Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
right arrowDo not enter social security numbers on this form as it may be made public.
right arrowGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2023
Open to Public Inspection
For calendar year 2023, or tax year beginning 01-01-2023 , and ending 12-31-2023
Name of foundation
THE ETTINGER FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)CO RCM PO BOX 5016
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY101855016
A Employer identification number

06-6038938
B Telephone number (see instructions)

(212) 549-5544
C right arrow
G Check all that apply:

D 1. Foreign organizations, check here............. right arrow
2. Foreign organizations meeting the 85%
test, check here and attach computation ... right arrow
E right arrow
H Check type of organization:
F right arrow
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)right arrow$14,654,088J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check right arrow.............
3 Interest on savings and temporary cash investments 2,206 2,206  
4 Dividends and interest from securities... 236,238 236,238  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 -26,205
b Gross sales price for all assets on line 6a 1,439,186
7 Capital gain net income (from Part IV, line 2)... 0
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
215,974 215,974  
12 Total. Add lines 1 through 11........ 428,213 454,418  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment
List of Attached Documents:
// Content
166,284 64,716   101,568
17 Interest............... 3,506 3,506   0
18 Taxes (attach schedule) (see instructions)... Click to see attachment
List of Attached Documents:
// Content
19,465 10,940   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
36,496 36,194   302
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 225,751 115,356   101,870
25 Contributions, gifts, grants paid....... 723,000 723,000
26 Total expenses and disbursements. Add lines 24 and 25 948,751 115,356   824,870
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -520,538
b Net investment income (if negative, enter -0-) 339,062
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2023)
Form 990-PF (2023)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 649,434 533,509 533,509
3 Accounts receivable right arrow3,995
Less: allowance for doubtful accounts right arrow   8,443 3,995 3,995
4 Pledges receivable right arrow  
Less: allowance for doubtful accounts right arrow        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) right arrow  
Less: allowance for doubtful accounts right arrow        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 3,005,530 Click to see attachment
List of Attached Documents:
// Content
3,080,067 		4,493,222
c Investments—corporate bonds (attach schedule)....... 3,101,291 Click to see attachment
List of Attached Documents:
// Content
2,608,332 		3,368,820
11 Investments—land, buildings, and equipment: basis right arrow  
Less: accumulated depreciation (attach schedule) right arrow        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis right arrow  
Less: accumulated depreciation (attach schedule) right arrow        
15 Other assets (describe right arrow) Click to see attachment
List of Attached Documents:
// Content
5,438,540 		Click to see attachment
List of Attached Documents:
// Content
5,365,482 		Click to see attachment
List of Attached Documents:
// Content
6,254,542
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 12,203,238 11,591,385 14,654,088
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe right arrow)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here right arrow
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here right arrow
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 0 0
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 12,203,238 11,591,385
29 Total net assets or fund balances (see instructions)..... 12,203,238 11,591,385
30 Total liabilities and net assets/fund balances (see instructions). 12,203,238 11,591,385
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
12,203,238
2
Enter amount from Part I, line 27a .....................
2
-520,538
3
Other increases not included in line 2 (itemize) right arrowClick to see attachment
List of Attached Documents:
// Content
3
3,781
4
Add lines 1, 2, and 3 ..........................
4
11,686,481
5
Decreases not included in line 2 (itemize) right arrowClick to see attachment
List of Attached Documents:
// Content
5
95,096
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
11,591,385
Form 990-PF (2023)
Form 990-PF (2023)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED P    
b ROCKEFELLER U.S. SMALL CAP ESG P    
c ROCKEFELLER U.S. SMALL CAP ESG P    
d GENERATION IM GLOBAL EQUITY FUND P    
e GENERATION IM GLOBAL EQUITY FUND P    
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 1,299,311   1,290,117 9,194
b 16,268     16,268
c 123,374     123,374
d     8,371 -8,371
e     166,903 -166,903
233     233
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       9,194
b       16,268
c       123,374
d       -8,371
e       -166,903
      233
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 -26,205
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here right arrow and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions) 1 4,713
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 4,713
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 4,713
6 Credits/Payments:
a 2023 estimated tax payments and 2022 overpayment credited to 2023 6a 7,852
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld .......... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 7,852
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment
List of Attached Documents:
// Content
8 2
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......right arrow 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...right arrow 10 3,137
11 Enter the amount of line 10 to be: Credited to 2024 estimated taxright arrow3,137 Refundedright arrow 11 0
Form 990-PF (2023)
Form 990-PF (2023)
Page 4
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. right arrow$ 0(2) On foundation managers.right arrow$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.right arrow$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
round bullet By language in the governing instrument, or
round bullet By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument? ................
6
Yes
 
7
Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
and Part XIV..................................
7
Yes
 
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
right arrowDE
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
8b
Yes
 
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2023 or the taxable year beginning in 2023? See the instructions for Part XIII.
If "Yes," complete Part XIII .............................
9
 
No
10
Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
and addresses. ...............................
10
 
No
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
11
 
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions.................
12
 
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
 
Website addressright arrowN/A
14
The books are in care ofright arrowROCKEFELLER CAPITAL MANAGEMENT Telephone no.right arrow (212) 549-5544

