Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
right arrowDo not enter social security numbers on this form as it may be made public.
right arrowGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2023
Open to Public Inspection
For calendar year 2023, or tax year beginning 01-01-2023 , and ending 12-31-2023
Name of foundation
RITA ALLEN FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 116
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PRINCETON, NJ085421116
A Employer identification number

13-6116429
B Telephone number (see instructions)

(609) 683-8010
C right arrow
G Check all that apply:

D 1. Foreign organizations, check here............. right arrow
2. Foreign organizations meeting the 85%
test, check here and attach computation ... right arrow
E right arrow
H Check type of organization:
F right arrow
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)right arrow$189,867,123J Accounting method:
Modified Cash
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check right arrow.............
3 Interest on savings and temporary cash investments 815,261 815,261  
4 Dividends and interest from securities... 1,991,601 2,518,402  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 5,166,669
b Gross sales price for all assets on line 6a 35,081,421
7 Capital gain net income (from Part IV, line 2)... 5,433,668
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
366,995 387,170  
12 Total. Add lines 1 through 11........ 8,340,526 9,154,501  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 930,666 0   930,666
14 Other employee salaries and wages...... 592,378 0   592,378
15 Pension plans, employee benefits....... 412,618 0   412,618
16a Legal fees (attach schedule)......... Click to see attachment
List of Attached Documents:
// Content
2,475 0   2,475
b Accounting fees (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
74,500 0   74,500
c Other professional fees (attach schedule).... Click to see attachment
List of Attached Documents:
// Content
943,210 1,022,991   21,730
17 Interest...............   20,666    
18 Taxes (attach schedule) (see instructions)... Click to see attachment
List of Attached Documents:
// Content
70,000 44,109   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 119,695 0   119,695
21 Travel, conferences, and meetings....... 56,130 0   56,130
22 Printing and publications.......... 1,211 0   1,211
23 Other expenses (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
599,213 342,135   595,963
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 3,802,096 1,429,901   2,807,366
25 Contributions, gifts, grants paid....... 6,760,118 6,760,118
26 Total expenses and disbursements. Add lines 24 and 25 10,562,214 1,429,901   9,567,484
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -2,221,688
b Net investment income (if negative, enter -0-) 7,724,600
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2023)
Form 990-PF (2023)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 55,020 67,733 67,733
2 Savings and temporary cash investments......... 7,184,314 7,142,875 7,142,875
3 Accounts receivable right arrow  
Less: allowance for doubtful accounts right arrow        
4 Pledges receivable right arrow  
Less: allowance for doubtful accounts right arrow        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) right arrow  
Less: allowance for doubtful accounts right arrow        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 3,015,930 Click to see attachment
List of Attached Documents:
// Content
615,295 		615,295
b Investments—corporate stock (attach schedule)....... 65,376,617 Click to see attachment
List of Attached Documents:
// Content
74,885,649 		74,885,649
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis right arrow  
Less: accumulated depreciation (attach schedule) right arrow        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 99,989,383 Click to see attachment
List of Attached Documents:
// Content
107,149,518 		107,149,518
14 Land, buildings, and equipment: basis right arrow  
Less: accumulated depreciation (attach schedule) right arrow        
15 Other assets (describe right arrow) Click to see attachment
List of Attached Documents:
// Content
6,053 		Click to see attachment
List of Attached Documents:
// Content
6,053 		Click to see attachment
List of Attached Documents:
// Content
6,053
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 175,627,317 189,867,123 189,867,123
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe right arrow)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here right arrow
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 171,852,301 186,090,255
25 Net assets with donor restrictions............ 3,775,016 3,776,868
Foundations that do not follow FASB ASC 958, check here right arrow
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 175,627,317 189,867,123
30 Total liabilities and net assets/fund balances (see instructions). 175,627,317 189,867,123
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
175,627,317
2
Enter amount from Part I, line 27a .....................
2
-2,221,688
3
Other increases not included in line 2 (itemize) right arrowClick to see attachment
List of Attached Documents:
// Content
3
16,461,494
4
Add lines 1, 2, and 3 ..........................
4
189,867,123
5
Decreases not included in line 2 (itemize) right arrow
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
189,867,123
Form 990-PF (2023)
Form 990-PF (2023)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES P    
b ORCHARD LIQUID CREDIT FUND P    
c COLCHIS INCOME FUND, LTD. P    
d INDIA ACORN FUND CAYMAN LTD P    
e BIRCH GROVE CREDIT STRATEGIES FUND LTD P    
YORK CREDIT OPPORTUNITIES P    
FUNDSMITH EQUITY FUND, L.P. P    
DALTON INVESTMENTS TRUST - SERIES B P    
MGG SF EVERGREEN UNLEVERED FUND LP P    
NEW GENERATION TURNAROUND FUND (DELAWARE) L.P. P    
GQG PARTNERS INTERNATIONAL EQUITY FUND P    
WARBURG PINCUS PRIVATE EQUITY XII, L.P. P    
ECHO STREET GOODCO SELECT II LP P    
WARBURG PINCUS GLOBAL GROWTH, L.P. P    
WARBURG PINCUS GLOBAL GROWTH (E&P)-2, L.P. P    
THE OVERLOOK PARTNERS FUND, L.P. P    
FORESITE CAPITAL FUND V, LP P    
FORESITE CAPITAL OPPORTUNITY FUND V, LP P    
INNOVATION ENDEAVORS IV, LP P    
OWLS NEST PARTNERS LONG ONLY FUND, LP P    
MAREN CAPITAL MAREN FUND LP P    
FORESITE CAPITAL FUND VI, L.P. P    
WARBURG PINCUS PRIVATE EQUITY XII, L.P. P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 26,812,550   23,674,111 3,138,439
b 1,250,000   1,255,744 -5,744
c 94,612   77,141 17,471
d 866,355   564,965 301,390
e 1,871,024   1,522,226 348,798
129,534   182,540 -53,006
      -62,865
      -10,814
      23,230
      12,577
      114,855
      395,733
      1,610,180
      -13,415
      434
      -65,917
      2,726
      3,102
      -250
      -325,574
      1,644
      204
      470
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       3,138,439
b       -5,744
c       17,471
d       301,390
e       348,798
      -53,006
      -62,865
      -10,814
      23,230
      12,577
      114,855
      395,733
      1,610,180
      -13,415
      434
      -65,917
      2,726
      3,102
      -250
      -325,574
      1,644
      204
      470
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 5,433,668
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here right arrow and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions) 1 107,372
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 107,372
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 107,372
6 Credits/Payments:
a 2023 estimated tax payments and 2022 overpayment credited to 2023 6a 162,964
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 150,000
d Backup withholding erroneously withheld .......... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 312,964
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment
List of Attached Documents:
// Content
8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......right arrow 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...right arrow 10 205,592
11 Enter the amount of line 10 to be: Credited to 2024 estimated taxright arrow205,592 Refundedright arrow 11 0
Form 990-PF (2023)
Form 990-PF (2023)
Page 4
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. right arrow$ 0(2) On foundation managers.right arrow$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.right arrow$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
round bullet By language in the governing instrument, or
round bullet By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument? ................
6
Yes
 
7
Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
and Part XIV..................................
7
Yes
 
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
right arrowNJ, NY
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
8b
Yes
 
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2023 or the taxable year beginning in 2023? See the instructions for Part XIII.
If "Yes," complete Part XIII .............................
9
 
No
10
Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
and addresses. ...............................
10
 
No
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
11
 
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions.................
12
 
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
 
Website addressright arrowWWW.RITAALLEN.ORG
14
The books are in care ofright arrowKARI WILLIAMS TREASURER Telephone no.right arrow (609) 683-8010

Located atright arrowPO BOX 116PRINCETONNJ ZIP+4right arrow085421116
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........right arrow
and enter the amount of tax-exempt interest received or accrued during the year ........right arrow
15
 
16 At any time during calendar year 2023, did the foundation have an interest in or a signature or other authority over YesNo
a bank, securities, or other financial account in a foreign country? .................
16   No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country right arrow
Form 990-PF (2023)
Form 990-PF (2023)
Page 5
Part VI-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
1a(1)
 
No
(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person? ..............................
1a(2)
 
No
(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
1a(3)
Yes
 
(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
1a(4)
Yes
 
(5) Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)? ......................
1a(5)
 
No
(6) Agree to pay money or property to a government official? (Exception. Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.) ...............
1a(6)
 
No
b
If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
1b
 
No
c
Organizations relying on a current notice regarding disaster assistance check here ........right arrow
d
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2023? .............
1d
 
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2023, did the foundation have any undistributed income (Part XII, lines 6d
and 6e) for tax year(s) beginning before 2023?....................
2a
 
No
If "Yes," list the years right arrow20, 20, 20, 20
b
Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to all years listed, answer "No" and attach statement—see instructions.) ..............
2b
 
 
c
If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
right arrow20, 20, 20, 20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year? ..............................
3a
 
No
b
If "Yes," did it have excess business holdings in 2023 as a result of (1) any purchase by the foundation
or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2023.) .....................
3b
 
 
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
 
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2023? ..
4b
 
No
Form 990-PF (2023)
Form 990-PF (2023)
Page 6
Part VI-B
Statements Regarding Activities for Which Form 4720 May Be Required (continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
5a(1)
 
