Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
right arrowDo not enter social security numbers on this form as it may be made public.
right arrowGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2023
Open to Public Inspection
For calendar year 2023, or tax year beginning 01-01-2023 , and ending 12-31-2023
Name of foundation
SUSAN AND ELIHU ROSE FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)777 THIRD AVENUE 6TH FLOOR
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY100171307
A Employer identification number

13-3484181
B Telephone number (see instructions)

(212) 210-6666
C right arrow
G Check all that apply:

D 1. Foreign organizations, check here............. right arrow
2. Foreign organizations meeting the 85%
test, check here and attach computation ... right arrow
E right arrow
H Check type of organization:
F right arrow
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)right arrow$3,872,217J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check right arrow.............
3 Interest on savings and temporary cash investments 8,433 8,433  
4 Dividends and interest from securities... 78,991 77,660  
5a Gross rents............   62,214  
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 184,013
b Gross sales price for all assets on line 6a 3,009,663
7 Capital gain net income (from Part IV, line 2)... 0
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
10 -3,198  
12 Total. Add lines 1 through 11........ 271,447 145,109  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment
List of Attached Documents:
// Content
572 3,793   572
b Accounting fees (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
29,491 0   29,491
c Other professional fees (attach schedule).... Click to see attachment
List of Attached Documents:
// Content
29,047 32,647   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment
List of Attached Documents:
// Content
728 732   0
19 Depreciation (attach schedule) and depletion...   1,785  
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
1,722 87,186   1,664
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 61,560 126,143   31,727
25 Contributions, gifts, grants paid....... 1,265,215 1,265,215
26 Total expenses and disbursements. Add lines 24 and 25 1,326,775 126,143   1,296,942
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -1,055,328
b Net investment income (if negative, enter -0-) 18,966
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2023)
Form 990-PF (2023)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 288,197 218,927 218,927
3 Accounts receivable right arrow  
Less: allowance for doubtful accounts right arrow        
4 Pledges receivable right arrow  
Less: allowance for doubtful accounts right arrow        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) right arrow  
Less: allowance for doubtful accounts right arrow        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 2,635,072 Click to see attachment
List of Attached Documents:
// Content
1,608,074 		1,866,410
c Investments—corporate bonds (attach schedule)....... 200,000 Click to see attachment
List of Attached Documents:
// Content
200,000 		191,680
11 Investments—land, buildings, and equipment: basis right arrow  
Less: accumulated depreciation (attach schedule) right arrow        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 952,788 Click to see attachment
List of Attached Documents:
// Content
993,728 		1,595,200
14 Land, buildings, and equipment: basis right arrow  
Less: accumulated depreciation (attach schedule) right arrow        
15 Other assets (describe right arrow)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 4,076,057 3,020,729 3,872,217
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe right arrow)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here right arrow
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 4,076,057 3,020,729
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here right arrow
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 4,076,057 3,020,729
30 Total liabilities and net assets/fund balances (see instructions). 4,076,057 3,020,729
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
4,076,057
2
Enter amount from Part I, line 27a .....................
2
-1,055,328
3
Other increases not included in line 2 (itemize) right arrow
3
0
4
Add lines 1, 2, and 3 ..........................
4
3,020,729
5
Decreases not included in line 2 (itemize) right arrow
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
3,020,729
Form 990-PF (2023)
Form 990-PF (2023)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES      
b FARALLON CAPITAL INSTITUTIONAL PARTNERS LP P    
c GOODHUE RESIDENTIAL COMPANY P    
d CAPITAL GAINS DIVIDENDS P    
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 3,009,107   3,265,183 -256,076
b       -14,744
c       33,076
d 556     556
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -256,076
b       -14,744
c       33,076
d       556
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 -237,188
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here right arrow and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions) 1 264
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 264
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 264
6 Credits/Payments:
a 2023 estimated tax payments and 2022 overpayment credited to 2023 6a 44,986
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld .......... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 44,986
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......right arrow 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...right arrow 10 44,722
11 Enter the amount of line 10 to be: Credited to 2024 estimated taxright arrow44,722 Refundedright arrow 11 0
Form 990-PF (2023)
Form 990-PF (2023)
Page 4
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. right arrow$ 0(2) On foundation managers.right arrow$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.right arrow$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
round bullet By language in the governing instrument, or
round bullet By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument? ................
6
Yes
 
7
Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
and Part XIV..................................
7
Yes
 