Located atright arrowPO BOX 5016NEW YORKNY ZIP+4right arrow101855016
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........right arrow
and enter the amount of tax-exempt interest received or accrued during the year ........right arrow
15
 
16 At any time during calendar year 2023, did the foundation have an interest in or a signature or other authority over YesNo
a bank, securities, or other financial account in a foreign country? .................
16   No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country right arrow
Form 990-PF (2023)
Form 990-PF (2023)
Page 5
Part VI-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
1a(1)
 
No
(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person? ..............................
1a(2)
 
No
(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
1a(3)
 
No
(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
1a(4)
 
No
(5) Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)? ......................
1a(5)
 
No
(6) Agree to pay money or property to a government official? (Exception. Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.) ...............
1a(6)
 
No
b
If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
1b
 
 
c
Organizations relying on a current notice regarding disaster assistance check here ........right arrow
d
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2023? .............
1d
 
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2023, did the foundation have any undistributed income (Part XII, lines 6d
and 6e) for tax year(s) beginning before 2023?....................
2a
 
No
If "Yes," list the years right arrow20, 20, 20, 20
b
Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to all years listed, answer "No" and attach statement—see instructions.) ..............
2b
 
 
c
If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
right arrow20, 20, 20, 20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year? ..............................
3a
 
No
b
If "Yes," did it have excess business holdings in 2023 as a result of (1) any purchase by the foundation
or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2023.) .....................
3b
 
 
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
 
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2023? ..
4b
 
No
Form 990-PF (2023)
Form 990-PF (2023)
Page 6
Part VI-B
Statements Regarding Activities for Which Form 4720 May Be Required (continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
5a(1)
 
No
(2) Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive? ....................
5a(2)
 
No
(3) Provide a grant to an individual for travel, study, or other similar purposes? .............
5a(3)
 
No
(4) Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions ........................
5a(4)
 
No
(5) Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals? .............
5a(5)
 
No
b
If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
5b
 
 
c
Organizations relying on a current notice regarding disaster assistance check .........right arrow
d
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant? .................
5d
 
 
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract? .............................
6a
 
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
6b
 
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
7a
 
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
7b
 
 
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year? .........................
8
 
No
Part VII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a) Name and address (b) Title, and average
hours per week
devoted to position 		(c) Compensation
 (If not paid, enter
-0-) 		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
other allowances
BARBARA PRENTICE HUSEBY SECRETARY/MEMBER/TRUSTEE
1.00 		0 0 0
C/O RTC NA PO BOX 5016
NEW YORK,NY101855016
HEIDI ETTINGER VICE PRESIDENT/MEMBER/TRUSTEE
1.00 		0 0 0
C/O RTC NA PO BOX 5016
NEW YORK,NY101855016
WENDY ETTINGER PRESIDENT/MEMBER/TRUSTEE
1.00 		0 0 0
C/O RTC NA PO BOX 5016
NEW YORK,NY101855016
CHRISTIAN ETTINGER TREASURER
1.00 		0 0 0
C/O RTC NA PO BOX 5016
NEW YORK,NY101855016
2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a) Name and address of each employee paid more than $50,000 (b) Title, and average
hours per week
devoted to position 		(c) Compensation (d) Contributions to
employee benefit
plans and deferred
compensation 		(e) Expense account,
other allowances
NONE
Total number of other employees paid over $50,000...................right arrow 0
Form 990-PF (2023)
Form 990-PF (2023)
Page 7
Part VII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)
3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
RFS OPCO LLC ADMIN/TAX/INVESTMENT 166,288
45 ROCKEFELLER PLAZA 5TH FLOOR
NEW YORK,NY10111
Total number of others receiving over $50,000 for professional services.............right arrow0
Part VIII-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
1  
2  
3  
4  
Part VIII-B
Summary of Program-Related Investments (see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
1  
2  
All other program-related investments. See instructions.
3  
Total. Add lines 1 through 3.........................right arrow0
Form 990-PF (2023)
Form 990-PF (2023)
Page 8
Part IX
Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities...................
1a
14,128,310
b
Average of monthly cash balances.......................
1b
421,482
c
Fair market value of all other assets (see instructions)................
1c
0
d
Total (add lines 1a, b, and c).........................
1d
14,549,792
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation) .............
1e
0
2
Acquisition indebtedness applicable to line 1 assets..................
2
0
3
Subtract line 2 from line 1d.........................
3
14,549,792
4
Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
instructions) .............................
4
218,247
5
Net value of noncharitable-use assets. Subtract line 4 from line 3. ............
5
14,331,545
6
Minimum investment return. Enter 5% (0.05) of line 5................
6
716,577
Part X
Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
1
Minimum investment return from Part IX, line 6..................
1
716,577
2a
Tax on investment income for 2022 from Part V, line 5.......
2a
4,713
b
Income tax for 2022. (This does not include the tax from Part V.) ...
2b
 
c
Add lines 2a and 2b............................
2c
4,713
3
Distributable amount before adjustments. Subtract line 2c from line 1............
3
711,864
4
Recoveries of amounts treated as qualifying distributions................
4
0
5
Add lines 3 and 4............................
5
711,864
6
Deduction from distributable amount (see instructions).................
6
0
7
Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
7
711,864
Part XI
Qualifying Distributions (see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
1a
824,870
b
Program-related investments—total from Part VIII-B..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes...............................
2
 
