TY 2023 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
right arrow

Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0047

2023

Open to Public Inspection

For calendar year 2023, or tax year beginning 01-01-2023 , and ending 12-31-2023

Name of foundation
KERN FOUNDATION TRUST

Number and street (or P.O. box number if mail is not delivered to street address)THE NORTHERN TRUST COMPANY AS TRUS
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
PO BOX CHICAGO, IL60680

A Employer identification number

36-6107250

B Telephone number (see instructions)

(312) 630-6000

C If exemption application is pending, check here right arrow

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. right arrow

2. Foreign organizations meeting the 85%
test, check here and attach computation ... right arrow

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... right arrow

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... right arrow

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) right arrow

$21,910,250J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities...	461,850		460,326
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		144,865
b	Gross sales price for all assets on line 6a 1,702,279
7	Capital gain net income (from Part IV, line 2)...			144,865
8	Net short-term capital gain.........				0
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......	List of Attached Documents: // Content	107,177	93,738
12	Total. Add lines 1 through 11........	713,892		698,929
13	Compensation of officers, directors, trustees, etc.	97,274		24,319		72,956
14	Other employee salaries and wages......			0	0	0
15	Pension plans, employee benefits.......			0	0
16a	Legal fees (attach schedule).........					0
b	Accounting fees (attach schedule).......	List of Attached Documents: // Content	2,500	1,250	0	1,250
c	Other professional fees (attach schedule)....	List of Attached Documents: // Content	24,392	24,392		0
17	Interest...............					0
18	Taxes (attach schedule) (see instructions)...	List of Attached Documents: // Content	39,851	5,925		0
19	Depreciation (attach schedule) and depletion...		0	0
20	Occupancy..............
21	Travel, conferences, and meetings.......			0	0
22	Printing and publications..........			0	0
23	Other expenses (attach schedule).......	List of Attached Documents: // Content	15			15
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	164,032		55,886	0	74,221
25	Contributions, gifts, grants paid.......	1,072,133				1,072,133
26	Total expenses and disbursements. Add lines 24 and 25	1,236,165		55,886	0	1,146,354
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-522,273
b	Net investment income (if negative, enter -0-)			643,043
c	Adjusted net income (if negative, enter -0-)...				0

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2023)

Form 990-PF (2023)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............
	2	Savings and temporary cash investments.........	3,411,160	800,897	800,897
	3	Accounts receivable
		Less: allowance for doubtful accounts		0	0
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts 0
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	8,740,072	List of Attached Documents: // Content 8,909,492	13,245,504
	c	Investments—corporate bonds (attach schedule).......	4,729,312	List of Attached Documents: // Content 5,134,563	4,940,203
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	791,529	List of Attached Documents: // Content 791,232	1,215,926
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )	List of Attached Documents: // Content 748,213	List of Attached Documents: // Content 849,821	List of Attached Documents: // Content 1,707,720
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	18,420,286	16,486,005	21,910,250
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )	List of Attached Documents: // Content 1,400,000	List of Attached Documents: // Content 6,565
	23	Total liabilities (add lines 17 through 22).........	1,400,000	6,565
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........	17,020,286	16,479,440
	27	Paid-in or capital surplus, or land, bldg., and equipment fund
	28	Retained earnings, accumulated income, endowment, or other funds
	29	Total net assets or fund balances (see instructions).....	17,020,286	16,479,440
	30	Total liabilities and net assets/fund balances (see instructions).	18,420,286	16,486,005

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

17,020,286

Enter amount from Part I, line 27a .....................

-522,273

Other increases not included in line 2 (itemize) right arrow

Add lines 1, 2, and 3 ..........................

16,498,013

Decreases not included in line 2 (itemize) right arrow

List of Attached Documents:

