
      1,495
      257
      1,150
      -653
      -66
      -155
      -931
      -1,553
      644
      687
      4,098
      767
      -468
      -195
      4,727
      24
      294
      556
      2,346
      6,858
      3,595
      1,829
      137
      139
      447
      4,035
      888
      4,573
      1,166
      59
      -1,077
      -3,095
      -207
      -1,318
      -1,893
      -412
      -507
      -524
      -947
      -2,063
      76
      -1,047
      -1,655
      -547
      -842
      -540
      -768
      -692
      -529
      -1,335
      -1,256
      -2,300
      -1,005
      -611
      -222
      -101
      1,204
      1,944
      1,351
      1,886
      -753
      -5,055
      -467
      2,190
      321
      806
      1,727
      288
      -723
      402
      104
      345
      446
      552
      -542
      -896
      -250
      1,140
      1,193
      801
      2,487
      813
      2,526
      4,787
      851
      1,315
      378
      395
      816
      61
      -45
      362
      189
      93
      5
      700
      -103
      -20
      235
      149
      -54
      628
      -553
      -122
      1,426
      431
      1,241
      1,763
      3,856
      11,089
      683
      9,758
      2,910
      225
      -327
      -1,227
      -187
      -1,334
      -1,789
      -3,162
      942
      838
      -80
      -76
      584
      275
      184
      949
      256
      1,456
      288
      292
      178
      269
      396
      -363
      -331
      -165
      -122
      -2,552
      -338
      -892
      -510
      -553
      -265
      -481
      -12
      -10
      -583
      -37
      4
      -96
      328
      328
      27
      -1,179
      2
      1,267
      5,121
      172
      314
      -821
      -1,298
      -1,844
      -1,325
      -1,323
      -1,946
      -921
      -2,132
      -551
      -902
      -1,202
      903
      1,614
      1,626
      629
      1,755
      294
      212
      -23
      -140
      -1,493
      -9
      -334
      -178
      -75
      -53
      93
      -88
      6,782
      360
      292
      326
      52
      79
      1,586
      281
      442
      1,323
      848
      2,116
      3,251
      1,989
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 179,782
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here right arrow and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions) 1 4,442
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 4,442
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 4,442
6 Credits/Payments:
a 2023 estimated tax payments and 2022 overpayment credited to 2023 6a 4,292
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld .......... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 4,292
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......right arrow 9 150
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...right arrow 10  
11 Enter the amount of line 10 to be: Credited to 2024 estimated taxright arrow0 Refundedright arrow 11 0
Form 990-PF (2023)
Form 990-PF (2023)
Page 4
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. right arrow$   (2) On foundation managers.right arrow$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.right arrow$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
round bullet By language in the governing instrument, or
round bullet By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument? ................
6
Yes
 
7
Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
and Part XIV..................................
7
Yes
 
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
right arrowCT
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
8b
Yes
 
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2023 or the taxable year beginning in 2023? See the instructions for Part XIII.
If "Yes," complete Part XIII .............................
9
 
No
10
Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
and addresses. ...............................
10
 
No
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
11
 
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions.................
12
 
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
 
Website addressright arrowN/A
14
The books are in care ofright arrowBANK OF AMERICA NA Telephone no.right arrow (212) 852-3049

Located atright arrowPO BOX 1532PENNINGTONNJ ZIP+4right arrow08534
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........right arrow
and enter the amount of tax-exempt interest received or accrued during the year ........right arrow
15
 
16 At any time during calendar year 2023, did the foundation have an interest in or a signature or other authority over YesNo
a bank, securities, or other financial account in a foreign country? .................
16   No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country right arrow
Form 990-PF (2023)
Form 990-PF (2023)
Page 5
Part VI-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
1a(1)
 
No
(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person? ..............................
1a(2)
 
No
(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
1a(3)
 
No
(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
1a(4)
Yes
 
(5) Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)? ......................
1a(5)
 
No
(6) Agree to pay money or property to a government official? (Exception. Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.) ...............
1a(6)
 
No
b
If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
1b
 
No
c
Organizations relying on a current notice regarding disaster assistance check here ........right arrow
d
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2023? .............
1d
 
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2023, did the foundation have any undistributed income (Part XII, lines 6d
and 6e) for tax year(s) beginning before 2023?....................
2a
 
No
If "Yes," list the years right arrow20, 20, 20, 20
b
Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to all years listed, answer "No" and attach statement—see instructions.) ..............
2b
 
 
c
If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
right arrow20, 20, 20, 20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year? ..............................
3a
 
