Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
right arrowDo not enter social security numbers on this form as it may be made public.
right arrowGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2023
Open to Public Inspection
For calendar year 2023, or tax year beginning 01-01-2023 , and ending 12-31-2023
Name of foundation
THE DAVID ROCKEFELLER FUND INC
 
Number and street (or P.O. box number if mail is not delivered to street address)475 RIVERSIDE DRIVE 900
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10115
A Employer identification number

13-3533359
B Telephone number (see instructions)

(212) 812-4300
C right arrow
G Check all that apply:

D 1. Foreign organizations, check here............. right arrow
2. Foreign organizations meeting the 85%
test, check here and attach computation ... right arrow
E right arrow
H Check type of organization:
F right arrow
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)right arrow$63,250,282J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 60,000
2 Check right arrow.............
3 Interest on savings and temporary cash investments 75,114 75,114  
4 Dividends and interest from securities... 974,421 1,052,011  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 2,384,647
b Gross sales price for all assets on line 6a 29,341,492
7 Capital gain net income (from Part IV, line 2)... 2,535,668
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
99,244 3,600  
12 Total. Add lines 1 through 11........ 3,593,426 3,666,393  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 409,263 36,088   373,175
14 Other employee salaries and wages...... 170,105 5,496   166,705
15 Pension plans, employee benefits....... 208,508 14,470   215,800
16a Legal fees (attach schedule)......... Click to see attachment
List of Attached Documents:
// Content
22,056 0   7,549
b Accounting fees (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
36,220 16,628   10,438
c Other professional fees (attach schedule).... Click to see attachment
List of Attached Documents:
// Content
321,236 222,453   99,324
17 Interest...............   1,992    
18 Taxes (attach schedule) (see instructions)... Click to see attachment
List of Attached Documents:
// Content
41,388 26,145   0
19 Depreciation (attach schedule) and depletion... 4,021 0  
20 Occupancy.............. 26,892 1,500   29,033
21 Travel, conferences, and meetings....... 42,299 0   44,364
22 Printing and publications.......... 745 0   1,166
23 Other expenses (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
315,879 223,955   108,914
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 1,598,612 548,727   1,056,468
25 Contributions, gifts, grants paid....... 4,533,875 4,262,391
26 Total expenses and disbursements. Add lines 24 and 25 6,132,487 548,727   5,318,859
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -2,539,061
b Net investment income (if negative, enter -0-) 3,117,666
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2023)
Form 990-PF (2023)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 408,494 229,329 229,329
2 Savings and temporary cash investments......... 1,478,373 1,498,909 1,498,909
3 Accounts receivable right arrow  
Less: allowance for doubtful accounts right arrow        
4 Pledges receivable right arrow9,436,709
Less: allowance for doubtful accounts right arrow   9,300,916 9,436,709 9,436,709
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) right arrow  
Less: allowance for doubtful accounts right arrow        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges.......... 16,560 18,821 18,821
10a Investments—U.S. and state government obligations (attach schedule) 4,472,514 Click to see attachment
List of Attached Documents:
// Content
2,731,763 		2,731,763
b Investments—corporate stock (attach schedule)....... 16,812,708 Click to see attachment
List of Attached Documents:
// Content
19,096,336 		19,096,336
c Investments—corporate bonds (attach schedule)....... 1,267,364 Click to see attachment
List of Attached Documents:
// Content
1,038,718 		1,038,718
11 Investments—land, buildings, and equipment: basis right arrow  
Less: accumulated depreciation (attach schedule) right arrow        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 26,110,026 Click to see attachment
List of Attached Documents:
// Content
29,127,600 		29,127,600
14 Land, buildings, and equipment: basis right arrow30,667
Less: accumulated depreciation (attach schedule) right arrow24,582 10,105 Click to see attachment
List of Attached Documents:
// Content
6,085 		6,085
15 Other assets (describe right arrow) Click to see attachment
List of Attached Documents:
// Content
74,279 		Click to see attachment
List of Attached Documents:
// Content
66,012 		Click to see attachment
List of Attached Documents:
// Content
66,012
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 59,951,339 63,250,282 63,250,282
Liabilities 17 Accounts payable and accrued expenses.......... 161,077 151,996
18 Grants payable................. 810,000 1,080,000
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe right arrow) Click to see attachment
List of Attached Documents:
// Content
90,557 		Click to see attachment
List of Attached Documents:
// Content
164,467
23 Total liabilities (add lines 17 through 22)......... 1,061,634 1,396,463
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here right arrow
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 48,094,077 51,451,211
25 Net assets with donor restrictions............ 10,795,628 10,402,608
Foundations that do not follow FASB ASC 958, check here right arrow
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 58,889,705 61,853,819
30 Total liabilities and net assets/fund balances (see instructions). 59,951,339 63,250,282
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
58,889,705
2
Enter amount from Part I, line 27a .....................
2
-2,539,061
3
Other increases not included in line 2 (itemize) right arrowClick to see attachment
List of Attached Documents:
// Content
3
5,577,085
4
Add lines 1, 2, and 3 ..........................
4
61,927,729
5
Decreases not included in line 2 (itemize) right arrowClick to see attachment
List of Attached Documents:
// Content
5
73,910
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
61,853,819
Form 990-PF (2023)
Form 990-PF (2023)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES      
b LIBRA FOSSIL FUEL FREE FUND, LP P    
c ROCKEFELLER ALTERNATIVE STRATEGIES FUND, (LP) P    
d ROCKEFELLER ACCESS FUND 06-I, LLC P    
e NEW ENERGY CAPITAL INFRASTRUCTURE CREDIT FUND II LP P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a       2,195,583
b       347,058
c       383
d       -2,400
e       -4,956
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       2,195,583
b       347,058
c       383
d       -2,400
e       -4,956
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 2,535,668
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here right arrow and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions) 1 43,336
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 43,336
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 43,336
6 Credits/Payments:
a 2023 estimated tax payments and 2022 overpayment credited to 2023 6a 50,862
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld .......... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 50,862
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment
List of Attached Documents:
// Content
8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......right arrow 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...right arrow 10 7,526
11 Enter the amount of line 10 to be: Credited to 2024 estimated taxright arrow7,526 Refundedright arrow 11 0
Form 990-PF (2023)
Form 990-PF (2023)
Page 4
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. right arrow$ 0(2) On foundation managers.right arrow$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.right arrow$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
round bullet By language in the governing instrument, or
round bullet By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument? ................
6
Yes
 
7
Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
and Part XIV..................................
7
Yes
 
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
right arrowNY
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
8b
Yes
 
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2023 or the taxable year beginning in 2023? See the instructions for Part XIII.
If "Yes," complete Part XIII .............................
9
 
No
10
Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
and addresses. ...............................
10
 
No
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
11
 
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructionsClick to see attachment
List of Attached Documents:
// Content
.................
12
Yes
 
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
 
Website addressright arrowWWW.DRFUND.ORG
14
The books are in care ofright arrowLEXI FISHER Telephone no.right arrow (212) 812-4300

Located atright arrow475 RIVERSIDE DRIVENEW YORKNY ZIP+4right arrow10115
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........right arrow
and enter the amount of tax-exempt interest received or accrued during the year ........right arrow
15
 
16 At any time during calendar year 2023, did the foundation have an interest in or a signature or other authority over YesNo
a bank, securities, or other financial account in a foreign country? .................
16   No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country right arrow
Form 990-PF (2023)
Form 990-PF (2023)
Page 5
Part VI-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
1a(1)
 
No
(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person? ..............................
1a(2)
 
No
(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
1a(3)
Yes
 
(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
1a(4)
Yes
 
(5) Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)? ......................
1a(5)
 
No
(6) Agree to pay money or property to a government official? (Exception. Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.) ...............
1a(6)
 
No
b
If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
1b
 
No
c
Organizations relying on a current notice regarding disaster assistance check here ........right arrow
d
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2023? .............
1d
 
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2023, did the foundation have any undistributed income (Part XII, lines 6d
and 6e) for tax year(s) beginning before 2023?....................
2a
 
No
If "Yes," list the years right arrow20, 20, 20, 20
b
Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to all years listed, answer "No" and attach statement—see instructions.) ..............
2b
 
 
c
If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
right arrow20, 20, 20, 20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year? ..............................
3a
 
No
b
If "Yes," did it have excess business holdings in 2023 as a result of (1) any purchase by the foundation
or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2023.) .....................
3b
 
 
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
 
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2023? ..
4b
 
No
Form 990-PF (2023)
Form 990-PF (2023)
Page 6
Part VI-B
Statements Regarding Activities for Which Form 4720 May Be Required (continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
5a(1)
 
No
(2) Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive? ....................
5a(2)
 
No
(3) Provide a grant to an individual for travel, study, or other similar purposes? .............
5a(3)
 
No
(4) Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions ........................
5a(4)
Yes
 
(5) Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals? .............
5a(5)
 
No
b
If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
5b
 
No
c
Organizations relying on a current notice regarding disaster assistance check .........right arrow
d
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant? .................
5d
Yes
 
If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
List of Attached Documents:
// Content
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract? .............................
6a
 
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
6b
 
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
7a
 
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
7b
 
 
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year? .........................
8
 
No
Part VII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a) Name and address (b) Title, and average
hours per week
devoted to position 		(c) Compensation
 (If not paid, enter
-0-) 		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
other allowances
JAMIE BENNETT DIRECTOR
2.50 		2,000 0 0
475 RIVERSIDE DRIVE SUITE 900
NEW YORK,NY10115
CHRIS LINDSTROM DIRECTOR
1.00 		0 0 0
475 RIVERSIDE DRIVE SUITE 900
NEW YORK,NY10115
MINDY FULLILOVE DIRECTOR
2.00 		1,000 0 0
475 RIVERSIDE DRIVE SUITE 900
NEW YORK,NY10115
KAYTURA FELIX DIRECTOR
1.00 		2,000 0 0
475 RIVERSIDE DRIVE SUITE 900
NEW YORK,NY10115
NILI GILBERT DIRECTOR
5.00 		2,000 0 0
475 RIVERSIDE DRIVE SUITE 900
NEW YORK,NY10115
ADAM GROWALD DIRECTOR
1.50 		0 0 0
475 RIVERSIDE DRIVE SUITE 900
NEW YORK,NY10115
CHRISTINE HEENAN DIRECTOR
1.50 		2,000 0 0
475 RIVERSIDE DRIVE SUITE 900
NEW YORK,NY10115
MICHAEL LAMBERT DIRECTOR
1.50 		0 0 0
475 RIVERSIDE DRIVE SUITE 900
NEW YORK,NY10115
MAX MILLER DIRECTOR
1.50 		0 0 0
475 RIVERSIDE DRIVE SUITE 900
NEW YORK,NY10115
MICHAEL QUATTRONE DIRECTOR
2.50 		0 0 0
475 RIVERSIDE DRIVE SUITE 900
NEW YORK,NY10115
ARIANA ROCKEFELLER DIRECTOR
1.50 		0 0 0
475 RIVERSIDE DRIVE SUITE 900
NEW YORK,NY10115
CLAY ROCKEFELLER DIRECTOR
3.00 		0 0 0
475 RIVERSIDE DRIVE SUITE 900
NEW YORK,NY10115
SUSAN ROCKEFELLER DIRECTOR
1.50 		0 0 0
475 RIVERSIDE DRIVE SUITE 900
NEW YORK,NY10115
CAMILLA ROCKEFELLER DIRECTOR/CHAIR
3.00 		0 0 0
475 RIVERSIDE DRIVE SUITE 900
NEW YORK,NY10115
LOURDES RODRIGUEZ CHIEF EXECUTIVE OFFICER
40.00 		225,000 63,495 0
475 RIVERSIDE DRIVE SUITE 900
NEW YORK,NY10115
LEXI FISHER SECRETARY/CHIEF OPERATING OFFICER
40.00 		169,608 61,387 0
475 RIVERSIDE DRIVE SUITE 900
NEW YORK,NY10115
LEAH D'ANGELO TREASURER
1.00 		5,655 1,697 0
475 RIVERSIDE DRIVE SUITE 900
NEW YORK,NY10115
2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a) Name and address of each employee paid more than $50,000 (b) Title, and average
hours per week
devoted to position 		(c) Compensation (d) Contributions to
employee benefit
plans and deferred
compensation 		(e) Expense account,
other allowances
CRISTINA FERNANDEZ PROGRAM OFFICER
40.00 		90,100 25,916 660
475 RIVERSIDE DRIVE SUITE 900
NEW YORK,NY10115
Total number of other employees paid over $50,000...................right arrow 0
Form 990-PF (2023)
Form 990-PF (2023)
Page 7
Part VII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)
3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
ROCKEFELLER CAPITAL MANAGEMENT INVESTMENT MANAGEMENT 365,677
45 ROCKEFELLER PLZ FL 5
NEW YORK,NY10111
Total number of others receiving over $50,000 for professional services.............right arrow0
Part VIII-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
1 DURING 2023, 3 MEMBERS OF THE STAFF OF DAVID ROCKEFELLER FUND PROVIDED TECHNICAL ASSISTANCE TO CHARITABLE ORGANIZATIONS, AND 2 MEMBERS OF THE STAFF SERVED ON 2 CHARITABLE ORGANIZATIONS' BOARDS. 1 MEMBER OF THE STAFF SERVED ON TOTAL OF 2 COMMITTEES, PUBLIC COMMISSIONS, OR TASK FORCES IN ORDER TO PROVIDE TECHNICAL ASSISTANCE. 52,666
2  
3  
4  
Part VIII-B
Summary of Program-Related Investments (see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
1  
2  
All other program-related investments. See instructions.
3  
Total. Add lines 1 through 3.........................right arrow0
Form 990-PF (2023)
Form 990-PF (2023)
Page 8
Part IX
Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities...................
1a
49,813,367
b
Average of monthly cash balances.......................
1b
3,115,235
c
Fair market value of all other assets (see instructions)................
1c
0
d
Total (add lines 1a, b, and c).........................
1d
52,928,602
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation) .............
1e
0
2
Acquisition indebtedness applicable to line 1 assets..................
2
0
3
Subtract line 2 from line 1d.........................
3
52,928,602
4
Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
instructions) .............................
4
793,929
5
Net value of noncharitable-use assets. Subtract line 4 from line 3. ............
5
52,134,673
6
Minimum investment return. Enter 5% (0.05) of line 5................
6
2,606,734
Part X
Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
1
Minimum investment return from Part IX, line 6..................
1
2,606,734
2a
Tax on investment income for 2022 from Part V, line 5.......
2a
43,336
b
Income tax for 2022. (This does not include the tax from Part V.) ...
2b
 
c
Add lines 2a and 2b............................
2c
43,336
3
Distributable amount before adjustments. Subtract line 2c from line 1............
3
2,563,398
4
Recoveries of amounts treated as qualifying distributions................
4
0
5
Add lines 3 and 4............................
5
2,563,398
6
Deduction from distributable amount (see instructions).................
6
0
7
Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
7
2,563,398
Part XI
Qualifying Distributions (see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
1a
5,318,859
b
Program-related investments—total from Part VIII-B..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes...............................
2
 