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)....................
3a
 
b
Cash distribution test (attach the required schedule) .................
3b
 
4
Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4. .......
4
824,870
Form 990-PF (2023)
Form 990-PF (2023)
Page 9
Part XII
Undistributed Income (see instructions)
(a)
Corpus 		(b)
Years prior to 2022 		(c)
2022 		(d)
2023
1 Distributable amount for 2023 from Part X, line 7 711,864
2 Undistributed income, if any, as of the end of 2022:
a Enter amount for 2022 only....... 0
b Total for prior years:20 , 20, 20 0
3 Excess distributions carryover, if any, to 2022:
a From 2018...... 145,066
b From 2019...... 59,626
c From 2020...... 63,679
d From 2021......  
e From 2022...... 130,010
f Total of lines 3a through e ........ 398,381
4Qualifying distributions for 2023 from Part
XI, line 4: right arrow$ 824,870
a Applied to 2022, but not more than line 2a 0
b Applied to undistributed income of prior years
(Election required—see instructions)..... 		0
c Treated as distributions out of corpus (Election
required—see instructions)........ 		0
d Applied to 2023 distributable amount..... 711,864
e Remaining amount distributed out of corpus 113,006
5 Excess distributions carryover applied to 2023. 0 0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6Enter the net total of each column as
indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 511,387
b Prior years’ undistributed income. Subtract
line 4b from line 2b .......... 		0
c Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed...... 		0
d Subtract line 6c from line 6b. Taxable amount
—see instructions ........... 		0
e Undistributed income for 2022. Subtract line
4a from line 2a. Taxable amount—see
instructions ............. 		0
f Undistributed income for 2023. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2024 .......... 		0
7 Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions) ....... 		0
8 Excess distributions carryover from 2018 not
applied on line 5 or line 7 (see instructions) ... 		145,066
9 Excess distributions carryover to 2024.
Subtract lines 7 and 8 from line 6a ...... 		366,321
10 Analysis of line 9:
a Excess from 2019.... 59,626
b Excess from 2020.... 63,679
c Excess from 2021....  
d Excess from 2022.... 130,010
e Excess from 2023.... 113,006
Form 990-PF (2023)
Form 990-PF (2023)
Page 10
Part XIII
Private Operating Foundations (see instructions and Part VI-A, question 9)
1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2023, enter the date of the ruling ...... right arrow
 
b Check box to indicate whether the organization is a private operating foundation described in section or
2a Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part IX for each
year listed .......... 		Tax year Prior 3 years (e) Total
(a) 2023 (b) 2022 (c) 2021 (d) 2020
         
b 85% (0.85) of line 2a .........          
c Qualifying distributions from Part XI,
line 4 for each year listed ..... 		         
d Amounts included in line 2c not used directly
for active conduct of exempt activities .......... 		         
e Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c .... 		         
3 Complete 3a, b, or c for the
alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......          
(2) Value of assets qualifying
under section 4942(j)(3)(B)(i)		          
b “Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part IX, line 6 for each year listed .. 		         
c “Support" alternative test—enter:
(1) Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties) .... 		         
(2) Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii).... 		         
(3) Largest amount of support
from an exempt organization		          
(4) Gross investment income          
Part XIV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1Information Regarding Foundation Managers:
aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here right arrow
aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
bThe form in which applications should be submitted and information and materials they should include:
cAny submission deadlines:
dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form 990-PF (2023)
Form 990-PF (2023)
Page 11
Part XIV
Supplementary Information (continued)
3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
 Foundation
status of
recipient 		Purpose of grant or
contribution 		Amount
Name and address (home or business)
aPaid during the year

