Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
right arrowDo not enter social security numbers on this form as it may be made public.
right arrowGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2023
Open to Public Inspection
For calendar year 2023, or tax year beginning 01-01-2023 , and ending 12-31-2023
Name of foundation
THE CHARLES A DANA FOUNDATION
INCORPORATED
Number and street (or P.O. box number if mail is not delivered to street address)1270 AVENUE OF THE AMERICAS 12TH F
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY100201725
A Employer identification number

06-6036761
B Telephone number (see instructions)

(212) 223-4040
C right arrow
G Check all that apply:

D 1. Foreign organizations, check here............. right arrow
2. Foreign organizations meeting the 85%
test, check here and attach computation ... right arrow
E right arrow
H Check type of organization:
F right arrow
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)right arrow$258,637,512J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check right arrow.............
3 Interest on savings and temporary cash investments 644 644  
4 Dividends and interest from securities... 626,360 19,376,453  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 4,592,222
b Gross sales price for all assets on line 6a 60,023,472
7 Capital gain net income (from Part IV, line 2)... 5,237,089
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
48,482 98,679  
12 Total. Add lines 1 through 11........ 5,267,708 24,712,865  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 1,112,200 142,880   969,320
14 Other employee salaries and wages...... 1,980,220 81,666   1,898,554
15 Pension plans, employee benefits....... 1,438,167 82,068   1,296,336
16a Legal fees (attach schedule)......... Click to see attachment
List of Attached Documents:
// Content
83,519 0   75,427
b Accounting fees (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
59,768 0   59,768
c Other professional fees (attach schedule).... Click to see attachment
List of Attached Documents:
// Content
937,510 473,144   347,530
17 Interest...............   548,288    
18 Taxes (attach schedule) (see instructions)... Click to see attachment
List of Attached Documents:
// Content
102,395 124,511   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 332,163 0   213,975
21 Travel, conferences, and meetings....... 134,219 0   200,720
22 Printing and publications.......... 69,575 0   0
23 Other expenses (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
717,898 1,689,503   730,763
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 6,967,634 3,142,060   5,792,393
25 Contributions, gifts, grants paid....... 9,310,621 2,579,911
26 Total expenses and disbursements. Add lines 24 and 25 16,278,255 3,142,060   8,372,304
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -11,010,547
b Net investment income (if negative, enter -0-) 21,570,805
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2023)
Form 990-PF (2023)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 4,915,135 12,089,739 12,089,739
2 Savings and temporary cash investments......... 317,416 1,603,311 1,603,311
3 Accounts receivable right arrow  
Less: allowance for doubtful accounts right arrow   1,822    
4 Pledges receivable right arrow  
Less: allowance for doubtful accounts right arrow        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) right arrow  
Less: allowance for doubtful accounts right arrow        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 0 Click to see attachment
List of Attached Documents:
// Content
16,348,672 		16,348,672
b Investments—corporate stock (attach schedule)....... 6,942,411 0 0
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis right arrow  
Less: accumulated depreciation (attach schedule) right arrow        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 221,583,505 Click to see attachment
List of Attached Documents:
// Content
227,194,245 		227,194,245
14 Land, buildings, and equipment: basis right arrow  
Less: accumulated depreciation (attach schedule) right arrow        
15 Other assets (describe right arrow) Click to see attachment
List of Attached Documents:
// Content
1,686,762 		Click to see attachment
List of Attached Documents:
// Content
1,401,545 		Click to see attachment
List of Attached Documents:
// Content
1,401,545
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 235,447,051 258,637,512 258,637,512
Liabilities 17 Accounts payable and accrued expenses.......... 131,842 299,389
18 Grants payable................. 1,269,206 7,999,916
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe right arrow) Click to see attachment
List of Attached Documents:
// Content
4,286,967 		Click to see attachment
List of Attached Documents:
// Content
4,449,814
23 Total liabilities (add lines 17 through 22)......... 5,688,015 12,749,119
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here right arrow
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 229,759,036 245,888,393
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here right arrow
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 229,759,036 245,888,393
30 Total liabilities and net assets/fund balances (see instructions). 235,447,051 258,637,512
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
229,759,036
2
Enter amount from Part I, line 27a .....................
2
-11,010,547
3
Other increases not included in line 2 (itemize) right arrowClick to see attachment
List of Attached Documents:
// Content
3
27,469,904
4
Add lines 1, 2, and 3 ..........................
4
246,218,393
5
Decreases not included in line 2 (itemize) right arrowClick to see attachment
List of Attached Documents:
// Content
5
330,000
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
245,888,393
Form 990-PF (2023)
Form 990-PF (2023)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES P    
b ABBOTT CAPITAL PRIVATE EQUITY FUND V, L.P. P    
c ADAMAS OPPORTUNITIES, LP P    
d CANTILLON GLOBAL EQUITY FUND P    
e KING STREET CAPITAL, LTD. P    
THRU 1607 CAPITAL INTER EQU FD, LP K-1 P    
THRU ABBOTT CAP PRIVATE EQU FD VI LP K-1 P    
THRU ADAGE CAPITAL PARTNERS, L.P. K-1 P    
THRU AS CAP GLO ALL CT ALP EXT FD KY LTD K-1 P    
THRU CA RE FD US TX-EX LP-SER K K-1 P    
THRU SE RD RK VE VI CA RE FD US TX-EX LP K-1 P    
THRU COMMONFUND CAP NAT RES PTR IX LP K-1 P    
THRU COMMONFUND CAP PRIV EQU PTR VI, LP K-1 P    
THRU COMMONFUND CAP VENTURE PTR VIII, LP K-1 P    
THRU COMMONFUND INTERNATIONAL PTR VI, LP K-1 P    
THRU COMMONFUND PRIVATE EQU PTR VII, LP K-1 P    
THRU DAVIDSON KEMPNER INST PTR LP K-1 P    
THRU DODDINGTON EMERGING MARKETS FD, LLC K-1 P    
THRU ENCAP FLATROCK MIDSTREAM FD IV, LP K-1 P    
THRU ITE RAIL FUND, LP K-1 P    
THRU KHC PARTNERS FUND LP K-1 P    
THRU KLINE HILL PARTNERS FUND II LP K-1 P    
THRU KLINE HILL PARTNERS FUND III LP K-1 P    
THRU KLINE HILL PTR OPPORT FD III LP K-1 P    
THRU KNIGHTSBRIDGE VEN CAP VI LP SER VC K-1 P    
THRU LEAD EDGE CAPITAL V, LP K-1 P    
THRU LEAD EDGE CAPITAL VI, LP K-1 P    
THRU MOONRISE CHINA PARTNERS II LP K-1 P    
THRU QIMING VENTURE PARTNERS VII, LP K-1 P    
THRU REN. INST DIVER GLO EQU ONS FD LP K-1 P    
THRU SILCHESTER INT INV INT VAL EQU TRU K-1 P    
THRU THE OVERLOOK PARTNERS FUND LP K-1 P    
THRU TRUEBRIDGE CAPITAL PTR FUND V LP K-1 P    
THRU TRUEBRIDGE CAPITAL PTR FUND VI LP K-1 P    
THRU TRUEBRIDGE CAPITAL PTR FUND VII LP K-1 P    
THRU TRUEBRIDGE GLOBAL PREMIER I, L.P. K-1 P    
THRU WARBURG PINCUS GLO GRO (E&P)-2 LP K-1 P    
THRU WARBURG PINCUS GLOBAL GROWTH LP K-1 P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 48,050,464   46,356,390 1,694,074
b 191,648   577,095 -385,447
c 31,841     31,841
d 11,423,464   8,497,765 2,925,699
e 326,055     326,055
      2,897
      30,766
      -19,726
      129,190
      -110
      -7,391
      104,252
      15,719
      147,846
      69,193
      412,063
      -60,837
      -27,685
      11,320
      408
      52
      69,839
      123,740
      15,330
      -51,904
      -25,330
      3,502
      14,815
      -13,446
      -198,447
      35,453
      -146,693
      35,416
      26,215
      -2,266
      -3,882
      1,518
      -46,950
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       1,694,074
b       -385,447
c       31,841
d       2,925,699
e       326,055
      2,897
      30,766
      -19,726
      129,190
      -110
      -7,391
      104,252
      15,719
      147,846
      69,193
      412,063
      -60,837
      -27,685
      11,320
      408
      52
      69,839
      123,740
      15,330
      -51,904
      -25,330
      3,502
      14,815
      -13,446
      -198,447
      35,453
      -146,693
      35,416
      26,215
      -2,266
      -3,882
      1,518
      -46,950
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 5,237,089
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here right arrow and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions) 1 299,834
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 299,834
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 299,834
6 Credits/Payments:
a 2023 estimated tax payments and 2022 overpayment credited to 2023 6a 521,678
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld .......... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 521,678
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......right arrow 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...right arrow 10 221,844
11 Enter the amount of line 10 to be: Credited to 2024 estimated taxright arrow221,844 Refundedright arrow 11 0
Form 990-PF (2023)
Form 990-PF (2023)
Page 4
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. right arrow$ 0(2) On foundation managers.right arrow$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.right arrow$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
round bullet By language in the governing instrument, or
round bullet By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument? ................
6
Yes
 