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
right arrowDE, NY
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
8b
Yes
 
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2023 or the taxable year beginning in 2023? See the instructions for Part XIII.
If "Yes," complete Part XIII .............................
9
 
No
10
Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
and addresses. ...............................
10
 
No
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
11
 
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions.................
12
 
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
 
Website addressright arrowNONE
14
The books are in care ofright arrowMICHAEL SCHINDLER Telephone no.right arrow (212) 210-6666

Located atright arrow777 THIRD AVENUE 6TH FLOORNEW YORKNY ZIP+4right arrow100171307
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........right arrow
and enter the amount of tax-exempt interest received or accrued during the year ........right arrow
15
 
16 At any time during calendar year 2023, did the foundation have an interest in or a signature or other authority over YesNo
a bank, securities, or other financial account in a foreign country? .................
16   No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country right arrow
Form 990-PF (2023)
Form 990-PF (2023)
Page 5
Part VI-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
1a(1)
 
No
(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person? ..............................
1a(2)
 
No
(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
1a(3)
Yes
 
(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
1a(4)
 
No
(5) Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)? ......................
1a(5)
 
No
(6) Agree to pay money or property to a government official? (Exception. Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.) ...............
1a(6)
 
No
b
If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
1b
 
No
c
Organizations relying on a current notice regarding disaster assistance check here ........right arrow
d
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2023? .............
1d
 
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2023, did the foundation have any undistributed income (Part XII, lines 6d
and 6e) for tax year(s) beginning before 2023?....................
2a
 
No
If "Yes," list the years right arrow20, 20, 20, 20
b
Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to all years listed, answer "No" and attach statement—see instructions.) ..............
2b
 
 
c
If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
right arrow20, 20, 20, 20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year? ..............................
3a
 
No
b
If "Yes," did it have excess business holdings in 2023 as a result of (1) any purchase by the foundation
or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2023.) .....................
3b
 
 
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
 
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2023? ..
4b
 
No
Form 990-PF (2023)
Form 990-PF (2023)
Page 6
Part VI-B
Statements Regarding Activities for Which Form 4720 May Be Required (continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
5a(1)
 
No
(2) Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive? ....................
5a(2)
 
No
(3) Provide a grant to an individual for travel, study, or other similar purposes? .............
5a(3)
 
No
(4) Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions ........................
5a(4)
Yes
 
(5) Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals? .............
5a(5)
 
No
b
If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
5b
 
No
c
Organizations relying on a current notice regarding disaster assistance check .........right arrow
d
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant? .................
5d
Yes
 
If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
List of Attached Documents:
// Content
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract? .............................
6a
 
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
6b
 
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
7a
 
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
7b
 
 
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year? .........................
8
 
No
Part VII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a) Name and address (b) Title, and average
hours per week
devoted to position 		(c) Compensation
 (If not paid, enter
-0-) 		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
other allowances
ELIHU ROSE PRESIDENT/SECRETARY/DIRECTOR
2.00 		0 0 0
777 THIRD AVENUE 6TH FLOOR
NEW YORK,NY100171307
SUSAN W ROSE TREASURER/DIRECTOR
2.00 		0 0 0
777 THIRD AVENUE 6TH FLOOR
NEW YORK,NY100171307
AMY ROSE DIRECTOR
2.00 		0 0 0
777 THIRD AVENUE 6TH FLOOR
NEW YORK,NY100171307
2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a) Name and address of each employee paid more than $50,000 (b) Title, and average
hours per week
devoted to position 		(c) Compensation (d) Contributions to
employee benefit
plans and deferred
compensation 		(e) Expense account,
other allowances
NONE
Total number of other employees paid over $50,000...................right arrow 0
Form 990-PF (2023)
Form 990-PF (2023)
Page 7
Part VII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)
3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
NONE
Total number of others receiving over $50,000 for professional services.............right arrow0
Part VIII-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
1  
2  
3  
4  
Part VIII-B
Summary of Program-Related Investments (see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
1  
2  
All other program-related investments. See instructions.
3  
Total. Add lines 1 through 3.........................right arrow0
Form 990-PF (2023)
Form 990-PF (2023)
Page 8
Part IX
Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities...................
1a
3,056,160
b
Average of monthly cash balances.......................
1b
353,648
c
Fair market value of all other assets (see instructions)................
1c
891,117
d
Total (add lines 1a, b, and c).........................
1d
4,300,925
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation) .............
1e
0
2
Acquisition indebtedness applicable to line 1 assets..................
2
0
3
Subtract line 2 from line 1d.........................
3
4,300,925
4
Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
instructions) .............................
4
64,514
5
Net value of noncharitable-use assets. Subtract line 4 from line 3. ............
5
4,236,411
6
Minimum investment return. Enter 5% (0.05) of line 5................
6
211,821
Part X
Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
1
Minimum investment return from Part IX, line 6..................
1
211,821
2a
Tax on investment income for 2022 from Part V, line 5.......
2a
264
b
Income tax for 2022. (This does not include the tax from Part V.) ...
2b
 