No
(2) Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive? ....................
5a(2)
 
No
(3) Provide a grant to an individual for travel, study, or other similar purposes? .............
5a(3)
 
No
(4) Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions ........................
5a(4)
 
No
(5) Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals? .............
5a(5)
 
No
b
If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
5b
 
 
c
Organizations relying on a current notice regarding disaster assistance check .........right arrow
d
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant? .................
5d
 
 
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract? .............................
6a
 
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
6b
 
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
7a
 
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
7b
 
 
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year? .........................
8
 
No
Part VII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a) Name and address (b) Title, and average
hours per week
devoted to position 		(c) Compensation
 (If not paid, enter
-0-) 		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
other allowances
WILLIAM F GADSDEN CHAIRPERSON OF THE BOARD
2.00 		7,000 0 0
PO BOX 116
PRINCETON,NJ085421116
ELIZABETH G CHRISTOPHERSON PRESIDENT & CEO
40.00 		551,285 87,083 0
PO BOX 116
PRINCETON,NJ085421116
KARI A WILLIAMS FINANCE, TREASURER
40.00 		175,000 44,161 0
PO BOX 116
PRINCETON,NJ085421116
KATHERINE BELYI SECRETARY/KNOWLEDGE
40.00 		185,381 28,777 0
PO BOX 116
PRINCETON,NJ085421116
ANDREW K GOLDEN DIRECTOR
1.00 		0 0 0
PO BOX 116
PRINCETON,NJ085421116
LANDON Y JONES DIRECTOR
1.00 		0 0 0
PO BOX 116
PRINCETON,NJ085421116
RODNEY PRIESTLEY PHD DIRECTOR
1.00 		4,000 0 0
PO BOX 116
PRINCETON,NJ085421116
SAMUEL S-H WANG PHD DIRECTOR
1.00 		4,000 0 0
PO BOX 116
PRINCETON,NJ085421116
SIVAN HONG DIRECTOR
1.00 		0 0 0
PO BOX 116
PRINCETON,NJ085421116
THE HONORABLE THOMAS H KEAN DIRECTOR
1.00 		0 0 0
PO BOX 116
PRINCETON,NJ085421116
CARL NATHAN MD DIRECTOR
1.00 		4,000 0 0
PO BOX 116
PRINCETON,NJ085421116
DAVID NIRENBERG PHD DIRECTOR
1.00 		0 0 0
PO BOX 116
PRINCETON,NJ085421116
2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a) Name and address of each employee paid more than $50,000 (b) Title, and average
hours per week
devoted to position 		(c) Compensation (d) Contributions to
employee benefit
plans and deferred
compensation 		(e) Expense account,
other allowances
RANDI CHMIELEWSKI STRATEGIC ENGAGEMENT
40.00 		194,445 39,903 0
PO BOX 116
PRINCETON,NJ085421116
JANIE SCURTI EXECUTIVE ASSISTANT
40.00 		94,754 40,119 0
PO BOX 116
PRINCETON,NJ085421116
TAMIKA DAVIS PROGRAM ADMINISTRATI
40.00 		79,688 31,989 0
PO BOX 116
PRINCETON,NJ085421116
FATU J BADIANE MARKEY SCIENCE PROGRAMS
40.00 		82,990 27,190 0
PO BOX 116
PRINCETON,NJ085421116
ELIZABETH FISHER COLLABORATION PROJEC
40.00 		82,676 12,821 0
PO BOX 116
PRINCETON,NJ085421116
Total number of other employees paid over $50,000...................right arrow 1
Form 990-PF (2023)
Form 990-PF (2023)
Page 7
Part VII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)
3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
THE COLONY GROUP LLC INVESTMENT MANAGEMENT 432,727
201 WASHINGTON ST 11TH FL
BOSTON,MA02108
BROWN ADVISORY MANAGEMENT LLC INVESTMENT MANAGEMENT 251,971
901 S BOND STREET SUITE 400
BALTIMORE,MD21231
JUNXION STRATEGY (CANADA) INC CONSULTANT 65,647
225 8TH AVE W SUITE 300
VANCOUVER,BC  
CA
Total number of others receiving over $50,000 for professional services.............right arrow0
Part VIII-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
1 DISCOVERY SCIENCE KNOWLEDGE AND FIELD BUILDLING:DISCOVERY SCIENCE KNOWLEDGE AND FIELD BUILDING (EXAMPLES: SCHOLARS VIRTUAL AND IN-PERSON SYMPOSIA, PUBLICATIONS FOR THE FIELD, SCIENCE PHILANTHROPY ALLIANCE, HEALTH RESEARCH ALLIANCE) PAIN RESEARCH KNOWLEDGE AND FIELD BUILDING (EXAMPLES: PAIN SCHOLARS MEETINGS, PAIN RESEARCH FUNDING CALLS, PUBLICATIONS FOR THE FIELD) 104,287
2 CIVIC SCIENCE AND PHILANTHROPY KNOWLEDGE AND FIELD BUILDING:CIVIC SCIENCE KNOWLEDGE AND FIELD BUILDING (EXAMPLES: CIVIC SCIENCE FELLOWS VIRTUAL AND IN-PERSON LABS AND CONVENINGS, PRACTICE AND SCIENCE OF CIVIC SCIENCE ADVISORY COMMITTEE, CIVIC SCIENCE FELLOWS PROGRAM ADMINISTRATION AND PARTNERSHIPS DEVELOPMENT, CIVIC SCIENCE HUB AND RESOURCES, RESEARCH AND PUBLICATIONS FOR THE FIE LD, CIVIC SCIENCE NEWSLETTER, SCIENCE IN SOCIETY FUNDER COLLABORATIVE, OPEN RESEARCH FUNDERS GROUP, TRANSFORMING EVIDENCE NETWORK) OTHER PHILANTHROPY KNOWLEDGE AND FIELD BUILDING (EXAMPLES: FUND FOR SHARED INSIGHT, MEDIA IMPACT FUNDERS, PHILANTHROPY FOR ACTIVE CIVICENGAGEMENT) 919,631
3  
4  
Part VIII-B
Summary of Program-Related Investments (see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
1  
2  
All other program-related investments. See instructions.
3  
Total. Add lines 1 through 3.........................right arrow0
Form 990-PF (2023)
Form 990-PF (2023)
Page 8
Part IX
Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities...................
1a
174,791,424
b
Average of monthly cash balances.......................
1b
6,882,906
c
Fair market value of all other assets (see instructions)................
1c
0
d
Total (add lines 1a, b, and c).........................
1d
181,674,330
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation) .............
1e
0
2
Acquisition indebtedness applicable to line 1 assets..................
2
0
3
Subtract line 2 from line 1d.........................
3
181,674,330
4
Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
instructions) .............................
4
2,725,115
5
Net value of noncharitable-use assets. Subtract line 4 from line 3. ............
5
178,949,215
6
Minimum investment return. Enter 5% (0.05) of line 5................
6
8,947,461
Part X
Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
1
Minimum investment return from Part IX, line 6..................
1
8,947,461
2a
Tax on investment income for 2022 from Part V, line 5.......
2a
107,372
b
Income tax for 2022. (This does not include the tax from Part V.) ...
2b
 
c
Add lines 2a and 2b............................
2c
107,372
3
Distributable amount before adjustments. Subtract line 2c from line 1............
3
8,840,089
4
Recoveries of amounts treated as qualifying distributions................
4
123
5
Add lines 3 and 4............................
5
8,840,212
6
Deduction from distributable amount (see instructions).................
6
0
7
Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
7
8,840,212
Part XI
Qualifying Distributions (see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
1a
9,567,484
b
Program-related investments—total from Part VIII-B..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes...............................
2
 
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)....................
3a
 
b
Cash distribution test (attach the required schedule) .................
3b
 
4
Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4. .......
4
9,567,484
Form 990-PF (2023)
Form 990-PF (2023)
Page 9
Part XII
Undistributed Income (see instructions)
(a)
Corpus 		(b)
Years prior to 2022 		(c)
2022 		(d)
2023
1 Distributable amount for 2023 from Part X, line 7 8,840,212
2 Undistributed income, if any, as of the end of 2022:
a Enter amount for 2022 only....... 8,816,364
b Total for prior years:20 , 20, 20 0
3 Excess distributions carryover, if any, to 2022:
a From 2018......  
b From 2019......  
c From 2020......  
d From 2021......  
e From 2022......  
f Total of lines 3a through e ........ 0
4Qualifying distributions for 2023 from Part
XI, line 4: right arrow$ 9,567,484
a Applied to 2022, but not more than line 2a 8,816,364
b Applied to undistributed income of prior years
(Election required—see instructions)..... 		0
c Treated as distributions out of corpus (Election
required—see instructions)........ 		0
d Applied to 2023 distributable amount..... 751,120
e Remaining amount distributed out of corpus 0
5 Excess distributions carryover applied to 2023. 0 0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6Enter the net total of each column as
indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
b Prior years’ undistributed income. Subtract
line 4b from line 2b .......... 		0
c Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed...... 		0
d Subtract line 6c from line 6b. Taxable amount
—see instructions ........... 		0
e Undistributed income for 2022. Subtract line
4a from line 2a. Taxable amount—see
instructions ............. 		0
f Undistributed income for 2023. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2024 .......... 		8,089,092
7 Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions) ....... 		0
8 Excess distributions carryover from 2018 not
applied on line 5 or line 7 (see instructions) ... 		0
9 Excess distributions carryover to 2024.
Subtract lines 7 and 8 from line 6a ...... 		0
10 Analysis of line 9:
a Excess from 2019....  
b Excess from 2020....  
c Excess from 2021....  
d Excess from 2022....  
e Excess from 2023....  
Form 990-PF (2023)
Form 990-PF (2023)
Page 10
Part XIII
Private Operating Foundations (see instructions and Part VI-A, question 9)
1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2023, enter the date of the ruling ...... right arrow
 