FAIR SHOT TEXAS

1106 LAVACA ST
AUSTIN,TX78701 		  PC GENERAL SUPPORT 5,000

AMERICAN ACADEMY IN ROME

535 WEST 22ND STREET
NEW YORK,NY10011 		  PC GENERAL SUPPORT 55,000

AMERICAN DOCUMENTARY INC

20 JAY STREET SUITE 940
BROOKLYN,NY11201 		  PC GENERAL SUPPORT 7,500

AMERICAN FOUNDATION FOR THE BLIND

2 PENN PLAZA SUITE 1102
NEW YORK,NY10001 		  PC GENERAL SUPPORT 23,000

ARIZONA COALITION FOR CHANGE

1241 E WASHINGTON ST STE 103
PHOENIX,AZ85034 		  PC GENERAL SUPPORT 4,000

BARD COLLEGE

30 CAMPUS RD
ANNANDALEONHUDSON,NY12504 		  PC GENERAL SUPPORT 5,000

BOULDER JUNIOR CYCLING

1742 QUINCE AVE
BOULDER,CO80304 		  PC GENERAL SUPPORT 5,000

BREASTCANCERORG

120 EAST LANCASTER AVENUE SUITE 201
ARDMORE,PA19003 		  PC GENERAL SUPPORT 5,000

BRIGID ALLIANCE

PO BOX 58 PLANETARIUM STATION
NEW YORK,NY10024 		  PC GENERAL SUPPORT 16,000

CENTER FOR COMMON GROUND

18459 PATRIOT LN
RUTHER GLEN,VA22546 		  PC GENERAL SUPPORT 10,000

CHACRUNA INSTITUTE FOR PSYCHEDELIC PLANT MEDICINES

1650 CALIFORNIA ST APT 10
SAN FRANCISCO,CA94109 		  PC GENERAL SUPPORT 5,000

CHICKEN & EGG PICTURES

45 MAIN STREET SUITE 506
BROOKLYN,NY11201 		  PC GENERAL SUPPORT 24,000

CITIZENS FOR RESPONSIBILITY AND ETHICS IN WASHINGTON

455 MASSACHUSETTS AVE NW
WASHINGTON,DC20001 		  PC GENERAL SUPPORT 2,500

CIVIC INFLUENCERS INC

16192 COASTAL HWY
LEWES,DC19958 		  PC GENERAL SUPPORT 5,000

COLUMBIA LAND CONSERVANCY

PO BOX 299 - 49 MAIN STREET
CHATHAM,NY12037 		  PC GENERAL SUPPORT 2,000

CORPORATE ACCOUNTABILITY INTERNATIONAL

46 PLYMPTON STREET
BOSTON,MA02118 		  PC GENERAL SUPPORT 6,000

CUSHING ACADEMY

39 SCHOOL ST
ASHBURNHAM,MA01430 		  PC GENERAL SUPPORT 3,000

DEATH PENALTY FOCUS

500 CAPITOL MALL SUITE 2350
SAN FRANCISCO,CA95814 		  PC GENERAL SUPPORT 5,000

DRAMATISTS GUILD FOUNDATION

356 W 40TH ST FL 2
NEW YORK,NY10018 		  PC GENERAL SUPPORT 10,000

EDIBLE SCHOOLYARD NEW YORK

55 WASHINGTON STREET SUITE 257
BROOKLYN,NY01121 		  PC GENERAL SUPPORT 3,000

ENVIRONMENTAL PROTECTION NETWORK

PO BOX 42022
WASHINGTON,DC20015 		  PC GENERAL SUPPORT 5,000

FILM FATALES

PO BOX 421607
LOS ANGELES,CA90042 		  PC GENERAL SUPPORT 5,000

FILM INDEPENDENT

9911 WEST PICO BLVD 11TH FLOOR
LOS ANGELES,CA90035 		  PC GENERAL SUPPORT 25,000

FOUNTAIN VALLEY SCHOOL OF COLORADO

6155 FOUNTAIN VALLEY SCHOOL RD
COLORADO SPRINGS,CO80911 		  PC GENERAL SUPPORT 12,500

FRACTURED ATLAS INC

248 WEST 35TH STREET SUITE 1202
NEW YORK,NY10001 		  PC GENERAL SUPPORT 10,000

FROM THE HEART PRODUCTIONS INC

1455 MANDALAY BEACH ROAD
OXNARD,CA930352845 		  PC GENERAL SUPPORT 15,000

FUSE THEATRE ENSEMBLE

10332 SE 40TH AVE
PORTLAND,OR97222 		  PC GENERAL SUPPORT 5,000

GLYNWOOD CENTER INC

362 GLYNWOOD RD
COLD SPRING,NY10516 		  PC GENERAL SUPPORT 15,000

HARMONY PROJECT HUDSON INC

35 E 20TH STREET
NEW YORK,NY10003 		  PC GENERAL SUPPORT 5,000

HUDSON VALLEY SHAKESPEARE FESTIVAL

140 MAIN ST
COLD SPRING,NY10516 		  PC GENERAL SUPPORT 20,000

IMAGINE SCIENCE FILMS

NEW LAB BUILDING 128 SUITE 201
BROOKLYN,NY11205 		  PC GENERAL SUPPORT 10,000

LOVE THIS HORSE EQUINE RESCUE

8800 WETZEL LANE
MOJAVE,CA93501 		  PC GENERAL SUPPORT 2,500

MEDIA ART XPLORATION INC

132 PERRY STREET APT 5
NEW YORK,NY10014 		  PC GENERAL SUPPORT 10,000

MEDIA MATTERS FOR AMERICA

455 MASSACHUSETTS AVE NW FLOOR 6
WASHINGTON,DC20001 		  PC GENERAL SUPPORT 20,000

MENTIS

709 FRANKLIN ST
NAPA,CA945592920 		  PC GENERAL SUPPORT 1,500

NATIONAL AUDUBON SOCIETY INC

700 BROADWAY
