| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ACCOUNTING AND TAX | 155,940 | 31,188 | 31,188 | 113,135 |
| AUDIT | 48,360 | 9,672 | 9,672 | 41,778 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| HS MANAGEMENT | 4,358,336 | 4,358,336 |
| SMITH BARNEY - STOCKS |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| VESSEY STREET FUND III,L.P. | FMV | 26,559 | 26,559 |
| NEW ENTERPRISE ASSOCIATES 12 LP | FMV | 46,320 | 46,320 |
| THE COLCHESTER GLOBAL BOND FUND | FMV | 3,604,549 | 3,604,549 |
| WARBURG PINCUS 3285 | FMV | 18,544 | 18,544 |
| COMMONFUND PRIVATE EQUITY PARTNERS,LP | FMV | ||
| FARALLON INVESTMENTS | FMV | 10,784 | 10,784 |
| SILCHESTER TOBACCO FREE INT'L TRUST | FMV | 6,701,255 | 6,701,255 |
| WARBURG PINCUS 3640 | FMV | 1,445 | 1,445 |
| ABERDEEN/HIGHVISTA | FMV | 472,133 | 472,133 |
| WESTWOOD CAPITAL | FMV | 4,221,602 | 4,221,602 |
| RCP FUND | FMV | 317,247 | 317,247 |
| ABRAMS | FMV | 722,226 | 722,226 |
| CANYON VALUE | FMV | 1,815,848 | 1,815,848 |
| NEW ENTERPRISE ASSOCIATES 14LP | FMV | 2,340,989 | 2,340,989 |
| WP XI PARTNERS | FMV | 707,090 | 707,090 |
| DEERFIELD | FMV | 645,465 | 645,465 |
| HIGHBROOK | FMV | 2,119,408 | 2,119,408 |
| TIGER GLOBAL VIII | FMV | 104,966 | 104,966 |
| TIGER GLOBAL IX | FMV | 523,849 | 523,849 |
| WP ENERGY | FMV | 418,830 | 418,830 |
| CEVIAN CAPITAL | FMV | 3,260,595 | 3,260,595 |
| FOUR RIVERS III | FMV | 463,259 | 463,259 |
| NEA 15 | FMV | 790,410 | 790,410 |
| WP XII PARTNERS | FMV | 1,227,173 | 1,227,173 |
| BERKSHIRE | FMV | 1,153,062 | 1,153,062 |
| FOUR RIVERS IV | FMV | 2,741,234 | 2,741,234 |
| MARBLE RIDGE | FMV | 22,830 | 22,830 |
| NEA 16 | FMV | 804,904 | 804,904 |
| NIPPON | FMV | ||
| BAIN CAPITAL 19 | FMV | 1,766,951 | 1,766,951 |
| VENROCK | FMV | 1,651,513 | 1,651,513 |
| BLS | FMV | ||
| GOBI | FMV | 3,912,974 | 3,912,974 |
| FOUR RIVERS VENTURE LP | FMV | 482,488 | 482,488 |
| HELLMAN & FRIEDMAN IX | FMV | 2,112,432 | 2,112,432 |
| NEA 17 | FMV | 642,829 | 642,829 |
| NITORIUM | FMV | 3,130,776 | 3,130,776 |
| WP GLOBAL GROWTH | FMV | 1,828,498 | 1,828,498 |
| CORRE OPPORTUNITIES | FMV | 2,402,035 | 2,402,035 |
| CDR FUND IX | FMV | 1,568,883 | 1,568,883 |
| CDR FUND X | FMV | 2,542,212 | 2,542,212 |
| CDR FUND XI | FMV | 838,703 | 838,703 |
| CONSONANCE | FMV | 634,686 | 634,686 |
| FOSSE CAPITAL | FMV | 2,517,815 | 2,517,815 |
| AFR | FMV | 1,952,377 | 1,952,377 |
| BAIN CAPITAL 2021 | FMV | 838,913 | 838,913 |
| FPR PARTNERS | FMV | 1,694,135 | 1,694,135 |
| GENERAL ATLANTIC | FMV | 1,305,846 | 1,305,846 |
| HELLMAN & FRIEDMAN X | FMV | 1,241,489 | 1,241,489 |
| INSIGHT | FMV | 710,020 | 710,020 |
| ONE EQUITY PARTNERS | FMV | 1,882,343 | 1,882,343 |
| BAIN CAPITAL 2022 | FMV | 120,699 | 120,699 |