7
Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
and Part XIV..................................
7
Yes
 
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
right arrowNY, MD
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
8b
Yes
 
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2023 or the taxable year beginning in 2023? See the instructions for Part XIII.
If "Yes," complete Part XIII .............................
9
 
No
10
Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
and addresses. ...............................
10
 
No
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
11
Yes
 
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions.................
12
 
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
 
Website addressright arrowWWW.DANA.ORG
14
The books are in care ofright arrowGERALDINE AMERA Telephone no.right arrow (212) 223-4040

Located atright arrow1270 AVENUE OF THE AMERICAS 12TH FLNEW YORKNY ZIP+4right arrow100201725
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........right arrow
and enter the amount of tax-exempt interest received or accrued during the year ........right arrow
15
 
16 At any time during calendar year 2023, did the foundation have an interest in or a signature or other authority over YesNo
a bank, securities, or other financial account in a foreign country? .................
16   No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country right arrow
Form 990-PF (2023)
Form 990-PF (2023)
Page 5
Part VI-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
1a(1)
 
No
(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person? ..............................
1a(2)
 
No
(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
1a(3)
Yes
 
(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
1a(4)
Yes
 
(5) Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)? ......................
1a(5)
 
No
(6) Agree to pay money or property to a government official? (Exception. Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.) ...............
1a(6)
 
No
b
If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
1b
 
No
c
Organizations relying on a current notice regarding disaster assistance check here ........right arrow
d
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2023? .............
1d
 
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2023, did the foundation have any undistributed income (Part XII, lines 6d
and 6e) for tax year(s) beginning before 2023?....................
2a
 
No
If "Yes," list the years right arrow20, 20, 20, 20
b
Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to all years listed, answer "No" and attach statement—see instructions.) ..............
2b
 
 
c
If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
right arrow20, 20, 20, 20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year? ..............................
3a
 
No
b
If "Yes," did it have excess business holdings in 2023 as a result of (1) any purchase by the foundation
or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2023.) .....................
3b
 
 
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
 
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2023? ..
4b
 
No
Form 990-PF (2023)
Form 990-PF (2023)
Page 6
Part VI-B
Statements Regarding Activities for Which Form 4720 May Be Required (continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
5a(1)
 
No
(2) Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive? ....................
5a(2)
 
No
(3) Provide a grant to an individual for travel, study, or other similar purposes? .............
5a(3)
 
No
(4) Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions ........................
5a(4)
Yes
 
(5) Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals? .............
5a(5)
 
No
b
If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
5b
 
No
c
Organizations relying on a current notice regarding disaster assistance check .........right arrow
d
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant? .................
5d
Yes
 
If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
List of Attached Documents:
// Content
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract? .............................
6a
 
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
6b
 
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
7a
 
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
7b
 
 
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year? .........................
8
 
No
Part VII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a) Name and address (b) Title, and average
hours per week
devoted to position 		(c) Compensation
 (If not paid, enter
-0-) 		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
other allowances
CAROLINE MONTOJO DIRECTOR, PRESIDENT
35.00 		500,000 126,147 0
1270 AVENUE OF THE AMERICAS 12TH FL
NEW YORK,NY100201725
STEVEN E HYMAN DIRECTOR, CHAIRMAN
2.00 		6,000 0 0
1270 AVENUE OF THE AMERICAS 12TH FL
NEW YORK,NY100201725
CHARLES A DANA III DIRECTOR, VICE CHAIRMAN
2.00 		6,000 0 0
1270 AVENUE OF THE AMERICAS 12TH FL
NEW YORK,NY100201725
WALLACE COOK DIRECTOR, SECRETARY
2.00 		6,000 0 0
1270 AVENUE OF THE AMERICAS 12TH FL
NEW YORK,NY100201725
EDWARD BLEIER DIRECTOR, DECEASED OCTOBER 2023
2.00 		4,500 0 0
1270 AVENUE OF THE AMERICAS 12TH FL
NEW YORK,NY100201725
HILDEGARDE MAHONEY DIRECTOR
2.00 		6,000 0 0
1270 AVENUE OF THE AMERICAS 12TH FL
NEW YORK,NY100201725
PETER NADOSY DIRECTOR
2.00 		6,000 0 0
1270 AVENUE OF THE AMERICAS 12TH FL
NEW YORK,NY100201725
HUSSEINI K MANJI DIRECTOR, BEGAN JULY 2023
2.00 		3,000 0 0
1270 AVENUE OF THE AMERICAS 12TH FL
NEW YORK,NY100201725
PAULA A KERGER DIRECTOR, BEGAN JULY 2023
2.00 		3,000 0 0
1270 AVENUE OF THE AMERICAS 12TH FL
NEW YORK,NY100201725
GERALDINE AMERA CHIEF OPERATING OFFICER, TREASURER
35.00 		293,600 96,438 0
1270 AVENUE OF THE AMERICAS 12TH FL
NEW YORK,NY100201725
KHARA RAMOS VP OF NEUROSCIENCE & SOCIETY
35.00 		278,100 79,046 0
1270 AVENUE OF THE AMERICAS 12TH FL
NEW YORK,NY100201725
2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a) Name and address of each employee paid more than $50,000 (b) Title, and average
hours per week
devoted to position 		(c) Compensation (d) Contributions to
employee benefit
plans and deferred
compensation 		(e) Expense account,
other allowances
JAMES RUTT CHIEF INFORMATION OF
35.00 		259,200 109,801 0
1270 AVE OF THE AMERICAS 12TH FL
NY,NY100201725
PAT MANGINI DIRECTOR, HUMAN RESO
35.00 		135,400 87,157 0
1270 AVE OF THE AMERICAS 12TH FL
NY,NY100201725
BARBARA BEST VICE PRESIDENT, DABI
0.50 		203,665 13,765 0
1270 AVE OF THE AMERICAS 12TH FL
NY,NY100201725
BRIGIDA CADIZ-GAY CONTROLLER
35.00 		134,800 53,317 0
1270 AVE OF THE AMERICAS 12TH FL
NY,NY100201725
ANN WHITMAN DIRECTOR, COMMUNICAT
35.00 		125,000 49,896 0
1270 AVE OF THE AMERICAS 12TH FL
NY,NY100201725
Total number of other employees paid over $50,000...................right arrow 11
Form 990-PF (2023)
Form 990-PF (2023)
Page 7
Part VII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)
3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
CAMBRIDGE ASSOCIATES LLC INVESTMENT MGMT. & ADVISORY 287,485
125 HIGH STREET
BOSTON,MA021102112
MATTHEW SCHWARTZ DESIGN STUDIO LLC WEB DESIGN 168,381
82 NASSAU STREET 909
NEW YORK,NY100383703
GIVINGDATA LLC GRANTS MGMT. SOFTWARE 105,155
45 PROSPECT STREET
CAMBRIDGE,MA021392402
PKF O'CONNOR DAVIES AUDIT AND TAX COMPLIANCE 96,578
500 MAMARONECK AVENUE SUITE 301
HARRISON,NY105281633
SPENCER STUART PERSONNEL SEARCH 75,799
353 N CLARK STREET SUITE 2400
CHICAGO,IL606543479
Total number of others receiving over $50,000 for professional services.............right arrow1
Part VIII-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
1 COMMUNICATIONS -WEBSITE: THE FOUNDATION'S WEBSITE FEATURES INFORMATION ABOUT THE ORGANIZATION; GRANTS INFORMATION; OCCASIONAL STORIES AND FACT SHEETS ON NEUROSCIENCE; PUBLICATIONS; LINKS TO SOCIAL MEDIA; AND THE ABILITY TO SUBSCRIBE TO THE FOUNDATION'S MONTHLY NEWSLETTER. THE BRAIN AWARENESS WEEK WEBSITE OFFERS PARTNERS AND THE PUBLIC ACCESS TO THE INTERNATIONAL CALENDAR OF EVENTS; FREE DOWNLOADABLE MATERIALS AND EDUCATIONAL RESOURCES; AND INFORMATION ABOUT THE ANNUAL CAMPAIGN.SOCIAL MEDIA: COMMUNICATIONS STAFF SCHEDULE AND POST REGULARLY ON THE FOUNDATION'S SIX SOCIAL MEDIA PLATFORMS. POSTS PROMOTE THE FOUNDATION, FOUNDATION GRANTS AND GRANTMAKING PROGRAMS, ITS PARTNERS' INITIATIVES, AND PROVIDES RESOURCES TO THE PUBLIC. OCCASIONALLY STAFF USE PAID PROMOTION ON THE PLATFORMS TO REACH TARGETED AUDIENCES. 1,077,551
2 GRANTS ADMINISTRATION -THE FOUNDATION ADMINISTERS PROGRAMS TO SUPPORT ITS NEUROSCIENCE AND SOCIETY FOCUS, THROUGH THE SPECIFICALLY DESIGNED OBJECTIVES ESTABLISHED BY THE FOUNDATION'S BOARD OF DIRECTORS. THE FOUNDATION'S PRINCIPAL INTEREST IS IN NEUROSCIENCE AND SOCIETY, BUT ALSO SUPPORTS QUALIFIED CIVIC AND CULTURAL ORGANIZATIONS AND MAINTAINS A MATCHING CHARITABLE GIFTS PROGRAM FOR ITS EMPLOYEES. 4,815,960
3  
4  
Part VIII-B
Summary of Program-Related Investments (see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
1  
2  
All other program-related investments. See instructions.
3  
Total. Add lines 1 through 3.........................right arrow0
Form 990-PF (2023)
Form 990-PF (2023)
Page 8
Part IX
Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities...................
1a
17,053,330
b
Average of monthly cash balances.......................
1b
8,480,193
c
Fair market value of all other assets (see instructions)................
1c
226,085,921
d
Total (add lines 1a, b, and c).........................
1d
251,619,444
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation) .............
1e
0
2
Acquisition indebtedness applicable to line 1 assets..................
2
0
3
Subtract line 2 from line 1d.........................
3
251,619,444
4
Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
instructions) .............................
4
3,774,292
5
Net value of noncharitable-use assets. Subtract line 4 from line 3. ............
5
247,845,152
6
Minimum investment return. Enter 5% (0.05) of line 5................
6
12,392,258
Part X
Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
1
Minimum investment return from Part IX, line 6..................
1
12,392,258
2a
Tax on investment income for 2022 from Part V, line 5.......
2a
299,834
b
Income tax for 2022. (This does not include the tax from Part V.) ...
2b
 