NEW YORK,NY100039562 		  PC GENERAL SUPPORT 17,000

NATIVE AMERICAN HERITAGE ASSOCIATION

PO BOX 512
RAPID CITY,SD57709 		  PC GENERAL SUPPORT 20,000

NEW VENTURE FUND

1201 CONNECTICUT AVE SUITE 300
WASHINGTON,DC20036 		  PC GENERAL SUPPORT 20,000

NEW VIRGINIA MAJORITY EDUCATION FUND

3801 MOUNT VERNON AVENUE
ALEXANDRAI,VA22305 		  PC GENERAL SUPPORT 5,000

NEXTGEN EDUCATION FUND

548 MARKET STREET 98097
SAN FRANCISCO,CA94104 		  PC GENERAL SUPPORT 5,000

OHIO ENVIRONMENTAL COUNCIL

1145 CHESAPEAKE AVE SUITE I
COLUMBUS,OH43212 		  PC GENERAL SUPPORT 10,000

OLANA PARTNERSHIP

PO BOX 199
HUDSON,NY12534 		  PC GENERAL SUPPORT 15,000

PALO ALTO MEDICAL FOUNDATION

PO BOX 3757
SUNNYVALE,CA940863757 		  PC GENERAL SUPPORT 20,000

PEACE ACTION EDUCATION FUND

1819 H STREET NW SUITE 425
WASHINGTON,DC200063603 		  PC GENERAL SUPPORT 5,000

POINTS NORTH INSTITUTE

PO BOX 836
CAMDEN,ME04843 		  PC GENERAL SUPPORT 5,000

REEL WORKS

540 PRESIDENT ST SUITE 2F
BROOKLYN,NY11215 		  PC GENERAL SUPPORT 2,500

SAN FRANCISCO UNIVERSITY HIGH SCHOOL

3065 JACKSON ST
SAN FRANCISCO,CA94115 		  PC GENERAL SUPPORT 2,000

SANTA CRUZ MUSEUM OF NATURAL HISTORY

1305 EAST CLIFF DRIVE
SANTA CRUZ,CA95062 		  PC GENERAL SUPPORT 5,000

SEMPER FI & AMERICA'S FUND

825 COLLEGE BLVD SUITE 102
OCEANSIDE,CA92057 		  PC GENERAL SUPPORT 10,000

SENDEROS

840 N BRANCIFORTE AVE
SANTA CRUZ,CA95062 		  PC GENERAL SUPPORT 5,000

SEQUOIA CENTER

5200 S MACADAM AVE STE 460
PORTLAND,OR97239 		  PC GENERAL SUPPORT 5,000

SUNDANCE INSTITUTE

PO BOX 684429
PARK CITY,UT84068 		  PC GENERAL SUPPORT 10,000

SYNERGY SCHOOL

1387 VALENCIA ST
SAN FRANCISCO,CA94110 		  PC GENERAL SUPPORT 4,000

TAKING THE REINS

3919 1/2 RIGALI AVENUE
LOS ANGELES,CA90093 		  PC GENERAL SUPPORT 1,500

THANK YOU LIFE

400 W SAINT ELMO RD 123
AUSTIN,TX78745 		  PC GENERAL SUPPORT 5,000

THE 52ND STREET PROJECT INC

789 10TH AVENUE
NEW YORK,NY10019 		  PC GENERAL SUPPORT 5,000

THE CENTER FOR INDEPENDENT DOCUMENTARY INC

680 SOUTH MAIN STREET
SHARON,MA02067 		  PC GENERAL SUPPORT 5,000

THE NATIONAL ASSOCIATION OF STATE ENERGY OFFICIALS

1300 17TH ST N STE 1275
ARLINGTON,VA22209 		  PC GENERAL SUPPORT 5,000

THEATRE FOR A NEW AUDIENCE

262 ASHLAND PL
BROOKLYN,NY11217 		  PC GENERAL SUPPORT 10,000

THOMAS COLE HISTORIC HOUSE

PO BOX 426
CATSKILL,NY12414 		  PC GENERAL SUPPORT 10,000

TIDES CENTER

PO BOX 889385
LOS ANGELES,CA900889385 		  PC GENERAL SUPPORT 20,000

UNIVERSITY IMPACT

3305 N UNIVERSITY AVE STE 275
PROVO,UT84604 		  PC GENERAL SUPPORT 5,000

UNIVERSITY OF NEVADA-RENO FOUNDATION

1664 N VIRGINIA ST
RENO,NV89557 		  PC GENERAL SUPPORT 3,000

UPSTATE FILMS LIMITED

PO BOX 324
RHINEBECK,NY12572 		  PC GENERAL SUPPORT 67,500

VIRGINIA LEAGUE FOR PLANNED PARENTHOOD

201 NORTH HAMILTON STREET
RICHMOND,VA23221 		  PC GENERAL SUPPORT 5,000

WAY TO RISE

1825 K STREET NW SUITE 315
WASHINGTON,DC20036 		  PC GENERAL SUPPORT 5,000

WHITTIER COLLEGE

13406 E PHILADELPHIA STREET
WHITTIER,CA906080634 		  PC GENERAL SUPPORT 5,000

WORK ON CLIMATE

1802 CHANNING WAY APT 3
BERKELEY,CA94703 		  PC GENERAL SUPPORT 2,500

WORLD MONUMENTS FUND INC

600 FIFTH AVE 25TH FLOOR
NEW YORK,NY10020 		  PC GENERAL SUPPORT 10,000

YOUTH SERVICE AMERICA

1101 15TH STR NW SUITE 200
WASHINGTON,DC20005 		  PC GENERAL SUPPORT 5,000

FORWARD TOGETHER WISCONSIN

203 OTTER AVE STE 400
OSHKOSH,WI54901 		  PC GENERAL SUPPORT 4,000

ARTEEAST INC

320 7TH AVE STE 182
BROOKLYN,NY11215 		  PC GENERAL SUPPORT 1,500

DAY ONE

175 N EUCLID AVE