b Check box to indicate whether the organization is a private operating foundation described in section or
2a Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part IX for each
year listed .......... 		Tax year Prior 3 years (e) Total
(a) 2023 (b) 2022 (c) 2021 (d) 2020
         
b 85% (0.85) of line 2a .........          
c Qualifying distributions from Part XI,
line 4 for each year listed ..... 		         
d Amounts included in line 2c not used directly
for active conduct of exempt activities .......... 		         
e Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c .... 		         
3 Complete 3a, b, or c for the
alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......          
(2) Value of assets qualifying
under section 4942(j)(3)(B)(i)		          
b “Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part IX, line 6 for each year listed .. 		         
c “Support" alternative test—enter:
(1) Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties) .... 		         
(2) Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii).... 		         
(3) Largest amount of support
from an exempt organization		          
(4) Gross investment income          
Part XIV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1Information Regarding Foundation Managers:
aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here right arrow
aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
bThe form in which applications should be submitted and information and materials they should include:
cAny submission deadlines:
dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form 990-PF (2023)
Form 990-PF (2023)
Page 11
Part XIV
Supplementary Information (continued)
3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
 Foundation
status of
recipient 		Purpose of grant or
contribution 		Amount
Name and address (home or business)
aPaid during the year

AGORA INSTITUTE AT JOHNS HOPKINS UNIVERSITY

3400 N CHARLES STREET
BALTIMORE,MD21218 		N/A PC CIVIC SCIENCE FELLOW 18,750

AMERICAN ASSOCIATION FOR THE ADVANCEMENT OF SCIENCE

1200 NEW YORK AVENUE NW
WASHINGTON,DC20005 		N/A PC CATALYST FUND - GENERAL SUPPORT CONTRIBUTION 50,000

AMERICAN ASSOCIATION FOR THE ADVANCEMENT OF SCIENCE

1200 NEW YORK AVENUE NW
WASHINGTON,DC20005 		N/A PC ENABLING SUSTAINED EXCELLENCE IN BRINGING AI EXPERTISE TO THE FEDERAL GOVERNMENT 100,000

AMERICAN ASSOCIATION FOR THE ADVANCEMENT OF SCIENCE

1200 NEW YORK AVENUE NW
WASHINGTON,DC20005 		N/A PC SCILINE EXPERT MATCHING SERVICE ASSESSMENT 57,500

AMERICAN ASSOCIATION FOR THE ADVANCEMENT OF SCIENCE

1200 NEW YORK AVENUE NW
WASHINGTON,DC20005 		N/A PC STEMM OPPORTUNITY ALLIANCE 100,000

AMERICAN PHYSICAL SOCIETY

ONE PHYSICS ELLIPSE
COLLEGE PARK,MD207403844 		N/A PC CIVIC SCIENCE FELLOW 75,000

AMERICAN SOCIETY FOR MICROBIOLOGY

1752 N ST NW
WASHINGTON,DC20036 		N/A PC BRAD FENWICK ENDOWMENT FOR THE ADVANCEMENT OF CIVIC SCIENCE 50,000

APLU

1220 L ST NW
WASHINGTON,DC20005 		N/A PC CIVIC SCIENCE FELLOW 5,000

ASSOCIATION OF SCIENCE-TECHNOLOGY CENTERS (ASTC)

818 CONNECTICUT AVENUE NW
WASHINGTON,DC20006 		N/A PC ASTC SEEDING ACTION CIVIC SCIENCE FELLOW 60,000

ASSOCIATION OF SCIENCE-TECHNOLOGY CENTERS (ASTC)

818 CONNECTICUT AVENUE NW
WASHINGTON,DC20006 		N/A PC LANDSCAPE OF FEDERAL SCIENCE ENGAGEMENT RESOURCES 60,000

ASSOCIATION OF SCIENCE-TECHNOLOGY CENTERS (ASTC)

818 CONNECTICUT AVENUE NW
WASHINGTON,DC20006 		N/A PC LANDSCAPE OF FEDERAL SCIENCE ENGAGEMENT RESOURCES 63,635

BOSTON CHILDREN'S HOSPITAL TRUST

401 PARK DRIVE
BOSTON,MA02215 		N/A PC PROJECT SUPPORT 13,000

BOSTON UNIVERSITY COLLEGE OF COMMUNICATION

1 SILBER WAY
BOSTON,MA02215 		N/A PC CIVIC SCIENCE FELLOW 73,000

BOSTON UNIVERSITY COLLEGE OF COMMUNICATION

1 SILBER WAY
BOSTON,MA02215 		N/A PC GENERAL SUPPORT CONTRIBUTION 750

BOSTON UNIVERSITY COLLEGE OF COMMUNICATION

1 SILBER WAY
BOSTON,MA02215 		N/A PC SCIENCE MISINFORMATION: PREVALENT MISCONCEPTIONS AND EFFECTIVE MITIGATION STRATEGIES 5,000

BRANDEIS UNIVERSITY

415 SOUTH STREET MAILSTOP 110
WALTHAM,MA02454 		N/A PC WILL-MANDATED GIVING 2023 190,000

BROWN UNIVERSITY

1 PROSPECT STREET
PROVIDENCE,RI029121860 		N/A PC 2022 SCHOLAR 100,000

BUCKNELL UNIVERSITY

301 MARKET ST SUITE 2
LEWISBURG,PA17837 		N/A PC PROJECT SUPPORT 5,000

CALIFORNIA COUNCIL ON SCIENCE AND TECHNOLOGY

1017 L ST 438
SACRAMENTO,CA95814 		N/A PC GENERAL SUPPORT CONTRIBUTION 3,000

CALIFORNIA INSTITUTE OF TECHNOLOGY

351 ARMS LABORATORY
PASADENA,CA91125 		N/A PC 2020 SCHOLAR 100,000

CENTER FOR EFFECTIVE PHILANTHROPY

675 MASSACHUSETTS AVENUE 7TH FLOOR
CAMBRIDGE,MA02139 		N/A PC THE EFFECTS OF LARGE, UNRESTRICTED GIFTS ON NONPROFITS (YEARS 2 AND 3) 50,000

CENTER FOR EFFECTIVE PHILANTHROPY

675 MASSACHUSETTS AVENUE 7TH FLOOR
CAMBRIDGE,MA02139 		N/A PC ELEVATING NONPROFIT VOICES TO HELP INDIVIDUAL AND FOUNDATION DONORS BE MORE EFFECTIVE: A THREE-YEAR RESEARCH EFFORT 50,000

CENTER FOR MEDIA ENGAGEMENT UNIVERSITY OF TEXAS AT AUSTIN

300 W DEAN KEETON A0900
AUSTIN,TX787121069 		N/A PC BEST PRACTICES FOR ETHICS IN SCIENCE PHILANTHROPY 23,952

CIENCIA PUERTO RICO

55 HIGHT LANE
HAMDEN,CT06517 		N/A PC CIENCIA COLAB CIVIC SCIENCE FELLOW 80,000

CIENCIA PUERTO RICO

55 HIGHT LANE
HAMDEN,CT06517 		N/A PC REFLEXIVITY WORKBOOK: A TOOL FOR INCLUSIVE AND EQUITABLE CIVIC SCIENCE AND PUBLIC ENGAGEMENT 25,000

CIENCIA PUERTO RICO (CENTER FOR A NEW ECONOMY INC FISCAL SPONSOR)