c
Add lines 2a and 2b............................
2c
299,834
3
Distributable amount before adjustments. Subtract line 2c from line 1............
3
12,092,424
4
Recoveries of amounts treated as qualifying distributions................
4
21,794
5
Add lines 3 and 4............................
5
12,114,218
6
Deduction from distributable amount (see instructions).................
6
0
7
Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
7
12,114,218
Part XI
Qualifying Distributions (see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
1a
8,372,304
b
Program-related investments—total from Part VIII-B..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes...............................
2
 
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)....................
3a
 
b
Cash distribution test (attach the required schedule) .................
3b
 
4
Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4. .......
4
8,372,304
Form 990-PF (2023)
Form 990-PF (2023)
Page 9
Part XII
Undistributed Income (see instructions)
(a)
Corpus 		(b)
Years prior to 2022 		(c)
2022 		(d)
2023
1 Distributable amount for 2023 from Part X, line 7 12,114,218
2 Undistributed income, if any, as of the end of 2022:
a Enter amount for 2022 only....... 0
b Total for prior years:20 , 20, 20 0
3 Excess distributions carryover, if any, to 2022:
a From 2018...... 2,923,051
b From 2019...... 792,285
c From 2020......  
d From 2021......  
e From 2022......  
f Total of lines 3a through e ........ 3,715,336
4Qualifying distributions for 2023 from Part
XI, line 4: right arrow$ 8,372,304
a Applied to 2022, but not more than line 2a 0
b Applied to undistributed income of prior years
(Election required—see instructions)..... 		Click to see attachment
List of Attached Documents:
// Content
0
c Treated as distributions out of corpus (Election
required—see instructions)........ 		0
d Applied to 2023 distributable amount..... 8,372,304
e Remaining amount distributed out of corpus 0
5 Excess distributions carryover applied to 2023. 3,715,336 3,715,336
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6Enter the net total of each column as
indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
b Prior years’ undistributed income. Subtract
line 4b from line 2b .......... 		0
c Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed...... 		0
d Subtract line 6c from line 6b. Taxable amount
—see instructions ........... 		0
e Undistributed income for 2022. Subtract line
4a from line 2a. Taxable amount—see
instructions ............. 		0
f Undistributed income for 2023. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2024 .......... 		26,578
7 Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions) ....... 		0
8 Excess distributions carryover from 2018 not
applied on line 5 or line 7 (see instructions) ... 		0
9 Excess distributions carryover to 2024.
Subtract lines 7 and 8 from line 6a ...... 		0
10 Analysis of line 9:
a Excess from 2019....  
b Excess from 2020....  
c Excess from 2021....  
d Excess from 2022....  
e Excess from 2023....  
Form 990-PF (2023)
Form 990-PF (2023)
Page 10
Part XIII
Private Operating Foundations (see instructions and Part VI-A, question 9)
1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2023, enter the date of the ruling ...... right arrow
 
b Check box to indicate whether the organization is a private operating foundation described in section or
2a Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part IX for each
year listed .......... 		Tax year Prior 3 years (e) Total
(a) 2023 (b) 2022 (c) 2021 (d) 2020
         
b 85% (0.85) of line 2a .........          
c Qualifying distributions from Part XI,
line 4 for each year listed ..... 		         
d Amounts included in line 2c not used directly
for active conduct of exempt activities .......... 		         
e Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c .... 		         
3 Complete 3a, b, or c for the
alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......          
(2) Value of assets qualifying
under section 4942(j)(3)(B)(i)		          
b “Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part IX, line 6 for each year listed .. 		         
c “Support" alternative test—enter:
(1) Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties) .... 		         
(2) Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii).... 		         
(3) Largest amount of support
from an exempt organization		          
(4) Gross investment income          
Part XIV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1Information Regarding Foundation Managers:
aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here right arrow
aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
CELINA SOOKSATAN
1270 AVENUE OF THE AMERICAS 12TH
FLOOR
NEW YORK,NY100201725
(212) 223-4040
CSOOKSATAN@DANA.ORG
bThe form in which applications should be submitted and information and materials they should include:
A LETTER FULLY DESCRIBING THE PROPOSED REQUEST INCLUDING PROPOSED FUNDING
cAny submission deadlines:
NONE
dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
GRANTS ARE GENERALLY MADE UNDER THE FOUNDATION'S NEUROSCIENCE AND SOCIETY PROGRAMS AND DIRECTOR GRANT RULES. RECIPIENTS MUST BE QUALIFIED ORG'S.
Form 990-PF (2023)
Form 990-PF (2023)
Page 11
Part XIV
Supplementary Information (continued)
3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
 Foundation
status of
recipient 		Purpose of grant or
contribution 		Amount
Name and address (home or business)
aPaid during the year

AHLZEIMER'S ASSOCIATION

225 NORTH MICHIGAN AVENUE
CHICAGO,IL60601 		N/A PC NEUROSCIENCE & SOCIETY 105

AMERICAN ASSOCIATION FOR THE ADVANCEMENT OF SCIENCE (AAAS)