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)....................
3a
 
b
Cash distribution test (attach the required schedule) .................
3b
 
4
Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4. .......
4
5,318,859
Form 990-PF (2023)
Form 990-PF (2023)
Page 9
Part XII
Undistributed Income (see instructions)
(a)
Corpus 		(b)
Years prior to 2022 		(c)
2022 		(d)
2023
1 Distributable amount for 2023 from Part X, line 7 2,563,398
2 Undistributed income, if any, as of the end of 2022:
a Enter amount for 2022 only....... 0
b Total for prior years:20 , 20, 20 0
3 Excess distributions carryover, if any, to 2022:
a From 2018...... 593,750
b From 2019...... 1,621,017
c From 2020...... 8,473,946
d From 2021...... 1,946,749
e From 2022...... 2,863,922
f Total of lines 3a through e ........ 15,499,384
4Qualifying distributions for 2023 from Part
XI, line 4: right arrow$ 5,318,859
a Applied to 2022, but not more than line 2a 0
b Applied to undistributed income of prior years
(Election required—see instructions)..... 		0
c Treated as distributions out of corpus (Election
required—see instructions)........ 		0
d Applied to 2023 distributable amount..... 2,563,398
e Remaining amount distributed out of corpus 2,755,461
5 Excess distributions carryover applied to 2023. 0 0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6Enter the net total of each column as
indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 18,254,845
b Prior years’ undistributed income. Subtract
line 4b from line 2b .......... 		0
c Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed...... 		0
d Subtract line 6c from line 6b. Taxable amount
—see instructions ........... 		0
e Undistributed income for 2022. Subtract line
4a from line 2a. Taxable amount—see
instructions ............. 		0
f Undistributed income for 2023. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2024 .......... 		0
7 Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions) ....... 		0
8 Excess distributions carryover from 2018 not
applied on line 5 or line 7 (see instructions) ... 		593,750
9 Excess distributions carryover to 2024.
Subtract lines 7 and 8 from line 6a ...... 		17,661,095
10 Analysis of line 9:
a Excess from 2019.... 1,621,017
b Excess from 2020.... 8,473,946
c Excess from 2021.... 1,946,749
d Excess from 2022.... 2,863,922
e Excess from 2023.... 2,755,461
Form 990-PF (2023)
Form 990-PF (2023)
Page 10
Part XIII
Private Operating Foundations (see instructions and Part VI-A, question 9)
1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2023, enter the date of the ruling ...... right arrow
 
b Check box to indicate whether the organization is a private operating foundation described in section or
2a Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part IX for each
year listed .......... 		Tax year Prior 3 years (e) Total
(a) 2023 (b) 2022 (c) 2021 (d) 2020
         
b 85% (0.85) of line 2a .........          
c Qualifying distributions from Part XI,
line 4 for each year listed ..... 		         
d Amounts included in line 2c not used directly
for active conduct of exempt activities .......... 		         
e Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c .... 		         
3 Complete 3a, b, or c for the
alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......          
(2) Value of assets qualifying
under section 4942(j)(3)(B)(i)		          
b “Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part IX, line 6 for each year listed .. 		         
c “Support" alternative test—enter:
(1) Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties) .... 		         
(2) Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii).... 		         
(3) Largest amount of support
from an exempt organization		          
(4) Gross investment income          
Part XIV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1Information Regarding Foundation Managers:
aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here right arrow
aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
LEXI FISHER
475 RIVERSIDE DRIVE SUITE 900
NEW YORK,NY10115
(212) 812-4300
LOI@DRFUND.ORG
bThe form in which applications should be submitted and information and materials they should include:
THE DAVID ROCKEFELLER FUND WEBSITE STATES 1-2 PAGE LETTER OF INTENT SHOULD BE SUBMITTED TO LOI@DRFUND.ORG
cAny submission deadlines:
THE DAVID ROCKEFELLER FUND ACCEPTS UNSOLICITED REQUESTS ON A ROLLING BASIS.
dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
THE DAVID ROCKEFELLER FUND ONLY ACCEPTS UNSOLICITED REQUESTS THAT FIT ITS THREE KEY PROGRAM AREAS (ARTS, JUSTICE AND CLIMATE)
Form 990-PF (2023)
Form 990-PF (2023)
Page 11
Part XIV
Supplementary Information (continued)
3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
 Foundation
status of
recipient 		Purpose of grant or
contribution 		Amount
Name and address (home or business)
aPaid during the year

ACTION FOR SAFETY AND JUSTICE

1787 TRIBUTE RD SUITE K
SACRAMENTO,CA95815 		N/A NC TO EDUCATE THE PUBLIC ON PUBLIC SAFETY SOLUTIONS FOR REDUCING MASS CRIMINALIZATION AND INCARCERATION. 105,000

ALLGO

701 TILLERY ST BOX 4
AUSTIN,TX78702 		N/A PC STAFF MATCHING GRANT TO BE USED FOR GENERAL OPERATING SUPPORT. 40

ALLIANCE OF FAMILIES FOR JUSTICE

8 W 126TH STREET 3RD FLOOR
NEW YORK,NY10027 		N/A PC #SHUTDOWNATTICA CAMPAIGN, WHICH SEEKS TO ADVOCATE FOR THE PERMANENT CLOSURE OF THE ATTICA CORRECTIONAL FACILITY; EDUCATE THE BROADER PUBLIC ABOUT THE CONDITIONS AND HUMAN RIGHTS ABUSES IN NEW YORK STATE PRISONS AND JAILS; AND ADVOCATE FOR BROADER DECARCERATION GOALS AND IMPROVED CONDITIONS OF CONFINEMENT. 10,000

ALLIANCE OF FAMILIES FOR JUSTICE

8 W 126TH STREET 3RD FLOOR
NEW YORK,NY10027 		N/A PC #SHUTDOWNATTICA CAMPAIGN, WHICH SEEKS TO ADVOCATE FOR THE PERMANENT CLOSURE OF THE ATTICA CORRECTIONAL FACILITY; EDUCATE THE BROADER PUBLIC ABOUT THE CONDITIONS AND HUMAN RIGHTS ABUSES IN NEW YORK STATE PRISONS AND JAILS; AND ADVOCATE FOR BROADER DECARCERATION GOALS AND IMPROVED CONDITIONS OF CONFINEMENT. 2,000

AMALGAMATED CHARITABLE FOUNDATION

1825 K STREET NW
WASHINGTON,DC20006 		N/A PC DEMOCRACY ALLIANCE POOLED FUND, A NETWORK OF DONORS COMMITTED TO DEMOCRACY REFORM. 20,000

AMALGAMATED CHARITABLE FOUNDATION

1825 K STREET NW
WASHINGTON,DC20006 		N/A PC STAFF MATCHING GRANT TO BE USED FOR ORGANIZING RESILIENCE PROJECT'S FIONA COMMUNITY RESPONSE FUND. 500

AUSTIN COMMUNITY FOUNDATION

4315 GUADALUPE STREET SUITE 300
AUSTIN,TX78751 		N/A PC STAFF MATCHING GRANT TO BE USED FOR LAS COMADRES FUND. 100

BE THE MATCH FOUNDATION

500 N 5TH ST
MINNEAPOLIS,MN55401 		N/A PC STAFF MATCHING GRANT TO BE USED FOR GENERAL OPERATING SUPPORT. 200

BIODIVERSITY FUNDERS GROUP

PO BOX 29361
SAN FRANCISCO,CA941290361 		N/A PC CLIMATE AND ENERGY FUNDERS GROUP, A NETWORK OF FUNDERS ADDRESSING GLOBAL CLIMATE CHANGE BY SUPPORTING A VARIETY OF STRATEGIES. 5,000

BORDER WORKERS UNITED

13371-11 EASTLAKE BLVD STE 104 503
EL PASO,TX79928 		N/A PC VECINOS POR EL BIENESTAR POR LA COMUNIDAD COSTERA PROJECT, A COMMUNITY EFFORT TO PROTECT PUBLIC AND ENVIRONMENTAL HEALTH BY LIMITING FOSSIL FUEL EXPANSION IN THE RIO GRANDE VALLEY. 50,000

BRAVE NEW FILMS

13101 WASHINGTON BLVD 119
LOS ANGELES,CA90066 		N/A PC TO CREATE AND DISTRIBUTE SHORT DOCUMENTARY FILMS FOCUSED ON CIVIC ENGAGEMENT. 30,000

BROADWAY ADVOCACY COALITION

165 WEST 46TH STREET SUITE 1105
NEW YORK,NY10036 		N/A PC ARTS IN ACTION FESTIVAL - A CONVENING OF ORGANIZATIONS AND INDIVIDUALS WORKING AT THE INTERSECTION OF ARTS AND ADVOCACY TO ADVANCE OPPORTUNITIES TO CO-CONSTRUCT A MORE JUST FUTURE. 8,000

BROOKLYN ARTS EXCHANGE

421 5TH AVE
BROOKLYN,NY11215 		N/A PC TO CONTINUE NATIONAL EXPANSION OF EMERGENYC, A SUPPORT NETWORK FOR EMERGING ARTIST-ACTIVISTS. 55,000

BROOKLYN TECH ALUMNI FOUNDATION

PO BOX 26608
BROOKLYN,NY112026608 		N/A PC STAFF MATCHING GRANT TO BE USED FOR GENERAL OPERATING SUPPORT. 100

BUSINESS CAPACITY DEVELOPMENT ALLIANCE

147 PRINCE STREET
BROOKLYN,NY11201 		N/A PC SUPPORT FOR CANARY IMPACT FUND (PARTICIPATORY GRANTMAKING COMMITTEE) LEADERSHIP PARTICIPATION IN NATIONAL CONVENING DEDICATED TO ENDING MASS INCARCERATION. 1,800

BUSINESS CAPACITY DEVELOPMENT ALLIANCE

147 PRINCE STREET
BROOKLYN,NY11201 		N/A PC CANARY IMPACT FUND PARTICIPATORY GRANTMAKING COMMITTEE. 55,000

CASA INC

8151 15TH AVE
HYATTSVILLE,MD20873 		N/A PC TO PROVIDE EDUCATION ON CLIMATE JUSTICE ISSUES IN PENNSYLVANIA. 50,000

CENTER FOR ARTISTIC ACTIVISM

86 CHURCH STREET - 500
LEEDS,NY12451 		N/A PC UNSTOPPABLE VOTERS, A TRAINING AND MENTORING PROGRAM THAT EDUCATES ARTISTS AND ACTIVISTS ON RESEARCH-BASED TOOLS TO DESIGN AND IMPLEMENT EFFECTIVE PRO-VOTING RIGHTS CREATIVE CAMPAIGNS. 75,000

CENTER FOR CULTURAL POWER

1330 BROADWAY 3RD FLOOR
OAKLAND,CA94612 		N/A PC TO ENGAGE YOUNG PEOPLE IN MOVEMENTS USING ARTS AND CULTURE FOR SOCIAL JUSTICE AT THE NATIONAL, STATE, AND LOCAL LEVELS. 55,000

CENTER FOR DISASTER PHILANTHROPY

1201 CONNECTICUT AVENUE NW SUITE
300
WASHINGTON,DC20036 		N/A PC STAFF MATCHING GRANT TO BE USED FOR UKRAINE HUMANITARIAN CRISIS FUND. 200

CLIMATE EMERGENCY ADVOCATES

529 MAIN STREET SUITE 200
CHARLESTOWN,MA02129 		N/A NC TO SUPPORT STRATEGIC COMMUNICATIONS AND DIGITAL MEDIA CAMPAIGNS TO ADVANCE CLIMATE ADVOCACY FOR RENEWABLE ENERGY SOLUTIONS. 105,000

CLIMATE EQUITY ACTION FUND

1100 13TH STREET NW SUITE 800
WASHINGTON,DC20005 		N/A NC TO STRENGTHEN ORGANIZATIONAL INFRASTRUCTURE IN THE MIDST OF AN ONGOING TRANSITION TO AN INDEPENDENT ENTITY DEDICATED TO BUILDING LONG-TERM POWER TO ENSURE AN EQUITABLE CLEAN ENERGY FUTURE. 130,000

COMMISSION SHIFT ACTION

212 FLORES AVENUE
LAREDO,TX78040 		N/A NC TO DEVELOP THE ORGANIZATIONAL INFRASTRUCTURE AND COMMUNICATIONS CAPACITY NECESSARY TO ADVANCE THE GOAL OF BUILDING PUBLIC SUPPORT TO HOLD THE RAILROAD COMMISSION OF TEXAS (RRC) ACCOUNTABLE TO ITS MISSION IN A SHIFTING ENERGY LANDSCAPE. 25,000

COMMISSION SHIFT

212 FLORES AVENUE
LAREDO,TX78040 		N/A PC TO REFORM OIL AND GAS OVERSIGHT BY BUILDING PUBLIC SUPPORT TO HOLD THE RAILROAD COMMISSION OF TEXAS (RRC) ACCOUNTABLE TO ITS MISSION IN A SHIFTING ENERGY LANDSCAPE. 50,000

COMMON DEFENSE EDUCATION FUND

251 W 30TH STREET 5TH FLOOR
NEW YORK,NY10001 		N/A PC VETERANS FOR CLIMATE JUSTICE, A NATIONAL CAMPAIGN OF U.S. MILITARY VETERANS WORKING TO RAISE PUBLIC AWARENESS OF THE CLIMATE CRISIS AND BUILD PUBLIC SUPPORT FOR CLEAN RENEWABLE ENERGY. 33,000

CRITICAL RESISTANCE

PO BOX 22780
OAKLAND,CA946092301 		N/A PC TO BUILD AN INTERNATIONAL MOVEMENT TO END THE PRISON INDUSTRIAL COMPLEX. 60,000

CROATAN INSTITUTE

PO BOX 2044
DURHAM,NC27702 		N/A PC FOR RURAL BEACON INITIATIVE'S FREE UNION FARM REGENERATIVE SUSTAINABILITY HUB AND SEED SANCTUARY PROJECT. 100,000

DREAMORG

436 14TH ST SUITE 920
OAKLAND,CA94612 		N/A PC EMPATHY NETWORK - PROVIDE ISSUE EDUCATION TO STATE AND FEDERAL POLICYMAKERS WITH THE GOAL OF BRINGING ABOUT POWERFUL CHANGES TO THE JUSTICE SYSTEM. 62,500

EKVN-YEFOLECV

PO BOX 148
WEOGUFKA,AL35183 		N/A PC ECOVILLAGE THAT ADVANCES THE IMPLEMENTATION OF REGENERATIVE ECOLOGICAL PRACTICES. 20,000