No
b
If "Yes," did it have excess business holdings in 2023 as a result of (1) any purchase by the foundation
or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2023.) .....................
3b
 
 
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
 
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2023? ..
4b
 
No
Form 990-PF (2023)
Form 990-PF (2023)
Page 6
Part VI-B
Statements Regarding Activities for Which Form 4720 May Be Required (continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
5a(1)
 
No
(2) Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive? ....................
5a(2)
 
No
(3) Provide a grant to an individual for travel, study, or other similar purposes? .............
5a(3)
 
No
(4) Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions ........................
5a(4)
 
No
(5) Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals? .............
5a(5)
 
No
b
If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
5b
 
 
c
Organizations relying on a current notice regarding disaster assistance check .........right arrow
d
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant? .................
5d
 
 
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract? .............................
6a
 
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
6b
 
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
7a
 
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
7b
 
 
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year? .........................
8
 
No
Part VII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a) Name and address (b) Title, and average
hours per week
devoted to position 		(c) Compensation
 (If not paid, enter
-0-) 		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
other allowances
BANK OF AMERICA N A TRUSTEE
2 		97,133    
PO BOX 1532
PENNINGTON,NJ08534
2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a) Name and address of each employee paid more than $50,000 (b) Title, and average
hours per week
devoted to position 		(c) Compensation (d) Contributions to
employee benefit
plans and deferred
compensation 		(e) Expense account,
other allowances
NONE
Total number of other employees paid over $50,000...................right arrow 0
Form 990-PF (2023)
Form 990-PF (2023)
Page 7
Part VII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)
3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
NONE
Total number of others receiving over $50,000 for professional services.............right arrow0
Part VIII-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
1  
2  
3  
4  
Part VIII-B
Summary of Program-Related Investments (see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
1  
2  
All other program-related investments. See instructions.
3  
Total. Add lines 1 through 3.........................right arrow  
Form 990-PF (2023)
Form 990-PF (2023)
Page 8
Part IX
Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities...................
1a
6,853,096
b
Average of monthly cash balances.......................
1b
208,380
c
Fair market value of all other assets (see instructions)................
1c
0
d
Total (add lines 1a, b, and c).........................
1d
7,061,476
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation) .............
1e
0
2
Acquisition indebtedness applicable to line 1 assets..................
2
0
3
Subtract line 2 from line 1d.........................
3
7,061,476
4
Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
instructions) .............................
4
105,922
5
Net value of noncharitable-use assets. Subtract line 4 from line 3. ............
5
6,955,554
6
Minimum investment return. Enter 5% (0.05) of line 5................
6
347,778
Part X
Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
1
Minimum investment return from Part IX, line 6..................
1
347,778
2a
Tax on investment income for 2022 from Part V, line 5.......
2a
4,442
b
Income tax for 2022. (This does not include the tax from Part V.) ...
2b
 
c
Add lines 2a and 2b............................
2c
4,442
3
Distributable amount before adjustments. Subtract line 2c from line 1............
3
343,336
4
Recoveries of amounts treated as qualifying distributions................
4
0
5
Add lines 3 and 4............................
5
343,336
6
Deduction from distributable amount (see instructions).................
6
0
7
Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
7
343,336
Part XI
Qualifying Distributions (see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
1a
355,610
b
Program-related investments—total from Part VIII-B..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)....................
3a
0
b
Cash distribution test (attach the required schedule) .................
3b
0
4
Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4. .......
4
355,610
Form 990-PF (2023)
Form 990-PF (2023)
Page 9
Part XII
Undistributed Income (see instructions)
(a)
Corpus 		(b)
Years prior to 2022 		(c)
2022 		(d)
2023
1 Distributable amount for 2023 from Part X, line 7 343,336
2 Undistributed income, if any, as of the end of 2022:
a Enter amount for 2022 only....... 297,331
b Total for prior years:20 , 20, 20 0
3 Excess distributions carryover, if any, to 2022:
a From 2018...... 0
b From 2019...... 0
c From 2020...... 0
d From 2021...... 0
e From 2022...... 0
f Total of lines 3a through e ........ 0
4Qualifying distributions for 2023 from Part
XI, line 4: right arrow$ 355,610
a Applied to 2022, but not more than line 2a 297,331
b Applied to undistributed income of prior years
(Election required—see instructions)..... 		0
c Treated as distributions out of corpus (Election
required—see instructions)........ 		0
d Applied to 2023 distributable amount..... 58,279
e Remaining amount distributed out of corpus 0
5 Excess distributions carryover applied to 2023. 0 0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6Enter the net total of each column as
indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
b Prior years’ undistributed income. Subtract
line 4b from line 2b .......... 		0
c Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed...... 		0
d Subtract line 6c from line 6b. Taxable amount
—see instructions ........... 		0
e Undistributed income for 2022. Subtract line
4a from line 2a. Taxable amount—see
instructions ............. 		0
f Undistributed income for 2023. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2024 .......... 		285,057
7 Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions) ....... 		0
8 Excess distributions carryover from 2018 not
applied on line 5 or line 7 (see instructions) ... 		0
9 Excess distributions carryover to 2024.
Subtract lines 7 and 8 from line 6a ...... 		0
10 Analysis of line 9:
a Excess from 2019.... 0
b Excess from 2020.... 0
c Excess from 2021.... 0
d Excess from 2022.... 0
e Excess from 2023.... 0
Form 990-PF (2023)
Form 990-PF (2023)
Page 10
Part XIII
Private Operating Foundations (see instructions and Part VI-A, question 9)
1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2023, enter the date of the ruling ...... right arrow
 