AV QUISQUEYA
SAN JUAN,PR00919 		N/A PC CIVIC SCIENCE FELLOW 18,698

CITY REPORT INC

85 BROAD ST
NEW YORK,NY10004 		N/A PC GENERAL OPERATING SUPPORT 7,500

CLIMATE CENTRAL

ONE PALMER SQUARE
PRINCETON,NJ08542 		N/A PC CIVIC SCIENCE FELLOW 120,000

CLIMATE CENTRAL

ONE PALMER SQUARE
PRINCETON,NJ08542 		N/A PC CIVIC SCIENCE FELLOW 5,000

COLD SPRING HARBOR LABORATORY

ONE BUNGTOWN ROAD
COLD SPRING HARBOR,NY11724 		N/A PC 2021 SCHOLAR 100,000

COLUMBIA UNIVERSITY

535 WEST 116TH STREET
NEW YORK,NY10027 		N/A PC 2022 SCHOLAR 100,000

COMMUNITY PARTNERS INTERNATIONAL

580 CALIFORNIA STREET
SAN FRANCISCO,CA94104 		N/A PC GENERAL OPERATING SUPPORT 10,000

CORNELL UNIVERSITY

OFFICE OF SPONSORED PROGRAMS
ITHACA,NY14853 		N/A PC CITIZENS AND TECHNOLOGY LAB CIVIC SCIENCE FELLOW 100,000

COUNCIL FOR THE ADVANCEMENT OF SCIENCE WRITING

PO BOX 910
HEDGESVILLE,WV25427 		N/A PC THE CONNECTOR: A ONE-STOP SHOP FOR SCIENCE JOURNALISM AND COMMUNICATION 50,000

COUNCIL OF NEW JERSEY GRANTMAKERS

1977 NORTH OLDEN AVE SUITE 238
EWING,NJ08618 		N/A PC 2024 MEMBERSHIP GRANT 11,250

COUNCIL ON FOUNDATIONS

1255 23RD ST NW SUITE 200
WASHINGTON,DC20037 		N/A PC 2023 MEMBERSHIP GRANT 9,000

FRANKLIN INSTITUTE

222 NORTH 20TH STREET
PHILADELPHIA,PA19103 		N/A PC CIVIC SCIENCE FELLOW 120,000

FRED HUTCHINSON CANCER CENTER

1100 FAIRVIEW AVENUE NORTH
SEATTLE,WA981041024 		N/A PC 2019 SCHOLAR 100,000

FRIENDS OF HERRONTOWN WOODS

PO BOX 1325
PRINCETON,NJ08542 		N/A PC GENERAL OPERATING SUPPORT 5,000

FULBRIGHT US-UK FOUNDATION

3701 SACRAMENTO STREET 4
SAN FRANCISCO,CA94118 		N/A PC GENERAL SUPPORT CONTRIBUTION 300

GIVEDIRECTLY INC

PO BOX 3221
NEW YORK,NY10008 		N/A PC PROJECT SUPPORT 15,000

GREEN FARMS ACADEMY

35 BEACHSIDE AVENUE
WESTPORT,CT06880 		N/A PC PROJECT SUPPORT 10,000

HARVARD MEDICAL SCHOOL

25 SHATTUCK STREET
BOSTON,MA02115 		N/A PC 2022 SCHOLAR 100,000

HARVARD MEDICAL SCHOOL

25 SHATTUCK STREET
BOSTON,MA02115 		N/A PC 2023 SCHOLAR 110,000

HARVARD UNIVERSITY

MASSACHUSETTS HALL
CAMBRIDGE,MA02138 		N/A PC 2020 SCHOLAR 110,000

HEALTHRIGHT INTERNATIONAL

14 E 4TH STREET 3RD FLOOR
NEW YORK,NY10012 		N/A PC GENERAL OPERATING SUPPORT 5,000

HOBE SOUND COMMUNITY CHEST

POST OFFICE BOX 511
HOBE SOUND,FL334750511 		N/A PC GENERAL OPERATING SUPPORT 10,000

HOMEFRONT

1880 PRINCETON AVE
LAWRENCEVILLE,NJ086484518 		N/A PC GENERAL OPERATING SUPPORT 5,000

HOPEWELL FUND

1201 CONNECTICUT AVE NW SUITE 300
WASHINGTON,DC20036 		N/A PC SCIENCE IN SOCIETY FUNDER COLLABORATIVE 125,000

HORIZONS NATIONAL

120 POST ROAD WEST
WESTPORT,CT06880 		N/A PC GENERAL OPERATING SUPPORT 20,000

HOUSING INITIATIVES OF PRINCETON

33 MERCER STREET
PRINCETON,NJ08540 		N/A PC GENERAL OPERATING SUPPORT 30,000

INSTITUTE FOR ADVANCED STUDY

1 EINSTEIN DRIVE
PRINCETON,NJ08540 		N/A PC CIVIC SCIENCE FELLOW 100,000

INSTITUTE FOR ADVANCED STUDY

1 EINSTEIN DRIVE
PRINCETON,NJ08540 		N/A PC IAS SCIENCE JOURNALISM WORKSHOP 15,000

INSTITUTE FOR ADVANCED STUDY

1 EINSTEIN DRIVE
PRINCETON,NJ08540 		N/A PC GENERAL SUPPORT CONTRIBUTION 10,000

INTERNATIONAL WOMEN'S FORUM

1155 15TH ST NW
WASHINGTON,DC20005 		N/A PC PROJECT SUPPORT 20,000

MEDIA ALLIANCE (DBA THE SANCTUARY FOR INDEPENDENT MEDIA)

3361 6TH AVENUE
TROY,NY12180 		N/A PC WATER JUSTICE MEDIA: YOUTH SCIENTISTS REPORTING ON WATER CIVICS AND POLLUTION IN TROY, NY 15,000

MEDIA IN NEIGHBORHOODS (MUSIC CONSERVATORY OF WESTCHESTER FISCAL SPONSOR)

1500 CHESTNUT STREET
PHILADELPHIA,PA19102 		N/A PC MUSIC VETS AND SOUND HEALTH NETWORK PRESENT: A FILM AND MUSICAL HEALING FORUM 15,000

MEMORIAL SLOAN KETTERING

PO BOX 27106
NEW YORK,NY10087 		N/A PC PROJECT SUPPORT 5,000

MEMORIAL SLOAN KETTERING CANCER CENTER

1275 YORK AVENUE
NEW YORK,NY10065 		N/A PC 2020 SCHOLAR 100,000

MONTCLAIR STATE UNIVERSITY FOUNDATION

1 NORMAL AVENUE
MONTCLAIR,NJ07043 		N/A PC CENTER FOR COOPERATIVE MEDIA CIVIC SCIENCE FELLOW 85,000

MONTCLAIR STATE UNIVERSITY FOUNDATION

1 NORMAL AVENUE
MONTCLAIR,NJ07043 		N/A PC CROSS-FIELD COLLABORATION GRANTS 40,000

MORGRIDGE INSTITUTE FOR RESEARCH

330 NORTH ORCHARD STREET
MADISON,WI53715 		N/A PC CIVIC SCIENCE FELLOW 90,000

MUCKROCK FOUNDATION INC

263 HUNTINGTON AVE
BOSTON,MA02115 		N/A PC MAPPING CHICAGOS AIR POLLUTION HOTSPOTS AND FUTURE URBAN AIR QUALITY NETWORKS 15,000

NATIONAL ACADEMY OF SCIENCES

500 FIFTH STREET NW
WASHINGTON,DC20001 		N/A PC GENERAL SUPPORT CONTRIBUTION 10,000

NATIONAL ACADEMY OF SCIENCES

500 FIFTH STREET NW
WASHINGTON,DC20001 		N/A PC STANDING COMMITTEE ON ADVANCING SCIENCE COMMUNICATION 100,000

NATIONAL ACADEMY OF SCIENCES

500 FIFTH STREET NW
WASHINGTON,DC20001 		N/A PC GENERAL SUPPORT CONTRIBUTION - 2023 CIVIC SCIENCE FELLOWS AND PARTNERS CONVENING 15,000

NATIONAL SCIENCE POLICY NETWORK (MULTIPLIER FISCAL SPONSOR)

548 MARKET ST
SAN FRANCISCO,CA941045401 		N/A PC SCIENCE & POLICY CROSSROADS 15,000

OPEN VALLEJO

490 43RD ST 12
OAKLAND,CA94609 		N/A PC THE VALLEJO PEOPLE'S ARCHIVE 15,000

PACE (PHILANTHROPY FOR ACTIVE CIVIC ENGAGEMENT)

1717 RHODE ISLAND AVE NW SUITE 700
WASHINGTON,DC20036 		N/A PC CIVIC LANGUAGE PERCEPTIONS PROJECT 50,000

PEOPLE & STORIESGENTE Y CUENTOS

295 EGGERTS CROSSING ROAD
LAWRENCEVILLE,NJ08648 		N/A PC GENERAL OPERATING SUPPORT 5,000

PHILANTHROPY NEW YORK

1500 BROADWAY 7TH FLOOR
NEW YORK,NY10036 		N/A PC 2023 MEMBERSHIP GRANT 450

PIERREPONT SCHOOL

1 SYLVAN RD N
WESTPORT,CT06880 		N/A PC GENERAL OPERATING SUPPORT 10,000

PLANET DETROIT (MICHIGAN ENVIRONMENTAL COUNCIL FISCAL SPONSOR)

602 W IONIA ST
LANSING,MI48933 		N/A PC TELLING THE HUMAN STORY OF DETROITS FAILING AIR QUALITY 15,000

PRESIDENT AND FELLOWS OF HARVARD COLLEGE

1033 MASSACHUSETTS AVENUE 5TH FL
CAMBRIDGE,MA02138 		N/A PC LOCAL TELEVISION NEWS STUDY 10,000

PRESIDENT AND FELLOWS OF HARVARD COLLEGE

1033 MASSACHUSETTS AVENUE 5TH FL
CAMBRIDGE,MA02138 		N/A PC CIVIC SCIENCE FELLOW 5,000

PRINCETON PUBLIC LIBRARY FOUNDATION

SANDS LIBRARY BUILDING
PRINCETON,NJ08542 		N/A PC GENERAL OPERATING SUPPORT 5,000

PRINCETON THEOLOGICAL SEMINARY

PO BOX 821
PRINCETON,NJ085420803 		N/A PC GENERAL SUPPORT CONTRIBUTION 10,000

PRINCETON-BLAIRSTOWN CENTER

13 ROSZEL ROAD
PRINCETON,NJ08540 		N/A PC GENERAL OPERATING SUPPORT 25,000

PROPUBLICA

ONE EXCHANGE PLAZA
NEW YORK,NY10006 		N/A PC PROJECT SUPPORT 25,000

RESEARCH FOUNDATION CUNY

85 SAINT NICHOLAS TERRACE
NEW YORK,NY100311264 		N/A PC CUNY ADVANCED SCIENCE RESEARCH CENTER CIVIC SCIENCE FELLOW 120,000