PASSADENA,CA91101 		  PC GENERAL SUPPORT 10,000

CHILDREN'S HEALTH DEFENCE

852 FRANKLIN AVE STE 511
FRANKLIN LAKES,NJ07417 		  PC GENERAL SUPPORT 10,000
Total .................................right arrow 3a 723,000
bApproved for future payment
Total ................................. right arrow 3b 0
Form 990-PF (2023)
Form 990-PF (2023)
Page 12
Part XV-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
Related or exempt
function income
(See instructions.)
1Program service revenue: (a)
Business code 		(b)
Amount 		(c)
Exclusion code 		(d)
Amount
a
b
c
d
e
f
gFees and contracts from government agencies          
2 Membership dues and assessments ....          
3 Interest on savings and temporary cash
investments ........... 		    14 2,206  
4 Dividends and interest from securities ....     14 236,238  
5 Net rental income or (loss) from real estate:
aDebt-financed property......          
bNot debt-financed property.....          
6 Net rental income or (loss) from personal property          
7 Other investment income .....     14 215,974  
8 Gain or (loss) from sales of assets other than
inventory ............ 		    18 -26,205  
9 Net income or (loss) from special events:          
10 Gross profit or (loss) from sales of inventory          
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e) .. 0 428,213 0
13Total. Add line 12, columns (b), (d), and (e)..................
13
428,213
(See worksheet in line 13 instructions to verify calculations.)
Part XV-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
DownArrow 		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form 990-PF (2023)
Form 990-PF (2023)
Page 13
Part XVI
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1) Cash...................................
1a(1)
 
No
(2) Other assets.................................
1a(2)
 
No
b
Other transactions:
(1) Sales of assets to a noncharitable exempt organization....................
1b(1)
 
No
(2) Purchases of assets from a noncharitable exempt organization..................
1b(2)
 
No
(3) Rental of facilities, equipment, or other assets.......................
1b(3)
 
No
(4) Reimbursement arrangements...........................
1b(4)
 
No
(5) Loans or loan guarantees.............................
1b(5)
 
No
(6) Performance of services or membership or fundraising solicitations................
1b(6)
 
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
1c
 
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
(a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
b
If "Yes," complete the following schedule.

(a) Name of organization (b) Type of organization (c) Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
right arrow right arrow
May the IRS discuss this return
with the preparer shown below?
See instructions.
Signature of officer or trustee Date Title
Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date Check if self-
employed right arrow		 PTIN
Firm's name SmallBullet
 Firm's EIN SmallBullet
Firm's address SmallBullet


 Phone no.
Form 990-PF (2023)
Additional Data


Software ID:  
Software Version:  


Form 990PF - Special Condition Description:
Special Condition Description

TY 2023 InvestmentsCorpBondsSchedule
Name:
THE ETTINGER FOUNDATION INC
EIN:
06-6038938
Name of Bond End of Year Book Value End of Year Fair Market Value
VANGUARD FTSE SOCIAL IDX FD ADMIRAL SHS 1,090,935 1,907,450
BAIRD AGGREGATE BOND FUND INSTL 1,511,894 1,455,789
VANGUARD SHORT TERM BOND INDEX ADMIRAL 5,503 5,581