1200 NEW YORK AVENUE NW
WASHINGTON,DC20005 		N/A PC NEUROSCIENCE & SOCIETY 184,000

AMERICAN BRAIN COALITION

6257 QUANTICO LANE N
MAPLE GROVE,MN55311 		N/A PC NEUROSCIENCE & SOCIETY 3,000

AMERICAN BRAIN FOUNDATION

201 CHICAGO AVE
MINNEAPOLIS,MN55415 		N/A PC NEUROSCIENCE & SOCIETY 250

AMERICAN MUSEUM OF NATURAL HISTORY

CENTRAL PARK WEST AT 79TH STREET
NEW YORK,NY10024 		N/A PC NEUROSCIENCE & SOCIETY 5,000

AMERICAN REPERTORY THEATER

64 BRATTLE STREET
CAMBRIDGE,MA02138 		N/A PC GENERAL OPERATING SUPPORT 10,000

ASSOCIATION FOR FRONTOTEMPORAL DEGENERATION

2700 HORIZON DRIVE SUITE 120
KING OF PRUSSIA,PA19406 		N/A PC GENERAL OPERATING SUPPORT 5,000

BARD GRADUATE CENTER

18 WEST 86TH STREET
NEW YORK,NY10024 		N/A PC GENERAL OPERATING SUPPORT 9,000

BIOBUS

1361 AMSTERDAM SUITE 340
NEW YORK,NY10027 		N/A PC NEUROSCIENCE & SOCIETY 7,300

BOYS & GIRLS CLUB OF PALM BEACH COUNTY

800 NORTHPOINT PARKWAY SUITE 204
WEST PALM BEACH,FL33407 		N/A PC GENERAL OPERATING SUPPORT 15,000

BREAST CANCER RESEARCH FOUNDATION INC

28 W 44 STREET SUITE 609
NEW YORK,NY10036 		N/A PC GENERAL OPERATING SUPPORT 5,000

BRIDGEHAMPTON CHAMBER MUSIC FESTIVAL

135 EAST 57TH STREET 14TH FLOOR
NEW YORK,NY10022 		N/A PC GENERAL OPERATING SUPPORT 5,000

BRONX LACROSSE

1 MANHATTANVILLE ROAD
PURCHASE,NY10577 		N/A PC NEUROSCIENCE & SOCIETY 500

BROOKLYN BOTANIC GARDEN

1000 WASHINGTON AVENUE
BROOKLYN,NY11225 		N/A PC NEUROSCIENCE & SOCIETY 2,500

BRUNSWICK SCHOOL

100 MAHER AVENUE
GREENWICH,CT06830 		N/A PC GENERAL OPERATING SUPPORT 25,000

BUCKLEY SCHOOL

113 EAST 73RD STREET
NEW YORK,NY10021 		N/A PC GENERAL OPERATING SUPPORT 5,000

CAMBRIDGE IN AMERICA

CLARE COLLEGE
NEW YORK,NY10036 		N/A PC GENERAL OPERATING SUPPORT 10,000

CHS NORTH AMERICAN FOUNDATION INC

21C ORINDA WAY
ORINDA,CA94563 		N/A PC GENERAL OPERATING SUPPORT 7,000

CLEAN AIR TASK FORCE INC

114 STATE STREET
BOSTON,MA02109 		N/A PC GENERAL OPERATING SUPPORT 2,000

COLD SPRING HARBOR LABORATORY

1 BUNGTOWN RD
COLD SPRING HARBOR,NY11724 		N/A PC GENERAL OPERATING SUPPORT 5,000

COLUMBIA UNIVERSITY DEPARTMENT OF OPHTHALMOLOGY

635 W 165 STREET BOX 13
NEW YORK,NY10032 		N/A PC GENERAL OPERATING SUPPORT 5,000

COOPER UNION

30 COOPER SQUARE
NEW YORK,NY10003 		N/A PC GENERAL OPERATING SUPPORT 10,000

CRISTO REY

14 E JACKSON BLVD SUITE 1200
CHICAGO,IL60604 		N/A PC NEUROSCIENCE & SOCIETY 250

DANA-FARBER CANCER INSTITUTE

450 BROOKLINE AVENUE
BOSTON,MA02445 		N/A PC GENERAL OPERATING SUPPORT 55,000

EAST HAMPTON HEALTHCARE FOUNDATION

200 PANTIGO PLACE
EAST HAMPTON,NY11937 		N/A PC GENERAL OPERATING SUPPORT 5,000

EUROPEAN BRAIN COUNCIL

RUE DEGMONT 11
BRUSSELS    
BE 		N/A PC NEUROSCIENCE & SOCIETY 10,000

FEDERATION OF EUROPEAN NEUROSCIENCE SOCIETIES (FENS)

11 RUE DEGMONT
BERLIN    
GM 		N/A PC NEUROSCIENCE & SOCIETY 35,000

FJIC

1 PEMBERTON SQUARE 4300
BOSTON,MA02108 		N/A PC NEUROSCIENCE & SOCIETY 100,100

FRANKLIN INSTITUTE

222 N 20TH ST
PHILADELPHIA,PA19103 		N/A PC NEUROSCIENCE & SOCIETY 54,000

FRICK COLLECTION

1 E 70 STREET
NEW YORK,NY10021 		N/A PC NEUROSCIENCE & SOCIETY 5,000

FRIENDS OF ST FRANCIS XAVIER UNIVERSITY

375 CONCORD AVENUE SUITE 004
BELMONT,MA02478 		N/A PC GENERAL OPERATING SUPPORT 25,000

GREENWICH ACADEMY

200 N MAPLE AVE
GREENWICH,CT06830 		N/A PC GENERAL OPERATING SUPPORT 30,000

GUIDE DOG FOUNDATION FOR THE BLIND INC

371 EAST JERICHO TURNPIKE
SMITHTOWN,NY11746 		N/A PC GENERAL OPERATING SUPPORT 6,000

GUILD HALL OF EAST HAMPTON

158 MAIN STREET STREET
EAST HAMPTON,NY11937 		N/A PC GENERAL OPERATING SUPPORT 5,000

HARLEM ACADEMY

1330 FIFTH AVENUE
NEW YORK,NY10026 		N/A PC GENERAL OPERATING SUPPORT 25,000

HARVARD SCHOLARS AT RISK

32 QUINCY STREET
CAMBRIDGE,MA02138 		N/A PC GENERAL OPERATING SUPPORT 5,000

HEALTHY BRAINS GLOBAL INITIATIVE INC

100 MAHER AVENUE
GREENWICH,CT06830 		N/A PC GENERAL OPERATING SUPPORT 25,000

ICAHN SCOOL OF MEDICINE AT MOUNT SINAI

ONE GUSTAVE L LEVY PLACE
NEW YORK,NY10029 		N/A PC GENERAL OPERATING SUPPORT 3,000

INSTITUTE FOR METHODS INNOVATION

1752 CHARLES AVE
ARCATA,CA95521 		N/A PC NEUROSCIENCE & SOCIETY 160,000

INTERNATIONAL BRAIN BEE

1121 14TH STREET NW
WASHINGTON,DC20005 		N/A PC NEUROSCIENCE & SOCIETY 25,000

INTERNATIONAL BRAIN RESEARCH ORGANIZATION (IBRO)