RESEARCHAMERICA

241 18TH ST SOUTH
ALEXANDRIA,VA22202 		N/A PC SETTING A STRATEGIC COURSE FOR CIVIC SCIENCE 100,000

ROCKEFELLER UNIVERSITY

1230 YORK AVE
NEW YORK,NY10065 		N/A PC CENTER FOR CLINICAL AND TRANSLATIONAL SCIENCE CIVIC SCIENCE FELLOW 100,000

ROSALIND FRANKLIN SOCIETY

140 HUGUENOT STREET
NEW ROCHELLE,NY10801 		N/A PC RFS AWARD IN SCIENCE 30,000

RUTGERS CANCER INSTITUTE OF NEW JERSEY (RUTGERS UNIVERSITY FOUNDATION)

120 ALBANY STREET
NEW BRUNSWICK,NJ08901 		N/A PC PROJECT SUPPORT 5,000

RUTGERS UNIVERSITY FOUNDATION

TOWER TWO-SECOND FLOOR
NEW BRUNSWICK,NJ08901 		N/A PC PROJECT SUPPORT 1,000

RUTGERS UNIVERSITY FOUNDATION

TOWER TWO-SECOND FLOOR
NEW BRUNSWICK,NJ08901 		N/A PC PROJECT SUPPORT 1,000

RUTGERS THE STATE UNIVERSITY OF NEW JERSEY

OFFICE OF RESEARCH AND ECONOMIC
DEVELOPMENT
PISCATAWAY,NJ08854 		N/A PC 2022 SCHOLAR 110,000

RUTGERS THE STATE UNIVERSITY OF NEW JERSEY

OFFICE OF RESEARCH AND ECONOMIC
DEVELOPMENT
PISCATAWAY,NJ08854 		N/A PC 2023 SCHOLAR 50,000

RUTGERS THE STATE UNIVERSITY OF NJ ON BEHALF OF EAGLETON INSTITUTE OF POLIT

191 RYDERS LANE
NEW BRUNSWICK,NJ08901 		N/A PC EAGLETON INSTITUTE CIVIC SCIENCE FELLOW 75,000

SALK INSTITUTE FOR BIOLOGICAL STUDIES

PO BOX 85800
SAN DIEGO,CA92186 		N/A PC 2023 SCHOLAR 100,000

SCIENCE COMMUNICATION LAB INC

600 16TH ST N476D 2240
SAN FRANCISCO,CA94143 		N/A PC SCIENCE COMMUNICATION LAB CIVIC SCIENCE FELLOW 100,000

SCIENCE FRIDAY INITIATIVE

19 W 44TH STREET
NEW YORK,NY10036 		N/A PC INCREASING ACCESS TO SCIENCE POLICY REPORTING 50,000

SCIENCE PHILANTHROPY ALLIANCE (ROCKEFELLER PHILANTHROPY ADVISORS FISCAL SPO

1259 EL CAMINO REAL UNIT 1100
MENLO PARK,CA94025 		N/A PC SCIENCE PHILANTHROPY ALLIANCE CIVIC SCIENCE FELLOW 85,000

SCIENCE PHILANTHROPY ALLIANCE (ROCKEFELLER PHILANTHROPY ADVISORS FISCAL SPO

1259 EL CAMINO REAL UNIT 1100
MENLO PARK,CA94025 		N/A PC CIVIC SCIENCE FELLOW 18,750

SMITHSONIAN GARDENS ARCHIVES OF AMERICAN GARDENS

PO BOX 37012
WASHINGTON,DC200137012 		N/A PC PROJECT SUPPORT 3,500

SPARC (NEW VENTURE FUND FISCAL SPONSOR)

1201 CONNECTICUT AVE NW
WASHINGTON,DC20036 		N/A PC OPEN RESEARCH FUNDERS GROUP (ORFG) 50,000

STANFORD UNIVERSITY

OFFICE OF THE PRESIDENT
STANFORD,CA94305 		N/A PC 2022 SCHOLAR 100,000

STANFORD UNIVERSITY

OFFICE OF THE PRESIDENT
STANFORD,CA94305 		N/A PC 2021 SCHOLAR 100,000

STANFORD UNIVERSITY

OFFICE OF THE PRESIDENT
STANFORD,CA94305 		N/A PC 2019 SCHOLAR 100,000

STANFORD UNIVERSITY

OFFICE OF THE PRESIDENT
STANFORD,CA94305 		N/A PC 2023 SCHOLAR 100,000

STEM NEXT OPPORTUNITY FUND

2305 HISTORIC DECATUR RD
SAN DIEGO,CA92106 		N/A PC STEM NEXT OPPORTUNITY FELLOWS NETWORK 50,000

THE ANDREW K DWYER FOUNDATION

108 BASSETT CREEK TRAIL
HOBE SOUND,FL33455 		N/A PC GENERAL OPERATING SUPPORT 3,500

THE ASPEN INSTITUTE

2300 N STREET NW
WASHINGTON,DC20037 		N/A PC SIX DEGREES FROM SCIENCE 15,000

THE ASPEN INSTITUTE

2300 N STREET NW
WASHINGTON,DC20037 		N/A PC ASPEN INSTITUTE CIVIC SCIENCE FELLOW - OUR FUTURE IS SCIENCE 5,750

THE CENTER AT WEST PARK

165 W 86TH ST
NEW YORK,NY10024 		N/A PC GENERAL OPERATING SUPPORT 7,500

THE COMMUNICATIONS NETWORK

1717 N NAPER BLVD SUITE 200-20
NAPERVILLE,IL60563 		N/A PC GENERAL SUPPORT CONTRIBUTION - COMNET23 25,000

THE CURRENT MEDIA INC

313 JEFFERSON STREET
LAFAYETTE,LA70501 		N/A PC LIVING WITH WATER 15,000

THE DAILY PENNSYLVANIAN INC

4015 WALNUT STREET
PHILADELPHIA,PA191046198 		N/A PC GENERAL OPERATING SUPPORT 3,000

THE FRONTLINE OBSERVER (ARTS CONNECTION OF SAN BERNARDINO COUNTY FISCAL SPO

536 W 11TH STREET
SAN BERNARDINO,CA92410 		N/A PC CONCRETE JUNGLE - ARE INDUSTRY POLITICAL CONTRIBUTIONS HELPING SHAPE WAREHOUSE GROWTH IN CALIFORNIAS INLAND EMPIRE? 15,000

THE JOHNS HOPKINS UNIVERSITY

JOHNS HOPKINS UNIVERSITY
BALTIMORE,MD21218 		N/A PC 2021 SCHOLAR 110,000

THE KNOWLEDGE HOUSE FELLOWSHIP INC

26 BRUCKNER BLVD
BRONX,NY10454 		N/A PC CIVIC SCIENCE FELLOW 85,000

THE NANTUCKET PROJECT

PO BOX 568
NANTUCKET,MA02554 		N/A PC GENERAL SUPPORT CONTRIBUTION 25,000

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA BERKELEY

1608 FOURTH STREET SUITE 220
BERKELEY,CA947101749 		N/A PC DATA INNOVATION LAB CIVIC SCIENCE FELLOW 70,000

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA ON BEHALF OF ITS LOS ANGELES CA