// Content

18,573

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

16,479,440

Form 990-PF (2023)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	36. AAON INC		2021-05-06	2023-01-24
b	110. ACI WORLDWIDE INC COM STK		2021-05-06	2023-01-20
c	84. ACI WORLDWIDE INC COM STK		2019-07-17	2023-05-10
d	79. ACI WORLDWIDE INC COM STK		2022-04-01	2023-06-02
e	54. ACI WORLDWIDE INC COM STK		2022-04-01	2023-11-30
	42. ACI WORLDWIDE INC COM STK		2020-08-21	2023-11-30
	4. #REORG/ACTIVISION BLIZZARD INC MERGER 10-13-2023		2020-04-20	2023-07-03
	273. #REORG/ACTIVISION BLIZZARD INC MERGER 10-13-2023		2020-04-20	2023-07-14
	2. AGILENT TECHNOLOGIES INC		2020-04-20	2023-07-03
	1. AIR LEASE CORP CL A CL A		2021-01-12	2023-07-03
	15. ALAMO GROUP INC COM		2021-10-11	2023-03-09
	22. ALBEMARLE CORP		2020-04-20	2023-01-03
	2. ALBEMARLE CORP		2020-04-20	2023-05-16
	45000. AMERICAN EXPRESS CO 4.42% 08-03-2033		2022-07-28	2023-04-26
	1. AMERISOURCE BERGEN CORP		2020-04-20	2023-07-03
	25000. AMERIPRISE FINL INC 4.5% 05-13-2032		2022-05-10	2023-03-06
	3. ANSYS INC		2020-04-20	2023-07-03
	45000. APPLE INC 3.25% 08-08-2029		2022-08-01	2023-05-08
	5. APPLIED MATERIALS INC		2020-04-20	2023-07-03
	12. APPLIED MATERIALS INC		2020-04-20	2023-12-07
	48. ARROW ELECTRONICS INC		2021-01-13	2023-01-24
	81. ARTISAN PARTNERS ASSET MGMT INC CL A CL A		2021-12-30	2023-01-20
	24. ARTISAN PARTNERS ASSET MGMT INC CL A CL A		2022-03-02	2023-07-31
	40000. BANK AMER CORP 4.376% 04-27-2028		2022-04-21	2023-04-19
	40000. BANK MONTREAL QUE MEDIUM TERM SR NT SER H USD 3.7% DUE 06-07-20		2022-05-31	2023-01-05
	40000. BANK NEW YORK MELLON CORP MEDIUM TERM SRNT BOOK ENTRY 3.992% DU		2022-06-08	2023-10-18
	40000. BANK NOVA SCOTIA B C 2.951% 03-11-2027		2022-03-07	2023-01-24
	74. BEACON ROOFING SUPPLY INC COM		2021-10-07	2023-03-09
	45. BEACON ROOFING SUPPLY INC COM		2021-10-07	2023-05-04
	34. BEACON ROOFING SUPPLY INC COM		2022-09-27	2023-12-07
	14. #REORG/BLACK MERGER BLACK 09-05-2023		2020-04-20	2023-05-16
	67. #REORG/BLACK MERGER BLACK 09-05-2023		2023-06-20	2023-08-08
	276. #REORG/BLACK MERGER BLACK 09-05-2023		2022-04-27	2023-08-08
	15. CBIZ INC COM		2022-05-06	2023-08-14
	11. CBRE GROUP INC CL A CL A		2020-04-20	2023-01-03
	10. CSX CORP		2020-04-20	2023-07-03
	432. CABOT OIL & GAS CORP CL A		2020-06-11	2023-01-03
	9. CABOT OIL & GAS CORP CL A		2020-06-11	2023-07-03
	45000. CANADIAN IMPERIAL BANK OF COMM 3.945% DUE 08-04-2025 REG		2022-07-28	2023-04-24
	25000. CATERPILLAR FINL SVCS CORP MEDIUM TERM NTS SER J BOOK ENTRY TRA		2022-08-08	2023-05-08
	12. CENTRAL GARDEN & PET CO		2021-08-03	2023-04-20
	12. CENTRAL GARDEN & PET CO		2021-08-03	2023-08-14
	26. CENTRAL GARDEN & PET CO		2022-04-01	2023-08-15
	14. CHAMPIONX CORPORATION COM USD0.01 WI		2023-01-04	2023-07-03
	11. CHOICE HOTELS INTL INC COM		2019-03-27	2023-05-04
	20. CHOICE HOTELS INTL INC COM		2022-07-06	2023-08-14
	.11 COLUMBIA BKG SYS INC COM		2019-03-27	2023-03-01
	15. COLUMBIA SPORTSWEAR CO		2021-11-03	2023-01-20
	12. COLUMBIA SPORTSWEAR CO		2020-08-10	2023-10-31
	4. COMMVAULT SYS INC COM STK		2021-06-04	2023-06-28
	3. CUMMINS ENGINE INC		2020-04-20	2023-07-03
	17. D R HORTON INC		2020-04-20	2023-01-03
	165. D R HORTON INC		2020-04-20	2023-01-24
	24. DARDEN RESTAURANTS INC		2020-04-20	2023-01-24
	1. DARDEN RESTAURANTS INC		2020-04-20	2023-07-03
	40000. JOHN DEERE CAPITAL CORP 2.35% 03-08-2027		2022-03-04	2023-09-05
	6. DENTSPLY SIRONA INC COM		2020-07-06	2023-07-03
	41. DONNELLEY FINL SOLUTIONS INC COM		2023-02-06	2023-12-01
	5. DORMAN PRODS INC COM		2022-02-02	2023-04-20
	32. DORMAN PRODS INC COM		2022-08-08	2023-08-14
	22.99972 DORMAN PRODS INC COM		2022-08-05	2023-12-06
	22.00028 DORMAN PRODS INC COM		2019-03-27	2023-12-06
	4. DOVER CORP		2020-04-20	2023-07-03
	8. ENTEGRIS INC		2022-06-02	2023-05-16
	68. ENVESTNET INC COM STK		2021-03-03	2023-01-20
	23. ENVESTNET INC COM STK		2021-03-03	2023-05-10
	25. ENVESTNET INC COM STK		2021-03-03	2023-06-02
	131. ENVESTNET INC COM STK		2022-06-02	2023-12-06
	56. EPLUS INC COM		2022-02-02	2023-06-28
	21. EPLUS INC COM		2019-06-13	2023-08-14
	13. EPLUS INC COM		2019-06-13	2023-08-15
	35. EPLUS INC COM		2022-09-27	2023-12-29