ELLA BAKER CENTER FOR HUMAN RIGHTS

1419 34TH AVENUE SUITE 202
OAKLAND,CA946013050 		N/A PC TO BUILD COLLABORATIVE STRATEGIES TO ADVANCE JUSTICE SYSTEM REFORM AND INCREASE POLICE ACCOUNTABILITY. 10,000

ENVIRONMENTAL GRANTMAKERS ASSOCIATION

475 RIVERSIDE DRIVE SUITE 960
NEW YORK,NY10115 		N/A PC MEMBERSHIP ASSOCIATION OF FOUNDATIONS AND GIVING PROGRAMS THAT PROMOTES EFFECTIVE ENVIRONMENTAL PHILANTHROPY. 7,000

FAIR COUNT

464 BOULEVARD SE
ATLANTA,GA30312 		N/A PC TO BUILD CIVIC POWER FOR AN EQUITABLE ELECTORATE AND CLIMATE MOVEMENT IN THE STATE OF GEORGIA. 45,000

FLORIDA RIGHTS RESTORATION COALITION INC

4081 LB MCLEOD RD SUITE C
ORLANDO,FL32811 		N/A PC TO ENGAGE IN A STRATEGIC PLANNING PROCESS TO STRENGTHEN OPERATIONS. 25,000

GAMALIEL FAITH AND DEMOCRACY CAMPAIGN

5401 S CORNELL AVENUE SUITE 301
CHICAGO,IL60615 		N/A NC TO SCALE THE TRANSFORMATIONAL JUSTICE IN ACTION CAMPAIGN'S IN-PRISON OUTREACH PROGRAM. 55,000

GEORGE MASON UNIVERSITY FOUNDATION

4400 UNIVERSITY DRIVE - MS 1A3
FAIRFAX,VA22030 		N/A PC REPUBLICEN.ORG - MOBILIZE SUPPORT FOR BIPARTISAN CLIMATE SOLUTIONS. 55,000

GEORGIA ALLIANCE EDUCATION FUND

PO BOX 77971
ATLANTA,GA30357 		N/A PC STATEWIDE COALITION OF COMMUNITY ORGANIZING AND CIVIC ENGAGEMENT INITIATIVES. 255,000

GLOBAL GREENGRANTS FUND

2840 WILDERNESS PLACE SUITE A
BOULDER,CO80301 		N/A PC AGROECOLOGY FUND - ADDRESSES THE IMPACTS OF CLIMATE CHANGE BY ADVANCING A TRANSFORMATIONAL REDESIGN OF GLOBAL FOOD SYSTEMS TOWARDS GREATER SUSTAINABILITY AND JUSTICE. 100,000

GRANTMAKERS IN THE ARTS

522 COURTLANDT AVENUE
BRONX,NY104515008 		N/A PC TO SUPPORT OPERATING AND CONFERENCE FOR NETWORK OF DONORS COMMITTED TO EFFECTIVE ARTS PHILANTHROPY. 10,000

HI-ARTS

215 EAST 99TH STREET
NEW YORK,NY10029 		N/A PC COMMUNITY AND CIVIC ENGAGEMENT THROUGH THE ARTS. 55,000

HIP HOP CAUCUS EDUCATION FUND

529 14TH ST NW SUITE 952
WASHINGTON,DC20045 		N/A PC TO ENGAGE YOUNG PEOPLE IN CIVIC ENGAGEMENT AND CLIMATE JUSTICE ACTIVISM THROUGH STORYTELLING AND HIP HOP CULTURE. 50,000

HISPANIC FEDERATION

55 EXCHANGE PLACE SUITE 501
NEW YORK,NY10005 		N/A PF STAFF MATCHING GIFT TO SUPPORT DOMINICAN REPUBLIC AND PUERTO RICO DISASTER RELIEF. 100

HOPEWELL FUND

1201 CONNECTICUT AVE SUITE 300
WASHINGTON,DC20036 		N/A PC THE MOVEMENT INSTITUTE - A PLATFORM TO SCALE TECHNOLOGICAL AND INTER-ORGANIZATIONAL INFRASTRUCTURE IN SUPPORT OF MOVEMENT GROUPS. 70,000

LA PEA INC

227 CONGRESS AVENUE
AUSTIN,TX78701 		N/A PC UVALDE LOVE PROJECT - A TRAUMA-INFORMED ART THERAPY INITIATIVE INTENDED TO CULTIVATE COMMUNITY CARE AND HEALING. 20,000

LEAGUE OF CONSERVATION VOTERS

740 15TH ST NW 7TH FLOOR
WASHINGTON,DC20005 		N/A NC CHISPA PROGRAM, ADVANCING CLIMATE SOLUTIONS AND ENVIRONMENTAL JUSTICE. 105,000

LUCHA

5716 N 19TH AVENUE
PHOENIX,AZ85015 		N/A NC TO EDUCATE COMMUNITIES IN ARIZONA ABOUT LOCAL ECONOMIC AND SOCIAL ISSUES. 55,000

METROPOLITAN YMCA OF THE ORANGES

304 SOUTH LIVINGSTON AVENUE
LIVINGSTON,NJ07039 		N/A PC STAFF MATCHING GRANT TO BE USED FOR SOUTH MOUNTAIN YMCA. 125

MICHIGAN CIVIC ACTION FUND

28342 DARTMOUTH STREET
MADISON HEIGHTS,MI48071 		N/A NC TO PROVIDE EDUCATION ABOUT CIVIC ENGAGEMENT OPPORTUNITIES AND PUBLIC POLICY ISSUES IN MICHIGAN, AND PROVIDE TECHNICAL ASSISTANCE INFRASTRUCTURE FOR STATE-BASED MOVEMENT PARTNER ORGANIZATIONS. 255,000

MIGHTY EARTH

1150 CONNECTICUT AVE NW SUITE 800
WASHINGTON,DC20036 		N/A PC TO TRANSFORM GLOBAL MARKETS TO PROTECT HUMAN RIGHTS AND ELIMINATE COMMODITY-DRIVEN DEFORESTATION. 250,000

MINNEAPOLIS FOUNDATION

80 S 8TH STREET SUITE 800
MINNEAPOLIS,MN55402 		N/A PC RE-AMP NETWORK'S CAMPAIGN TO EDUCATE THE PUBLIC ABOUT EQUITABLE FARM BILL IMPLEMENTATION. 50,000

MONTCLAIR EARLY CHILDHOOD CORPORATION

49 ORANGE ROAD
MONTCLAIR,NJ07042 		N/A PC STAFF MATCHING GRANT TO BE USED FOR LULU'S FUND. 500

MYELODYSPLASTIC SYNDROMES FOUNDATION

4573 SOUTH BROAD ST SUITE 150
YARDVILLE,NJ08620 		N/A PC STAFF MATCHING GRANT TO BE USED FOR GENERAL OPERATING SUPPORT. 126

NEW LEFT ACCELERATOR

850 LAUREL ST
ALAMEDA,CA94501 		N/A NC EMPOWER & PROTECT ARIZONA, AN EQUITY-INFORMED CAPACITY-BUILDING PROGRAM PROVIDING TECHNICAL ASSISTANCE TO ARIZONA-BASED ORGANIZATIONS ENGAGED IN POWER-BUILDING WORK. 35,000

NEW VENTURE FUND

1201 CONNECTICUT AVE NW SUITE 300
WASHINGTON,DC20036 		N/A PC ILLUMINATIVE PROJECT'S NATIVE ARTISTS AND STORYTELLERS FUND. 105,000

NEW YORK FOUNDATION

150 W 30TH STREET SUITE 1401
NEW YORK,NY10001 		N/A PF YOUTH ORGANIZING & CULTURE CHANGE FUND, A PILOT PROGRAM TO INCREASE FUNDING AND SUPPORTS FOR YOUTH ORGANIZING AND CULTURAL STRATEGIES ACROSS THE COUNTRY. 80,000

NEXTGEN EDUCATION FUND

548 MARKET STREET 98097
SAN FRANCISCO,CA94104 		N/A PC TO EDUCATE, EMPOWER, AND ENCOURAGE CIVIC ENGAGEMENT AND COMMUNITY LEADERSHIP AMONG YOUNG ADULTS AND CULTIVATE YOUTH ORGANIZING IN SUPPORT OF CLIMATE JUSTICE. 55,000

ONE FOR DEMOCRACY

107 GRAND STREET 7TH FLOOR
NEW YORK,NY10013 		N/A NC TO STRENGTHEN THE INFRASTRUCTURE NEEDED FOR DEMOCRACY, AND ULTIMATELY COMMUNITIES, TO THRIVE. 55,000

PHILANTHROPY NEW YORK

320 EAST 43RD STREET
NEW YORK,NY10017 		N/A PC GENERAL OPERATING SUPPORT FOR LOCAL CONVENER OF GRANTMAKING ORGANIZATIONS THAT WORKS TO STRENGTHEN TIES AMONG FUNDERS AND DEVELOP FORWARD-THINKING PROGRAMING TO ADVANCE A MORE EQUITABLE PHILANTHROPIC SECTOR. 3,200

PODER

PO BOX XXX-XX-XXXX N MARYVALE PKWY
PHOENIX,AZ85063 		N/A NC TO EDUCATE ARIZONA COMMUNITIES ABOUT CIVIC ENGAGEMENT AND OPPORTUNITIES TO ADVANCE THEIR HEALTH AND SAFETY AT THE LOCAL AND STATE LEVEL. 80,000

PRIVATE EQUITY STAKEHOLDER PROJECT

2513 N CENTRAL PARK AVE
CHICAGO,IL60647 		N/A PC TO MONITOR AND DRAW ATTENTION TO PRIVATE EQUITY INVESTMENTS IN FOSSIL FUEL ASSETS. 150,000

PROGRESSIVE MULTIPLIER ACTION FUND

2733 WOODLEY PLACE NW
WASHINGTON,DC20008 		N/A NC TO SUPPORT NONPROFIT VOTER ENGAGEMENT AND CLIMATE JUSTICE GROUPS IN THE IMPLEMENTATION OF INDEPENDENT, SCALABLE REVENUE GENERATION TECHNIQUES. 80,000

PROTECT OUR WINTERS

4676 BROADWAY STREET
BOULDER,CO80304 		N/A PC TO MOBILIZE THE OUTDOOR SPORT ENTHUSIAST COMMUNITY TO TAKE ACTION IN SUPPORT OF CLIMATE AND CLEAN ENERGY SOLUTIONS. 55,000

RESTOREHER

211 GREEN VALLEY ROAD
FAYETTEVILLE,GA30214 		N/A PC NATIONAL NETWORK ADVOCATING FOR IMPROVED CONDITIONS OF CONFINEMENT AND JUSTICE SYSTEM TRANSFORMATION IN THE U.S. SOUTH AND BEYOND. 55,000

ROCKEFELLER PHILANTHROPY ADVISORS

6 WEST 48TH STREET FLOOR 10
NEW YORK,NY100361802 		N/A PC EQUATION CAMPAIGN'S BROWNSVILLE ECOSYSTEM DEVELOPMENT PROJECT - SUPPORT THE DEVELOPMENT OF A COLLABORATIVE, NETWORKED GRASSROOTS MOVEMENT ECOSYSTEM ORGANIZING TO BLOCK NEW FOSSIL FUEL INFRASTRUCTURE IN THE RIO GRANDE VALLEY REGION. 100,000

SIERRA CLUB FOUNDATION

2101 WEBSTER STREET STE 1250
OAKLAND,CA94612 		N/A PC BEYOND DIRTY FUELS CAMPAIGN - COORDINATION OF REGIONAL AND NATIONAL ADVOCACY EFFORTS AGAINST THE LINE 5 PIPELINE'S OPERATIONS. 50,000

SOCIAL AND ENVIRONMENTAL ENTREPRENEURS

23564 CALABASAS ROAD SUITE 201
CALABASAS,CA91302 		N/A PC NATIONAL ALIANZA FOR LATINX YOUTH JUSTICE - AN INTERGENERATIONAL NETWORK THAT BUILDS THE LEADERSHIP CAPACITY OF THOSE WHO HAVE BEEN IMPACTED BY MASS INCARCERATION. 20,000

SOCIAL AND ENVIRONMENTAL ENTREPRENEURS

23564 CALABASAS ROAD SUITE 201
CALABASAS,CA91302 		N/A PC FUNDERS FOR JUSTICE - MEMBERSHIP ASSOCIATION OF DONORS COMMITTED TO CRIMINAL LEGAL SYSTEM TRANSFORMATION. 2,500

SOCIAL AND ENVIRONMENTAL ENTREPRENEURS

23564 CALABASAS ROAD SUITE 201
CALABASAS,CA91302 		N/A PC FORMERLY INCARCERATED, CONVICTED PEOPLE AND FAMILIES MOVEMENT - NATIONAL NETWORK OF CIVIL AND HUMAN RIGHTS ORGANIZATIONS WORKING TO END MASS INCARCERATION. 80,000

TEXANS CARE FOR CHILDREN

1016 LA POSADA DR 240
AUSTIN,TX78752 		N/A PC STAFF MATCHING GRANT TO BE USED FOR FOUNDER'S FUND. 200

TEXAS CIVIL RIGHTS PROJECT

1405 MONTOPOLIS DR
AUSTIN,TX78741 		N/A PC TO PROTECT THE RIGHT TO PROTEST AND SERVE THE SOCIAL JUSTICE MOVEMENT IN TEXAS WITH LEGAL REPRESENTATION AND CREATIVE STRATEGIES. 100,000

TEXAS PRISONS COMMUNITY ADVOCATES INC

PO BOX 1974
FULTON,TX78358 		N/A PC ADVOCACY NETWORK DEDICATED TO ADVANCING SAFE AND HUMANE CONDITIONS WITHIN TEXAS PRISONS. 10,000

THE GATHERING FOR JUSTICE

121 WEST 36TH STREET SUITE 251
NEW YORK,NY10018 		N/A PC TO CONDUCT INTERSECTIONAL CULTURAL ORGANIZING AND ADVOCACY TOWARD JUSTICE SYSTEM TRANSFORMATION, AND ENGAGE IN COLLABORATIONS TO BENEFIT THE BROADER NATIONAL JUSTICE ADVOCACY FIELD. 10,000

THEATRE OF THE OPPRESSED NYC

758 8TH AVENUE SUITE 300
NEW YORK,NY10036 		N/A PC GENERAL OPERATING GRANT TO SUSTAIN THEATRICAL ACTIVITIES AND ARTISTIC PRACTICE TO ENGAGE LOCAL NEW YORK CITY COMMUNITIES IN SOCIAL CHANGE. 15,000

TIDES ADVOCACY

PO BOX 29229
SAN FRANCISCO,CA94129 		N/A NC RESILIENT DEMOCRACY ACTION FUND - EFFORT TO BUILD THE TECHNOLOGICAL CAPACITY OF CIVIC ENGAGEMENT ORGANIZATIONS. 80,000