c
Add lines 2a and 2b............................
2c
264
3
Distributable amount before adjustments. Subtract line 2c from line 1............
3
211,557
4
Recoveries of amounts treated as qualifying distributions................
4
0
5
Add lines 3 and 4............................
5
211,557
6
Deduction from distributable amount (see instructions).................
6
0
7
Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
7
211,557
Part XI
Qualifying Distributions (see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
1a
1,296,942
b
Program-related investments—total from Part VIII-B..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes...............................
2
 
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)....................
3a
 
b
Cash distribution test (attach the required schedule) .................
3b
 
4
Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4. .......
4
1,296,942
Form 990-PF (2023)
Form 990-PF (2023)
Page 9
Part XII
Undistributed Income (see instructions)
(a)
Corpus 		(b)
Years prior to 2022 		(c)
2022 		(d)
2023
1 Distributable amount for 2023 from Part X, line 7 211,557
2 Undistributed income, if any, as of the end of 2022:
a Enter amount for 2022 only....... 0
b Total for prior years:20 , 20, 20 0
3 Excess distributions carryover, if any, to 2022:
a From 2018...... 5,209,155
b From 2019...... 1,731,535
c From 2020...... 1,354,983
d From 2021...... 1,311,652
e From 2022...... 1,219,800
f Total of lines 3a through e ........ 10,827,125
4Qualifying distributions for 2023 from Part
XI, line 4: right arrow$ 1,296,942
a Applied to 2022, but not more than line 2a 0
b Applied to undistributed income of prior years
(Election required—see instructions)..... 		0
c Treated as distributions out of corpus (Election
required—see instructions)........ 		0
d Applied to 2023 distributable amount..... 211,557
e Remaining amount distributed out of corpus 1,085,385
5 Excess distributions carryover applied to 2023. 0 0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6Enter the net total of each column as
indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 11,912,510
b Prior years’ undistributed income. Subtract
line 4b from line 2b .......... 		0
c Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed...... 		0
d Subtract line 6c from line 6b. Taxable amount
—see instructions ........... 		0
e Undistributed income for 2022. Subtract line
4a from line 2a. Taxable amount—see
instructions ............. 		0
f Undistributed income for 2023. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2024 .......... 		0
7 Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions) ....... 		0
8 Excess distributions carryover from 2018 not
applied on line 5 or line 7 (see instructions) ... 		5,209,155
9 Excess distributions carryover to 2024.
Subtract lines 7 and 8 from line 6a ...... 		6,703,355
10 Analysis of line 9:
a Excess from 2019.... 1,731,535
b Excess from 2020.... 1,354,983
c Excess from 2021.... 1,311,652
d Excess from 2022.... 1,219,800
e Excess from 2023.... 1,085,385
Form 990-PF (2023)
Form 990-PF (2023)
Page 10
Part XIII
Private Operating Foundations (see instructions and Part VI-A, question 9)
1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2023, enter the date of the ruling ...... right arrow
 
b Check box to indicate whether the organization is a private operating foundation described in section or
2a Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part IX for each
year listed .......... 		Tax year Prior 3 years (e) Total
(a) 2023 (b) 2022 (c) 2021 (d) 2020
         
b 85% (0.85) of line 2a .........          
c Qualifying distributions from Part XI,
line 4 for each year listed ..... 		         
d Amounts included in line 2c not used directly
for active conduct of exempt activities .......... 		         
e Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c .... 		         
3 Complete 3a, b, or c for the
alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......          
(2) Value of assets qualifying
under section 4942(j)(3)(B)(i)		          
b “Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part IX, line 6 for each year listed .. 		         
c “Support" alternative test—enter:
(1) Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties) .... 		         
(2) Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii).... 		         
(3) Largest amount of support
from an exempt organization		          
(4) Gross investment income          
Part XIV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1Information Regarding Foundation Managers:
aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
ELIHU ROSE
SUSAN W ROSE
bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here right arrow
aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
bThe form in which applications should be submitted and information and materials they should include:
cAny submission deadlines:
dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form 990-PF (2023)
Form 990-PF (2023)
Page 11
Part XIV
Supplementary Information (continued)
3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
 Foundation
status of
recipient 		Purpose of grant or
contribution 		Amount
Name and address (home or business)
aPaid during the year