	3. EXPONENT INC COM STK		2022-01-10	2023-05-10
	14. FTI CONSULTING INC		2020-11-03	2023-03-09
	40. FTI CONSULTING INC		2020-11-03	2023-03-16
	18. FTI CONSULTING INC		2022-05-06	2023-06-20
	18. FTI CONSULTING INC		2022-08-05	2023-10-31
	68. FORTREA HLDGS INC COM		2020-04-20	2023-07-20
	18. FORWARD AIR CORPORATION		2022-04-01	2023-07-31
	101. FORWARD AIR CORPORATION		2022-04-01	2023-08-22
	27. FORWARD AIR CORPORATION		2022-04-01	2023-10-31
	77. FRONTDOOR INC COM		2021-11-03	2023-07-28
	26. FULLER H B CO COM		2021-12-13	2023-04-20
	5. GATX CORP		2020-04-20	2023-07-03
	1. GENERAL DYNAMICS CORP		2021-02-24	2023-07-03
	26. HAMILTON LANE INC CL A CL A		2022-03-02	2023-03-09
	14. HAMILTON LANE INC CL A CL A		2022-03-02	2023-07-28
	12. HAMILTON LANE INC CL A CL A		2021-02-01	2023-08-14
	25. HAMILTON LANE INC CL A CL A		2021-02-01	2023-12-29
	11. HEXCEL CORP NEW COM		2022-03-31	2023-01-03
	104. HEXCEL CORP NEW COM		2022-04-01	2023-06-20
	5. HOULIHAN LOKEY INC CL A CL A		2020-04-20	2023-07-03
	11. HOULIHAN LOKEY INC CL A CL A		2022-03-02	2023-09-25
	31. HURON CONSULTING GROUP INC COM STK		2021-07-08	2023-04-06
	30. HURON CONSULTING GROUP INC COM STK		2022-07-28	2023-08-14
	22. HURON CONSULTING GROUP INC COM STK		2022-07-28	2023-09-22
	17. ICU MED INC COM		2021-11-03	2023-01-20
	16. ICU MED INC COM		2022-04-01	2023-04-06
	14. ICU MED INC COM		2022-04-01	2023-05-04
	30. ICU MED INC COM		2022-05-06	2023-08-22
	43.99996 ICU MED INC COM		2022-06-02	2023-12-06
	44.00004 ICU MED INC COM		2020-08-10	2023-12-06
	32. INSIGHT ENTERPRISES INC		2021-09-03	2023-02-13
	4. INSIGHT ENTERPRISES INC		2021-09-02	2023-06-02
	51. INTEGRA LIFESCIENCES CORP HLDGS NEW		2021-06-10	2023-01-20
	9.99995 INTEGRA LIFESCIENCES CORP HLDGS NEW		2022-02-02	2023-06-02
	37.00005 INTEGRA LIFESCIENCES CORP HLDGS NEW		2022-02-02	2023-06-02
	58. INTERPARFUMS INC		2021-12-03	2023-01-20
	40. INTERPARFUMS INC		2022-03-02	2023-03-09
	15. INTERPARFUMS INC		2020-07-02	2023-04-25
	27. INTERPARFUMS INC		2022-06-02	2023-07-28
	34. INTERPARFUMS INC		2022-06-02	2023-09-22
	22. INTERPARFUMS INC		2022-10-07	2023-12-29
	6. INTERCONTINENTAL EXCHANGE INC COM		2020-04-20	2023-07-03
	17. J & J SNACK FOODS CORP COM STK NPV		2019-03-27	2023-05-09
	4. J & J SNACK FOODS CORP COM STK NPV		2019-03-27	2023-08-14
	249. OPENLANE INC		2021-11-03	2023-07-10
	268. OPENLANE INC		2022-05-06	2023-07-11
	31. KEYCORP NEW COM		2021-02-24	2023-07-03
	21. KEYSIGHT TECHNOLOGIES INC COM		2020-04-20	2023-01-03
	13. KINSALE CAP GROUP INC COM		2021-05-06	2023-01-17
	28. KINSALE CAP GROUP INC COM		2022-02-02	2023-03-07
	10. KINSALE CAP GROUP INC COM		2022-05-06	2023-06-02
	8. KINSALE CAP GROUP INC COM		2022-05-06	2023-06-20
	8. KINSALE CAP GROUP INC COM		2019-03-27	2023-07-19
	8. KINSALE CAP GROUP INC COM		2019-03-27	2023-09-14
	12. KINSALE CAP GROUP INC COM		2019-03-27	2023-11-06
	3.00204 KIRBY EXPLORATION, INC.		2019-03-27	2023-02-13
	24.99796 KIRBY EXPLORATION, INC.		2019-03-27	2023-02-13
	12. KIRBY EXPLORATION, INC.		2019-03-27	2023-07-31
	5. KIRBY EXPLORATION, INC.		2019-08-20	2023-10-31
	3. LABORATORY CORP AMER HLDGS NEW		2020-04-20	2023-07-03
	14. LANCASTER COLONY CORP		2019-03-27	2023-06-28
	5. LUMENTUM HLDGS INC COM		2022-02-25	2023-07-03
	17. MASCO CORP		2020-04-20	2023-01-03
	12. MASCO CORP		2022-03-21	2023-07-03
	22. MCGRATH RENTCORP COM		2021-11-03	2023-08-14
	16. MCGRATH RENTCORP COM		2022-08-31	2023-10-31
	13. MESA LABS INC COM		2021-04-12	2023-01-26
	1.99998 MESA LABS INC COM		2022-03-02	2023-07-18
	31.00002 MESA LABS INC COM		2022-03-02	2023-07-18
	42. MESA LABS INC COM		2022-06-02	2023-12-06
	33. MOOG INC CL A		2019-03-27	2023-02-13
	9. MOOG INC CL A		2019-03-27	2023-08-14
	11. MOOG INC CL A		2019-03-27	2023-10-31
	30. MOOG INC CL A		2020-02-21	2023-11-30
	87. NATIONAL INSTRS CORP		2019-03-27	2023-01-20
	72. NATIONAL INSTRS CORP		2021-10-07	2023-02-06
	40. NATIONAL INSTRS CORP		2022-05-06	2023-04-28
	147. NATIONAL INSTRS CORP		2021-10-07	2023-04-28
	47. NATIONAL RESH CORP COM NEW CL A		2021-08-23	2023-09-25
	120. OMNICELL INC COM		2023-10-31	2023-12-06
	4. PACKAGING CORP AMER		2020-04-20	2023-07-03
	2. #REORG/PERFICIENT MERGER 10-02-2024		2023-06-02	2023-08-22