TIDES CENTER

PO BOX 889385
LOS ANGELES,CA900889385 		N/A PC COMMUNITY JUSTICE EXCHANGE PROJECT'S NATIONAL BAIL FUND NETWORK. 10,000

TIDES FOUNDATION

1012 TORNEY AVENUE
SAN FRANCISCO,CA941291755 		N/A PC MASS LIBERATION FUND - TRAINING AND SUPPORT TO ORGANIZATIONS WORKING TO ADVANCE DECARCERATION NATIONWIDE. 55,000

UNKITAWA

816 CENTRAL AVE N
KENT,WA98032 		N/A PC MOVEMENT INFRASTRUCTURE SERVICES FOR CLIMATE JUSTICE ORGANIZATIONS WORKING TO PROTECT THE ENVIRONMENT AND ENSURE THE WELLBEING OF THEIR COMMUNITIES. 125,000

URBAN BUSH WOMEN

138 SOUTH OXFORD STREET 4B
BROOKLYN,NY11217 		N/A PC TO PROMOTE DANCE PROGRAMMING THAT DEEPENS AND EXPANDS COMMUNITY ORGANIZING. 55,000

USCAN (US CLIMATE ACTION NETWORK)

700 12TH STREET NW SUITE 700
WASHINGTON,DC20005 		N/A PC ARM IN ARM GRASSROOTS CAMPAIGN TO CATALYZE A LONG-TERM MOVEMENT TO ADDRESS INTERCONNECTED CLIMATE, ECONOMIC, HEALTH, AND RACIAL JUSTICE CRISES. 80,000

W HAYWOOD BURNS INSTITUTE

475 14TH STREET SUITE 800
OAKLAND,CA94612 		N/A PC TO ADVANCE A STRUCTURAL WELL-BEING FRAMEWORK THAT REDUCES DISPARITIES IN THE CRIMINAL LEGAL SYSTEM AND INCREASES COMMUNITY PARTICIPATION IN THE FORMULATION AND DELIVERY OF JUSTICE SERVICES. 55,000

WINDWARD FUND

1828 L STREET NW SUITE 300-A
WASHINGTON,DC20036 		N/A PC HIVE FUND FOR CLIMATE AND GENDER JUSTICE - INVESTS IN THE EXPERTISE AND LONG-TERM SUCCESS OF ORGANIZATIONS BUILDING POWER TO ADDRESS INTERSECTING CLIMATE, GENDER, AND RACIAL JUSTICE CRISES. 80,000

WOMEN FOR AFGHAN WOMEN

158-24 73RD AVE 2ND FLOOR
FRESH MEADOWS,NY11366 		N/A PC STAFF MATCHING GRANT TO BE USED FOR GENERAL OPERATING SUPPORT. 100

WORLD CENTRAL KITCHEN

200 MASSACHUSETTS AVE NW 7TH FLOOR
WASHINGTON,DC20001 		N/A PC STAFF MATCHING GRANT TO BE USED FOR GENERAL OPERATING SUPPORT. 100
Total .................................right arrow 3a 4,262,391
bApproved for future payment

CENTER FOR ARTISTIC ACTIVISM
86 CHURCH STREET - 500
LEEDS,NY12451 		N/A PC UNSTOPPABLE VOTERS, A TRAINING AND MENTORING PROGRAM THAT EDUCATES ARTISTS AND ACTIVISTS ON RESEARCH-BASED TOOLS TO DESIGN AND IMPLEMENT EFFECTIVE PRO-VOTING RIGHTS CREATIVE CAMPAIGNS. 75,000

CENTER FOR ARTISTIC ACTIVISM
86 CHURCH STREET - 500
LEEDS,NY12451 		N/A PC UNSTOPPABLE VOTERS, A TRAINING AND MENTORING PROGRAM THAT EDUCATES ARTISTS AND ACTIVISTS ON RESEARCH-BASED TOOLS TO DESIGN AND IMPLEMENT EFFECTIVE PRO-VOTING RIGHTS CREATIVE CAMPAIGNS. 50,000

CLIMATE EMERGENCY ADVOCATES
529 MAIN STREET SUITE 200
CHARLESTOWN,MA02129 		N/A NC TO SUPPORT STRATEGIC COMMUNICATIONS AND DIGITAL MEDIA CAMPAIGNS TO ADVANCE CLIMATE ADVOCACY FOR RENEWABLE ENERGY SOLUTIONS. 75,000

CLIMATE EMERGENCY ADVOCATES
529 MAIN STREET SUITE 200
CHARLESTOWN,MA02129 		N/A NC TO SUPPORT STRATEGIC COMMUNICATIONS AND DIGITAL MEDIA CAMPAIGNS TO ADVANCE CLIMATE ADVOCACY FOR RENEWABLE ENERGY SOLUTIONS. 50,000

COMMON DEFENSE EDUCATION FUND
251 W 30TH STREET 5TH FLOOR
NEW YORK,NY10001 		N/A PC VETERANS FOR CLIMATE JUSTICE, A NATIONAL CAMPAIGN OF U.S. MILITARY VETERANS WORKING TO RAISE PUBLIC AWARENESS OF THE CLIMATE CRISIS AND BUILD PUBLIC SUPPORT FOR CLEAN RENEWABLE ENERGY. 25,000

COMMON DEFENSE EDUCATION FUND
251 W 30TH STREET 5TH FLOOR
NEW YORK,NY10001 		N/A PC VETERANS FOR CLIMATE JUSTICE, A NATIONAL CAMPAIGN OF U.S. MILITARY VETERANS WORKING TO RAISE PUBLIC AWARENESS OF THE CLIMATE CRISIS AND BUILD PUBLIC SUPPORT FOR CLEAN RENEWABLE ENERGY. 25,000

DREAMORG
436 14TH ST SUITE 920
OAKLAND,CA94612 		N/A PC EMPATHY NETWORK - PROVIDE ISSUE EDUCATION TO STATE AND FEDERAL POLICYMAKERS WITH THE GOAL OF BRINGING ABOUT POWERFUL CHANGES TO THE JUSTICE SYSTEM. 50,000

LUCHA
5716 N 19TH AVENUE
PHOENIX,AZ85015 		N/A NC TO EDUCATE COMMUNITIES IN ARIZONA ABOUT LOCAL ECONOMIC AND SOCIAL ISSUES. 50,000

LUCHA
5716 N 19TH AVENUE
PHOENIX,AZ85015 		N/A NC TO EDUCATE COMMUNITIES IN ARIZONA ABOUT LOCAL ECONOMIC AND SOCIAL ISSUES. 50,000

NEW LEFT ACCELERATOR
850 LAUREL ST
ALAMEDA,CA94501 		N/A NC EMPOWER & PROTECT ARIZONA, AN EQUITY-INFORMED CAPACITY-BUILDING PROGRAM PROVIDING TECHNICAL ASSISTANCE TO ARIZONA-BASED ORGANIZATIONS ENGAGED IN POWER-BUILDING WORK. 50,000

NEW LEFT ACCELERATOR
850 LAUREL ST
ALAMEDA,CA94501 		N/A NC EMPOWER & PROTECT ARIZONA, AN EQUITY-INFORMED CAPACITY-BUILDING PROGRAM PROVIDING TECHNICAL ASSISTANCE TO ARIZONA-BASED ORGANIZATIONS ENGAGED IN POWER-BUILDING WORK. 50,000

NEW VENTURE FUND
1828 L STREET NW SUITE 300-A
WASHINGTON,DC20036 		N/A PC ILLUMINATIVE PROJECT'S NATIVE ARTISTS AND STORYTELLERS FUND. 100,000

NEXTGEN EDUCATION FUND
548 MARKET STREET 98097
SAN FRANCISCO,CA94104 		N/A PC TO EDUCATE, EMPOWER, AND ENCOURAGE CIVIC ENGAGEMENT AND COMMUNITY LEADERSHIP AMONG YOUNG ADULTS AND CULTIVATE YOUTH ORGANIZING IN SUPPORT OF CLIMATE JUSTICE. 50,000

NEXTGEN EDUCATION FUND
548 MARKET STREET 98097
SAN FRANCISCO,CA94104 		N/A PC TO EDUCATE, EMPOWER, AND ENCOURAGE CIVIC ENGAGEMENT AND COMMUNITY LEADERSHIP AMONG YOUNG ADULTS AND CULTIVATE YOUTH ORGANIZING IN SUPPORT OF CLIMATE JUSTICE. 50,000

ONE FOR DEMOCRACY
107 GRAND STREET 7TH FLOOR
NEW YORK,NY10013 		N/A NC TO STRENGTHEN THE INFRASTRUCTURE NEEDED FOR DEMOCRACY, AND ULTIMATELY COMMUNITIES, TO THRIVE. 50,000

PODER
PO BOX XXX-XX-XXXX N MARYVALE PKWY
PHOENIX,AZ85063 		N/A NC TO EDUCATE ARIZONA COMMUNITIES ABOUT CIVIC ENGAGEMENT AND OPPORTUNITIES TO ADVANCE THEIR HEALTH AND SAFETY AT THE LOCAL AND STATE LEVEL. 50,000

PODER
PO BOX XXX-XX-XXXX N MARYVALE PKWY
PHOENIX,AZ85063 		N/A NC TO EDUCATE ARIZONA COMMUNITIES ABOUT CIVIC ENGAGEMENT AND OPPORTUNITIES TO ADVANCE THEIR HEALTH AND SAFETY AT THE LOCAL AND STATE LEVEL. 50,000

TIDES FOUNDATION
1012 TORNEY AVENUE
SAN FRANCISCO,CA941291755 		N/A PC MASS LIBERATION FUND - TRAINING AND SUPPORT TO ORGANIZATIONS WORKING TO ADVANCE DECARCERATION NATIONWIDE. 50,000

TIDES FOUNDATION
1012 TORNEY AVENUE
SAN FRANCISCO,CA941291755 		N/A PC MASS LIBERATION FUND - TRAINING AND SUPPORT TO ORGANIZATIONS WORKING TO ADVANCE DECARCERATION NATIONWIDE. 50,000

WINDWARD FUND
1828 L STREET NW SUITE 300-A
WASHINGTON,DC20036 		N/A PC HIVE FUND FOR CLIMATE AND GENDER JUSTICE - INVESTS IN THE EXPERTISE AND LONG-TERM SUCCESS OF ORGANIZATIONS BUILDING POWER TO ADDRESS INTERSECTING CLIMATE, GENDER, AND RACIAL JUSTICE CRISES. 80,000
Total ................................. right arrow 3b 1,080,000
Form 990-PF (2023)
Form 990-PF (2023)
Page 12
Part XV-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
Related or exempt
function income
(See instructions.)
1Program service revenue: (a)
Business code 		(b)
Amount 		(c)
Exclusion code 		(d)
Amount
a
b
c
d
e
f
gFees and contracts from government agencies          
2 Membership dues and assessments ....          
3 Interest on savings and temporary cash
investments ........... 		    14 75,114  
4 Dividends and interest from securities .... 901101   14 974,421  
5 Net rental income or (loss) from real estate:
aDebt-financed property......          
bNot debt-financed property.....          
6 Net rental income or (loss) from personal property          
7 Other investment income .....     14 99,244  
8 Gain or (loss) from sales of assets other than
inventory ............ 		901101 90 18 2,384,557  
9 Net income or (loss) from special events:          
10 Gross profit or (loss) from sales of inventory          
11 Other revenue:
aORDINARY INCOME THROUGH K-1S 		901101 -5,217 14 5,217  
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e) .. -5,127 3,538,553 0
13Total. Add line 12, columns (b), (d), and (e)..................
13
3,533,426
(See worksheet in line 13 instructions to verify calculations.)
Part XV-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
DownArrow 		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form 990-PF (2023)
Form 990-PF (2023)
Page 13
Part XVI
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1) Cash...................................
1a(1)
Yes
 
(2) Other assets.................................
1a(2)
 
No
b
Other transactions:
(1) Sales of assets to a noncharitable exempt organization....................
1b(1)
 
No
(2) Purchases of assets from a noncharitable exempt organization..................
1b(2)
 
No
(3) Rental of facilities, equipment, or other assets.......................
1b(3)
 
No
(4) Reimbursement arrangements...........................
1b(4)
 
No
(5) Loans or loan guarantees.............................
1b(5)
 
No
(6) Performance of services or membership or fundraising solicitations................
1b(6)
 
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
1c
 
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
(a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
1a(1) 105,000 ACTION FOR SAFETY AND JUSTICE GRANT PAYMENT TO EDUCATE THE PUBLIC ON PUBLIC SAFETY SOLUTIONS FOR REDUCING MASS CRIMINALIZATION AND INCARCERATION.
1a(1) 80,000 PODER GRANT PAYMENT TO EDUCATE ARIZONA COMMUNITIES ABOUT CIVIC ENGAGEMENT AND OPPORTUNITIES TO ADVANCE THEIR HEALTH AND SAFETY AT THE LOCAL AND STATE LEVEL.
1a(1) 105,000 CLIMATE EMERGENCY ADVOCATES GRANT PAYMENT TO SUPPORT STRATEGIC COMMUNICATIONS AND DIGITAL MEDIA CAMPAIGN TO ADVANCE CLIMATE ADVOCACY FOR RENEWABLE ENERGY SOLUTIONS.
1a(1) 55,000 GAMALIEL FAITH AND DEMOCRACY CAMPAIGN GRANT PAYMENT TO SCALE UP THE TRANSFORMATIONAL JUSTICE IN ACTION CAMPAIGN'S IN-PRISON OUTREACH PROGRAM.
1a(1) 105,000 LEAGUE OF CONSERVATION VOTERS GRANT PAYMENT FOR THE CHISPA PROGRAM TO ADVANCE CLIMATE SOLUTIONS AND ENVIRONMENTAL JUSTICE.
1a(1) 55,000 LUCHA GRANT PAYMENT TO EDUCATE COMMUNITIES IN ARIZONA ABOUT LOCAL ECONOMIC AND SOCIAL ISSUES.
1a(1) 255,000 MICHIGAN CIVIC ACTION FUND GRANT PAYMENT TO PROVIDE EDUCATION ABOUT CIVIC ENGAGEMENT OPPORTUNITIES AND PUBLIC POLICY ISSUES IN MICHIGAN, AND PROVIDE TECHNICAL ASSISTANCE INFRASTRUCTURE FOR STATE-BASED MOVEMENT PARTNER ORGANIZATIONS.
1a(1) 35,000 NEW LEFT ACCELERATOR GRANT PAYMENT TO EMPOWER & PROTECT ARIZONA - AN EQUITY-INFORMED CAPACITY-BUILDING PROGRAM PROVIDING TECHNICAL ASSISTANCE TO ARIZONA-BASED ORGANIZATIONS ENGAGED IN POWER-BUILDING WORK.
1a(1) 80,000 PROGRESSIVE MULTIPLIER ACTION FUND GRANT PAYMENT TO SUPPORT NONPROFIT VOTER ENGAGEMENT AND CLIMATE JUSTICE GROUPS IN THE IMPLEMENTATION OF INDEPENDENT, SCALABLE REVENUE GENERATION TECHNIQUES.
1a(1) 80,000 TIDES ADVOCACY GRANT PAYMENT TO SUPPORT RESILIENT DEMOCRACY ACTION FUND - EFFORT TO BUILD THE TECHNOLOGICAL CAPACITY OF CIVIC ENGAGEMENT ORGANIZATIONS.
1a(1) 130,000 CLIMATE EQUITY ACTION FUND GRANT TO STRENGTHEN ORGANIZATIONAL INFRASTRUCTURE IN THE MIDST OF AN ONGOING TRANSITION TO AN INDEPENDENT ENTITY DEDICATED TO BUILDING LONG-TERM POWER TO ENSURE AN EQUITABLE CLEAN ENERGY FUTURE.
1a(1) 25,000 COMMISSION SHIFT ACTION GRANT TO DEVELOP THE ORGANIZATIONAL INFRASTRUCTURE AND COMMUNICATIONS CAPACITY NECESSARY TO ADVANCE THE GOAL OF BUILDING PUBLIC SUPPORT TO HOLD THE RAILROAD COMMISSION OF TEXAS (RRC) ACCOUNTABLE TO ITS MISSION IN A SHIFTING ENERGY LANDSCAPE.
1a(1) 55,000 ONE FOR DEMOCRACY GRANT PAYMENT TO STRENGTHEN THE INFRASTRUCTURE NEEDED FOR DEMOCRACY, AND ULTIMATELY COMMUNITIES, TO THRIVE.
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
b
If "Yes," complete the following schedule.