54 BELOW INC

254 W 54TH STREET
NEW YORK,NY10019 		N/A PC INAUGURAL COMMITTEE 5,000

54 BELOW INC

254 W 54TH STREET
NEW YORK,NY10019 		N/A PC GENERAL SUPPORT DONATION 1,000

A PARTNER IN EDUCATION

16 FAYERWEATHER ST
CAMBRIDGE,MA02138 		N/A PC RWANDAN CHARITY A PARTNER IN EDUCATION 1,000

ALL-STAR ORCHESTRA

27 EDGEWOOD AVENUE
LARCHMONT,NY10538 		N/A PC GENERAL SUPPORT DONATION 2,500

ALZHEIMER'S DRUG DISCOVERY FOUNDATION

57 WEST 57TH STREET SUITE 904
NEW YORK,NY10019 		N/A PC DONATION FOR ALZHEIMER'S DISCOVERY GALA 5,000

AMERICAN ASSOCIATES OF THE NATIONAL THEATRE

247 WEST 30TH STREET 8F
NEW YORK,NY10001 		N/A PC GENERAL SUPPORT DONATION 1,000

AMERICAN MUSEUM OF NATURAL HISTORY

CENTRAL PARK WEST AT 79TH STREET
NEW YORK,NY10024 		N/A PC GENERAL SUPPORT DONATION 2,350

ARMY WAR COLLEGE FOUNDATION

122 FORBES AVENUE
CARLISLE,PA17013 		N/A PC GENERAL SUPPORT DONATION 10,000

BE HUMAN KINDNESS

2513 HIGHVIEW TERRACE
FORT WORTH,TX76109 		N/A PC GENERAL SUPPORT DONATION 3,000

BIRTHRIGHT ISRAEL FOUNDATION

711 THIRD AVENUE 10TH FLOOR
NEW YORK,NY10017 		N/A PC GENERAL SUPPORT DONATION 1,000

BLUE CLOUD GALA - PART OF THE CHINA INSTITUE

100 WASHINGTON STREET
NEW YORK,NY10017 		N/A PC GENERAL SUPPORT DONATION 1,000

CARNEGIE HALL

881 SEVENTH AVENUE
NEW YORK,NY10019 		N/A PC THE STAGE OF LEGENDS - A GALA EVENING AT CARNEGIE HALL 12,790

CARNEGIE HALL

881 SEVENTH AVENUE
NEW YORK,NY10019 		N/A PC SUSAN ROSE PLEDGEFOR 2023 ($100,000 ALLOCATED TO ARCHIVES AND $25,000 TO ENSEMBLE CONNECT) 125,000

CARNEGIE HILL NEIGHBORS INC

1326 MADISON AVENUE
NEW YORK,NY10128 		N/A PC GENERAL SUPPORT DONATION 525

CENTRAL SYNAGOGUE

123 E 55TH STREET
NEW YORK,NY10022 		N/A PC GENERAL SUPPORT DONATION 25,000

CHABAD CENTER AT UNIVERSITY OF COLORADO

775 17TH STREET
BOULDER,CO80302 		N/A PC DONATION TO CHABAD CENTER AT UNIVERSITY OF COLORADO 500

CLOSE ENCOUNTERS WITH MUSIC

PO BOX 130
SPENCERTOWN,NY12165 		N/A PC GENERAL SUPPORT DONATION 1,000

COUNCIL ON FOREIGN RELATIONS

58 EAST 68TH STREET
NEW YORK,NY10065 		N/A PC GENERAL SUPPORT DONATION 10,000

FOOT STEPS INC

PO BOX 20833
WINSTONSALEM,NC27127 		N/A PC GENERAL SUPPORT DONATION 2,500

FRENCH HERITAGE SOCIETY INC

14 E 60TH STREET SUITE 605
NEW YORK,NY10022 		N/A PC CHAIRMAN CIRCLE 2,500

GABRIELLA FOUNDATION - PART OF EVERYBODY DANCE LA

3183 WILSHIRE BLVD STE 196 K22
LOS ANGELES,CA90010 		N/A PC GENERAL SUPPORT DONATION 520

GARRISON INSTITUTE

PO BOX 532
GARRISON,NY10524 		N/A PC GENERAL SUPPORT DONATION 10,000

GUGGENHEIM MUSEUM

1071 5TH AVENUE
NEW YORK,NY10128 		N/A PC GENERAL SUPPORT DONATION 140

HARLEM EDUCATIONAL ACTIVITIES FUND INC (HEAF)