255 RUE SAINT-HONORE
PARIS    
FR 		N/A PC NEUROSCIENCE & SOCIETY 126,000

INTERNATIONAL NEUROETHICS SOCIETY

4938 HAMPDEN LANE 553
PHILADELPHIA,PA19104 		N/A PC NEUROSCIENCE & SOCIETY 67,000

JAMES C FERRER EDUCATION FUND

SHINNECOCK HILLS GOLF CLUB 200
TUCKAHOE ROAD
SOUTHHAMPTON,NY11968 		N/A PC GENERAL OPERATING SUPPORT 5,000

KNOWABLE MAG

1875 S GRANT ST SUITE 700
PALO ALTO,CA94303 		N/A PC NEUROSCIENCE & SOCIETY 75,600

LELAND STANFORD JUNIOR UNIVERSITY

1201 WELCH ROAD P-206
STANFORD,CA94305 		N/A PC GENERAL OPERATING SUPPORT 2,000

LOUIS ARMSTRONG HOUSE MUSEUM

34-56 107TH ST
CORONA,NY11368 		N/A PC NEUROSCIENCE & SOCIETY 500

LOYOLA UNIVERSITY OF CHICAGO

820 N MICHIGAN AVE
CHICAGO,IL60660 		N/A PC NEUROSCIENCE & SOCIETY 250,000

MAYO CLINIC

200 FIRST STREET SW
ROCHESTER,MN55905 		N/A PC GENERAL OPERATING SUPPORT 40,000

MEDICAL UNIVERSITY OF SOUTH CAROLINA FOUNDATION

18 BEE STREET MSC450
CHARLESTON,SC29425 		N/A PC GENERAL OPERATING SUPPORT 50,000

METROPOLITAN MUSEUM OF ART

1000 FIFTH AVENUE
NEW YORK,NY10028 		N/A PC NEUROSCIENCE & SOCIETY 3,000

METROPOLITAN OPERA ASSOCIATION

LINCOLN CENTER
NEW YORK,NY10023 		N/A PC NEUROSCIENCE & SOCIETY 2,750

MORGAN LIBRARY & MUSEUM

225 MADISON AVENUE
NEW YORK,NY10016 		N/A PC NEUROSCIENCE & SOCIETY 7,500

MUSEUM OF MODERN ART

11 WEST 53RD STREET
NEW YORK,NY10019 		N/A PC NEUROSCIENCE & SOCIETY 5,000

MUSEUM OF THE CITY OF NEW YORK

1220 FIFTH AVENUE AT 103RD STREET
NEW YORK,NY10029 		N/A PC NEUROSCIENCE & SOCIETY 2,500

NATIONAL ACADEMIES OF SCIENCE

500 FIFTH ST NW
WASHINGTON,DC20001 		N/A PC NEUROSCIENCE & SOCIETY 20,000

NATIONAL KIDNEY FOUNDATION

30 EAST 33RD STREET
NEW YORK,NY10016 		N/A PC NEUROSCIENCE & SOCIETY 256

NATIONAL KIDNEY FOUNDATION

30 EAST 33RD STREET
NEW YORK,NY10016 		N/A PC GENERAL OPERATING SUPPORT 2,000

NATIONAL MULTIPLE SCLEROSIS SOCIETY

733 THIRD AVENUE
NEW YORK,NY10017 		N/A PC NEUROSCIENCE & SOCIETY 250

NATIONAL MULTIPLE SCLEROSIS SOCIETY

733 THIRD AVENUE
NEW YORK,NY10017 		N/A PC GENERAL OPERATING SUPPORT 10,000

NATIONAL PKU ALLIANCE

954 LEXINGTON AVENUE
NEW YORK,NY10021 		N/A PC GENERAL OPERATING SUPPORT 2,000

NEUE GALERIE NEW YORK

1048 FIFTH AVENUE
NEW YORK,NY10028 		N/A PC NEUROSCIENCE & SOCIETY 5,000

NEUROMATCH INC

9450 SW GEMINI DRIVE
BEAVERTON,OR97008 		N/A PC NEUROSCIENCE & SOCIETY 100,000

NEW VENTURE FUND

1828 L STREET NW SUITE 300A
WASHINGTON,DC20036 		N/A PC NEUROSCIENCE & SOCIETY 50,000

NEW YORK BOTANICAL GARDEN

OFFICE OF THE PRESIDENT 2900
SOUTHERN BLVD
BRONX,NY10458 		N/A PC NEUROSCIENCE & SOCIETY 2,500

NEW YORK PHILHARMONIC

AVERY FISHER HALL 10 LINCOLN CENTER
PLAZA
NEW YORK,NY10023 		N/A PC NEUROSCIENCE & SOCIETY 5,000

NEW YORK PRESBYTERIAN FUND

DEPARTMENT OF REHABILITATION 525
EAST 68TH STREET 18TH FLOOR
NEW YORK,NY10065 		N/A PC GENERAL OPERATING SUPPORT 30,000

NEWPORT HOSPITAL FOUNDATION INC

11 FRIENDSHIP STREET
NEWPORT,RI02840 		N/A PC GENERAL OPERATING SUPPORT 25,000

PALM BEACH CIVIC ASSOCIATION

139 N COUNTY ROAD SUITE 33
PALM BEACH,FL33480 		N/A PC GENERAL OPERATING SUPPORT 8,000

PALM BEACH POLICE & FIRE FOUNDATION INC

190 NORTH COUNTY ROAD SUITE 26
PALM BEACH,FL33480 		N/A PC GENERAL OPERATING SUPPORT 5,000

PHILANTHROPY NY

320 E 43RD ST
NEW YORK,NY10017 		N/A PC NEUROSCIENCE & SOCIETY 8,000

PRESIDENT & FELLOWS OF HARVARD COLLEGE

MASSACHUSETTS HALL
CAMBRIDGE,MA02138 		N/A PC NEUROSCIENCE & SOCIETY 268,000

RESEARCH AMERICA

241 18TH STREET SOUTH NO 501
ARLINGTON,VA22202 		N/A PC NEUROSCIENCE & SOCIETY 10,000

ROCKEFELLER PHILANTHROPY ADVISORS

6 WEST 48TH STREET 10TH FLR
NEW YORK,NY10036 		N/A PC NEUROSCIENCE & SOCIETY 200,000

ROSEMONT COLLEGE

1400 MONTGOMERY AVENUE
ROSEMONT,PA19010 		N/A PC GENERAL OPERATING SUPPORT 5,000

RUBIN MUSEUM OF ART

150 WEST 17TH STREET
NEW YORK,NY10011 		N/A PC NEUROSCIENCE & SOCIETY 5,000

SCIENCE LIVE PRODUCTIONS INC

560 2ND STREET 2F
BROOKLYN,NY11215 		N/A PC NEUROSCIENCE & SOCIETY 16,500

SOCIETY FOR NEUROSCIENCE (SFN)