TY 2023 InvestmentsCorpStockSchedule
Name:
THE ETTINGER FOUNDATION INC
EIN:
06-6038938
Name of Stock End of Year Book Value End of Year Fair Market Value
ACUITY BRANDS INC COM STK USD0.01 15,172 15,362
AKAMAI TECHNOLOGIES COM USD0.01 9,276 14,794
ALLEGION PLC COM USD0.01 12,538 12,669
AMDOCS LTD ORD GBP0.01 11,236 15,381
AMERICAN FINANCIAL GROUP INC OHIO COM NPV 12,726 17,834
APPLIED INDUSTRIAL TECHNOLOGIES INC COM STK NPV 7,995 25,904
APTARGROUP INC COM STK USD0.01 14,149 21,634
ASPEN TECHNOLOGY INC COM USD0.10 9,314 14,970
AVERY DENNISON CORP COM USD1 3,985 13,949
BJS WHSL CLUB HLDGS INC COM USD0.01 22,934 22,598
CABLE ONE INC COM USD0.01 22,818 10,019
CARTERS INC COM USD0.01 11,858 11,234
CAVCO INDUSTRIES COM USD0.01 5,981 9,359
CBOE GLOBAL MARKETS INC COM USD0.01 12,361 22,320
CH ROBINSON WORLDWIDE INC COM USD0.10 5,545 7,343
CHEMED CORP CAP USD1 3,379 14,619
CHOICE HOTELS INTERNATIONAL INC COM STK USD.01 17,726 21,640
COHEN & STEERS INC COM USD0.01 4,113 9,466
COLUMBIA SPORTSWEAR CO COM STK NPV 12,295 10,817
COMMERCE BANCSHARES INC COM STK USD5 10,491 8,759
COOPER COS INC COM USD0.10 16,990 27,626
DOLBY LABORATORIES INC COM STK USD0.001 CLASS 'A' 12,985 16,805
DONALDSON CO INC COM STK USD5 12,193 21,696
EAST WEST BANCORP INC COM STK USD0.001 8,567 15,973
EXLSERVICE HLDGS INC COM STK USD0.001 21,292 21,317
EXPEDITORS INTERN OF WASHINGTON INC COM USD0.01 7,050 18,698
F5 INC COM STK NPV 15,626 24,162
FACTSET RESEARCH SYSTEMS COM STK USD0.01 12,266 24,807
FLOWERS FOODS INC COM STK USD0.01 11,078 12,178
FRANKLIN ELECTRIC CO INC COM STK USD0.10 4,968 12,081
HENRY JACK & ASSOCIATES INC COM USD0.01 12,411 14,707
HUBBELL INC COM USD0.001 5,345 20,065
IDEX CORP COM USD0.01 16,482 18,454
INTERNATIONAL BANCSHARES CORP COM STK USD1 2,703 2,825
INTERPUBLIC GROUP COS INC COM USD0.10 9,786 15,014
JONES LANG LASALLE INC COM USD0.01 15,207 22,664
LINCOLN ELECTRIC HLDGS INC COM STK NPV 3,790 17,614
MANHATTAN ASSOCIATES INC COM USD0.01 3,115 14,426
MASCO CORP COM USD1.00 8,076 12,525
MEDPACE HOLDINGS INC COM USD0.01 9,489 35,251
MIDDLEBY CORP COM USD0.01 15,363 14,717
NETAPP INC COM USD0.001 9,142 15,428
NORDSON CORP COM STK NPV 14,046 26,152
NORTHERN TRUST CORP COM USD1.666 12,090 14,345
OMNICOM GROUP INC COM USD0.15 8,639 14,793
PACKAGING CORP OF AMERICA COM USD0.01 7,239 12,218
PAYCOM SOFTWARE INC COM USD0.01 16,987 19,432
PROGRESS SOFTWARE CORP COM STK USD0.01 11,260 15,747
QUALYS INC COM USD0.001 14,188 23,946
REVVITY INC COM USD1.00 6,268 10,822
ROBERT HALF INC COM USD0.001 16,092 14,683
RPM INTERNATIONAL INC COM USD0.01 9,301 19,982
SEI INVESTMENT CO COM STK USD0.01 16,573 23,768
SELECTIVE INSURANCE GROUP COM USD2 14,190 14,922
SILGAN HOLDINGS INC COM USD0.01 10,802 9,050
SMITH A O CORP COM STK USD1 9,643 16,488
SNAP-ON INC COM STK USD1 13,818 19,063
STERIS PLC ORD USD0.001 5,062 14,730
TELEFLEX INC COM STK USD1 22,627 20,695
TEXAS ROADHOUSE INC COM USD0.001 2,548 12,223
TOPBUILD CORP COM USD0.01 'WI' 13,408 28,070
TORO CO COM STK USD1 14,476 12,959
TRIMBLE INC COM STK NPV 15,483 11,970
UMB FINANCIAL CORP COM USD1 7,215 11,446
WATERS CORP COM STK USD0.01 17,720 29,631
WILLIAMS-SONOMA INC COM STK USD0.01 8,012 26,433
ZEBRA TECHNOLOGIES CLASS'A'COM STK USD0.01 15,349 13,667
CAMDEN PROPERTY TRUST SBI USD0.01 8,334 8,042
CUBESMART COM USD0.01 10,330 13,905
LAMAR ADVERTISING CO COM USD0.001 CL A 10,333 15,942
PHYSICIANS REALTY TRUST COM USD0.01 19,060 14,375
STAG INDUSTRIAL INC COM USD0.01 13,723 18,884
ADVANCED MICRO DEVICES INC COM STK USD0.01 41,250 78,864
ADYEN NV EUR0.01 17,202 32,195
AERCAP HOLDINGS N.V. EUR0.01 40,819 50,909
AIR LIQUIDE(L') EUR5.50 57,024 72,711
ALLSTATE CORP COM USD0.01 52,034 55,292
AMADEUS IT GROUP SA 21,013 25,711
AMAZON COM INC COM USD0.01 75,112 120,033
AMERICAN EXPRESS CO COM USD0.20 48,744 61,635
AMGEN INC COM USD0.0001 29,739 32,546
APPLE INC COM USD0.00001 31,271 87,409
APPLIED MATERIALS INC COM USD0.01 10,553 40,193
AT&T INC COM USD1 46,547 52,521
BECTON DICKINSON & CO COM USD1.00 35,448 43,158
BNP PARIBAS EUR2 38,488 46,913
CARRIER GLOBAL CORPORATION COM USD0.01 25,250 58,599
CENTENE CORPORATION COM USD0.001 59,727 65,973
COMPAGNIE DE ST-GOBAIN EUR4 34,096 66,152
DENSO CORP NPV 39,483 36,195
DEUTSCHE POST AG NPV(REGD) 16,685 37,379
DISCOVER FINANCIAL SERVICES COM STK USD0.01 56,386 108,354
ELI LILLY AND COMPANY COM NPV 30,689 89,770
EPIROC AB SER'A'NPV 30,504 28,563
GENERAL ELECTRIC CO COM USD0.01(POST REV SPLIT) 27,074 58,965
GLOBE LIFE INC COM USD1.00 32,458 47,349
HITACHI NPV 41,399 64,899
INTERCONTINENTAL EXCHANGE INC COM USD0.01 41,722 52,528
IQVIA HOLDINGS INC COM USD0.01 40,537 48,358
KEYSIGHT TECHNOLOGIES INC COM USD0.01 WD 24,600 37,227
KINDER MORGAN INC COM USD0.01 34,647 35,086
KONINKLIJKE PHILIPS NV EUR0.20 62,103 33,959
KT CORPORATION KRW5000 44,979 51,397
LLOYDS BANKING GROUP ORD GBP0.1 62,848 54,292
MICRON TECHNOLOGY INC COM USD0.10 29,078 60,762
MICROSOFT CORP COM USD0.00000625 32,543 200,053
MITSUBISHI UFJ FINANCIAL GROUP INC NPV 23,671 23,193
ONEMAIN HLDGS INC USD0.01 32,260 31,390
OVERSEA-CHINESE BANKING CORP NPV 37,677 42,339
PPG INDUSTRIES INC COM USD1.666 34,974 38,883
REINSURANCE GROUP OF AMERICA COM USD0.01 66,518 110,981
RELX PLC GBP0.1444 33,230 48,580
RENTOKIL INITIAL ORD GBP0.01 48,050 45,219
ROCHE HOLDINGS AG GENUSSCHEINE NPV 63,576 55,793
SCHNEIDER ELECTRIC SE EUR4.00 23,099 72,439
SONY GROUP CORPORATION NPV 27,743 57,050
SVENSKA HANDELSBANKEN AB SER'A'NPV 49,607 57,531
SWEDBANK AB SER'A'NPV 57,505 63,855
TE CONNECTIVITY LTD COM CHF0.57 26,590 44,820
TRANSUNION COM USD0.01 52,370 60,602
UBER TECHNOLOGIES INC COM USD0.00001 25,527 51,103
VESTAS WIND SYSTEMS DKK0.20 20,957 24,528
VISA INC COM STK USD0.0001 'A' 22,557 65,608
WEX INC COM USD0.01 37,941 42,217
WILLIS TOWERS WATSON PLC COM USD0.000304635 35,787 44,140
ICICI BANK LIMITED SPON ADR EACH REPR 2 ORD SHS 15,502 39,431
KT CORPORATION SPON ADR EACH REP 1/2 ORD SHS KRW5000 8,464 10,241
NINTENDO CO LTD UNSP ADS EACH REP 0.25 ORD SHS 62,852 67,743
SHELL PLC SPON ADS EA REP 2 ORD SHS 81,818 88,633
TOTALENERGIES SE SPON ADS EA REP 1 ORD SHS 55,108 62,866