2090 ADAM CLAYTON POWELL JR BLVD
10TH FL
NEW YORK,NY10027 		N/A PC DONATION IN HONOR OF DANIEL ROSE 5,000

HASTY PUDDING INSTITUTE OF 1770

PO BOX 381940
CAMBRIDGE,MA02238 		N/A PC DONATION IN HONOR OF ANDREW FARKAS 5,000

HEAL THE BAY

1444 9TH STREET
SANTA MONICA,CA90401 		N/A PC GENERAL SUPPORT DONATION 100

HIAS

1300 SPRING STREET SUITE 500
SILVER SPRING,MD20910 		N/A PC REFUGEE DONATION 500

HOSPITAL FOR SPECIAL SURGERY

535 E 70TH STREET
NEW YORK,NY10021 		N/A PC BIKE HSS 2023 1,040

HOSPITAL FOR SPECIAL SURGERY

535 E 70TH STREET
NEW YORK,NY10021 		N/A PC GENERAL SUPPORT DONATION 25,000

HUNTER COLLEGE FOUNDATION

695 PARK AVENUE
NEW YORK,NY10065 		N/A PC ROOSEVELT HOUSE 25,000

JEWISH FEDERATION OF SAN DIEGO

4950 MURPHY CANYON ROAD
SAN DIEGO,CA92123 		N/A PC EMERGENCY RESPONSE FUND 1,030

LINCOLN CENTER THEATER

150 W 65TH STREET
NEW YORK,NY10023 		N/A PC GENERAL SUPPORT DONATION 2,500

LITERARY CLASSICS OF THE US INC

14 EAST 60TH STREET
NEW YORK,NY10022 		N/A PC 40TH ANNIVERSARY CELEBRATION 5,000

LITERARY CLASSICS OF THE US INC

14 EAST 60TH STREET
NEW YORK,NY10022 		N/A PC 40TH ANNIVERSARY GIFT 35,000

MABEL MERCER FOUNDATION

630 9TH AVENUE SUITE 402
NEW YORK,NY10036 		N/A PC 34TH ANNUAL CABARET CONVENTION GALA 3,100

MABEL MERCER FOUNDATION

630 9TH AVENUE SUITE 402
NEW YORK,NY10036 		N/A PC GENERAL SUPPORT DONATION 350

MASTERVOICES INC (FORMERLY THE COLLEGIATE CHORALE)

1441 BROADWAY SUITE 3024
NEW YORK,NY10018 		N/A PC SUPPORT OF THE 2022- 2023 MASTERVOICES SEASON 1,000

MASTERVOICES INC (FORMERLY THE COLLEGIATE CHORALE)