b Check box to indicate whether the organization is a private operating foundation described in section or
2a Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part IX for each
year listed .......... 		Tax year Prior 3 years (e) Total
(a) 2023 (b) 2022 (c) 2021 (d) 2020
         
b 85% (0.85) of line 2a .........          
c Qualifying distributions from Part XI,
line 4 for each year listed ..... 		         
d Amounts included in line 2c not used directly
for active conduct of exempt activities .......... 		         
e Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c .... 		         
3 Complete 3a, b, or c for the
alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......          
(2) Value of assets qualifying
under section 4942(j)(3)(B)(i)		          
b “Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part IX, line 6 for each year listed .. 		         
c “Support" alternative test—enter:
(1) Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties) .... 		         
(2) Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii).... 		         
(3) Largest amount of support
from an exempt organization		          
(4) Gross investment income          
Part XIV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1Information Regarding Foundation Managers:
aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here right arrow
aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
bThe form in which applications should be submitted and information and materials they should include:
cAny submission deadlines:
dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form 990-PF (2023)
Form 990-PF (2023)
Page 11
Part XIV
Supplementary Information (continued)
3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
 Foundation
status of
recipient 		Purpose of grant or
contribution 		Amount
Name and address (home or business)
aPaid during the year

WORCESTER POLYTECHNIC INST

100 INSTITUTE RD
WORCESTER,MA016092247 		NONE PC GENERAL OPERATING 99,110

MYSTIC SEAPORT INC

PO BOX 6000
MYSTIC,CT063550990 		NONE PC GENERAL OPERATING 99,110

MYSTIC AND NOANK LIBRARY

40 LIBRARY ST
MYSTIC,CT063552418 		NONE PC GENERAL OPERATING 99,110
Total .................................right arrow 3a 297,330
bApproved for future payment
Total ................................. right arrow 3b  
Form 990-PF (2023)
Form 990-PF (2023)
Page 12
Part XV-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
Related or exempt
function income
(See instructions.)
1Program service revenue: (a)
Business code 		(b)
Amount 		(c)
Exclusion code 		(d)
Amount
a
b
c
d
e
f
gFees and contracts from government agencies          
2 Membership dues and assessments ....          
3 Interest on savings and temporary cash
investments ........... 		         
4 Dividends and interest from securities ....     14 185,183  
5 Net rental income or (loss) from real estate:
aDebt-financed property......          
bNot debt-financed property.....          
6 Net rental income or (loss) from personal property          
7 Other investment income .....          
8 Gain or (loss) from sales of assets other than
inventory ............ 		    18 179,782  
9 Net income or (loss) from special events:          
10 Gross profit or (loss) from sales of inventory          
11 Other revenue:
aFEDERAL TAX REFUND 		    1 4,951  
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e) ..   369,916  
13Total. Add line 12, columns (b), (d), and (e)..................
13
369,916
(See worksheet in line 13 instructions to verify calculations.)
Part XV-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
DownArrow 		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form 990-PF (2023)
Form 990-PF (2023)
Page 13
Part XVI
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1) Cash...................................
1a(1)
 
No
(2) Other assets.................................
1a(2)
 
No
b
Other transactions:
(1) Sales of assets to a noncharitable exempt organization....................
1b(1)
 
No
(2) Purchases of assets from a noncharitable exempt organization..................
1b(2)
 
No
(3) Rental of facilities, equipment, or other assets.......................
1b(3)
 
No
(4) Reimbursement arrangements...........................
1b(4)
 
No
(5) Loans or loan guarantees.............................
1b(5)
 
No
(6) Performance of services or membership or fundraising solicitations................
1b(6)
 
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
1c
 
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
(a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
b
If "Yes," complete the following schedule.