UCLA CHANCELLLORS OFFICE
LOS ANGELES,CA90095 		N/A PC UCLA CENTER FOR SMART HEALTH CIVIC SCIENCE FELLOW 120,000

THE ROCKEFELLER UNIVERSITY

1230 YORK AVENUE
NEW YORK,NY10065 		N/A PC 2021 SCHOLAR 100,000

THE ROCKEFELLER UNIVERSITY

1230 YORK AVENUE
NEW YORK,NY10065 		N/A PC 2019 SCHOLAR 100,000

THE ROCKEFELLER UNIVERSITY

1230 YORK AVENUE
NEW YORK,NY10065 		N/A PC 2020 SCHOLAR 100,000

THE SALT LAKE TRIBUNE

90 SOUTH 400 WEST SUITE 600
SALT LAKE CITY,UT84101 		N/A PC WATER DOCUMENTERS 15,000

THE SEEING EYE INC

PO BOX 375
MORRISTOWN,NJ17963 		N/A PC GENERAL OPERATING SUPPORT 30,000

THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA

1 COLLEGE HALL
PHILADELPHIA,PA19104 		N/A PC 2021 SCHOLAR 50,000

TUFTS UNIVERSITY

RESEARCH ADMINISTRATION
BOSTON,MA021111817 		N/A PC CIVIC SCIENCE FELLOWSHIP NETWORK SUPPORT 60,000

UNITED JEWISH APPEAL

130 EAST 59TH STREET
NEW YORK,NY10022 		N/A PC WILL-MANDATED GIVING 2023 - AMIGOUR SHELTERS 95,000

UNITED STATES ASSOCIATION FOR THE STUDY OF PAIN

7 GLADDEN ROAD
ANNAPOLIS,MD21401 		N/A PC GENERAL SUPPORT CONTRIBUTION 10,000

UNIVERSITY OF CALIFORNIA SAN DIEGO

9500 GILMAN DRIVE
LA JOLLA,CA920930934 		N/A PC 2019 SCHOLAR 100,000

UNIVERSITY OF MICHIGAN

2074 FLEMING ADMINISTRATION
BUILDING
ANN ARBOR,MI481091340 		N/A PC 2019 SCHOLAR 110,000

UNIVERSITY OF PITTSBURGH

107 CATHEDRAL OF LEARNING
PITTSBURGH,PA15260 		N/A PC 2021 SCHOLAR 50,000

UNIVERSITY OF RHODE ISLAND FOUNDATION

79 UPPER COLLEGE ROAD
KINGSTON,RI02881 		N/A PC URI/METCALF INSTITUTE INCLUSIVE SCICOMM SYMPOSIUM 25,000

UNIVERSITY OF WISCONSIN

UNIVERSITY OF WISCONSIN-MADISON
MADISON,WI53706 		N/A PC NATIONAL ACADEMIES CIVIC SCIENCE FELLOW 283

VANDERBILT UNIVERSITY

CHANCELLORS OFFICE
NASHVILLE,TN37212 		N/A PC 2023 SCHOLAR 100,000

WATERSHED INSTITUTE

31 TITUS MILL RD
PENNINGTON,NJ08540 		N/A PC GENERAL OPERATING SUPPORT 5,000

WILLIAMS COLLEGE ALUMNI FUND

75 PARK ST
WILLIAMSTOWN,MA01267 		N/A PC GENERAL OPERATING SUPPORT 50

WITF

4801 LINDLE ROAD
HARRISBURG,PA17111 		N/A PC CLIMATE SOLUTIONS THEATER PRODUCTION 15,000

YALE UNIVERSITY

PO BOX 208229
NEW HAVEN,CT065208229 		N/A PC 2020 SCHOLAR 100,000

YALE UNIVERSITY

PO BOX 208229
NEW HAVEN,CT065208229 		N/A PC 2021 SCHOLAR 100,000

YALE UNIVERSITY

PO BOX 208229
NEW HAVEN,CT065208229 		N/A PC 2023 SCHOLAR 100,000

MCGILL UNIVERSITY

845 SHERBROOKE ST WEST
MONTREAL,QUEBECH3A 0G4
CA 		N/A PC 2023 SCHOLAR 50,000

UNIVERSITE DE SHERBROOKE - NORTH AMERICAN PAIN SCHOOL

3775 UNIVERSITY ST
MONTREAL,QUEBECH3A 2B4
CA 		N/A PC GENERAL SUPPORT CONTRIBUTION 15,000
Total .................................right arrow 3a 6,760,118
bApproved for future payment

AMERICAN ASSOCIATION FOR THE ADVANCEMENT OF SCIENCE
1200 NEW YORK AVENUE NW
WASHINGTON,DC20005 		N/A PC ENABLING SUSTAINED EXCELLENCE IN BRINGING AI EXPERTISE TO THE FEDERAL GOVERNMENT 50,000

AMERICAN ASSOCIATION FOR THE ADVANCEMENT OF SCIENCE
1200 NEW YORK AVENUE NW
WASHINGTON,DC20005 		N/A PC STEMM OPPORTUNITY ALLIANCE 100,000

AMERICAN PHYSICAL SOCIETY
ONE PHYSICS ELLIPSE
COLLEGE PARK,MD207403844 		N/A PC CIVIC SCIENCE FELLOW 50,000

ASSOCIATION OF SCIENCE-TECHNOLOGY CENTERS (ASTC)
818 CONNECTICUT AVENUE NW
WASHINGTON,DC20006 		N/A PC CIVIC SCIENCE FELLOW 39,700

CIENCIA PUERTO RICO
55 HIGHT LANE
HAMDEN,CT06517 		N/A PC CIVIC SCIENCE FELLOW 87,040

CIENCIA PUERTO RICO
55 HIGHT LANE
HAMDEN,CT06517 		N/A PC LABORATORIO DE CIENCIA COMUNITARIA (CIENCIACOLAB) 50,000

CLIMATE CENTRAL
ONE PALMER SQUARE
PRINCETON,NJ08542 		N/A PC CIVIC SCIENCE FELLOW 80,000

CORNELL UNIVERSITY
OFFICE OF SPONSORED PROGRAMS
ITHACA,NY14853 		N/A PC CITIZENS AND TECHNOLOGY LAB CIVIC SCIENCE FELLOW 78,081

FRANKLIN INSTITUTE
222 NORTH 20TH STREET
PHILADELPHIA,PA19103 		N/A PC CIVIC SCIENCE FELLOW 80,000

INSTITUTE FOR ADVANCED STUDY
1 EINSTEIN DRIVE
PRINCETON,NJ08540 		N/A PC CIVIC SCIENCE FELLOW 100,000

MONTCLAIR STATE UNIVERSITY FOUNDATION
1 NORMAL AVENUE
MONTCLAIR,NJ07043 		N/A PC CENTER FOR COOPERATIVE MEDIA CIVIC SCIENCE FELLOW 57,686

MORGRIDGE INSTITUTE FOR RESEARCH
330 NORTH ORCHARD STREET
MADISON,WI53715 		N/A PC CIVIC SCIENCE FELLOW 87,559

NATIONAL ACADEMY OF SCIENCES
500 FIFTH STREET NW
WASHINGTON,DC20001 		N/A PC STANDING COMMITTEE ON ADVANCING SCIENCE COMMUNICATION 100,000

PACE (PHILANTHROPY FOR ACTIVE CIVIC ENGAGEMENT)
1717 RHODE ISLAND AVE NW SUITE 700
WASHINGTON,DC20036 		N/A PC CIVIC LANGUAGE PERCEPTIONS PROJECT 25,000

RESEARCH FOUNDATION CUNY OBO ADVANCED SCIENCE RESEARCH CENTER
85 SAINT NICHOLAS TERRACE
NEW YORK,NY100311264 		N/A PC CIVIC SCIENCE FELLOW 80,000

RESEARCHAMERICA
241 18TH ST SOUTH
ALEXANDRIA,VA22202 		N/A PC CIVIC SCIENCE: MICROGRANT, SCIENCE COMMUNICATIONS, AND CONVENINGS 25,000

RESEARCHAMERICA
241 18TH ST SOUTH
ALEXANDRIA,VA22202 		N/A PC SETTING A STRATEGIC COURSE FOR CIVIC SCIENCE 75,000

RICE UNIVERSITY'S BAKER INSTITUTE FOR PUBLIC POLICY
6100 MAIN STREET BAKER HALL MS-40
SUITE 120
HOUSTON,TX77005 		N/A PC CIVIC SCIENCE FELLOW 50,000

ROCKEFELLER UNIVERSITY - CENTER FOR CLINICAL AND TRANSLATIONAL SCIENCE
1230 YORK AVE
NEW YORK,NY10065 		N/A PC CIVIC SCIENCE FELLOW 110,000

ROSALIND FRANKLIN SOCIETY
140 HUGUENOT STREET
NEW ROCHELLE,NY10801 		N/A PC RFS AWARD IN SCIENCE 20,000

RUTGERS THE STATE UNIVERSITY OF J
191 RYDERS LANE
NEW BRUNSWICK,NJ08901 		N/A PC EAGLETON INSTITUTE OF POLITICS CIVIC SCIENCE FELLOW 52,500

SCIENCE COMMUNICATION LAB INC
600 16TH ST N476D 2240
SAN FRANCISCO,CA94143 		N/A PC CIVIC SCIENCE FELLOW 73,386

SCIENCE FRIDAY INITIATIVE
19 W 44TH STREET
NEW YORK,NY10036 		N/A PC INCREASING ACCESS TO SCIENCE POLICY REPORTING 50,000

SCIENCE PHILANTHROPY ALLIANCE (ROCKEFELLER PHILANTHROPY ADVISORS FISCAL SPO
1259 EL CAMINO REAL UNIT 1100
MENLO PARK,CA94025 		N/A PC CIVIC SCIENCE FELLOW 65,000

THE KAVLI CENTER FOR ETHICS SCIENCE AND THE PUBLIC VIA THE REGENTS OF THE
1608 FOURTH STREET SUITE 220
BERKELEY,CA947101749 		N/A PC CIVIC SCIENCE FELLOW 130,000

THE KNOWLEDGE HOUSE FELLOWSHIP INC
26 BRUCKNER BLVD
BRONX,NY10454 		N/A PC CIVIC SCIENCE FELLOW 65,000

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA BERKELEY
1608 FOURTH STREET SUITE 220
BERKELEY,CA947101749 		N/A PC DATA INNOVATION LAB CIVIC SCIENCE FELLOW 19,003