(a) Name of organization (b) Type of organization (c) Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
right arrow right arrow
May the IRS discuss this return
with the preparer shown below?
See instructions.
Signature of officer or trustee Date Title
Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date Check if self-
employed right arrow		 PTIN
Firm's name SmallBullet
 Firm's EIN SmallBullet
Firm's address SmallBullet


 Phone no.
Form 990-PF (2023)
Additional Data


Software ID:  
Software Version:  


Form 990PF - Special Condition Description:
Special Condition Description
Schedule B
(Form 990)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors

Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2023
Name of the organization
THE DAVID ROCKEFELLER FUND INC
 
Employer identification number

13-3533359
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ






Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......... Arrow Bullet $  
Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990) (2023)
Schedule B (Form 990) (2023) Page 2
Name of organization
THE DAVID ROCKEFELLER FUND INC
  		Employer identification number
13-3533359
Part I
Contributors
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
1
MARGARET DULANY
475 RIVERSIDE DRIVE SUITE 900
 
NEW YORK, NY10115

$ 50,000


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
2
MICHAEL AND REBECCA LAMBERT
475 RIVERSIDE DRIVE SUITE 900
 
NEW YORK, NY10115

$ 10,000


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990) (2023)
Schedule B (Form 990) (2023)
Page 3
Name of organization
THE DAVID ROCKEFELLER FUND INC
  		Employer identification number

13-3533359
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
Schedule B (Form 990) (2023)
Schedule B (Form 990) (2023)
Page 4
Name of organization
THE DAVID ROCKEFELLER FUND INC
  		Employer identification number

13-3533359
Part III
Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990) (2023)
Additional Data


Software ID:  
Software Version:  

TY 2023 AccountingFeesSchedule
Name:
THE DAVID ROCKEFELLER FUND INC
EIN:
13-3533359
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
OTHER 1,395 0   1,090
AUDIT AND TAX SERVICES 34,825 16,628   9,348

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

TY 2023 ExpenditureResponsibilityStmt
Name:
THE DAVID ROCKEFELLER FUND INC
EIN:
13-3533359
Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
ACTION FOR SAFETY AND JUSTICE
  		1787 TRIBUTE RD SUITE K
SACRAMENTO,CA95815 		2022-06-21 200,000 TO EDUCATE THE PUBLIC ON PUBLIC SAFETY SOLUTIONS FOR REDUCING MASS CRIMINALIZATION AND INCARCERATION. 200,000 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 8/30/23 & 9/16/24    
BRAVE NEW FILMS ACTION FUND
  		11213 WASHINGTON PLACE
CULVER CITY,CA90230 		2022-06-21 25,000 TO CREATE AND DISTRIBUTE SHORT DOCUMENTARY FILMS FOCUSED ON CIVIC ENGAGEMENT. 25,000 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 3/3/23 & 2/29/24    
CLIMATE EMERGENCY ADVOCATES
  		529 MAIN STREET SUITE 200
CHARLESTOWN,MA02129 		2022-11-10 100,000 TO CONDUCT STRATEGIC COMMUNICATIONS AND DIGITAL MEDIA CAMPAIGNS TO EDUCATE YOUNG CLIMATE ACTIVISTS. 100,000 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 8/17/23 & 8/21/24    
GEN-Z FOR CHANGE
  		850 NEW BURTON ROAD SUITE 201
DOVER,DE19904 		2022-12-09 50,000 TO EDUCATE AND ENGAGE ACTIVISTS LEVERAGING THE POWER OF SOCIAL MEDIA TO DRIVE BOLD U.S. CLIMATE STRATEGY. 50,000 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 2/27/23 & 2/27/24    
HIP HOP CAUCUS ACTION FUND
  		20 F ST NW 7TH FLOOR
WASHINGTON,DC20001 		2021-11-11 150,000 TO ENGAGE THE PUBLIC ON ENVIRONMENTAL JUSTICE THROUGH MEDIA. 150,000 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 10/19/22, 3/27/23 & 2/27/24    
LEAGUE OF CONSERVATION VOTERS
  		740 15TH ST NW 7TH FLOOR
WASHINGTON,DC20005 		2022-06-21 100,000 CHISPA PROGRAM, ADVANCING CLIMATE SOLUTIONS AND ENVIRONMENTAL JUSTICE. 100,000 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 2/28/23 & 3/7/24    
MICHIGAN CIVIC ACTION FUND
  		28342 DARTMOUTH STREET
MADISON HEIGHTS,MI48071 		2021-11-11 500,000 TO PROVIDE EDUCATION ABOUT PUBLIC POLICY ISSUES IN MICHIGAN. 500,000 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 2/28/22, 3/16/23 & 2/28/24    
NEW LEFT ACCELERATOR
  		850 LAUREL ST
ALAMEDA,CA94501 		2022-11-10 30,000 EMPOWER & PROTECT ARIZONA - AN EQUITY-INFORMED CAPACITY-BUILDING PROGRAM PROVIDING TECHNICAL ASSISTANCE TO ARIZONA-BASED ORGANIZATIONS ENGAGED IN POWER-BUILDING WORK. 30,000 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 2/28/23 & 2/28/24    
NEW YORK FOUNDATION
  		150 W 30TH STREET SUITE 1401
NEW YORK,NY10001 		2022-11-10 150,000 YOUTH ORGANIZING & CULTURE CHANGE FUND - A PILOT PROGRAM TO INCREASE FUNDING AND SUPPORTS FOR YOUTH ORGANIZING AND CULTURAL STRATEGIES ACROSS THE COUNTRY. 150,000 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 5/1/23 & 2/29/24    
ONE FOR DEMOCRACY
  		107 GRAND STREET 7TH FLOOR
NEW YORK,NY10013 		2021-06-22 200,000 TO STRENGTHEN THE INFRASTRUCTURE NEEDED FOR DEMOCRACY, AND ULTIMATELY COMMUNITIES, TO THRIVE. 150,000 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 2/28/22, 2/24/23 & 2/26/24    
TIDES ADVOCACY
  		PO BOX 29903
SAN FRANCISCO,CA94129 		2022-06-21 75,000 TO SUPPORT EDUCATIONAL ACTIVITIES OF THE RESILIENT DEMOCRACY ACTION FUND, AN EFFORT TO BUILD THE TECHNOLOGICAL CAPACITY OF LOCAL CIVIC ENGAGEMENT ORGANIZATIONS. 75,000 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 3/6/23 & 3/26/24    
ACTION FOR SAFETY AND JUSTICE
  		1787 TRIBUTE RD SUITE K
SACRAMENTO,CA95815 		2023-06-21 5,000 TO EDUCATE THE PUBLIC ON PUBLIC SAFETY SOLUTIONS FOR REDUCING MASS CRIMINALIZATION AND INCARCERATION. (THIS REPRESENTS AN ADDENDUM TO THE PREVIOUSLY APPROVED GRANT INSTALLMENT.) 5,000 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 9/16/24    
CLIMATE EQUITY ACTION FUND
  		1100 13TH STREET NW SUITE 800
WASHINGTON,DC20005 		2023-06-21 130,000 TO STRENGTHEN ORGANIZATIONAL INFRASTRUCTURE IN THE MIDST OF AN ONGOING TRANSITION TO AN INDEPENDENT ENTITY DEDICATED TO BUILDING LONG-TERM POWER TO ENSURE AN EQUITABLE CLEAN ENERGY FUTURE. 72,042 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 2/28/24    
CLIMATE EMERGENCY ADVOCATES
  		529 MAIN STREET SUITE 200
CHARLESTOWN,MA02129 		2023-11-10 230,000 TO SUPPORT STRATEGIC COMMUNICATIONS AND DIGITAL MEDIA CAMPAIGNS TO ADVANCE CLIMATE ADVOCACY FOR RENEWABLE ENERGY SOLUTIONS. 130,000 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 8/21/24    
COMMISSION SHIFT ACTION
  		212 FLORES AVENUE
LAREDO,TX78040 		2023-12-14 25,000 TO DEVELOP THE ORGANIZATIONAL INFRASTRUCTURE AND COMMUNICATIONS CAPACITY NECESSARY TO ADVANCE THE GOAL OF BUILDING PUBLIC SUPPORT TO HOLD THE RAILROAD COMMISSION OF TEXAS (RRC) ACCOUNTABLE TO ITS MISSION IN A SHIFTING ENERGY LANDSCAPE. 6,000 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 2/28/24    
GAMALIEL FAITH AND DEMOCRACY CAMPAIGN
  		5401 S CORNELL AVENUE SUITE 301
CHICAGO,IL60615 		2023-06-21 55,000 TO SCALE THE TRANSFORMATIONAL JUSTICE IN ACTION CAMPAIGN'S IN-PRISON OUTREACH PROGRAM. 30,000 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 3/5/24    
LEAGUE OF CONSERVATION VOTERS
  		740 15TH ST NW 7TH FLOOR
WASHINGTON,DC20005 		2023-06-21 105,000 CHISPA PROGRAM, ADVANCING CLIMATE SOLUTIONS AND ENVIRONMENTAL JUSTICE. 52,500 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 3/7/24    
LUCHA
  		5716 N 19TH AVENUE
PHOENIX,AZ85015 		2023-11-10 155,000 TO EDUCATE COMMUNITIES IN ARIZONA ABOUT LOCAL ECONOMIC AND SOCIAL ISSUES. 0 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 2/29/24    
MICHIGAN CIVIC ACTION FUND
  		28342 DARTMOUTH STREET
MADISON HEIGHTS,MI48071 		2023-11-10 255,000 TO PROVIDE EDUCATION ABOUT CIVIC ENGAGEMENT OPPORTUNITIES AND PUBLIC POLICY ISSUES IN MICHIGAN, AND PROVIDE TECHNICAL ASSISTANCE INFRASTRUCTURE FOR STATE-BASED MOVEMENT PARTNER ORGANIZATIONS. 177,492 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 2/28/24    
NEW LEFT ACCELERATOR
  		850 LAUREL ST
ALAMEDA,CA94501 		2023-11-10 135,000 EMPOWER & PROTECT ARIZONA, AN EQUITY-INFORMED CAPACITY-BUILDING PROGRAM PROVIDING TECHNICAL ASSISTANCE TO ARIZONA-BASED ORGANIZATIONS ENGAGED IN POWER-BUILDING WORK. 4,158 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 2/29/24    
NEW YORK FOUNDATION
  		150 W 30TH STREET SUITE 1401
NEW YORK,NY10001 		2023-11-10 5,000 YOUTH ORGANIZING & CULTURE CHANGE FUND, A PILOT PROGRAM TO INCREASE FUNDING AND SUPPORTS FOR YOUTH ORGANIZING AND CULTURAL STRATEGIES ACROSS THE COUNTRY. (THIS REPRESENTS AN ADDENDUM TO THE PREVIOUSLY APPROVED GRANT INSTALLMENT.) 5,000 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 2/29/24    
ONE FOR DEMOCRACY
  		107 GRAND STREET 7TH FLOOR
NEW YORK,NY10013 		2023-06-21 5,000 TO STRENGTHEN THE INFRASTRUCTURE NEEDED FOR DEMOCRACY, AND ULTIMATELY COMMUNITIES, TO THRIVE. (THIS REPRESENTS AN ADDENDUM TO THE PREVIOUSLY APPROVED GRANT INSTALLMENT.) 5,000 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 2/26/24    
PODER
  		PO BOX XXX-XX-XXXX N MARYVALE PKWY
PHOENIX,AZ85063 		2023-11-10 180,000 TO EDUCATE ARIZONA COMMUNITIES ABOUT CIVIC ENGAGEMENT AND OPPORTUNITIES TO ADVANCE THEIR HEALTH AND SAFETY AT THE LOCAL AND STATE LEVEL. 44,000 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 3/4/24    
PROGRESSIVE MULTIPLIER ACTION FUND
  		2733 WOODLEY PLACE NW
WASHINGTON,DC20008 		2023-06-21 80,000 TO SUPPORT NONPROFIT VOTER ENGAGEMENT AND CLIMATE JUSTICE GROUPS IN THE IMPLEMENTATION OF INDEPENDENT, SCALABLE REVENUE GENERATION TECHNIQUES. 80,000 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 8/30/24    
TIDES ADVOCACY
  		PO BOX 29229
SAN FRANCISCO,CA94129 		2023-07-19 80,000 RESILIENT DEMOCRACY ACTION FUND - EFFORT TO BUILD THE TECHNOLOGICAL CAPACITY OF CIVIC ENGAGEMENT ORGANIZATIONS. 68,000 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 3/26/24    

TY 2023 GeneralExplanationAttachment
Name:
THE DAVID ROCKEFELLER FUND INC
EIN:
13-3533359
Identifier Return Reference Explanation
REGARDING GRANT PROGRAMS 990-PF, PART XIV, LINE 2 THE DAVID ROCKEFELLER FUND CURRENTLY HAS THREE PRIMARY PROGRAM AREAS: ARTS, CLIMATE, AND JUSTICE.THE ARTS PROGRAM FOCUSES ON CULTIVATING, SHOWCASING, AND DISSEMINATING THE STORIES OF INNOVATIVE ART FOR SOCIAL CHANGE; CLIMATE SUPPORTS AND SUSTAINS BOLD, SCIENCE-BASED U.S. LEADERSHIP ON CLIMATE SOLUTIONS; AND JUSTICE SUPPORTS BOLD NEW IDEAS AND POLICY INITIATIVES FOR TRANSFORMING U.S. DETENTION AND INCARCERATION POLICY. IN ADDITION TO THE PROGRAM AREAS OUTLINED ABOVE, THE FUND SUPPORTED A NUMBER OF CHARITABLE INITIATIVES DESIGNED TO ENCOURAGE TRUSTEES' INDIVIDUAL CHARITABLE GIVING.