(a) Name of organization (b) Type of organization (c) Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
right arrow right arrow
May the IRS discuss this return
with the preparer shown below?
See instructions.
Signature of officer or trustee Date Title
Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date Check if self-
employed right arrow		 PTIN
Firm's name SmallBullet
 Firm's EIN SmallBullet
Firm's address SmallBullet


 Phone no.
Form 990-PF (2023)
Additional Data


Software ID:  
Software Version:  


Form 990PF - Special Condition Description:
Special Condition Description

TY 2023 InvestmentsCorpBondsSchedule
Name:
WILLIAM & ELLEN E AMES CHARITABLE TRUST
EIN:
65-6406252
Name of Bond End of Year Book Value End of Year Fair Market Value
126650DJ6 CVS HEALTH CORP 55,852 59,295
92343VGH1 VERIZON COMMUNICATIO 63,990 68,812
61746BEG7 MORGAN STANLEY 26,805 30,728
95000U2S1 WELLS FARGO & COMPAN 33,415 34,828
035242AN6 ANHEUSER-BUSCH INBEV 27,821 31,385
06406RAN7 BANK OF NY MELLON CO 41,237 43,197
68389XCH6 ORACLE CORP 67,016 68,940
46647PBT2 JPMORGAN CHASE & CO 68,996 74,112
907818EY0 UNION PACIFIC CORP 33,000 34,743
10373QBU3 BP CAP MARKETS AMERI 34,240 35,357
172967PA3 CITIGROUP INC 35,435 36,444
912810QU5 U.S. TREASURY BOND 3    
91282CCS8 U.S. TREASURY NOTE    
912810SR0 U.S. TREASURY BOND    
91282CDN8 U.S. TREASURY NOTE    
91282CEQ0 U.S. TREASURY NOTE    
912810SJ8 U.S. TREASURY BOND    
91282CEM9 U.S. TREASURY NOTE    
912810ST6 U.S. TREASURY BOND    
91282CEP2 U.S. TREASURY NOTE    
91282CED9 U.S. TREASURY NOTE    
912803CK7 U.S. TREASURY PRIN S    
91282CEN7 U.S. TREASURY NOTE    
912810RH3 U.S. TREASURY BOND    
912828YV6 U.S. TREASURY NOTE    
912828V98 U.S. TREASURY NOTE    
91282CBQ3 U.S. TREASURY NOTE    
91282CFG1 U.S. TREASURY NOTE    
912810TD0 U.S. TREASURY BOND    
91282CDV0 U.S. TREASURY NOTE    
05526DBR5 BAT CAPITAL CORP    
912810SS8 U.S. TREASURY BOND    
9128286T2 U.S. TREASURY NOTE    