	167. #REORG/PERFICIENT MERGER 10-02-2024		2022-07-06	2023-08-22
	40. PINNACLE FINL PARTNERS INC COM		2020-07-20	2023-07-28
	6. PLEXUS CORPORATION COMMON STOCK		2023-02-06	2023-10-31
	25. POWER INTEGRATIONS INC		2021-11-03	2023-01-20
	20. POWER INTEGRATIONS INC		2021-12-30	2023-05-10
	64. PROGRESSIVE CORP OHIO		2020-04-20	2023-03-10
	20. PROGRESSIVE CORP OHIO		2020-04-20	2023-12-07
	25. QUALYS INC COM USD0.001		2022-01-10	2023-02-13
	9. QUALYS INC COM USD0.001		2021-12-02	2023-04-20
	15. QUALYS INC COM USD0.001		2021-12-03	2023-04-20
	27. QUALYS INC COM USD0.001		2022-05-06	2023-06-28
	30. QUALYS INC COM USD0.001		2022-08-05	2023-08-14
	22. QUALYS INC COM USD0.001		2022-10-19	2023-10-31
	24. QUALYS INC COM USD0.001		2021-12-17	2023-11-30
	20. R L I CORPORATION		2021-06-10	2023-01-26
	15. R L I CORPORATION		2020-05-22	2023-09-22
	31. RAYMOND JAMES FINANCIAL INC		2020-04-20	2023-01-09
	31. REINSURANCE GROUP AMER INC COM NEW STK		2020-04-20	2023-02-02
	10. REINSURANCE GROUP AMER INC COM NEW STK		2022-04-20	2023-07-03
	25. REPUBLIC SVCS INC		2020-04-20	2023-01-03
	6. REPUBLIC SVCS INC		2020-04-20	2023-07-03
	45000. ROYAL BK CDA GLOBAL MEDIUM TERM SR BK NTS BOOK ENTRY 4.24% DUE		2022-07-25	2023-01-09
	45000. ROYAL BANK OF CANADA 4.9% DUE 01-12-2028		2023-01-09	2023-07-13
	67. SALLY BEAUTY HLDGS INC COM STK USD0.01		2021-09-21	2023-06-02
	13. SEALED AIR CORP NEW		2021-02-24	2023-07-03
	23. SELECTIVE INS GROUP INC		2021-12-13	2023-02-13
	19. SELECTIVE INS GROUP INC		2022-05-06	2023-09-22
	13. SELECTIVE INS GROUP INC		2022-05-06	2023-10-31
	24. SILGAN HOLDINGS INC COM		2022-06-02	2023-08-14
	24. SIMPSON MFG INC COMMON STOCK		2020-12-03	2023-02-13
	19. SIMPSON MFG INC COMMON STOCK		2019-03-27	2023-05-04
	24. SIMPSON MFG INC COMMON STOCK		2019-03-27	2023-07-28
	21. SIMPSON MFG INC COMMON STOCK		2022-09-27	2023-11-30
	5. SKYWORKS SOLUTIONS INC		2020-04-20	2023-07-03
	3. SNAP ON INC		2020-04-20	2023-07-03
	68. SPROUTS FMRS MKT INC COM		2021-12-07	2023-07-28
	51. SPROUTS FMRS MKT INC COM		2021-12-07	2023-10-31
	13. STERICYCLE INC		2020-04-20	2023-07-03
	9. STIFEL FINL CORP COM		2020-08-04	2023-01-03
	4. STIFEL FINL CORP COM		2020-08-04	2023-07-03
	3. SYNOPSYS INC		2020-04-20	2023-05-16
	5. SYNOPSYS INC		2020-04-20	2023-12-07
	72. #REORG/SYNEOS MERGER SYNEOS 0002K1VA32 09-28-2023		2022-04-27	2023-05-16
	225. #REORG/SYNEOS MERGER SYNEOS 0002K1VA32 09-28-2023		2023-03-10	2023-05-17
	200. #REORG/SYNEOS MERGER SYNEOS 0002K1VA32 09-28-2023		2020-04-20	2023-05-17
	61. TECHTARGET INC COM		2022-03-02	2023-05-10
	39. TECHTARGET INC COM		2022-03-02	2023-05-11
	18. TECHTARGET INC COM		2021-12-02	2023-05-11
	83. TECHTARGET INC COM		2022-10-19	2023-12-29
	40000. TORONTO DOMINION BK SR MEDIUM TERM BK NTS BOOK ENTRY 3.766% DUE		2022-06-01	2023-07-10
	12. UNIFIRST CORP MASS COM		2021-11-03	2023-05-10
	25. UNIFIRST CORP MASS COM		2021-11-03	2023-06-29
	4. UNIFIRST CORP MASS COM		2019-03-27	2023-08-14
	50000. UNITED STATES TREAS NTS DTD 12/31/2015 2.125% DUE 12-31-2022 RE		2018-01-23	2023-01-03
	50000. UNITED STATES TREAS NTS 1.5% DUE 03-31-2023		2016-04-18	2023-03-31
	35000. DTD 06/30/2016 1.375% DUE 06-30-2023 REG		2019-06-07	2023-06-30
	40000. UNITED STATES TREAS NTS 1.375% DUE 09-30-2023		2019-06-27	2023-10-02
	100000. UNITED STATES OF AMERICA TBOND 1.75% 05-15-2023		2019-06-05	2023-05-15
	50000. UNITED STATES TREAS NTS 2.75% DUE 11-15-2023 REG		2013-11-19	2023-11-15
	50000. UNITED STATES OF AMERICA TNOTE 1.5%01-15-2023		2022-01-14	2023-01-17
	50000. UNITED STATES TREAS NTS 1.375% DUE 02-15-2023		2022-01-14	2023-02-15
	75000. UNITED STATES TREAS NTS FIXED .125% DUE 05-15-2023		2020-06-05	2023-05-15
	75000. UNITED STATES TREAS NTS .25% DUE 06-15-2023		2020-06-24	2023-06-15
	50000. UNITED STATES TREAS NTS 0.125% 31/01/2023 .125% DUE 01-31-2023		2021-01-28	2023-01-31
	8. WEC ENERGY GROUP INC COM		2020-04-20	2023-07-03
	41. WESTAMERICA BANCORPORATION		2019-03-27	2023-05-10
	44. WESTAMERICA BANCORPORATION		2019-03-27	2023-10-31
	5. WINMARK CORP COM		2023-07-21	2023-10-31
	148. WOLVERINE WORLD WIDE INC		2021-09-21	2023-01-20
	220. WOLVERINE WORLD WIDE INC		2023-07-28	2023-08-03
	588. WOLVERINE WORLD WIDE INC		2022-03-02	2023-08-03