1441 BROADWAY SUITE 3024
NEW YORK,NY10018 		N/A PC DONATION FOR WINTER GALA 1,030

METROPOLITAN OPERA

LINCOLN CENTER
NEW YORK,NY10023 		N/A PC GENERAL SUPPORT DONATION 5,500

MONTCLAIR KIMBERLEY ACADEMY

201 VALLEY ROAD
MONTCLAIR,NJ07042 		N/A PC ALUMNI DONATION 500

MUSEUM OF MODERN ART

11 WEST 53RD STREET
NEW YORK,NY10019 		N/A PC GENERAL SUPPORT DONATION 1,500

MUSEUM OF THE CITY OF NEW YORK

1220 FIFTH AVENUE
NEW YORK,NY10029 		N/A PC GENERAL SUPPORT DONATION 10,000

MUSIC FORWARD

1275 PROSPECT AVENUE
BROOKLYN,NY11218 		N/A PC $2,500 FOR 2023 GALA AND $2,000 FOR OCTOBER PERFORMANCE 4,500

MUSIC FORWARD

1275 PROSPECT AVENUE
BROOKLYN,NY11218 		N/A PC GENERAL SUPPORT DONATION 25,000

NATIONAL MUSEUM OF AMERICAN HISTORY

1300 CONSTITUTION AVE NW
WASHINGTON,DC20560 		N/A PC GENERAL SUPPORT DONATION 5,000

NATIONAL SAWDUST

80 N 6TH STREET
BROOKLYN,NY11249 		N/A PC SONIC PEARL GALA ON APRIL 18TH, 2024 1,000

NEW YORK CITY CENTER INC

130 WEST 56TH STREET 9TH FLOOR
NEW YORK,NY10019 		N/A PC GENERAL SUPPORT DONATION 2,500

NEW YORK EVENTS - NY PUBLIC RADIO

160 VARICK STREET
NEW YORK,NY10013 		N/A PC NY PUBLIC RADIO 1,500

NEW YORK FOUNDATION FOR THE ARTS

29 W 38TH ST 9TH FLOOR
NEW YORK,NY10018 		N/A PC GENERAL SUPPORT DONATION 1,000

NEW YORK GILBERT AND SULLIVAN

225 WEST 99TH STREET
NEW YORK,NY10025 		N/A PC GENERAL SUPPORT DONATION 2,500

NEW YORK HISTORICAL SOCIETY

170 CENTRAL PARK WEST
NEW YORK,NY10024 		N/A PC DONATION IN HONOR OF JUDY GLICKMAN LAUDER 5,000

NEW YORK HISTORICAL SOCIETY

170 CENTRAL PARK WEST
NEW YORK,NY10024 		N/A PC CHAIRMAN COUNCIL 24,000

NEW YORK PHILHARMONIC

10 LINCOLN CENTER PLAZA
NEW YORK,NY10023 		N/A PC NY PHIL SPRING GALA DONATION 10,000

NEW YORK PHILHARMONIC

10 LINCOLN CENTER PLAZA
NEW YORK,NY10023 		N/A PC DONATION FOR NY PHIL FAMILY BENEFIT EVENT 5,000

NEW YORK PHILHARMONIC

10 LINCOLN CENTER PLAZA
NEW YORK,NY10023 		N/A PC DONATION FOR SPRING GALA 10,000

NEW YORK PHILHARMONIC

10 LINCOLN CENTER PLAZA
NEW YORK,NY10023 		N/A PC SUSAN AND ELIHU ROSE SUPPORT FOR 3/11 FAMILY BENEFIT 50,000

NEW YORK PHILHARMONIC

10 LINCOLN CENTER PLAZA
NEW YORK,NY10023 		N/A PC SUSAN ROSE ANNUAL GIFT 200,000

NEW YORK PHILHARMONIC

10 LINCOLN CENTER PLAZA
NEW YORK,NY10023 		N/A PC GEFFEN CAMPAIGN 200,000

NEW YORK PUBLIC RADIO DBA WNYC RADIO WQXR AND NJ PUBLIC RADIO

160 VARICK STREET
NEW YORK,NY10013 		N/A PC GENERAL SUPPORT DONATION 2,496

NEW YORK SOCIETY LIBRARY

53 E 79TH ST
NEW YORK,NY10075 		N/A PC GENERAL SUPPORT DONATION 10,000

NEW YORK UNIVERSITY

70 WASHINGTON SQUARE SOUTH
NEW YORK,NY10012 		N/A PC DONATION TO THE INSTITUE OF FINE ARTS 10,000

NO LABELS

1130 CONNECTICUT AVENUE
WASHINGTON,DC20036 		N/A PC GENERAL SUPPORT DONATION 5,000

ORCHESTRA OF ST LUKES

330 W 42ND ST 9TH FLOOR
NEW YORK,NY10036 		N/A PC GIFT OF MUSIC GALA DONATION 1,000

ORCHESTRA OF ST LUKES

330 W 42ND ST 9TH FLOOR
NEW YORK,NY10036 		N/A PC ARTS EDUCATION FUN 5,000