TY 2023 InvestmentsCorpStockSchedule
Name:
WILLIAM & ELLEN E AMES CHARITABLE TRUST
EIN:
65-6406252
Name of Stock End of Year Book Value End of Year Fair Market Value
718172109 PHILIP MORRIS INTERN 35,150 38,855
969457100 WILLIAMS COS INC/THE 64,099 76,243
17275R102 CISCO SYSTEMS INC 50,407 55,420
80105N105 SANOFI-SYNTHELABO 90,729 94,935
907818108 UNION PACIFIC CORP 55,639 65,335
92343V104 VERIZON COMMUNICATIO 51,435 41,734
110448107 BRITISH AMERICAN TOB 46,711 37,081
23304Y100 DBS GROUP HOLDINGS L 11,690 21,568
744573106 PUBLIC SERVICE ENTER 16,048 17,856
87971M103 TELUS CORP 31,688 33,872
775109200 ROGERS COMMUNICATION 18,796 17,835
91324P102 UNITEDHEALTH GROUP I 31,615 37,906
036752103 ANTHEM INC 33,951 46,684
046353108 ASTRAZENECA PLC SPON 48,256 62,097
20030N101 COMCAST CORP 51,204 51,699
256677105 DOLLAR GENERAL CORP 70,716 50,573
949746101 WELLS FARGO & CO NEW 82,358 100,803
172967424 CITIGROUP INC 71,029 85,185
594918104 MICROSOFT CORP COM 88,038 135,374
759530108 RELX PLC 23,483 38,113
808513105 CHARLES SCHWAB CORP/ 5,875 10,939
G5960L103 MEDTRONIC PLC SHS 118,011 98,526
055622104 BP P L C SPONS ADR 43,605 56,959
174610105 CITIZENS FINANCIAL G 54,540 48,285
500472303 KONINKLIJKE PHILIPS 40,718 35,392
670100205 NOVO NORDISK A/S ADR 39,466 63,105
704326107 PAYCHEX INC 33,696 36,567
00287Y109 ABBVIE INC 30,391 41,377
444859102 HUMANA INC 21,125 22,891
192446102 COGNIZANT TECHNOLOGY 43,655 55,817
46625H100 J P MORGAN CHASE & C 33,890 45,247
55261F104 M&T BANK CORP 23,249 21,933
026874784 AMERICAN INTERNATION 28,777 65,379
25243Q205 DIAGEO PLC SPON ADR    
363576109 ARTHUR J GALLAGHER & 8,788 18,665
80687P106 SCHNEIDER ELEC SA    
874039100 TAIWAN SEMICONDUCTOR 54,496 56,992
20825C104 CONOCOPHILLIPS 16,176 21,821
37045V100 GENERAL MOTORS CO 53,009 57,077
35137L105 FOX CORP 23,447 19,701
651229106 NEWELL BRANDS INC 23,648 10,104
21036P108 CONSTELLATION BRANDS 10,869 15,956
G96629103 WILLIS TOWERS WATSON 27,614 29,185
05722G100 BAKER HUGHES A GE CO 22,831 29,497
22052L104 DOWDUPONT INC    
020002101 ALLSTATE CORP/THE 13,654 19,317
693506107 PPG INDUSTRIES INC 13,904 14,955
04621X108 ASSURANT INC 17,210 21,904
75513E101 RAYTHEON TECHNOLOGIE 33,775 38,368
31620R303 FIDELITY NATIONAL FI 28,334 37,398
92826C839 VISA INC 32,570 39,053
68902V107 OTIS WORLDWIDE CORP 33,437 40,530
754730109 RAYMOND JAMES FINANC 16,084 26,537
756255204 RECKITT BENCKISER GR    
904767704 UNILEVER PLC AMER SH 56,249 53,037
30161N101 EXELON CORP 19,462 17,124
29452E101 EQUITABLE HOLDINGS I    
281020107 EDISON INTERNATIONAL    
98956P102 ZIMMER BIOMET HOLDIN 32,693 29,573
525327102 LEIDOS HOLDINGS INC 54,148 62,563
14040H105 CAPITAL ONE FINANCIA    
00507V109 ACTIVISION BLIZZARD    
93114W107 WAL-MART DE MEXICO S 25,700 31,158
521865204 LEAR CORP 12,291 13,133
G3421J106 FERGUSON PLC    
025537101 AMERICAN ELECTRIC PO 28,935 27,940
125523100 CIGNA CORP 25,761 35,934
48667L106 KDDI CORP    
45866F104 INTERCONTINENTAL EXC 58,738 67,554
74435K204 PRUDENTIAL PLC ADR 62,553 44,945
31620M106 FIDELITY NATL INFO S 86,002 48,537
369604301 GENERAL ELEC CO REG    
492089107 KERING SA    
69366X100 PT BANK RAKYAT ADR 13,513 16,250
297284200 ESSILOR INTL SA 34,176 38,990
461202103 INTUIT INC    
87165B103 SYNCHRONY FINANCIAL 19,267 17,835
268353109 EDP-ELECTRICIDADE DE    
149123101 CATERPILLAR INC    
778296103 ROSS STORES INC 14,674 23,803
518439104 ESTEE LAUDER COS INC    
81211K100 SEALED AIR CORP 54,184 38,894
502441306 LVMH MOET HENNESSY L 26,095 30,866
78467J100 SS&C TECHNOLOGIES HO 61,787 58,604
H84989104 TE CONNECTIVITY LTD 22,711 24,166
502431109 L3HARRIS TECHNOLOGIE 67,603 67,398
751212101 RALPH LAUREN CORP 13,346 16,871
911312106 UNITED PARCEL SERVIC 38,975 31,289
50540R409 LABORATORY CORP AMER 45,808 51,140
00206R102 AT&T INC 19,563 17,401
03769M106 APOLLO GLOBAL MANAGE    
14149Y108 CARDINAL HEALTH INC 33,941 49,997
54338V101 LONZA GROUP AG    
29429L105 EPIROC AB    
G1151C101 ACCENTURE PLC SHS 36,076 47,022
780641205 KONINKLIJKE KPN NV 30,597 28,954
989825104 ZURICH INSURANCE GRO 28,367 31,319
03073E105 AMERISOURCEBERGEN CO 12,667 18,279
42809H107 HESS CORP    
455793109 INDUSTRIA DE DISENO    
500754106 KRAFT HEINZ CO/THE 71,706 69,005
02209S103 ALTRIA GROUP INC    
780259305 ROYAL DUTCH SHELL PL 99,294 107,451
931142103 WAL MART STORES INC    
166764100 CHEVRONTEXACO CORP    
459506101 INTERNATIONAL FLAVOR 15,984 16,599
816851109 SEMPRA ENERGY 23,657 24,810
31946M103 FIRST CITIZENS BANCS 37,609 68,111
595112103 MICRON TECHNOLOGY 34,776 47,193
009126202 AIR LIQUIDE ADR 24,281 33,458
532457108 ELI LILLY & CO    
609207105 MONDELEZ INTERNATION 42,759 44,472
071813109 BAXTER INTERNATIONAL 70,892 58,570
30190A104 F AND G ANNUITIES &    
025816109 AMERICAN EXPRESS CO 23,145 24,354
037833100 APPLE INC 43,347 51,983
05523R107 BAE SYSTEMS PLC 26,574 28,851
14316J108 CARLYLE (THE) GROUP 14,318 17,904
14448C104 CARRIER GLOBAL CORP 23,947 28,151
22822V101 CROWN CASTLE INTERNA 12,525 15,090
34965K107 FORTREA HOLDINGS INC 10,605 10,470
38141G104 GOLDMAN SACHS GROUP 25,101 30,476
641069406 NESTLE S A SPONSORED 44,670 43,246
68389X105 ORACLE CORP 37,473 33,738
69331C108 PG&E CORP 20,619 21,852
760759100 REPUBLIC SERVICES IN 28,603 32,157
835699307 SONY CORP ADR AMERN 27,876 29,354
867224107 SUNCOR ENERGY INC 20,649 19,320
G0176J109 ALLEGION PLC SHS 30,928 35,220