TY 2023 OtherAssetsSchedule
Name:
THE ETTINGER FOUNDATION INC
EIN:
06-6038938
Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
OTHER ASSETS 70,416    
VANTAGE ROCK CAPITAL FUND (LP) 533,121 565,511 519,095
GEN IM CLIMATE SOL FD II (CAY) (LP) -99,613 -99,613 302,652
ROCK SUSTAIN & IMPACT FUND, LP 725,928 868,092 1,059,990
GENERATION IM GLOBAL EQ FD LLC 4,208,688 4,031,492 4,372,805


TY 2023 OtherDecreasesSchedule
Name:
THE ETTINGER FOUNDATION INC
EIN:
06-6038938
Description Amount
PRIOR PERIOD ADJUSTMENT 95,096


TY 2023 OtherExpensesSchedule
Name:
THE ETTINGER FOUNDATION INC
EIN:
06-6038938
Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
DELAWARE FILING FEE 302 0   302
BANK CHARGES 453 453   0
PASSTHROUGH EXPENSES 35,741 35,741   0


TY 2023 OtherIncomeSchedule2
Name:
THE ETTINGER FOUNDATION INC
EIN:
06-6038938
Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
INCOME FROM PASSTHROUGHS 23,457 23,457 23,457
LEGAL SETTLEMENT 279 279 279
988 LOSSES -78 -78 -78
GEN IM CLIMATE FUND 192,316 192,316 192,316


TY 2023 OtherIncreasesSchedule
Name:
THE ETTINGER FOUNDATION INC
EIN:
06-6038938
Description Amount
BASIS ADJUSTMENTS 3,781


TY 2023 OtherProfessionalFeesSchedule
Name:
THE ETTINGER FOUNDATION INC
EIN:
06-6038938
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
INVESTMENT ADVISORY FEES 64,716 64,716   0
RTC FEES 101,568 0   101,568


TY 2023 TaxesSchedule
Name:
THE ETTINGER FOUNDATION INC
EIN:
06-6038938
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
FEDERAL TAX 8,500 0   0
FOREIGN TAXES 10,940 10,940   0
DE FRANCHISE TAX 25 0   0