TY 2023 InvestmentsCorpBondsSchedule
Name:
THE DAVID ROCKEFELLER FUND INC
EIN:
13-3533359
Name of Bond End of Year Book Value End of Year Fair Market Value
AMAZON.COM, INC. 3.15% DUE 08/22/27 CALL @ 100 05/21/27 14,430 14,430
AMAZON.COM, INC. 4.60% DUE 12/01/25 CALL @ 100 06/01/23 23,071 23,071
APPLE INC. 3.35% DUE 08/08/32 CALL @ 100 02/08/24 5,646 5,646
AT&T INC. 1.70% DUE 03/25/26 CALL @ 100 03/25/23 22,463 22,463
AT&T INC. 5.539% DUE 02/20/26 50,012 50,012
BANK OF AMERICA CORP 4.244% DUE 04/24/2038 CALL @ 100 04/24/2037 15,390 15,390
BANK OF AMERICA CORPORATION VAR% DUE 09/25/25 CALL @ 100 09/25/24 71,425 71,425
BRUNSWICK CORP 0.85% 08/18/2024 47,409 47,409
CITIGROUP INC. VAR% DUE 01/25/26 CALL @ 100 01/25/25 48,052 48,052
CITIGROUP INC. VAR% DUE 10/27/28 CALL @ 100 10/27/27 20,823 20,823
CVS HEALTH CORP 3.25% DUE 08/15/2029 CALL @ 100 05/15/2029 15,848 15,848
FIFTH THIRD BANCORP VAR% DUE 10/27/28 CALL @ 100 10/26/27 7,267 7,267
GENERAL MOTORS COMPANY 6.125% DUE 10/01/25 CALL @ 100 05/12/24 47,641 47,641
GOLDMAN SACHS GROUP INC 3.272% DUE 09/29/2025 CALL @ 100 09/29/2024 35,395 35,395
HOME DEPOT INC 5.875% DUE 12/16/2036 24,648 24,648
INTERNATIONAL BUSINESS MACHINES CORP 3.45% DUE 02/19/26 CALL @ 100 08/19/23 43,845 43,845
JPMORGAN CHASE & CO. VAR% DUE 07/25/33 CALL @ 100 07/24/32 22,777 22,777
JPMORGAN CHASE & CO. VAR% DUE 08/09/25 CALL @ 100 08/08/24 48,487 48,487
MORGAN STANLEY VAR% DUE 01/21/33 CALL @ 100 01/21/32 16,201 16,201
MORGAN STANLEY VAR% DUE 04/28/26 CALL @ 100 04/28/25 48,040 48,040
ORACLE CORPORATION 2.65% DUE 07/15/26 CALL @ 100 04/14/26 48,380 48,380
PFIZER INVESTMENT ENTERPRISES 4.45% DUE 05/19/26 CALL @ 100 04/19/2026 29,927 29,927
PFIZER INVESTMENT ENTERPRISES 4.75% DUE 05/19/33 CALL @ 100 02/19/2033 3,007 3,007
SIMON PROPERTY GROUP LP 3.375% DUE 06/15/2027 CALL @ 100 03/15/2027 15,339 15,339
THE GOLDMAN SACHS GROUP, INC. VAR% DUE 04/22/32 CALL @ 100 04/21/31 15,976 15,976
THE KROGER CO 3.50% DUE 02/01/26 CALL @ 100 07/15/23 51,635 51,635
THE PNC FINANCIAL SERVICES GROUP, INC. 5.582% DUE 06/12/29 7,147 7,147
THE PNC FINANCIAL SERVICES GROUP, INC. VAR% DUE 01/26/27 CALL @ 100 01/26/26 45,657 45,657
TRUIST FINANCIAL CORPORATION 1.20% DUE 08/05/25 CALL @ 100 07/03/25 48,808 48,808
TRUIST FINANCIAL CORPORATION 6.047R% DUE 06/08/27 CALL @ 100 06/07/26 7,125 7,125
TWDC ENTERPRISES 18 CORP. 1.85% DUE 07/30/26 CALL @ 100 01/12/23 48,647 48,647
U.S. BANCORP VAR% DUE 01/27/33 CALL @ 100 01/27/32 8,353 8,353
VERIZON COMMUNICATIONS INC. 0.85% DUE 11/20/25 CALL @ 100 11/20/22 47,375 47,375
VERIZON COMMUNICATIONS INC. 2.65% DUE 11/20/40 CALL @ 100 05/20/40 21,688 21,688
WELLS FARGO & COMPANY VAR% DUE 05/19/25 CALL @ 100 05/19/24 10,784 10,784