TY 2023 InvestmentsGovtObligationsSch
Name:
WILLIAM & ELLEN E AMES CHARITABLE TRUST
EIN:
65-6406252
US Government Securities - End of Year Book Value:

1,228,368
US Government Securities - End of Year Fair Market Value:

1,216,016
State & Local Government Securities - End of Year Book Value:


 
State & Local Government Securities - End of Year Fair Market Value:


 


TY 2023 InvestmentsOtherSchedule2
Name:
WILLIAM & ELLEN E AMES CHARITABLE TRUST
EIN:
65-6406252
Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
09260B382 BLACKROCK STRATEGIC AT COST 341,596 342,771
464287309 ISHARES S&P 500 GROW AT COST 190,354 527,578
464287507 ISHARES CORE S&P MID AT COST 74,688 185,691
464287804 ISHARES CORE S&P SMA AT COST 94,177 191,603

TY 2023 OtherDecreasesSchedule
Name:
WILLIAM & ELLEN E AMES CHARITABLE TRUST
EIN:
65-6406252
Description Amount
CY PURCHASE OF ACCRUED INTEREST 315
PY RETURN OF CAPITAL 689


TY 2023 OtherExpensesSchedule
Name:
WILLIAM & ELLEN E AMES CHARITABLE TRUST
EIN:
65-6406252
Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
OTHER INVESTMENT EXPENSES 900 900   0


TY 2023 OtherIncomeSchedule2
Name:
WILLIAM & ELLEN E AMES CHARITABLE TRUST
EIN:
65-6406252
Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
FEDERAL TAX REFUND 4,951 0  


TY 2023 OtherIncreasesSchedule
Name:
WILLIAM & ELLEN E AMES CHARITABLE TRUST
EIN:
65-6406252
Description Amount
PY PURCHASE OF ACCRUED INTEREST 4,123
AMORTIZATION/COST BASIS ADJUSTMENT 778


TY 2023 TaxesSchedule
Name:
WILLIAM & ELLEN E AMES CHARITABLE TRUST
EIN:
65-6406252
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
FOREIGN TAXES 3,912 3,912   0
FEDERAL ESTIMATES - PRINCIPAL 4,292 0   0