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA
UCLA CHANCELLLORS OFFICE
LOS ANGELES,CA90095 		N/A PC UCLA CENTER FOR SMART HEALTH CIVIC SCIENCE FELLOW 80,000

TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA
202 S 36TH STREET
PHILADELPHIA,PA19104 		N/A PC ANNENBERG PUBLIC POLICY CENTER CIVIC SCIENCE FELLOW 55,575

TUFTS UNIVERSITY
RESEARCH ADMINISTRATION
BOSTON,MA021111817 		N/A PC CIVIC SCIENCE FELLOWSHIP NETWORK SUPPORT 30,389
Total ................................. right arrow 3b 1,965,919
Form 990-PF (2023)
Form 990-PF (2023)
Page 12
Part XV-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
Related or exempt
function income
(See instructions.)
1Program service revenue: (a)
Business code 		(b)
Amount 		(c)
Exclusion code 		(d)
Amount
a
b
c
d
e
f
gFees and contracts from government agencies          
2 Membership dues and assessments ....          
3 Interest on savings and temporary cash
investments ........... 		    14 815,261  
4 Dividends and interest from securities ....     14 1,991,601  
5 Net rental income or (loss) from real estate:
aDebt-financed property......          
bNot debt-financed property.....          
6 Net rental income or (loss) from personal property          
7 Other investment income .....     14 366,872  
8 Gain or (loss) from sales of assets other than
inventory ............ 		    18 5,166,669  
9 Net income or (loss) from special events:          
10 Gross profit or (loss) from sales of inventory          
11 Other revenue:
aGRANT REFUNDS 		    01 123  
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e) .. 0 8,340,526 0
13Total. Add line 12, columns (b), (d), and (e)..................
13
8,340,526
(See worksheet in line 13 instructions to verify calculations.)
Part XV-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
DownArrow 		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form 990-PF (2023)
Form 990-PF (2023)
Page 13
Part XVI
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1) Cash...................................
1a(1)
 
No
(2) Other assets.................................
1a(2)
 
No
b
Other transactions:
(1) Sales of assets to a noncharitable exempt organization....................
1b(1)
 
No
(2) Purchases of assets from a noncharitable exempt organization..................
1b(2)
 
No
(3) Rental of facilities, equipment, or other assets.......................
1b(3)
 
No
(4) Reimbursement arrangements...........................
1b(4)
 
No
(5) Loans or loan guarantees.............................
1b(5)
 
No
(6) Performance of services or membership or fundraising solicitations................
1b(6)
 
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
1c
 
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
(a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
b
If "Yes," complete the following schedule.

(a) Name of organization (b) Type of organization (c) Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
right arrow right arrow
May the IRS discuss this return
with the preparer shown below?
See instructions.
Signature of officer or trustee Date Title
Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date Check if self-
employed right arrow		 PTIN
Firm's name SmallBullet
 Firm's EIN SmallBullet
Firm's address SmallBullet


 Phone no.
Form 990-PF (2023)
Additional Data


Software ID:  
Software Version:  


Form 990PF - Special Condition Description:
Special Condition Description

TY 2023 AccountingFeesSchedule
Name:
RITA ALLEN FOUNDATION INC
EIN:
13-6116429
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
FINANCIAL STATEMENT AUDIT AND TAX RETURNS PREPARATION 44,500 0   44,500
BOOKKEEPING 30,000 0   30,000

TY 2023 InvestmentsCorpStockSchedule
Name:
RITA ALLEN FOUNDATION INC
EIN:
13-6116429
Name of Stock End of Year Book Value End of Year Fair Market Value
ABBOTT LABORATORIES 240,723 240,723
ABBVIE INC 688,687 688,687
ACCENTURE PLC 1,266,434 1,266,434
ADOBE INC 1,018,396 1,018,396
AERCAP HOLDINGS NV 294,827 294,827
AGILENT TECHNOLOGIES INC 532,485 532,485
AIRBNB INC 272,280 272,280
ALIGN TECHNOLOGY INC 553,206 553,206
ALPHABET INC 3,095,778 3,095,778
AMAZON.COM INC 2,542,108 2,542,108
AMERICAN TOWER CORP 513,147 513,147
AMERIPRISE FINANCIAL INC 1,175,194 1,175,194
ANALOG DEVICES INC 1,079,571 1,079,571
APPLE INC 2,824,608 2,824,608
APTIV PLC 149,743 149,743
AUTODESK INC 222,541 222,541
AUTOMATIC DATA PROCESSING INC 721,741 721,741
AVANTOR INC 705,333 705,333
AXALTA COATING SYSTEMS LTD 224,202 224,202
BAKER HUGHES CO 989,511 989,511
BALL CORP 248,141 248,141
BANK OF AMERICA CORP 1,578,820 1,578,820
BAXTER INTERNATIONAL INC 371,136 371,136
BECTON DICKINSON AND CO 156,539 156,539
BERKSHIRE HATHAWAY INC 1,708,752 1,708,752
BEST BUY CO INC 294,411 294,411
BLACKSTONE INC 998,920 998,920
BOOKING HOLDINGS INC 773,294 773,294
BRIGHT HORIZONS FAMILY SOLUTIO 312,123 312,123
CANADIAN NATIONAL RAILWAY CO 405,031 405,031
CARMAX INC 421,763 421,763
CARRIER GLOBAL CORP 354,237 354,237
CARTER'S INC 307,049 307,049
CATALENT INC 124,007 124,007
CHUBB LTD 604,550 604,550
CISCO SYSTEMS INC 470,745 470,745
CLARIVATE PLC 194,969 194,969
COGENT COMMUNICATIONS HOLDINGS 534,474 534,474
COMCAST CORP 560,842 560,842
CORNING INC 374,535 374,535
CUMMINS INC 412,300 412,300
CVS HEALTH CORP 499,264 499,264
DANAHER CORP 273,444 273,444
DEVON ENERGY CORP 154,020 154,020
DOW INC 258,625 258,625
EDWARDS LIFESCIENCES CORP 722,469 722,469
ELANCO ANIMAL HEALTH INC 372,500 372,500
ELEVANCE HEALTH INC 697,437 697,437
ELI LILLY & CO 68,202 68,202
ENTEGRIS INC 264,203 264,203
EQUINIX INC 131,279 131,279
FERGUSON PLC 1,281,985 1,281,985
FIRST CITIZENS BANCSHARES INC 664,078 664,078
FISERV INC 526,578 526,578
GARTNER INC 166,008 166,008
GENERAL ELECTRIC CO 449,768 449,768
GENERAL MOTORS CO 219,112 219,112
GILEAD SCIENCES INC 376,697 376,697
GRAPHIC PACKAGING HOLDING CO 372,215 372,215
HANNON ARMSTRONG SUSTAINABLE I 195,404 195,404
HOME DEPOT INC/THE 592,601 592,601
INFINERA CORP 111,606 111,606
INTERNATIONAL FLAVORS & FRAGRA 121,455 121,455
INTUIT INC 1,063,176 1,063,176
IQVIA HOLDINGS INC 233,925 233,925
JPMORGAN CHASE & CO 642,638 642,638
KENVUE INC 206,817 206,817
KINDER MORGAN INC 416,816 416,816
KKR & CO INC 1,387,489 1,387,489
LINDE PLC 772,956 772,956
LIONS GATE ENTERTAINMENT CORP 371,935 371,935
LIVENT CORP 107,880 107,880
LOWE'S COS INC 826,551 826,551
MARTIN MARIETTA MATERIALS INC 227,004 227,004
MASTERCARD INC 1,981,139 1,981,139
MCDONALD'S CORP 680,194 680,194
MEDTRONIC PLC 420,715 420,715
MERCK & CO INC 1,181,886 1,181,886
META PLATFORMS INC 1,326,642 1,326,642
MICRON TECHNOLOGY INC 377,630 377,630
MICROSOFT CORP 5,167,166 5,167,166
MOHAWK INDUSTRIES INC 307,395 307,395
NETFLIX INC 730,320 730,320
NIKE INC 121,381 121,381
NOMAD FOODS LTD 414,936 414,936
NOVARTIS AG 517,067 517,067
NOVO NORDISK A/S ADR 148,451 148,451
OTIS WORLDWIDE CORP 279,325 279,325
PALO ALTO NETWORKS INC 149,504 149,504
PAYPAL HOLDINGS INC 472,304 472,304
PINTEREST INC 310,469 310,469
PROCTER & GAMBLE CO/THE 601,986 601,986
PROGRESSIVE CORP/THE 681,400 681,400
REGIONS FINANCIAL CORP 94,962 94,962
SALESFORCE INC 369,449 369,449
SBA COMMUNICATIONS CORP 413,768 413,768
SENSATA TECHNOLOGIES HOLDING P 371,943 371,943
SERVICENOW INC 501,608 501,608
SHERWIN-WILLIAMS CO/THE 265,427 265,427
SS&C TECHNOLOGIES HOLDINGS INC 372,771 372,771
SUNCOR ENERGY INC 616,994 616,994
TAIWAN SEMICONDUCTOR MANUFACTU 783,224 783,224
TARGET CORP 441,644 441,644
THERMO FISHER SCIENTIFIC INC 186,838 186,838
TJX COS INC/THE 526,837 526,837
T-MOBILE US INC 1,092,168 1,092,168
TOPGOLF CALLAWAY BRANDS CORP 332,688 332,688
TRUIST FINANCIAL CORP 396,890 396,890
UBER TECHNOLOGIES INC 389,369 389,369
UNILEVER PLC 475,540 475,540
UNITED PARCEL SERVICE INC 456,910 456,910
UNITED RENTALS INC 748,887 748,887
UNITEDHEALTH GROUP INC 1,958,995 1,958,995
URBAN OUTFITTERS INC 85,656 85,656
VISA INC 2,014,068 2,014,068
WALT DISNEY CO/THE 300,214 300,214
WORKDAY INC 164,808 164,808
ZIMMER BIOMET HOLDINGS INC 376,053 376,053
ZOETIS INC 184,738 184,738

