| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| SACKS PRESS & LACHER | 7,000 | 7,000 | 0 |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| BK OF NY MELLON CORP B/E RATE 02.800% MATURES 05/04/26 CALLABLE 103000 | 103,986 | 98,856 |
| CITIGROUP INC RATE 03.700% MATURES 01/12/26 52000 | 52,983 | 50,641 |
| CME GROUP INC CALL@MW+15BP RATE 03.000% MATURES 03/15/25 CALLABLE 104000 | 104,672 | 102,365 |
| COMCAST CORP B/E CALL@MW+25BP RATE 03.150% MATURES 03/01/26 CALLABLE 102000 | 103,459 | 98,592 |
| ENBRIDGE INC B/E CALL@MW+30BP RATE 04.250% MATURES 12/01/26 CALLABLE 102000 | 105,878 | 99,579 |
| EXPEDIA INC B/E RATE 03.800% MATURES 02/15/28 CALLABLE 62000 | 62,935 | 59,038 |
| FEDEX CORP B/E CALL@MW+20BP RATE 03.250% MATURES 04/01/26 CALLABLE 102000 | 103,314 | 98,481 |
| HESS CORP B/E CALL@MW+40BP RATE 04.300% MATURES 04/01/27 CALLABLE 101000 | 103,641 | 98,481 |
| J P MORGAN CHASE & CO B/E RATE 04.125% MATURES 12/15/26 161000 | 166,947 | 156,837 |
| LOCKHEED MARTIN CORP B/E CALL@MW+20BP RATE 03.550% MATURES 01/15/26 CALLABLE | 50,022 | 47,811 |
| MORGAN STANLEY NTS B/E CALL@MW+30BP RATE 03.875% MATURES 01/27/26 100000 | 102,093 | 97,749 |
| NEWMONT CORP B/E RATE 02.250% MATURES 10/01/30 CALLABLE 107000 | 88,620 | 91,407 |
| PARKER HANNIFIN CORP NTS CALL@MW+20BP RATE 03.250% MATURES 06/14/29 CALLABLE | 63,724 | 56,978 |
| PEPSICO INC NTS B/E CALL@MW+15BP RATE 03.000% MATURES 10/15/27 CALLABLE 107 | 101,671 | 101,166 |
| STARBUCKS CORP NTS B/E 3.550% 081529 DTD051319 FC081519 CALL@MW+20BP 101000 | 105,819 | 94,637 |
| STATE STREET CORP B/E RATE 02.400% MATURES 01/24/30 107000 | 93,431 | 94,326 |
| TARGA RES PARTNERS LP CALL@MW+50BP RATE 04.875% MATURES 02/01/31 107000 | 98,791 | 102,084 |
| VERIZON COMMUNICATIONS CALL@MW+15BP RATE 02.100% MATURES 03/22/28 CALLABLE | 106,478 | 94,467 |
| VISA INC NTS B/E CALL@MW+15BP RATE 03.150% MATURES 12/14/25 CALLABLE 102000 | 103,645 | 99,176 |
| WALT DISNEY COMPANY/THE 2.000% 090129 DTD090619 FC030120 CALL@MW+15BP 10700 | 107,652 | 93,050 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| FIRST TRUST SMID CAP RISING DIVID ACHIEVERS ETF - 2282 SHS | 75,160 | 76,173 |
| ABBVIE INC COM - 418 SHS | 61,877 | 71,695 |
| ACCENTURE PLC IRELAND CL A - 199 SHS | 31,403 | 60,379 |
| AFLAC INC - 750 SHS | 55,886 | 66,983 |
| ALPHABET INC CL A - 840 SHS | 28,349 | 153,006 |
| AMGEN INC - 249 SHS | 54,317 | 77,800 |
| BLACKROCK INC - 97 SHS | 49,022 | 76,370 |
| BROADCOM INC - 69 SHS | 40,784 | 110,782 |
| CISCO SYSTEMS INC - 1469 SHS | 61,202 | 69,792 |
| COLGATE PALMOLIVE CO - 766 SHS | 49,209 | 74,333 |
| COMCAST CORP NEW CL A - 851 SHS | 29,650 | 33,325 |