TY 2023 InvestmentsCorpStockSchedule
Name:
THE DAVID ROCKEFELLER FUND INC
EIN:
13-3533359
Name of Stock End of Year Book Value End of Year Fair Market Value
3M CO. 21,536 21,536
ABB LTD. - SPON ADR 67,779 67,779
ABBOTT LABORATORIES 60,979 60,979
ABBVIE INC. 79,810 79,810
ABFSAMBEV SA - ADR 7,616 7,616
ABRDN PHYSICAL PRECIOUS METALS BASKET SHARES ETF 1,150,493 1,150,493
ACCENTURE PLC 98,606 98,606
ADIDAS AG - SPONSORED ADR 31,715 31,715
ADOBE INC 67,416 67,416
ADVANCED MICRO DEVICES INC. 63,976 63,976
ADVANTEST CORPORATION - ADR 20,385 20,385
AES CORPORATION 3,869 3,869
AGEAS - SPONSORED ADR 13,788 13,788
AGILENT TECHNOLOGIES, INC. 22,245 22,245
AIA GROUP LTD. SPON ADR 29,886 29,886
AIR LIQUIDE - UNSPON ADR 15,658 15,658
AIR PRODUCTS AND CHEMICALS, INC. 3,012 3,012
AIRBNB INC - CLASS A 9,258 9,258
AKAMAI TECHNOLOGIES, INC. 6,391 6,391
AKZO NOBEL N.V. - SPON ADR 33,288 33,288
ALBEMARLE CORPORATION 11,703 11,703
ALCOA CORP 3,570 3,570
ALIBABA GROUP HOLDING LTD. 79,060 79,060
ALLSTATE CORPORATION 6,299 6,299
ALPHABET INC. - CLASS A 320,589 320,589
ALPHABET INC. - CLASS C 290,598 290,598
AMAZON.COM INC 549,567 549,567
AMDOCS LIMITED 6,328 6,328
AMERICAN EXPRESS CO. 34,283 34,283
AMERICAN INTERNATIONAL GROUP 7,588 7,588
AMERICAN WATER WORKS CO., INC. 22,834 22,834
AMERIPRISE FINANCIAL, INC. 11,015 11,015
AMETEK INC 65,791 65,791
AMGEN INC. 48,099 48,099
AMPHENOL CORP CLASS A 19,132 19,132
ANALOG DEVICES, INC. 31,968 31,968
ANGLO AMERICAN PLATINUM LTD - SPON ADR 10,451 10,451
ANGLOGOLD ASHANTI PLC. 7,140 7,140
ANHEUSER-BUSCH INBEV SPONS ADR 30,113 30,113
AON PLC 18,916 18,916
APOLLO GLOBAL MANAGEMENT INC. 7,828 7,828
APPLE INC. 1,089,142 1,089,142
APPLIED MATERIALS INC 43,759 43,759
APTIV PLC 13,907 13,907
ARAMARK 29,898 29,898
ARCHER DANIELS MIDLAND CO. 12,783 12,783
ARISTA NETWORKS, INC. 10,833 10,833
ASE TECHNOLOGY HOLDING - ADR 34,544 34,544
ASSOCIATED BRITISH FOODS PLC - ADR 7,786 7,786
ATLAS COPCO AB-SPONSORED ADR A 68,599 68,599
ATLASSIAN CORPORATION CLASS A 6,898 6,898
ATMOS ENERGY CORPORATION 6,375 6,375
AUO CORP 15,656 15,656
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED SPONSORED ADR 50,810 50,810
AUTODESK, INC. 19,478 19,478
AUTOMATIC DATA PROCESSING 29,820 29,820
AUTOZONE INC. 25,856 25,856
AVERY DENNISON CORP. 13,343 13,343
AVIVA PLC 14,362 14,362
AXA SA - SPONSORED ADR 41,771 41,771
BAE SYSTEMS PLC - SPON ADR 20,352 20,352
BAIDU.COM, INC. 19,054 19,054
BAKER HUGHES CO. 10,527 10,527
BALL CORPORATION 16,508 16,508
BANCO BILBAO VIZCAYA ARGENTARIA S.A. ADR 33,525 33,525
BANCO BRADESCO SPON ADR 6,734 6,734
BANCO DE CHILE - ADR 6,739 6,739
BANCO DO BRASIL S.A.- SPONSORED ADR 5,735 5,735
BANCO SANTANDER - CHILE - ADR 7,718 7,718
BANCO SANTANDER, S.A. 40,059 40,059
BANCOLOMBIA S.A. SPONSORED ADR 14,123 14,123
BANK OF AMERICA CORPORATION 63,367 63,367
BANK OF NEW YORK MELLON CORPORATION 11,815 11,815
BARCLAYS PLC-SPONS ADR 18,778 18,778
BAXTER INT'L INC. 7,693 7,693
BAYER AG SPONSORED ADR 21,035 21,035
BAYERISCHE MOTOREN WERKE (BMW) - SPONS ADR 36,699 36,699
BECTON DICKINSON & CO. 22,189 22,189
BEIGENE, LTD. - ADR 4,509 4,509
BEST BUY CO., INC. 4,775 4,775
BIOGEN IDEC INC. 13,456 13,456
BLACKSTONE INC 17,412 17,412
BLOCK INC 11,912 11,912
BNP PARIBAS - ADR 64,061 64,061
BOC HONG KONG HOLDINGS - SPONSORED ADR 13,837 13,837
BOEING CO. 59,430 59,430
BOOKING HOLDINGS INC 31,925 31,925
BORGWARNER, INC. 3,944 3,944
BOSTON SCIENTIFIC CO. 26,361 26,361
BRAMBLES LIMITED - SPONSORED ADR 24,885 24,885
BRISTOL MYERS SQUIBB CO. 30,427 30,427
BROADCOM INC. 83,719 83,719
BROADRIDGE FINANCIAL SOLUTIONS LLC 10,288 10,288
BROWN-FORMAN CORPORATION - CL B 4,168 4,168
BUNGE GLOBAL SA 6,360 6,360
BUNZL PLC-SPONSORED ADR 18,914 18,914
BURBERRY GROUP PLC SPON ADR 12,148 12,148
C.H. ROBINSON WORLDWIDE INC. 8,985 8,985
CADENCE DESIGN SYSTEMS, INC. 19,883 19,883
CANADIAN PACIFIC KANSAS CITY LIMITED 89,259 89,259
CANON INC. - SPONSORED ADR 39,245 39,245
CAPITAL ONE FINANCIAL CORP. 13,112 13,112
CARDINAL HEALTH, INC. 9,374 9,374
CARLSBERG A/S - SPONSORED ADR 12,337 12,337
CARREFOUR SA - SPONSORED ADR 12,522 12,522
CATERPILLAR INC. 50,855 50,855
CBOE GLOBAL MARKETS INC 10,535 10,535
CDW CORPORATION OF DELAWARE 6,138 6,138
CELANESE CORP SER - A 8,545 8,545
CEMEX S.A. DE C.V. SPONS ADR 5,270 5,270
CEMIG SA -SPONSORED ADR 8,939 8,939
CENSORA INC 11,296 11,296
CENTENE CORPORATION 5,417 5,417
CENTERPOINT ENERGY INC. 10,942 10,942
CHARTER COMMUNICATIONS INC. CLASS A SHARES 13,604 13,604
CHENIERE ENERGY, INC. 5,463 5,463
CHIPOTLE MEXICAN GRILL 16,009 16,009
CHR. HANSEN HOLDING A/S - SPONSORED ADR 22,573 22,573
CHUBB LIMITED 35,708 35,708
CHUNGHWA TELECOM LTD ADR 44,852 44,852
CHURCH & DWIGHT CO., INC. 9,929 9,929
CIGNA CORPORATION 28,148 28,148
CINTAS CORP 19,888 19,888
CISCO SYSTEMS, INC. 87,551 87,551
CITIGROUP INC. 33,282 33,282
CMS ENERGY CORPORATION 7,839 7,839
COCA COLA COMPANY 81,441 81,441
COCA-COLA EUROPACIFIC PARTNERS PLC 12,347 12,347
COCA-COLA FEMSA, S.A. DE C.V. - SP ADR 7,571 7,571
COLGATE-PALMOLIVE 24,471 24,471
COLOPLAST A/S - UNSPONSORED ADR 10,481 10,481
COMCAST CORPORATION - CL A 14,471 14,471
COMMONWEALTH BANK OF AUSTRALIA UNSPONSORED ADR 101,028 101,028
COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO - ADR 6,564 6,564
COMPASS GROUP PLC - SPONSORED ADR 26,976 26,976
CONSOLIDATED EDISON 39,845 39,845
CONSTELLATION BRANDS, INC. 4,593 4,593
CONSTELLATION ENERGY CORPORATION 6,195 6,195
CONTINENTAL AG - SPON ADR 26,964 26,964
CORTEVA INC. 10,255 10,255
COSAN S.A 9,506 9,506
COSTCO WHOLESALE CORPORATION 95,712 95,712
COUPANG INC - CLASS A 11,268 11,268
COVESTRO AG - ADR 19,955 19,955
CSL LIMITED - SPONSORED ADR 67,339 67,339
CSX CORPORATION 43,129 43,129
CUMMINS ENGINE INC. 17,489 17,489
CVS HEALTH CORPORATION 25,109 25,109
DAIICHI SANKYO COMPANY LTD 20,458 20,458
DAIMLER TRUCK HOLDING AG 19,205 19,205
DANAHER CORPORATION 20,821 20,821
DANONE S.A. SPONSORED ADR 23,155 23,155
DANSKE BANK A/S - SPONSORED ADR 12,894 12,894
DAQO NEW ENERGY CORPORATION ADR 4,761 4,761
DASSAULT SYSTEMS S.A.- ADR 46,226 46,226
DBS GROUP HOLDINGS - SPON ADR 50,022 50,022
DEERE & COMPANY 39,587 39,587
DEUTSCHE POST AG SPONSORED ADR 35,724 35,724
DEUTSCHE TELEKOM AG-SPON ADR 39,863 39,863
DNB ASA 24,855 24,855
DOLLAR GENERAL CORP. 7,069 7,069
DOLLAR TREE, INC. 11,222 11,222
DOMINION ENERGY INC 10,340 10,340
DOMINO'S PIZZA, INC. 7,008 7,008
DOVER CORP. 5,383 5,383
DOW INC. 12,229 12,229
DR. REDDY'S LABORATORIES LIMITED - ADR 22,683 22,683
DTE ENERGY COMPANY 14,665 14,665
DUPONT DE NEMOURS INC 17,155 17,155
E.ON AG SPON ADR 46,295 46,295
EASTMAN CHEMICAL COMPANY 7,006 7,006
EATON CORPORATION PLC 34,437 34,437
EBAY INC. 12,214 12,214
ECOLAB INC. 46,612 46,612
EDISON INTERNATIONAL 25,379 25,379
EDP - ENERGIAS DE PORTUGAL, S.A. 38,815 38,815
EDWARDS LIFESCIENCES CORPORATION 17,080 17,080
ELECTRONIC ARTS INC. 5,062 5,062
ELEVANCE HEALTH INC 35,839 35,839
ELI LILLY & CO. 118,333 118,333
ENEL CHILE SA ADR 7,951 7,951
ENGIE - SPONSORED ADR 40,428 40,428
ENPHASE ENERGY INC. 3,964 3,964
ERICSSON (LM) TEL - SP ADR 20,853 20,853
ETSY, INC. 7,213 7,213
EVERSOURCE ENERGY 37,217 37,217
EXELON CORPORATION 17,627 17,627
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. 8,650 8,650
EXPERIAN PLC - SPONS ADR 25,137 25,137
FACTSET RESEARCH SYSTEMS, INC. 7,633 7,633
FASTENAL COMPANY 11,335 11,335
FEDEX CORPORATION 27,321 27,321
FIDELITY NATIONAL INFORMATION 10,032 10,032
FIRST SOLAR, INC. 15,850 15,850
FIRSTENERGY CORP. 17,194 17,194
FISERV, INC. 12,487 12,487
FLEX LTD 5,513 5,513
FMC CORPORATION 11,286 11,286
FORD MOTOR COMPANY 32,681 32,681
FORTESCUE METALS - ADR 25,977 25,977
FORTINET INC. 5,151 5,151
FORTIVE CORPORATION 11,486 11,486
FULL TRUCK ALLIANCE CO LTD 4,942 4,942
GALLAGHER (ARTHUR J.) & CO. 6,971 6,971
GARMIN LIMITED 6,298 6,298
GE HEALTHCARE TECHNOLOGIES INC 11,907 11,907
GENERAL ELECTRIC CO. 53,222 53,222
GENERAL MILLS, INC. 8,794 8,794
GENERAL MOTORS CO. 52,874 52,874
GENUINE PARTS COMPANY 7,479 7,479
GILEAD SCIENCES INC. 30,460 30,460
GLAXOSMITHKLINE PLC - ADR 24,719 24,719
GOLD FIELDS LTD SPONSORED ADR 9,573 9,573
GOLDMAN SACHS GROUP, INC. 38,577 38,577
GRAINGER W W INC. 16,574 16,574
GRUPO AEROPORTUARIO DEL - ADR 11,389 11,389
GRUPO AEROPORTUARIO DEL SURESTE S.A. DE C.V. - ADR 12,948 12,948
GRUPO FINANCIERO BANORTE SAB SPONSORED ADR 11,247 11,247
HALEON PLC 7,942 7,942
HANG SENG BANK- ADR 16,146 16,146
HASBRO, INC. 4,085 4,085
HCA HEALTHCARE INC. 4,872 4,872
HEINEKEN NV- SPN ADR 20,749 20,749
HENKEL AG & CO/S ADR 22,635 22,635
HERSHEY FOODS CORP. 9,322 9,322
HEWLETT PACKARD ENTERPRISE COMPANY 6,656 6,656
HILTON WORLDWIDE HOLDINGS INC. 4,188 4,188
HITACHI, LTD. - ADR 47,130 47,130
HOME DEPOT INC. 127,530 127,530
HONDA MOTOR CO., LTD 65,869 65,869
HONEYWELL INTERNATIONAL INC. 65,430 65,430
HOYA CORPORATION 33,994 33,994
HP INC. 12,457 12,457
HSBC HOLDINGS PLC - SPONS ADR 63,526 63,526
HUMANA INC. 19,228 19,228
HUSQVARNA AB 14,911 14,911
ICICI BANK LIMITED - SPON ADR 39,622 39,622
ICON PLC 5,661 5,661
IDEXX LABORATORIES INC. 17,207 17,207
ILLINOIS TOOL WORKS INC. 26,194 26,194
ILLUMINA, INC. 7,519 7,519
IMPALA PLATINUM - SPONSORED ADR 5,604 5,604
INFINEON TECHNOLOGIES AG - ADR 43,482 43,482
ING GROEP N.V. - SPONSORED ADR 22,921 22,921
INGERSOLL-RAND INC. 12,297 12,297
INTEL CORP. 69,948 69,948
INTERCONTINENTALEXCHANGE INC. 11,302 11,302
INTERNATIONAL CONSOLIDATED AIRLINES GROUP SA - SPONSORED ADR 6,778 6,778
INTERNATIONAL FLAVORS & FRAGRANCES INC. 14,332 14,332
INTESA SANPAOLO ADR 81,087 81,087
INT'L BUSINESS MACHINES CORP. 53,481 53,481
INTUIT CORP. 40,627 40,627
INTUITIVE SURGICAL, INC. 15,856 15,856
INVESCO DB AGRICULTURE FUND 547,743 547,743
ITAU UNIBANCO HOLDINGS SA - PREF ADR 15,693 15,693
J.B. HUNT TRANSPORT SERVICES, INC. 11,785 11,785
J.P. MORGAN CHASE & CO. 138,121 138,121
JACK HENRY & ASSOCIATES, INC. 6,536 6,536
JACOBS SOLUTIONS INC 7,009 7,009
JAMES HARDIE INDUSTRIES - SP ADR 11,601 11,601
JBS S.A.- ADR 6,689 6,689
JD.COM INC - ADR 19,010 19,010
JOHNSON & JOHNSON 175,079 175,079
JOHNSON CONTROLS INTERNATIONAL PLC 14,295 14,295
JOHNSON MATTHEY PLC - SPON ADR 12,215 12,215
JUNIPER NETWORKS, INC. 5,100 5,100
JUST EAT TAKEAWAY SPONSORED ADR 13,383 13,383
KB FINANCIAL GROUP INC. - ADR 39,467 39,467
KERRY GROUP PLC - SPONS ADR 10,498 10,498
KEURIG DR PEPPER INC 10,496 10,496
KEYSIGHT TECHNOLOGIES INC. 12,886 12,886
KIMBERLY-CLARK CORP 9,478 9,478
KIRIN BREWERY CO - SPON ADR 23,610 23,610
KKR & CO INC - CLASS A 11,682 11,682
KLA CORPORATION 8,720 8,720
KOMATSU LTD. - SPONS ADR 29,724 29,724
KONINKLIJKE AHOLD DELHAIZE NV - ADR 16,904 16,904
KONINKLIJKE KPN NV - SP ADR 11,142 11,142
KROGER CO. 9,599 9,599
KUBOTA CORPORATION - SPONS ADR 28,829 28,829
KYOCERA CORPORATION - SPONS ADR 40,802 40,802
LAM RESEARCH CORPORATION 33,680 33,680
LAS VEGAS SANDS CORP. 8,612 8,612
LEGAL & GENERAL GROUP PLC SPONSORED ADR 14,299 14,299
LEIDOS HOLDINGS INC. 7,902 7,902
LENOVO GROUP LIMITED ADR 15,999 15,999
LG DISPLAY CO LTD SPONS ADR 25,185 25,185
LIBERTY GLOBAL, LTD. - SERIES C 6,673 6,673
LINDE PLC. 9,036 9,036
LIVE NATION ENTERTAINMENT INC 4,867 4,867
LLOYDS TSB GROUP PLC - SP ADR 12,316 12,316
LONDON STOCK EXCHANGE GROUP PLC - UNSPON ADR 24,070 24,070
LOWE'S COMPANIES 72,996 72,996
LULULEMON ATHLETICA INC. 21,985 21,985
LYNAS RARE EARTHS LIMITED 7,013 7,013
LYONDELLBASELL INDUSTRIES NV 8,557 8,557
MACQUARIE GROUP LTD - ADR 56,950 56,950
MARRIOTT INTERNATIONAL CL A 4,059 4,059
MARSH MCLENNAN & CO. 26,905 26,905
MASCO CORPORATION 7,435 7,435
MASTERCARD INC - CLASS A 108,760 108,760
MCDONALD'S CORPORATION 100,813 100,813
MCKESSON HBOC INC. 23,612 23,612
MEDTRONIC, PLC 10,462 10,462
MERCADOLIBRE INC. 4,715 4,715
MERCK & CO. INC. 86,889 86,889
MERCK KGAA - SPONSORED ADR 13,985 13,985
META PLATFORMS INC 140,876 140,876
METTLER-TOLEDO INTERNATIONAL 4,852 4,852
MGM RESORTS INTERNATIONAL 4,557 4,557
MICROCHIP TECHNOLOGY INC. 15,691 15,691
MICRON TECHNOLOGY, INC. 17,324 17,324
MICROSOFT CORP. 990,489 990,489
MITSUBISHI UFJ FINANCIAL GROUP, INC. - ADR 48,371 48,371
MIZUHO FINANCIAL GROUP ADR 33,048 33,048
MONSTER BEVERAGE CORPORATION 6,740 6,740
MOODY'S CORPORATION 18,747 18,747
MORGAN STANLEY 37,487 37,487
MOTOROLA SOLUTIONS, INC. 16,281 16,281
MOWI ASA - SPONSORED ADR 10,525 10,525
MSCI INC. 14,141 14,141
NASDAQ STOCK MARKET INC. 7,791 7,791
NATIONAL AUSTRALIA BANK LTD - SP ADR 58,196 58,196
NATIONAL GRID PLC - SP ADR 60,783 60,783
NATWEST GROUP PLC 12,093 12,093
NEDBANK GROUP LTD - SPONS ADR 20,033 20,033
NESTLE SA-SPONS ADR FOR REG 127,887 127,887
NETAPP, INC. 7,670 7,670
NETEASE.COM INC. - ADR 13,136 13,136
NETFLIX INC. 76,927 76,927
NEW ORIENTAL EDUCATION & TECHNOLOGY GRP SPONSORED- ADR 7,255 7,255
NEWS CORPORATION- CLASS A 6,555 6,555
NEXTERA ENERGY, INC. 6,985 6,985
NICE SYSTEMS LTD. - SPONS ADR 18,754 18,754
NIDEC CORPORATION - SPON ADR 22,209 22,209
NIKE INC. - CL B 78,062 78,062
NIO INC ADR 8,707 8,707
NIPPON TELEGRAPH & TELEPHONE -ADR 21,996 21,996
NIPPON YUSEN KABUSHIKI KAISHA 15,173 15,173
NISSAN MOTORS CO., LTD. - SPON ADR 19,851 19,851
NOKIA - ADR A 13,276 13,276
NOMURA HOLDINGS, INC. - ADR 27,976 27,976
NORDEA BANK ABP - SPONSORED ADR 33,267 33,267
NORSK HYDRO AS SPON ADR 19,880 19,880
NORTHERN TRUST CORPORATION 7,257 7,257
NORTHROP GRUMMAN CORPORATION 33,238 33,238
NOVARTIS AG - ADR 92,993 92,993
NOVO NORDISK A/S-SPONS ADR 105,105 105,105
NUCOR CORPORATION 8,876 8,876
NVIDIA CORPORATION 248,600 248,600
NXP SEMICONDUCTORS NV 12,632 12,632
OCADO GROUP PLC - SPONSORED ADR 4,047 4,047
OLD DOMINION FREIGHT LINE, INC. 9,728 9,728
OMNICOM GROUP 7,094 7,094
OMRON CORPORATION - SPON ADR 24,913 24,913
ON SEMICONDUCTOR CORPORATION 5,764 5,764
ONEOK, INC. 3,581 3,581
ORACLE CORPORATION 40,485 40,485
ORIX CORPORATION - SPON ADR 30,445 30,445
ORKLA ASA SPON ADR 14,945 14,945
PACCAR INC. 37,498 37,498
PACKAGING CORP OF AMERICA 5,539 5,539
PALO ALTO NETWORKS, INC. 24,770 24,770
PANASONIC HOLDING CORP ADR 24,639 24,639
PARKER-HANNIFIN CORPORATION 5,989 5,989
PAYCHEX, INC. 14,293 14,293
PAYPAL HOLDINGS INC. 28,556 28,556
PEARSON PLC - SPONSORED ADR 9,254 9,254
PEPSICO, INC 81,693 81,693
PERNOD-RICARD - SPONS ADR 32,582 32,582
PFIZER INC. 46,755 46,755
PG&E CORPORATION 12,044 12,044
PING AN INSURANCE - ADR 15,920 15,920
PLDT INC- UNSPONSORED ADR 13,308 13,308
PNC FINANCIAL SERVICES GROUP 8,362 8,362
POOL CORP 7,177 7,177
POSCO - ADR 42,704 42,704
PPG INDUSTRIES, INC. 17,497 17,497
PROCTER & GAMBLE CO. 86,166 86,166
PROGRESSIVE CORPORATION 17,202 17,202
PROSUS NV - SPONSORED ADR 16,023 16,023
PRUDENTIAL PLC - ADR 37,783 37,783
PT TELEKOMUNIKASI INDONESIA PERSERO TBK SPON ADR 15,456 15,456
PUBLICIS GROUPE SA - ADR 35,495 35,495
QBE INSURANCE GROUP-SPN ADR 20,660 20,660
QORVO INC. 5,405 5,405
QUALCOMM INC. 62,625 62,625
QUANTA SERVICES, INC. 9,064 9,064
RAKUTEN GROUP, INC- ADR 14,018 14,018
RECKITT BENCKISER GROUP PLC- SPONS ADR 18,260 18,260
REGENERON PHARMACEUTICALS 28,984 28,984
RELX PLC - SPONSORED ADR 47,473 47,473
RENTOKIL INITIAL PLC - ADR 10,700 10,700
REPUBLIC SERVICES INC. CL A 18,470 18,470
REVVITY, INC. 5,793 5,793
RIO TINTO PLC - SPONSORED ADR 3,723 3,723
ROBERT HALF INC. 5,979 5,979
ROCHE HOLDING AG - SPONS ADR 71,119 71,119
ROCKWELL AUTOMATION INC 14,282 14,282
ROLLINS, INC. 6,638 6,638
ROLLS-ROYCE HOLDINGS PLC - SPON ADR 13,563 13,563
ROSS STORES, INC. 18,683 18,683
S&P GLOBAL INC 67,840 67,840
SALESFORCE INC. 106,045 106,045
SANDOZ GROUP AG 5,890 5,890
SANDVIK AB - SPONSORED ADR 44,162 44,162
SANOFI-AVENTIS - ADR 46,050 46,050
SAP AG - SPONSORED ADR 83,788 83,788
SCHLUMBERGER LTD. 23,782 23,782
SCHWAB (CHARLES) CORP. 7,086 7,086
SEAGATE TECHNOLOGY HOLADING PLC 7,513 7,513
SEKISUI HOUSE SPON ADR 36,392 36,392
SEMPRA 38,710 38,710
SENDAS DISTRIBUIDORA S.A. - SPON ADR 5,196 5,196
SERVICENOW INC 35,325 35,325
SHINHAN FINANCIAL GROUP CO., LTD. - ADR 45,585 45,585
SHISEIDO COMPANY, LIMITED SPON ADR 13,999 13,999
SIBANYE-STILLWATER LTD - ADR 9,068 9,068
SIEMENS AG-SPONS ADR 82,035 82,035
SINGAPORE TELECOMMUNICATIONS LIMITED ADR 34,932 34,932
SKANSKA AB 15,829 15,829
SKYWORKS SOLUTIONS, INC. 5,059 5,059
SMITH & NEPHEW PLC ADR 10,421 10,421
SNAP-ON INC. 5,488 5,488
SOCIEDAD QUIMICA Y MINERA DE CHILE SA SPONSORED ADR 8,310 8,310
SOCIETE GENERALE-SPONSORED ADR 28,590 28,590
SODEXO-SPONSORED ADR 23,703 23,703
SONIC HEALTHCARE SPONSORED ADR 25,078 25,078
SONY GROUP CORPORATION - SPONS ADR 55,204 55,204
SPARK NEW ZEALAND - SPONSORED ADR 37,546 37,546
SSE PLC-SPN ADR 47,680 47,680
STANLEY BLACK & DECKER INC. 6,867 6,867
STARBUCKS CORPORATION 46,757 46,757
STATE STREET CORP. 7,436 7,436
STEEL DYNAMICS, INC. 29,171 29,171
STERIS PLC 3,737 3,737
STORA ENSO OYJ - SPONS ADR 29,155 29,155
STRYKER CORPORATION 31,743 31,743
SUMITOMO MITSUI FINANCIAL GROUP, INC SPON ADR 40,501 40,501
SUN HUNG KAI PROPERTIES SPONSORED ADR 35,392 35,392
SUZANO SA - ADR 5,919 5,919
SWEDBANK AB - SPONSORED ADR 14,772 14,772
SWISS RE LTD-SPN ADR 31,798 31,798
SYNOPSYS 19,567 19,567
SYSCO CORPORATION 9,946 9,946
T. ROWE PRICE GROUP INC. 9,261 9,261
TAIWAN SEMICONDUCTOR MANUFACTURING COMPANY LTD. - SP ADR 243,464 243,464
TAKEDA PHARMACEUTICAL CO LTD-SPN ADR 28,397 28,397
TAKE-TWO INTERACTIVE SOFTWARE, INC. 5,472 5,472
TARGET CORPORATION 30,763 30,763
TDK CORP - ADR 31,704 31,704
TE CONNECTIVITY LIMITED 13,348 13,348
TECHTRONIC INDUSTRIES COMPANY LIMITED 13,722 13,722
TELEDYNE TECHNOLOGIES INCORPORATED 5,802 5,802
TELEFONICA BRASIL- ADR 6,050 6,050
TELEFONICA S.A. - ADR 11,103 11,103
TELENOR ASA-ADR 12,719 12,719
TENARIS SA - ADR 14,425 14,425
TERADYNE INC. 9,658 9,658
TESCO PLC - SPONSORED ADR 14,943 14,943
TESLA INC. 286,746 286,746
TEVA PHARMACEUTICAL INDUSTRIES LTD. ADR 3,978 3,978
TEXAS INSTRUMENTS INC. 42,956 42,956
THE CLOROX COMPANY 9,554 9,554
THE ESTEE LAUDER COMPANIES INC. CLASS A 11,261 11,261
THE INTERPUBLIC GROUP OF COMPANIES, INC. 5,092 5,092
THE MOSAIC COMPANY 9,040 9,040
THE SHERWIN-WILLIAMS COMPANY 32,126 32,126
THE TJX COMPANIES, INC. 42,121 42,121
THE TRAVELERS COMPANIES, INC. 11,239 11,239
THE WALT DISNEY COMPANY 55,709 55,709
THERMO FISHER SCIENTIFIC INC. 69,533 69,533
T-MOBILE US, INC. 27,096 27,096
TOKIO MARINE HOLDING INC ADR 39,897 39,897
TOYOTA MOTOR CORPORATION - SPON ADR 159,357 159,357
TRACTOR SUPPLY COMPANY 13,762 13,762
TRANE TECHNOLOGIES PLC 34,390 34,390
TRANSDIGM GROUP, INC. 6,070 6,070
TREASURY WINE ESTATES - ADR 14,826 14,826
TRIMBLE INC 5,054 5,054
TRIP.COM GROUP LTD ADR 11,739 11,739
UBER TECHNOLOGIES INC 42,237 42,237
ULTA BEAUTY INC 7,350 7,350
UNI-CHARM CORPORATION - SPONS ADR 26,183 26,183
UNILEVER PLC - SPONSORED ADR 47,510 47,510
UNION PACIFIC CORP. 29,966 29,966
UNITED MICROELECTRONICS ADR 28,053 28,053
UNITED OVERSEAS BANK LTD - SP ADR 30,599 30,599
UNITED PARCEL SERVICE CLASS B 39,308 39,308
UNITED RENTALS, INC. 17,776 17,776
UNITED UTILITIES GROUP - ADR 23,113 23,113
UNITEDHEALTH GROUP INC. 155,835 155,835
US BANCORP 12,768 12,768
V.F. CORPORATION 7,708 7,708
VALEO SE SPON ADR 32,732 32,732
VEOLIA ENVIRONMENT ADR 34,279 34,279
VERALTO CORP 82 82
VERISK ANALYTICS, INC. 17,198 17,198
VERIZON COMMUNICATIONS 35,627 35,627
VERTEX PHARMACEUTICALS INC. 13,427 13,427
VESTIS CORP 14,777 14,777
VIPSHOP HOLDINGS LTD. ADR 5,239 5,239
VISA INC - CLASS A SHARES 123,927 123,927
VODACOM GROUP LTD - SPONS ADR 8,274 8,274
VODAFONE GROUP PLC - SP ADR 7,404 7,404
VULCAN MATERIALS COMPANY 7,037 7,037
WABTEC CORPORATION 11,548 11,548
WALGREENS BOOTS ALLIANCE INC 4,334 4,334
WAL-MART DE MEXICO SA DE CV ADR 17,437 17,437
WALMART INC 74,096 74,096
WASTE MANAGEMENT, INC. 70,386 70,386
WATERS CORPORATION 9,548 9,548
WEG S.A. 7,549 7,549
WEST PHARMACEUTICAL SERVICES, INC. 9,507 9,507
WESTERN DIGITAL CORPORATION 6,913 6,913
WH GROUP LIMITED - SPONSORED ADR 10,363 10,363
WHIRLPOOL CORPORATION 4,384 4,384
WIPRO LTD - ADR 36,812 36,812
WOLTERS KLUWER NV - SPONS ADR 25,366 25,366
WOORI FINANCIAL SPONSORED ADR-W/I 34,662 34,662
WORKDAY INC.- CLASS A 12,423 12,423
WPP PLC ADR 13,415 13,415
XPENG INC - ADR 3,837 3,837
XYLEM INC. 6,862 6,862
YAMAHA CORPORATION - ADR 14,073 14,073
YARA INTERNATIONAL ASA-ADR 2,975 2,975
YUM! BRANDS, INC. 27,569 27,569
ZIMMER BIOMET HOLDINGS, INC. 7,302 7,302
ZOETIS INC. 21,119 21,119
ZURICH INSURANCE GROUP AG - ADR 47,161 47,161