	8. WOODWARD GOVERNOR COMPANY		2020-04-20	2023-01-03
	41. WOODWARD GOVERNOR COMPANY		2022-02-04	2023-06-20
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	2,695	2,101	594
b	3,141	3,875	-734
c	2,048	2,734	-686
d	1,804	2,452	-648
e	1,439	1,616	-177
	1,119	1,252	-133
	335	267	68
	24,878	18,253	6,625
	241	155	86
	42	44	-2
	2,689	1,935	754
	4,695	1,324	3,371
	411	120	291
	43,071	45,421	-2,350
	190	90	100
	24,105	24,994	-889
	973	801	172
	43,046	44,972	-1,926
	723	256	467
	1,744	614	1,130
	5,571	5,021	550
	2,835	3,496	-661
	993	882	111
	38,703	40,000	-1,297
	38,656	40,016	-1,360
	37,235	40,000	-2,765
	37,259	40,000	-2,741
	4,815	3,855	960
	2,690	1,929	761
	2,730	2,057	673
	762	947	-185
	4,998	3,917	1,081
	20,587	18,583	2,004
	816	610	206
	859	467	392
	339	202	137
	9,993	3,097	6,896
	228	65	163
	43,875	45,000	-1,125
	24,366	25,026	-660
	451	589	-138
	540	589	-49
	1,161	1,233	-72
	434	396	38
	1,410	847	563
	2,660	2,210	450
	3	3
	1,319	1,464	-145
	871	982	-111
	283	313	-30
	738	438	300
	1,538	650	888
	15,983	6,305	9,678
	3,509	1,485	2,024
	167	62	105
	36,494	40,158	-3,664
	236	268	-32
	2,402	1,995	407
	419	465	-46
	2,711	3,167	-456
	1,757	2,107	-350
	1,681	1,908	-227
	587	342	245
	734	918	-184
	4,450	5,224	-774
	1,275	1,603	-328
	1,291	1,672	-381
	5,407	8,414	-3,007
	3,013	2,332	681
	1,373	756	617
	841	468	373
	2,790	1,451	1,339
	264	310	-46
	2,515	1,402	1,113
	7,838	3,689	4,149
	3,462	2,742	720
	3,842	2,868	974
	2,242	1,423	819
	2,133	1,857	276
	6,307	8,090	-1,783
	1,751	2,847	-1,096
	2,655	2,880	-225
	1,731	1,967	-236
	642	264	378
	215	168	47
	1,992	2,207	-215
	1,224	1,098	126
	1,115	933	182
	2,845	1,905	940
	653	660	-7
	7,505	6,239	1,266
	492	281	211
	1,183	1,137	46
	2,477	1,488	989
	2,946	1,988	958
	2,293	1,454	839
	3,050	3,982	-932
	2,692	3,568	-876
	2,586	3,003	-417
	4,005	6,059	-2,054
	3,807	9,106	-5,299
	3,807	8,632	-4,825
	4,009	3,247	762
	542	402	140
	2,833	3,088	-255
	385	650	-265
	1,425	2,103	-678
	6,470	4,552	1,918
	5,393	3,037	2,356
	2,315	715	1,600
	4,039	2,157	1,882
	4,881	2,319	2,562
	3,182	1,687	1,495
	674	532	142
	2,757	2,705	52
	678	636	42
	3,895	4,108	-213
	4,189	3,767	422
	296	663	-367
	3,579	1,994	1,585
	3,695	1,083	2,612
	8,804	3,535	5,269
	3,346	2,109	1,237
	2,815	974	1,841
	3,004	546	2,458
	3,302	546	2,756
	4,083	819	3,264
	219	225	-6
	1,824	1,920	-96
	982	901	81
	371	375	-4
	624	374	250
	2,729	2,210	519
	287	504	-217
	806	666	140
	682	673	9
	2,207	1,557	650
	1,618	1,347	271
	2,520	3,470	-950
	239	506	-267
	3,711	7,498	-3,787
	4,066	10,229	-6,163
	3,306	2,839	467
	1,029	774	255
	1,266	946	320
	4,176	2,560	1,616
	4,697	3,837	860
	3,829	3,111	718
	2,326	1,386	940
	8,548	5,530	3,018
	2,181	2,463	-282
	4,058	6,367	-2,309
	529	345	184
	121	154	-33
	10,086	14,414	-4,328
	2,984	1,642	1,342
	585	597	-12
	2,065	2,521	-456
	1,615	1,951	-336
	9,003	5,205	3,798
	3,242	1,627	1,615
	2,959	3,202	-243
	1,118	1,054	64
	1,863	1,900	-37
	3,417	3,200	217
	4,572	3,615	957
	3,352	2,870	482
	4,375	2,549	1,826
	2,666	1,975	691
	2,095	1,165	930
	3,439	1,275	2,164
	4,531	3,026	1,505
	1,391	1,195	196
	3,207	1,958	1,249
	910	470	440
	44,134	45,000	-866
	44,377	44,976	-599
	780	1,120	-340
	524	562	-38
	2,308	1,898	410
	1,993	1,558	435
	1,349	1,051	298
	1,073	1,079	-6
	2,676	2,098	578
	2,339	1,098	1,241
	3,823	1,387	2,436
	3,491	1,656	1,835
	558	464	94
	858	344	514
	2,649	1,833	816
	2,097	1,353	744
	601	611	-10
	531	294	237
	240	130	110
	1,127	456	671
	2,660	760	1,900
	2,993	4,613	-1,620
	9,342	7,892	1,450
	8,304	10,221	-1,917
	1,860	5,160	-3,300
	1,124	3,417	-2,293
	519	1,576	-1,057
	2,920	6,203	-3,283
	38,692	40,000	-1,308
	1,940	2,412	-472
	3,914	4,821	-907
	674	590	84
	50,000	49,324	676
	50,000	49,863	137
	35,000	34,413	587
	40,000	39,341	659
	100,000	97,850	2,150
	50,000	50,235	-235
	50,000	50,473	-473
	50,000	50,436	-436
	75,000	74,640	360
	75,000	75,091	-91
	50,000	50,002	-2
	710	771	-61
	1,551	2,542	-991
	2,097	2,728	-631
	1,997	1,850	147
	1,987	5,361	-3,374
	2,686	3,273	-587
	7,179	13,523	-6,344
	784	431	353
	4,708	4,414	294
			83,008
			83,008
			83,008
			83,008
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			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008
			83,008