1121 14TH STREET NW SUITE 1010
WASHINGTON,DC20005 		N/A PC NEUROSCIENCE & SOCIETY 50,000

SOCIETY OF THE FOUR ARTS

2 FOUR ARTS PLAZA
PALM BEACH,FL33480 		N/A PC GENERAL OPERATING SUPPORT 10,000

SOLOMON R GUGGENHEIM FOUNDATION

ONE LIBERTY PLAZA 24TH FLOOR
NEW YORK,NY10006 		N/A PC NEUROSCIENCE & SOCIETY 5,000

SOUTHAMPTON HOSPITAL FUND

240 MEETING HOUSE LANE
SOUTHAMPTON,NY11968 		N/A PC GENERAL OPERATING SUPPORT 15,000

ST ANDREW'S PRESERVATION FUND

PO BOX 1245
SOUTHAMPTON,NY11969 		N/A PC GENERAL OPERATING SUPPORT 5,000

ST THOMAS MORE PLAY GROUP

65 E 89 STREET
NEW YORK,NY10128 		N/A PC GENERAL OPERATING SUPPORT 5,000

STUYVESANT HS ALUMNI ASSOCIATION

PO BOX 3531
NEW YORK,NY10008 		N/A PC GENERAL OPERATING SUPPORT 1,000

SYRACUSE UNIVERSITY NEWHOUSE SCHOOL OF COMMUNICATIONS

215 UNIVERSITY PLACE
SYRACUSE,NY13244 		N/A PC NEUROSCIENCE & SOCIETY 250

THE BREARLEY SCHOOL

610 EAST 83RD STREET
NEW YORK,NY10029 		N/A PC GENERAL OPERATING SUPPORT 10,000

THE BROOKLYN MUSEUM

200 EASTERN PARKWAY
BROOKLYN,NY11238 		N/A PC NEUROSCIENCE & SOCIETY 2,500

THE COLLEGE FOUNDATION AT THE UNIVERSITY OF VIRGINIA

BOX 800566
CHARLOTTESVILLE,VA22908 		N/A PC GENERAL OPERATING SUPPORT 35,000

THE COUNCIL ON FOREIGN RELATIONS

58 EAST 68TH STREET
NEW YORK,NY10021 		N/A PC GENERAL OPERATING SUPPORT 25,000

THE HOLE IN THE WALL GANG FUND INC

555 LONG WHARF DRIVE
NEW HAVEN,CT06511 		N/A PC GENERAL OPERATING SUPPORT 1,000

THE JEWISH MUSEUM

1109 5TH AVENUE
NEW YORK,NY10128 		N/A PC NEUROSCIENCE & SOCIETY 5,000

THE PUBLIC THEATER

425 LAFAYETTE STREET
NEW YORK,NY10003 		N/A PC GENERAL OPERATING SUPPORT 5,000

UJA FEDERATION

130 EAST 59TH STREET
NEW YORK,NY10022 		N/A PC GENERAL OPERATING SUPPORT 25,000

UNIVERSITY OF CALIFORNIA IRVINE

100 THEORY
IRVINE,CA92697 		N/A PC NEUROSCIENCE & SOCIETY 14,800

UNIVERSITY OF VIRGINIA SCHOOL OF LAW FOUNDATION

NORTH GROUNDS
CHARLOTTESVILLE,VA22903 		N/A PC GENERAL OPERATING SUPPORT 25,000

WEILL CORNELL MEDICINE BRAIN & SPINE CENTER

515 EAST 71ST ST S-114
NEW YORK,NY10021 		N/A PC GENERAL OPERATING SUPPORT 10,000

WEILL CORNELL MEDICINE DEPARTMENT OF NEUROLOGY

515 EAST 71ST ST S-114
NEW YORK,NY10021 		N/A PC GENERAL OPERATING SUPPORT 10,000

WHITNEY MUSEUM OF AMERICAN ART

945 MADISON AVENUE
NEW YORK,NY10021 		N/A PC NEUROSCIENCE & SOCIETY 5,000

WILDLIFE CONSERVATION SOCIETY

2300 SOUTHERN BOULEVARD
BRONX,NY10460 		N/A PC NEUROSCIENCE & SOCIETY 5,000

WORLD WILDLIFE FUND

1250 24TH STREET NW
WASHINGTON,DC20037 		N/A PC GENERAL OPERATING SUPPORT 2,000
Total .................................right arrow 3a 2,579,911
bApproved for future payment

AMERICAN BRAIN COALITION
6257 QUANTICO LANE N
MAPLE GROVE,MN55311 		N/A PC NEUROSCIENCE & SOCIETY 153,000

AMERICAN FRIENDS OF MAGEN DAVID ADOM
352 SEVENTH AVENUE SUITE 400
NEW YORK,NY10001 		N/A PC GENERAL OPERATING SUPPORT 10,000

AMERICAN RED CROSS (PALM BEACH & TREASURE COAST CHAPTER)
1250 NORTHPOINT PARKWAY
PALM BEACH,FL33407 		N/A PC GENERAL OPERATING SUPPORT 10,000

BAW OUTREACH GRANTS
1270 AVENUE OF THE AMERICAS 12TH
FLOOR
NEW YORK,NY10020 		N/A PC BRAIN AWARENESS WEEK OUTREACH 26,406

BREAST CANCER RESEARCH FOUNDATION INC
28 W 44 STREET SUITE 609
NEW YORK,NY10036 		N/A PC GENERAL OPERATING SUPPORT 15,000

BRIGHAM AND WOMEN'S HOSPITAL INC
75 FRANCIS STREET
BOSTON,MA02116 		N/A PC CLINICAL NEUROSCIENCE RESEARCH 150,000

BROWN UNIVERSITY
190 THAYER ST BOX 1821
PROVIDENCE,RI02912 		N/A PC NEUROSCIENCE & SOCIETY 146,006

CHICAGO COUNCIL ON SCIENCE & TECHNOLOGY
10 W 35TH STREET
CHICAGO,IL60616 		N/A PC NEUROSCIENCE & SOCIETY 150,000

FEDERATION OF EUROPEAN NEUROSCIENCE SOCIETIES (FENS)
11 RUE DEGMONT
BERLIN    
BE 		N/A PC NEUROSCIENCE & SOCIETY 30,000

FRANK LLOYD WRIGHT'S MARTIN HOUSE CORPORATION
143 JEWETT PARKWAY
BUFFALO,NY14214 		N/A PC GENERAL OPERATING SUPPORT 10,000

HOTCHKISS SCHOOL
ALUMNI AND DEVELOPMENT OFFICE PO
BOX 800 11 INTERLAKEN RD
LAKEVILLE,CT06039 		N/A PC GENERAL OPERATING SUPPORT 5,000

ICAHN SCOOL OF MEDICINE AT MOUNT SINAI
ONE GUSTAVE L LEVY PLACE
NEW YORK,NY10029 		N/A PC GENERAL OPERATING SUPPORT 5,000

INSTITUTE FOR METHODS INNOVATION
1752 CHARLES AVE
ARCATA,CA95521 		N/A PC NEUROSCIENCE & SOCIETY 37,000

INTERNATIONAL BRAIN BEE
1121 14TH STREET NW
WASHINGTON,DC20005 		N/A PC NEUROSCIENCE & SOCIETY 35,000

ISRAEL SCHOLARSHIP EDUCATION FOUNDATION
520 8TH AVENUE 4TH FLOOR
NEW YORK,NY10018 		N/A PC GENERAL OPERATING SUPPORT 5,000

JUPITER MEDICAL CENTER FOUNDATION INC
1210 S OLD DIXIE HIGHWAY
JUPITER,FL33458 		N/A PC GENERAL OPERATING SUPPORT 5,000

LOYOLA UNIVERSITY OF CHICAGO
820 N MICHIGAN AVE
CHICAGO,IL60660 		N/A PC NEUROSCIENCE & SOCIETY 750,000

MASS GENERAL BRIGHAM INC
399 REVOLUTION DRIVE STE 645
SOMERVILLE,MA02145 		N/A PC NEUROSCIENCE & SOCIETY 150,000

NATIONAL MUSEUMS OF THE SMITHSONIAN INSTITUTION
PO BOX 37012
WASHINGTON,DC20013 		N/A PC GENERAL OPERATING SUPPORT 15,000

NEW YORK UNIVERSITY SCHOOL OF MEDICINE
450 EAST 29TH ST ALEXANDRIA EAST
TOWER 9TH FLOOR
NEW YORK,NY10016 		N/A PC IMAGING 100,000

PARTNERS IN HEALTH A NONPROFIT CORPORATION
800 BOYLSTON STREET
BOSTON,MA02199 		N/A PC GENERAL OPERATING SUPPORT 3,000

PENNSYLVNIA STATE UNIVERSITY
500 UNIVERSITY DRIVE H110
ABINGTON,PA17033 		N/A PC NEUROSCIENCE & SOCIETY 5,000

PRESERVATION FOUNDATION OF PALM BEACH INC
311 PERUVIAN AVENUE
PALM BEACH,FL33480 		N/A PC GENERAL OPERATING SUPPORT 5,000

SCIENCE FRIDAY
30 BROAD STREET SUITE 801
NEW YORK,NY10004 		N/A PC NEUROSCIENCE & SOCIETY 90,924

SOCIETY FOR NEUROSCIENCE (SFN)
1121 14TH STREET NW SUITE 1010
WASHINGTON,DC20005 		N/A PC NEUROSCIENCE & SOCIETY 170,000

TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK
615 WEST 131ST STREET 6TH FLOOR
NEW YORK,NY10027 		N/A PC NEUROSCIENCE & SOCIETY 142,504

TRUSTEES OF DARTMOUTH COLLEGE
6066 DEVELOPMENT OFFICE
HANOVER,NH03755 		N/A PC GENERAL OPERATING SUPPORT 5,000

UNIVERSITY OF CALIFORNIA BERKELEY
1111 FRANKLIN STREET 6TH FLOOR
BERKELEY,CA94702 		N/A PC NEUROSCIENCE & SOCIETY 218,000

UNIVERSITY OF CALIFORNIA IRVINE
100 THEORY
IRVINE,CA92697 		N/A PC NEUROSCIENCE & SOCIETY 180,000

UNIVERSITY OF CALIFORNIA LOS ANGELES
635 CHARLES E YOUNG DRIVE SOUTH
NRB313
LOS ANGELES,CA90095 		N/A PC NEUROSCIENCE & SOCIETY 5,000,000