TY 2023 InvestmentsGovtObligationsSch
Name:
THE DAVID ROCKEFELLER FUND INC
EIN:
13-3533359
US Government Securities - End of Year Book Value:

2,023,281
US Government Securities - End of Year Fair Market Value:

2,023,281
State & Local Government Securities - End of Year Book Value:


708,482
State & Local Government Securities - End of Year Fair Market Value:


708,482


TY 2023 InvestmentsOtherSchedule2
Name:
THE DAVID ROCKEFELLER FUND INC
EIN:
13-3533359
Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
JANUS HENDERSON MORTGAGE BACKED ETF FMV 107,729 107,729
ALEXANDRIA REAL ESTATE EQUITIES, INC. FMV 6,846 6,846
AMERICAN TOWER CORPORATION FMV 25,258 25,258
AVALONBAY COMMUNITIES, INC. FMV 11,420 11,420
BRITISH LAND COMPANY PLC - SPON ADR FMV 50,682 50,682
CBRE GROUP, INC. FMV 19,828 19,828
CROWN CASTLE INTERNATIONAL CORP. FMV 8,409 8,409
EQUINIX, INC. FMV 10,470 10,470
EQUITY LIFESTYLE PROPERTIES, INC FMV 8,324 8,324
EQUITY RESIDENTIAL PROPERTIES TRUST FMV 6,177 6,177
ESSEX PROPERTY TRUST, INC. FMV 5,207 5,207
EXTRA SPACE STORAGE INC. FMV 9,459 9,459
HEALTHPEAK PROPERTIES INC FMV 6,098 6,098
INVITATION HOMES INC FMV 8,186 8,186
IRON MOUNTAIN INC. FMV 18,825 18,825
KE HOLDINGS INC ADR FMV 9,288 9,288
MID-AMERICA APARTMENT COMMUNITIES, INC. FMV 7,530 7,530
PROLOGIS INC. FMV 36,924 36,924
PUBLIC STORAGE INC. FMV 33,550 33,550
REALTY INCOME CORPORATION FMV 13,838 13,838
SBA COMMUNICATIONS CORPORATION FMV 9,640 9,640
SIMON PROPERTY GROUP, INC. FMV 7,845 7,845
SUN COMMUNITIES, INC. FMV 6,415 6,415
UDR, INC. FMV 6,165 6,165
VANGUARD MORTGAGE BACKED SECURITIES ETF FMV 161,472 161,472
VENTAS, INC. FMV 6,978 6,978
VICI PROPERTIES INC FMV 8,321 8,321
WELLTOWER OP INC FMV 12,984 12,984
CRA QUALIFIED INVESTMENT FUND FMV 5,082,000 5,082,000
PAX WORLD GLOBAL ENVIRONMENTAL MARKETS FUND FMV 6,889,500 6,889,500
NEW ENERGY CAPITAL FUND VI (OFFSHORE) LP FMV 1,188,845 1,188,845
NEW ENERGY CAPITAL INFRASTRUCTURE CREDIT FUND II LP FMV 1,089,478 1,089,478
ROCKEFELLER ALTERNATIVE STRATEGIES FUND, FMV 10,604 10,604
ROCKEFELLER ACCESS FUND 06-I, LLC FMV 135,993 135,993
LIBRA FOSSIL FUEL FREE FUND, L.P. FMV 14,107,312 14,107,312

TY 2023 LandEtcSchedule2
Name:
THE DAVID ROCKEFELLER FUND INC
EIN:
13-3533359
Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
OFFICE EQUIPMENT 11,462 10,683 779 779
COMPUTER EQUIPMENT & SOFTWARE 19,205 13,899 5,306 5,306


TY 2023 LegalFeesSchedule
Name:
THE DAVID ROCKEFELLER FUND INC
EIN:
13-3533359
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
LEGAL FEES - GENERAL 22,056 0   7,549


TY 2023 OtherAssetsSchedule
Name:
THE DAVID ROCKEFELLER FUND INC
EIN:
13-3533359
Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
ACCRUED INVESTMENT RECEIVABLE 45,636 54,850 54,850
RECOVERABLE TAXES PAID 24,250 8,162 8,162
AFFILIATE/STAFF RECEIVABLES 4,393 3,000 3,000


TY 2023 OtherDecreasesSchedule
Name:
THE DAVID ROCKEFELLER FUND INC
EIN:
13-3533359
Description Amount
DEFERRED FEDERAL EXCISE TAX PROVISION 73,910


TY 2023 OtherExpensesSchedule
Name:
THE DAVID ROCKEFELLER FUND INC
EIN:
13-3533359
Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
TELEPHONE & INTERNET 1,124 63   1,235
INSURANCE 18,373 1,025   17,348
GEN. OFFICE EXP: DUES & MEMBERSHIPS 15,377 10,347   8,967
GEN. OFFICE EXP: MAINTENANCE & REPAIRS 23,756 1,326   26,254
GENERAL OFFICE EXP: OTHER 46,708 135   45,531
PORTFOLIO DEDUCTIONS THROUGH PARTNERSHIPS 154,330 164,524   0
FOREIGN TAXES AND ADR FEES 45,331 45,331   0
GEN. OFFICE EXP: PAYROLL FEES 8,078 1,204   6,874
FILING FEES 1,750 0   1,750
MISCELLANEOUS GENERAL 1,052 0   955


TY 2023 OtherIncomeSchedule2
Name:
THE DAVID ROCKEFELLER FUND INC
EIN:
13-3533359
Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
ORDINARY INCOME THROUGH K-1S 95,651 7 95,651
OTHER INVESTMENT INCOME 3,593 3,593 3,593


TY 2023 OtherIncreasesSchedule
Name:
THE DAVID ROCKEFELLER FUND INC
EIN:
13-3533359
Description Amount
UNREALIZED GAIN ON INVESTMENTS 5,441,292
CONTRA-REVENUE DISCOUNT 135,793


TY 2023 OtherLiabilitiesSchedule
Name:
THE DAVID ROCKEFELLER FUND INC
EIN:
13-3533359
Description Beginning of Year - Book Value End of Year - Book Value
TAXES PAYABLE 90,557 164,467


TY 2023 OtherProfessionalFeesSchedule
Name:
THE DAVID ROCKEFELLER FUND INC
EIN:
13-3533359
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
PROGRAM CONSULTANTS 76,700 0   77,750
INVESTMENT ADVISORY COMMITTEE STIPENDS 4,000 4,000   0
INVESTMENT MANAGEMENT FEES 201,153 201,153   0
CONSULTANTS' FEES - BENEFIT RESOURCES 8,756 0   8,582
INFORMATION & TECHNOLOGY SERVICES 13,327 0   12,992
CUSTODY FEES 17,300 17,300   0


TY 2023 TaxesSchedule
Name:
THE DAVID ROCKEFELLER FUND INC
EIN:
13-3533359
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
FEDERAL EXCISE TAX 41,388 0   0
FOREIGN TAXES THROUGH K-1S 0 26,145   0