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			594
b			-734
c			-686
d			-648
e			-177
			-133
			68
			6,625
			86
			-2
			754
			3,371
			291
			-2,350
			100
			-889
			172
			-1,926
			467
			1,130
			550
			-661
			111
			-1,297
			-1,360
			-2,765
			-2,741
			960
			761
			673
			-185
			1,081
			2,004
			206
			392
			137
			6,896
			163
			-1,125
			-660
			-138
			-49
			-72
			38
			563
			450

			-145
			-111
			-30
			300
			888
			9,678
			2,024
			105
			-3,664
			-32
			407
			-46
			-456
			-350
			-227
			245
			-184
			-774
			-328
			-381
			-3,007
			681
			617
			373
			1,339
			-46
			1,113
			4,149
			720
			974
			819
			276
			-1,783
			-1,096
			-225
			-236
			378
			47
			-215
			126
			182
			940
			-7
			1,266
			211
			46
			989
			958
			839
			-932
			-876
			-417
			-2,054
			-5,299
			-4,825
			762
			140
			-255
			-265
			-678
			1,918
			2,356
			1,600
			1,882
			2,562
			1,495
			142
			52
			42
			-213
			422
			-367
			1,585
			2,612
			5,269
			1,237
			1,841
			2,458
			2,756
			3,264
			-6
			-96
			81
			-4
			250
			519
			-217
			140
			9
			650
			271
			-950
			-267
			-3,787
			-6,163
			467
			255
			320
			1,616
			860
			718
			940
			3,018
			-282
			-2,309
			184
			-33
			-4,328
			1,342
			-12
			-456
			-336
			3,798
			1,615
			-243
			64
			-37
			217
			957
			482
			1,826
			691
			930
			2,164
			1,505
			196
			1,249
			440
			-866
			-599
			-340
			-38
			410
			435
			298
			-6
			578
			1,241
			2,436
			1,835
			94
			514
			816
			744
			-10
			237
			110
			671
			1,900
			-1,620
			1,450
			-1,917
			-3,300
			-2,293
			-1,057
			-3,283
			-1,308
			-472
			-907
			84
			676
			137
			587
			659
			2,150
			-235
			-473
			-436
			360
			-91
			-2
			-61
			-991
			-631
			147
			-3,374
			-587
			-6,344
			353
			294