| EASTMAN CHEMICAL CO - 400 SHS | 33,565 | 39,188 |
| ECOLAB INC - 300 SHS | 54,411 | 71,400 |
| EXXON MOBIL CORP - 500 SHS | 53,620 | 57,560 |
| HOME DEPOT INC - 204 SHS | 24,558 | 70,225 |
| ILLINOIS TOOL WORKS INC - 299 SHS | 26,495 | 70,851 |
| JPMORGAN CHASE & CO - 474 SHS | 67,078 | 95,871 |
| KIMBERLY CLARK CORP - 491 SHS | 62,848 | 67,856 |
| LOCKHEED MARTIN CORP - 115 SHS | 46,466 | 53,717 |
| MCDONALDS CORP - 252 SHS | 24,762 | 64,220 |
| MEDTRONIC PLC - 859 SHS | 64,471 | 67,612 |
| MICROSOFT CORP - 374 SHS | 17,208 | 167,159 |
| MONDELEZ INTL INC - 814 SHS | 34,195 | 53,268 |
| NEXTERA ENERGY INC COM - 1237 SHS | 33,293 | 87,592 |
| ORACLE CORP - 400 SHS | 45,784 | 56,480 |
| PALANTIR TECHNOLOGIES INC CL A - 7863 SHS | 24,338 | 199,170 |
| PEPSICO INC - 360 SHS | 36,316 | 59,375 |
| PHILLIPS 66 - 358 SHS | 50,434 | 50,539 |
| QUALCOMM INC - 200 SHS | 24,120 | 39,836 |
| QUEST DIAGNOSTICS INC - 561 SHS | 66,590 | 76,790 |
| ROCKWELL AUTOMATION INC NEW - 253 SHS | 27,577 | 69,646 |
| STARBUCKS CORP - 797 SHS | 51,152 | 62,046 |
| UNION PACIFIC CORP - 299 SHS | 25,323 | 67,652 |
| UNITED PARCEL SERVICE INC CL B - 499 SHS | 49,301 | 68,288 |
| UNITEDHEALTH GROUP INC - 138 SHS | 68,439 | 70,278 |
| WALMART INC - 1050 SHS | 55,529 | 71,096 |
| WASTE MGMT INC NEW - 364 SHS | 32,781 | 77,656 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| SC FUNDAMENTAL VALUE FUND LP | AT COST | 21,711 | 21,711 |
| NSV EXTENSION FUND II LP | AT COST | 417,178 | 417,178 |
| NSV OPPORTUNITY FUND LP | AT COST | 491,691 | 491,691 |
| MITHRIL LP | AT COST | 331,775 | 611,892 |
| CENTREXION THERAPEUTICS | AT COST | 375,000 | 375,000 |
| ELICIO THERAPEUTICS | AT COST | 250,000 | 250,000 |
| ELUCIDA ONCOLOGY INC. | AT COST | 525,000 | 525,000 |
| LB PHARMACEUTICALS | AT COST | 375,000 | 375,000 |
| LIPIO PHARMACEUTICALS | AT COST | 250,000 | 250,000 |
| NACUITY PHARMA | AT COST | 250,000 | 250,000 |
| NEURAPTIVE THERAPEUTICS INC | AT COST | 250,000 | 250,000 |
| OCUTERRA THERAPEUTICS | AT COST | 250,000 | 250,000 |
| VOGENX INC | AT COST | 250,000 | 250,000 |
| WALKER DIGITAL TABLE SYSTEMS LLC | AT COST | 1,235,052 | 1,235,052 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| CONSULTANT | 27,600 | 0 | 27,600 | |
| K-1 PASS THROUGH DEDUCTIONS | 24,330 | 24,330 | 0 | |
| OFFICE EXPENSE | 4,205 | 0 | 0 | |
| FILING FEES | 750 | 0 | 0 | |
| K-1 PASS THROUGH LOSS | 21,918 | 21,918 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| UBS FINANCIAL | 41,442 | 41,442 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FEDERAL EXCISE | 10,705 | 0 | 0 | |
| FOREIGN WITHHOLDING TAX | 450 | 450 | 0 |