UNIVERSITY OF PENNSYLVANIA
3451 WALNUT ST
PHILADELPHIA,PA19104 		N/A PC NEUROSCIENCE & SOCIETY 149,906

UNIVERSITY OF PENNSYLVANIA THE PERELMAN SCHOOL OF MEDICINE
ARC 516G 3615 CIVIC CENTER
BOULEVARD
PHILADELPHIA,PA19104 		N/A PC IMAGING 100,000

UNIVERSITY OF WASHINGTON
750 REPUBLICAN STREET BLDG E RM 213
SEATTLE,WA98109 		N/A PC NEUROSCIENCE & SOCIETY 123,170
Total ................................. right arrow 3b 7,999,916
Form 990-PF (2023)
Form 990-PF (2023)
Page 12
Part XV-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
Related or exempt
function income
(See instructions.)
1Program service revenue: (a)
Business code 		(b)
Amount 		(c)
Exclusion code 		(d)
Amount
aBOOK ROYALTIES         3,742
b
c
d
e
f
gFees and contracts from government agencies          
2 Membership dues and assessments ....          
3 Interest on savings and temporary cash
investments ........... 		    14 644  
4 Dividends and interest from securities .... 525990 11,018 14 615,342  
5 Net rental income or (loss) from real estate:
aDebt-financed property......          
bNot debt-financed property.....          
6 Net rental income or (loss) from personal property          
7 Other investment income .....     01 22,946  
8 Gain or (loss) from sales of assets other than
inventory ............ 		525990 41,287 18 4,550,935  
9 Net income or (loss) from special events:          
10 Gross profit or (loss) from sales of inventory          
11 Other revenue:
aGRANT RECOVERY 		    01 21,794  
bOTHER K-1 UBIT INCOME 525990 -103,651   103,651  
c
d
e
12 Subtotal. Add columns (b), (d), and (e) .. -51,346 5,315,312 3,742
13Total. Add line 12, columns (b), (d), and (e)..................
13
5,267,708
(See worksheet in line 13 instructions to verify calculations.)
Part XV-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
DownArrow 		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
1A IN ACCORDANCE WITH THE FOUNDATION'S MISSION, THE FOUNDATION ENTERED INTO VARIOUS CONTRACTS WITH CONTENT PROVIDERS, WHEREBY THE FOUNDATION MADE SOURCE MATERIAL ACCESSIBLE AND EARNED ROYALITIES BASED ON THE TERMS AS OUTLINED IN THE CONTRACTS
Form 990-PF (2023)
Form 990-PF (2023)
Page 13
Part XVI
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1) Cash...................................
1a(1)
 
No
(2) Other assets.................................
1a(2)
 
No
b
Other transactions:
(1) Sales of assets to a noncharitable exempt organization....................
1b(1)
 
No
(2) Purchases of assets from a noncharitable exempt organization..................
1b(2)
 
No
(3) Rental of facilities, equipment, or other assets.......................
1b(3)
 
No
(4) Reimbursement arrangements...........................
1b(4)
 
No
(5) Loans or loan guarantees.............................
1b(5)
 
No
(6) Performance of services or membership or fundraising solicitations................
1b(6)
 
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
1c
 
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
(a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
b
If "Yes," complete the following schedule.

(a) Name of organization (b) Type of organization (c) Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
right arrow right arrow
May the IRS discuss this return
with the preparer shown below?
See instructions.
Signature of officer or trustee Date Title
Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date Check if self-
employed right arrow		 PTIN
Firm's name SmallBullet
 Firm's EIN SmallBullet
Firm's address SmallBullet


 Phone no.
Form 990-PF (2023)
Additional Data


Software ID:  
Software Version:  


Form 990PF - Special Condition Description:
Special Condition Description

TY 2023 AccountingFeesSchedule
Name:
THE CHARLES A DANA FOUNDATION
 
INCORPORATED
EIN:
06-6036761
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
FINANCIAL STATEMENT AUDIT AND TAX COMPLIANCE 59,768 0   59,768

TY 2023 AppliedToPriorYearElection
Name:
THE CHARLES A DANA FOUNDATION
 
INCORPORATED
EIN:
06-6036761
Election:
THE DANA FOUNDATION HEREBY ELECTS UNDER REG SEC 53-4942(A)-3(D)(20) TO APPLY THE UNDISTRIBUTED INCOME OF $ FROM 2017 AND 2018

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

TY 2023 ExpenditureResponsibilityStmt
Name:
THE CHARLES A DANA FOUNDATION
 
INCORPORATED
EIN:
06-6036761
Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
CHADWICK FOUNDATION
  		PO BOX 3046
PALM BEACH,FL33480 		2022-05-17 10,000 GENERAL OPERATING SUPPORT   TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED. PENDING FINAL REPORT   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT ANY UPDATES ARE OF DUBIOUS ACCURACY OR RELIABILITY.

TY 2023 GeneralExplanationAttachment
Name:
THE CHARLES A DANA FOUNDATION
 
INCORPORATED
EIN:
06-6036761
Identifier Return Reference Explanation
  FORM 990-PF, PART VI-A, LINE 11 - SCHEDULE OF CONTROLLED ENTITIES NAME OF CONTROLLED ENTITY - THE DANA ALLIANCE FOR BRAIN INITIATIVES, INC.EMPLOYER ID NO - 06-1360140ADDRESS - 1270 AVENUE OF THE AMERICANS, 12TH FLOOR, NEW YORK, NY 10020-1725EXCESS BUSINESS HOLDINGS [ ] YES [X] NOTRANSFERS TO CONTROLLED ENTITY:AMOUNT OF TRANSFER - NONEDESCRIPTION OF TRANSFER - N/ATRANSFERS FROM CONTROLLED ENTITY:AMOUNT OF TRANSFER - NONEDESCRIPTION OF TRANSFER - N/A

TY 2023 InvestmentsGovtObligationsSch
Name:
THE CHARLES A DANA FOUNDATION
 
INCORPORATED
EIN:
06-6036761
US Government Securities - End of Year Book Value:

16,348,672
US Government Securities - End of Year Fair Market Value:

16,348,672
State & Local Government Securities - End of Year Book Value:


0
State & Local Government Securities - End of Year Fair Market Value:


0


TY 2023 InvestmentsOtherSchedule2
Name:
THE CHARLES A DANA FOUNDATION
 
INCORPORATED
EIN:
06-6036761
Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
1315 CAPITAL EMERGING GROWTH & BUYOUT PARALLEL, LP FMV 50,690 50,690
1315 CAPITAL III PARALLEL, LP FMV 104,038 104,038
1607 CAPITAL INTERNATIONAL EQUITE FUND, LP FMV 9,211,222 9,211,222
ABBOTT CAPITAL PRIVATE EQUITY FUND VI, L.P. FMV 1,613,901 1,613,901
ABERDEEN REAL ASSETS PARTNERS, LP FMV 20,818 20,818
ACCOLADE PARTNERS BLOCKCHAIN II FEEDER, L.P. FMV 677,948 677,948
ACCOLADE PARTNERS BLOCKCHAIN III SEED FEEDER, L.P. FMV 17,869 17,869
ACCOLADE PARTNERS BLOCKCHAIN III VENTURE FEEDER, L.P. FMV 96,314 96,314
ADAGE CAPITAL PARTNERS, L.P. FMV 50,660,209 50,660,209
ARROWSTREET CAPITAL GLOBAL ALL COUNTRY ALPHA EXTENSION FUND (CAYMAN) LIMITED FMV 7,278,407 7,278,407
ASPEX GLOBAL FUND-CLASS B-CLASS B FMV 6,671,651 6,671,651
BLACK LIGHT POWER 7.44 SHARES FMV 17,844 17,844
CA RESOURCES FUND (U.S. TAX-EXEMPT), L.P.-SERIES K FMV 2,100,432 2,100,432
COMMONFUND CAPITAL NATURAL RESOURCES PARTNERS IX LP FMV 1,818,768 1,818,768
COMMONFUND CAPITAL PRIVATE EQUITY PARTNERS VI, LP FMV 29,005 29,005
COMMONFUND CAPITAL VENTURE PARTNERS VIII, L.P. FMV 1,848,532 1,848,532
COMMONFUND INTERNATIONAL PARTNERS VI, LP FMV 560,819 560,819
COMMONFUND PRIVATE EQUITY PARTNERS VII, LP FMV 1,075,559 1,075,559
DAVIDSON KEMPNER INSTITUTIONAL PARTNERS L.P. FMV 9,124,546 9,124,546
DIAMETER OFFSHORE FUND LP FMV 6,969,051 6,969,051
DODDINGTON EMERGING MARKETS FUND, LLC FMV 4,811,930 4,811,930
DOVER STREET IX CAYMAN FUND L.P. FMV 1,211,905 1,211,905
DOVER STREET X FEEDER FUND L.P. FMV 1,684,741 1,684,741
DURABLE CAPITAL OFFSHORE FUND LTD. FMV 4,574,674 4,574,674
ELLIOTT INTERNATIONAL LIMITED FMV 9,317,693 9,317,693
ENCAP FLATROCK MIDSTREAM FUND IV, L.P. FMV 584,431 584,431
FINE TROY OUNCES OF ALLOCATED GOLD 6,388.430 QUANTITY FMV 13,277,713 13,277,713
HIGHLAND EUROPE TECHNOLOGY GROWTH V LIMITED PARTNERSHIP FMV 277,268 277,268
HIMALAYA CAPITAL INVESTORS (OFFSHORE), L.P. FMV 4,812,420 4,812,420
ITE RAIL FUND, LP FMV 7,480,077 7,480,077
KHC PARTNERS FUND LP FMV 930,250 930,250
KING STREET CAPITAL, LTD. FMV 810,431 810,431
KLINE HILL PARTNERS FUND II LP FMV 638,386 638,386
KLINE HILL PARTNERS FUND III, LP FMV 919,514 919,514
KLINE HILL PARTNERS OFFSHORE FUND IV LP FMV 1,755,970 1,755,970
KLINE HILL PARTNERS OPPORTUNITY FUND III, LP FMV 338,757 338,757
KLINE HILL PARTNERS OPPORTUNITY OFFSHORE FUND IV LP FMV 583,082 583,082
KNIGHTSBRIDGE VENTURE CAPITAL VI LP SERIES VC FMV 1,342,473 1,342,473
LEAD EDGE CAPITAL V, LP FMV 1,451,275 1,451,275
LEAD EDGE CAPITALI VI, LP FMV 770,630 770,630
LUMINATE CAPITAL PARTNERS III-A, LP FMV 1,296,719 1,296,719
MOONRISE CHINA PARTNERS II LP FMV 1,063,865 1,063,865
ONE RIVER BITCOIN FEEDER FUND, LTD. FMV 1,433,735 1,433,735
QIMING VENTURE PARTNERS VII, LP FMV 2,340,640 2,340,640
QIMING VENTURE PARTNERS VIII, LP FMV 530,697 530,697
RENAISSANCE INSTITUTIONAL DIVERSIFIED GLOBAL EQUITIES ONSHORE FUND LP FMV 5,550,090 5,550,090
ROCK SPRINGS CAPITAL OFFSHORE FUND LP FMV 5,588,714 5,588,714
RUBICON TECHNOLOGY PARTNERS III L.P. FMV 3,070,513 3,070,513
SERIES THIRD ROCK VENTURES VI - CA RESOURCES FUND (U.S. TAX-EXEMPT), L.P. FMV 612,484 612,484
THE MANGROVE PARTNERS FUND (CAYMAN DRAWDOWN), L.P. FMV 3,000,000 3,000,000
THE OVERLOOK PARTNERS FUND LP FMV 4,678,764 4,678,764
THE SILCHESTER INTERNATIONAL INVESTORS INTERNATIONAL VALUE EQUITY TRUST FMV 8,145,071 8,145,071
TRUEBRIDGE CAPITAL PARTNERS FUND V, L.P. FMV 5,304,362 5,304,362
TRUEBRIDGE CAPITAL PARTNERS FUND VI, L.P. FMV 3,384,544 3,384,544
TRUEBRIDGE CAPITAL PARTNERS FUND VII, L.P. FMV 1,199,621 1,199,621
TRUEBRIDGE CAPITAL PARTNERS FUND VIII (CAYMAN FEEDER), L.P. FMV 20,116 20,116
TRUEBRIDGE GLOBAL PREMIER I, L.P. FMV 94,674 94,674
VANGUARD TOTAL WORLD STOCK INDEX FUND (VT) 10,772.974 SHARES FMV 1,108,324 1,108,324
VIKING GLOBAL OPPORTUNITIES III LP FMV 11,967,680 11,967,680
WARBURG PINCUS GLOBAL GROWTH (E&P)-2, L.P. FMV 233,329 233,329
WARBURG PINCUS GLOBAL GROWTH, L.P. FMV 4,502,289 4,502,289
WARBURG PINCUS-WP GG EUROPA (CAYMAN-B), L.P. FMV 3,839,503 3,839,503
WHALE ROCK LONG OPPORTUNITIES FUND LTD. FMV 707,268 707,268

TY 2023 LegalFeesSchedule
Name:
THE CHARLES A DANA FOUNDATION
 
INCORPORATED
EIN:
06-6036761
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
GENERAL AND ADMINISTRATIVE LEGAL COUNSEL 83,519 0   75,427


TY 2023 OtherAssetsSchedule
Name:
THE CHARLES A DANA FOUNDATION
 
INCORPORATED
EIN:
06-6036761
Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
PREPAID EXPENSES 457 491 491
PREPAID FEDERAL EXCISE TAX AND FEDERAL AND STATE UBIT 393,587 393,587 393,587
RIGHT OF USE ASSETS - OPERATING LEASE, NET 1,226,058 975,996 975,996
SECURITY DEPOSITS 66,660 31,471 31,471


TY 2023 OtherDecreasesSchedule
Name:
THE CHARLES A DANA FOUNDATION
 
INCORPORATED
EIN:
06-6036761
Description Amount
CHANGE IN DEFERRED EXCISE TAXES 330,000


TY 2023 OtherExpensesSchedule
Name:
THE CHARLES A DANA FOUNDATION
 
INCORPORATED
EIN:
06-6036761
Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
INFORMATION TECHNOLOGY 421,537 0   498,530
INSURANCE 106,744 0   106,744
OFFICE AND OTHER EXPENSES 189,617 0   125,489
OTHER K-1 EXPENSES, NET OF UBI 0 1,689,503   0


TY 2023 OtherIncomeSchedule2
Name:
THE CHARLES A DANA FOUNDATION
 
INCORPORATED
EIN:
06-6036761
Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
OTHER K-1 INCOME, NET OF UBI 0 71,991 0
SECURITIES LITIGATION PROCEEDS 22,946 22,946 22,946
BOOK ROYALTIES 3,742 3,742 3,742
GRANT RECOVERY 21,794   21,794


TY 2023 OtherIncreasesSchedule
Name:
THE CHARLES A DANA FOUNDATION
 
INCORPORATED
EIN:
06-6036761
Description Amount
UNREALIZED LOSS ON INVESTMENTS 27,338,904
POSTRETIREMENT BENEFIT OBLIGATION ADJUSTMENT 131,000


TY 2023 OtherLiabilitiesSchedule
Name:
THE CHARLES A DANA FOUNDATION
 
INCORPORATED
EIN:
06-6036761
Description Beginning of Year - Book Value End of Year - Book Value
DEFERRED FEDERAL EXCISE TAX 400,000 730,000
POSTRETIREMENT BENEFIT OBLIGATION 2,538,815 2,481,316
LEASE PAYABLE 1,348,152 1,238,498


TY 2023 OtherProfessionalFeesSchedule
Name:
THE CHARLES A DANA FOUNDATION
 
INCORPORATED
EIN:
06-6036761
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
BANK AND INVESTMENT 473,144 473,144   0
OTHER PROFESSIONAL SERVICES 256,271 0   139,435
PERSONNEL SEARCH 208,095 0   208,095


TY 2023 TaxesSchedule
Name:
THE CHARLES A DANA FOUNDATION
 
INCORPORATED
EIN:
06-6036761
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
FEDERAL EXCISE AND UNRELATED BUSINESS TAX PROVISION 102,395 0   0
FOREIGN TAXES THRU K-1S, NET OF UBI 0 124,511   0