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	144,865
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)	1	8,938
b	All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	8,938
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	8,938
6	Credits/Payments:

a	2023 estimated tax payments and 2022 overpayment credited to 2023	6a	46,453
b	Exempt foreign organizations—tax withheld at source......	6b	0
c	Tax paid with application for extension of time to file (Form 8868)...	6c	5,000
d	Backup withholding erroneously withheld ..........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	51,453
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	42,515
11	Enter the amount of line 10 to be: Credited to 2024 estimated tax42,515	Refunded	11	0

Form 990-PF (2023)

Page 4

Part VI-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. right arrow

$ (2) On foundation managers. right arrow

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. right arrow

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?.........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument? ................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XIV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2023 or the taxable year beginning in 2023? See the instructions for Part XIII.

If "Yes," complete Part XIII .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address right arrow

N/A

The books are in care of right arrow

THE NORTHERN TRUST COMPANY Telephone no. right arrow

(312) 630-6000

Located at right arrow

PO BOX 803878CHICAGOIL ZIP+4 right arrow

60680

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... right arrow

and enter the amount of tax-exempt interest received or accrued during the year ........ right arrow

16 At any time during calendar year 2023, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country right arrow

Form 990-PF (2023)

Page 5

Part VI-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........

1a(1)

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person? ..............................

1a(2)

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........

1a(3)

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............

1a(4)

Yes

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)? ......................

1a(5)

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.) ...............

1a(6)

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........

Organizations relying on a current notice regarding disaster assistance check here ........ right arrow

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2023? .............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2023, did the foundation have any undistributed income (Part XII, lines 6d

and 6e) for tax year(s) beginning before 2023?....................

If "Yes," list the years right arrow

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year? ..............................

If "Yes," did it have excess business holdings in 2023 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2023.) .....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2023? ..

Form 990-PF (2023)

Page 6

Part VI-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........

5a(1)

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive? ....................

5a(2)

(3) Provide a grant to an individual for travel, study, or other similar purposes? .............