| CDR VALUE BUILDING PARTNERS | FMV | 785,697 | 785,697 |
| FORAGER FUND | FMV | 2,268,397 | 2,268,397 |
| FOUR RIVERS V | FMV | 424,473 | 424,473 |
| WP GG14 | FMV | 297,845 | 297,845 |
| LUX VENTURES VIII | FMV | 73,393 | 73,393 |
| P2 NEXXT OFFSHORE FUND LP | FMV | 856,554 | 856,554 |
| BBH FUNDS | FMV | ||
| BROWN CAPITAL MGMT | FMV | 850,279 | 850,279 |
| JACKSON SQUARE | FMV | 863,700 | 863,700 |
| Category / Item | Cost / Other Basis | Accumulated Depreciation | Book Value | End of Year Fair Market Value |
|---|---|---|---|---|
| Furniture and Fixtures | 131,648 | 127,081 | 4,567 | 4,567 |
| Improvements | 12,304 | 9,814 | 2,490 | 2,490 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| LEGAL | 4,225 | 0 | 0 | 4,225 |
| Description | Beginning of Year - Book Value | End of Year - Book Value | End of Year - Fair Market Value |
|---|---|---|---|
| ROU - LEASE ASSETS | 995,359 | 995,359 | 995,359 |
| ROU - LEASE ASSETS - AMORT | -249,062 | -501,607 | -501,607 |
| SECURITY DEPOSITS | 61,877 | 61,877 | 61,877 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| BANK SERVICE CHARGES AND PROCESSING FEES | 1,555 | 1,555 | ||
| COPYRIGHT & PERMISSIONS | 7,926 | 7,926 | ||
| DUES & SUBSCRIPTIONS | 111,075 | 111,526 | ||
| EQUIPMENT RENTAL AND MAINT. | 16,426 | 17,409 | ||
| FILING FEES | 1,701 | |||
| GIFTS | 8,939 | 8,939 | ||
| INSURANCE | 21,578 | 21,578 | ||
| INVESTMENT EXPENSE | 206,399 | 207,979 | 207,979 | |
| MEDICAL RESEARCH | 537,633 | 537,633 | ||
| MISCELLANEOUS | 3,131 | 3,131 | ||
| OFFICE SUPPLIES & OTHER EXP | 1,091 | 639 | ||
| PAYROLL PROCESSING FEES | 19,213 | 4,995 | 4,995 | 14,218 |
| POSTAGE & DELIVERY | 12,514 | 14,532 | ||
| PROGRAM EXPENSE | 148,605 | 167,394 | ||
| STORAGE | 7,599 | 7,599 | ||
| TELEPHONE | 10,461 | 105 | 105 | 10,580 |
| Website | 17,845 | 17,562 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| Other Investment Income | -291,381 | -283,121 | -283,121 |
| UBIT FROM K-1 INVESTMENTS | 135,212 |
| Description | Beginning of Year - Book Value | End of Year - Book Value |
|---|---|---|
| DEFERRED EXCISE TAX | 222,189 | 300,000 |
| ROU LEASE LIABILITY | 804,196 | 531,800 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| CONSULTANTS - INVESTMENTS | 209,502 | 209,502 | 209,502 | 0 |
| CONSULTANTS - OTHER | 123,987 | 0 | 0 | 138,620 |
| CONSULTANTS - RETIREMENT | 1,450 | 0 | 0 | 1,450 |
| INVESTMENT ADVISORY FEES | 562,373 | 562,373 | 562,373 | 0 |
| PUBLIC RELATIONS | 125,470 | 0 | 0 | 125,470 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| EXCISE & UBIT TAXES | 124,437 | |||
| FOREIGN TAXES | 57,879 | 57,879 | 57,879 | |
| PAYROLL TAXES | 66,443 | 9,966 | 9,966 | 56,477 |
| UBIT TAX | 104,210 |