TY 2023 InvestmentsGovtObligationsSch
Name:
RITA ALLEN FOUNDATION INC
EIN:
13-6116429
US Government Securities - End of Year Book Value:

615,295
US Government Securities - End of Year Fair Market Value:

615,295
State & Local Government Securities - End of Year Book Value:


0
State & Local Government Securities - End of Year Fair Market Value:


0


TY 2023 InvestmentsOtherSchedule2
Name:
RITA ALLEN FOUNDATION INC
EIN:
13-6116429
Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
ARGYLE FMV 2,378,781 2,378,781
BOND CAPITAL FUND LP FMV 1,375,898 1,375,898
BOND II, LP FMV 867,610 867,610
BOND III, LP FMV 157,910 157,910
COLCHIS FMV 266 266
COLCHIS INCOME FUND LTD FMV 318,904 318,904
DALTON INVESTMENTS TRUST FMV 2,550,405 2,550,405
DG VALUE PARTNERS II OFFSHORE FUND FMV 2,854,792 2,854,792
ECHO STREET II FMV 5,528,626 5,528,626
FHLMC MULTICLASS STRIP 355 300 3.000% 08/15/2047 DD 08/01/17 FMV 599,560 599,560
FNMA GTD REMIC P/T 11-127 ZU 3.500% 12/25/2041 DD 11/01/11 FMV 1,207,801 1,207,801
FORESITE CAPITAL FUND V LP FMV 146,654 146,654
FORESITE CAPITAL FUND VI LP FMV 491,142 491,142
FORESITE CAPITAL OPP FUND V LP FMV 115,944 115,944
FUNDSMITH EQUITY FUND LP CLASS FMV 4,717,950 4,717,950
GMO RESOURCES FUND-III FMV 3,087,938 3,087,938
GNMA GTD REMIC P/T 22-127 QM FMV 475,433 475,433
GNMA GTD REMIC P/T 22-152 CN FMV 436,286 436,286
GNMA GTD REMIC P/T 22-152 DN FMV 553,105 553,105
GNMA GTD REMIC P/T 23-106 LZ FMV 269,754 269,754
GNMA GTD REMIC P/T 23-18 AZ FMV 513,719 513,719
GNMA GTD REMIC P/T 23-56 KJ FMV 193,834 193,834
GNMA GTD REMIC P/T 23-7 Z FMV 456,150 456,150
GNMA GTD REMIC P/T 23-99 EL FMV 366,086 366,086
GNMA GTD REMIC P/T 17-38 Z FMV 575,718 575,718
GNMA GTD REMIC P/T 21-130 SA VAR RT 07/20/2051 DD 07/20/21 FMV 16,487 16,487
GNMA GTD REMIC P/T 21-156 CZ FMV 252,184 252,184
GNMA GTD REMIC P/T 21-193 QF VAR RT 11/20/2051 DD 11/20/21 FMV 844,308 844,308
GNMA GTD REMIC P/T 21-193 TF VAR RT 11/20/2051 DD 11/20/21 FMV 1,027,512 1,027,512
GNMA GTD REMIC P/T 21-213 QF VAR RT 12/20/2051 DD 12/20/21 FMV 1,132,781 1,132,781
GNMA GTD REMIC P/T 22-10 FH VAR RT 01/20/2052 DD 01/20/22 FMV 559,601 559,601
GNMA GTD REMIC P/T 22-12 AF VAR RT 01/20/2052 DD 01/01/22 FMV 272,322 272,322
GNMA GTD REMIC P/T 22-139 ZE FMV 127,210 127,210
GQG PARTNERS INTERNATIONAL FMV 4,434,389 4,434,389
INDIA ACORN FUND (CAYMAN) LTD FMV 4,332,532 4,332,532
INNOVATION ENDEAVORS IV LP FMV 515,807 515,807
MAINGATE MLP FUND-I FMV 4,288,320 4,288,320
MAREN CAPITAL FMV 3,777,379 3,777,379
MGG SF EVERGREEN UNLEVERED FMV 4,643,778 4,643,778
NEW GENERATION TURNAROUND FUND FMV 167,880 167,880
NOVALIS LIFESCIENCES INVESTMENTS II, LP FMV 792,711 792,711
NOVALPINA CAPITAL PTNRS I SCSP FMV 767,615 767,615
ORCHARD LIQUID CREDIT FUND FMV 1,833,459 1,833,459
OVERLOOK PARTNERS FD LP FMV 3,334,003 3,334,003
OWLS NEST PARTNERS FMV 2,514,152 2,514,152
THIRD POINT OFFSHORE FUND LTD FMV 2,533,578 2,533,578
THIRD POINT STRUCTURED CREDIT OPPORTUNITIES OFFSHORE FUND LP FMV 4,535,617 4,535,617
VANGUARD ST TRSY INDX FMV 20,427,603 20,427,603
WARBURG PINCUS GLOBAL GROWTH FMV 2,418,979 2,418,979
WARBURG PINCUS GLOBAL GROWTH 14 FMV 579,083 579,083
WARBURG PINCUS PE XII LP FMV 2,067,435 2,067,435
WF ASIAN SMALLER COMPANIES FMV 2,728,914 2,728,914
YORK CREDIT OPPORTUNITIES FMV 305,633 305,633
YORK DIST ASSET IV FD CYM LTD FMV 2,453,382 2,453,382
YORK DISTRESSED ASSET FD III FMV 1,994,005 1,994,005
YORK EUROPEAN DISTRESSED FMV 1,230,593 1,230,593

TY 2023 LegalFeesSchedule
Name:
RITA ALLEN FOUNDATION INC
EIN:
13-6116429
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
GENERAL AND ADMINISTRATIVE LEGAL COUNSEL 2,475 0   2,475


TY 2023 OtherAssetsSchedule
Name:
RITA ALLEN FOUNDATION INC
EIN:
13-6116429
Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
SECURITY DEPOSIT 6,053 6,053 6,053


TY 2023 OtherExpensesSchedule
Name:
RITA ALLEN FOUNDATION INC
EIN:
13-6116429
Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
INSURANCE 13,302 0   13,302
OFFICE EXPENSES 5,812 0   5,812
MEMBERSHIPS AND DUES 28,644 0   28,644
ANNUAL REPORT FILING 1,533 0   1,533
SCIENTIFIC ADVISORY HONORARIA 42,000 0   42,000
PAYROLL SERVICE 4,256 0   4,256
GRANT SOFTWARE & WEB SERVICES 52,393 0   52,393
OFFICE FURNITURE AND EQUIPMENT 5,380 0   5,380
PROGRAM/COMMUNICATIONS EXPENSE 41,593 0   41,593
SYMPOSIUMS AND WORKSHOP 13,800 0   13,800
OTHER INVESTMENT EXPENSES THRU SCHEDULE K-1S 0 338,885   0
DIRECT CHARITABLE ACTIVITES 386,494 0   386,494
BANK FEES 3,250 3,250   0
STAFF DEVELOPMENT 756 0   756


TY 2023 OtherIncomeSchedule2
Name:
RITA ALLEN FOUNDATION INC
EIN:
13-6116429
Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
OTHER PARTNERSHIP INCOME 363,654 0 363,654
CLASS ACTION SETTLEMENT 82 82 82
OTHER MISCELLANEOUS INCOME 3,136 3,136 3,136
OTHER INVESTMENT INCOME THROUGH SCHEDULE K-1S 0 383,952 0
GRANT REFUNDS 123   123


TY 2023 OtherIncreasesSchedule
Name:
RITA ALLEN FOUNDATION INC
EIN:
13-6116429
Description Amount
UNREALIZED GAIN ON INVESTMENTS 16,461,494


TY 2023 OtherProfessionalFeesSchedule
Name:
RITA ALLEN FOUNDATION INC
EIN:
13-6116429
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
INVESTMENT CUSTODIAL, ADVISORY AND MANAGEMENT FEES 921,480 1,022,991   0
OTHER PROFESSIONAL FEES 4,780 0   4,780
IT SERVICES 13,200 0   13,200
HR AND STAFFING CONSULTANTS 3,750 0   3,750


TY 2023 TaxesSchedule
Name:
RITA ALLEN FOUNDATION INC
EIN:
13-6116429
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
FEDERAL EXCISE TAX 70,000 0   0
FOREIGN TAXES WITHHELD THROUGH SCHEDULE K-1S 0 44,109   0