5a(3)

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions ........................

5a(4)

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals? .............

5a(5)

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check ......... right arrow

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant? .................

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract? .............................

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .........................

Part VII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
THE NORTHERN TRUST COMPANY	TRUSTEE 40	97,274
PO BOX 803878 CHICAGO,IL60680	TRUSTEE 40	97,274

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2023)

Page 7

Part VII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. right arrow

Part VIII-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part VIII-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... right arrow

Form 990-PF (2023)

Page 8

Part IX

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

21,076,977

Average of monthly cash balances.......................

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

21,076,977

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

21,076,977

Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see

instructions) .............................

316,155

Net value of noncharitable-use assets. Subtract line 4 from line 3. ............

20,760,822

Minimum investment return. Enter 5% (0.05) of line 5................

1,038,041

Part X

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part IX, line 6..................

1,038,041

Tax on investment income for 2022 from Part V, line 5.......

8,938

Income tax for 2022. (This does not include the tax from Part V.) ...

Add lines 2a and 2b............................

8,938

Distributable amount before adjustments. Subtract line 2c from line 1............

1,029,103

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

1,029,103

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...

1,029,103

Part XI

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

1,146,354

Program-related investments—total from Part VIII-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4. .......

1,146,354

Form 990-PF (2023)

Page 9

Part XII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2022	(c) 2022	(d) 2023
1 Distributable amount for 2023 from Part X, line 7					1,029,103
2 Undistributed income, if any, as of the end of 2022:
a Enter amount for 2022 only.......				0
b Total for prior years:20 , 20, 20			0
3 Excess distributions carryover, if any, to 2022:
a From 2018......	213,378
b From 2019......	340,829
c From 2020......	138,070
d From 2021......	0
e From 2022......	103,817
f Total of lines 3a through e ........		796,094
4Qualifying distributions for 2023 from Part
XI, line 4: $ 1,146,354
a Applied to 2022, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2023 distributable amount.....					1,029,103
e Remaining amount distributed out of corpus		117,251
5 Excess distributions carryover applied to 2023.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		913,345
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2022. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2023. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2024 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2018 not applied on line 5 or line 7 (see instructions) ...		213,378
9 Excess distributions carryover to 2024. Subtract lines 7 and 8 from line 6a ......		699,967
10 Analysis of line 9:
a Excess from 2019....	340,829
b Excess from 2020....	138,070
c Excess from 2021....	0
d Excess from 2022....	103,817
e Excess from 2023....	117,251

Form 990-PF (2023)

Page 10

Part XIII

Private Operating Foundations (see instructions and Part VI-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2023, enter the date of the ruling ...... right arrow

b Check box to indicate whether the organization is a private operating foundation described in section 4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part IX for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2023	(b) 2022	(c) 2021	(d) 2020	(e) Total

b 85% (0.85) of line 2a .........
c Qualifying distributions from Part XI, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part IX, line 6 for each year listed ..
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XIV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here right arrow

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2023)

Page 11

Part XIV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
THE THEOSOPHICAL ORDER OF SERVICE 1926 N MAIN ST WHEATON,IL60189	NONE	PUBLIC CHARITY	GENERAL	18,380
THE THEOSOPHICAL SOCIETY IN AMERICA 1926 NORTH MAIN ST WHEATON,IL60189	NONE	PUBLIC CHARITY	GENERAL	938,985
KROTONA INSTITUTE OF THEOSOPHY 2 KROTONA ST OJAI,CA93023	NONE	PUBLIC CHARITY	GENERAL	114,768
Total ................................. 3a				1,072,133

bApproved for future payment

Total ................................. 3b

Form 990-PF (2023)

Page 12

Part XV-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments ....
3 Interest on savings and temporary cash investments ...........
4 Dividends and interest from securities ....			14	461,850
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income .....
8 Gain or (loss) from sales of assets other than inventory ............			18	144,865
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: aDEFERRED INCOME			14	3,217
bPARTNERSHIP INCOME	900099	10,222	14	93,738
c
d
e
12 Subtotal. Add columns (b), (d), and (e) ..		10,222		703,670

13Total. Add line 12, columns (b), (d), and (e)..................

713,892

(See worksheet in line 13 instructions to verify calculations.)

Part XV-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2023)

Page 13

Part XVI

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2023)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
SEE ATTACHED SCHEDULE	AT COST	791,232	1,215,926
SEE ATTACHED SCHEDULE

Description	Beginning of Year - Book Value	End of Year - Book Value	End of Year - Fair Market Value
NTCC INTL SECURITIES		0	0
NORTHERN TRUST PRIVATE EQUITY	587,884	592,469	347,616
NORTHERN TRUST PRIVATE EQUITY	160,329	257,352	1,360,104

Category	Amount	Net Investment Income
EXCISE TAX	28,248	0
FOREIGN TAXES	5,925	5,925
IL TAX	5,678	0