PALM BEACH SYMPHONY

700 S DIXIE HIGHWAY
WEST PALM BEACH,FL33401 		N/A PC DONATION IN HONOR OF CONDUCTOR JODY SCHWARZ 2,500

PEOPLES SYMPHONY CONCERTS

16 WEST 36TH STREET
NEW YORK,NY10018 		N/A PC GENERAL SUPPORT DONATION 500

PROJECT LYME

229 E 85TH ST 38
NEW YORK,NY10028 		N/A PC 2023 GALA 50,000

SAMUEL WAXMAN CANCER FOUNDATION

30 OAKLEY AVENUE
MOUNT VERNON,NY10550 		N/A PC DONATION FOR COLLABORATING FOR A CURE GALA 7,500

SEVENTH REGIMENT ARMORY

643 PARK AVENUE
NEW YORK,NY10065 		N/A PC ROSE DONATION FOR JONAS KAUFMANN BENEFIT 13,800

SEVENTH REGIMENT ARMORY

643 PARK AVENUE
NEW YORK,NY10065 		N/A PC SUSAN AND ELIHU ROSE 2023 GALA SUPPORT 50,000

SEVENTH REGIMENT ARMORY

643 PARK AVENUE
NEW YORK,NY10065 		N/A PC GENERAL SUPPORT DONATION 80,000

SHIELD OF STEEL

388 JERICHO TURNPIKE 126
SYOSSETT,NY11791 		N/A PC GENERAL SUPPORT DONATION 1,944

SMITH COLLEGE

1 CHAPIN WAY
NORTHAMPTON,MA01063 		N/A PC DONATION FOR THE SMITH FUND 2,000

SPECIAL OLYMPICS

1133 19TH STREET NW
WASHINGTON,DC20036 		N/A PC SPECIAL OLYMPICS 2023 ANNUAL FUND 500

SPHINX ORGANIZATION

2200 HUNT STREET NO 461
DETROIT,MI48207 		N/A PC GENERAL SUPPORT DONATION 500

TECA

PO BOX 1253
NEW CAANAN,CT06840 		N/A PC ENGLISH CONCERT IN AMERICA DONATION 1,500

THE BATTERY CONSERVANCY

90 BROAD STREET
NEW YORK,NY10004 		N/A PC GENERAL SUPPORT DONATION 5,000

THE COMMITTEE TO REDUCE INFECTION DEATHS

5 PARTRIDGE HOLLOW ROAD
GREENWICH,CT06831 		N/A PC DONATION IN HONOR OF PAMELA NEWMAN 500

THE JUILLIARD SCHOOL

60 LINCOLN CENTER PLAZA
NEW YORK,NY10023 		N/A PC SUSAN AND ELIHU ROSE DONATION FOR SPRING 2023 GALA 25,000

THE JUILLIARD SCHOOL

60 LINCOLN CENTER PLAZA
NEW YORK,NY10023 		N/A PC GENERAL SUPPORT DONATION 50,000

THE MORGAN LIBRARY

225 MADISON AVENUE
NEW YORK,NY10016 		N/A PC GENERAL SUPPORT DONATION 2,000

THE NEW SCHOOL

66 WEST 12TH STREET
NEW YORK,NY10011 		N/A PC GENERAL SUPPORT DONATION 1,000

THE SING SING PRISON MUSEUM

127 MAIN STREET
OSSINING,NY10562 		N/A PC GENERAL SUPPORT DONATION 10,000

THE VIVIAN BEAUMONT THEATER

150 WEST 65THSTREET
NEW YORK,NY10023 		N/A PC GENERAL SUPPORT DONATION 15,000

VAIL VALLEY FOUNDATION

90 BENCHMARK RD STE 300
AVON,CO81620 		N/A PC ANNUAL FUND DONATION 1,000

VAIL VALLEY FOUNDATION

90 BENCHMARK RD STE 300
AVON,CO81620 		N/A PC DONATION IN HONOR OF SHELBIE RASSLER 3,000

WIKIMEDIA FOUNDATION INC

1 MONTGOMERY STREET SUITE 1600
SAN FRANCISCO,CA94104 		N/A PC GENERAL SUPPORT DONATION 2,500

YORK THEATRE COMPANY

150 E 76TH ST
NEW YORK,NY10021 		N/A PC 2022 END OF THE YEAR CAMPAIGN 2,500

YOUNG CONCERT ARTISTS

1776 BROADWAY SUITE 1500
NEW YORK,NY10019 		N/A PC GENERAL SUPPORT DONATION 5,000
Total .................................right arrow 3a 1,265,215
bApproved for future payment

HOSPITAL FOR SPECIAL SURGERY
535 E 70TH ST
NEW YORK,NY10021 		N/A PC RIVER BUILDING EXPANSION CONSTRUCTION 25,000

NEW YORK PHILHARMONIC
10 LINCOLN CENTER PLAZA
NEW YORK,NY10023 		N/A PC DAVID GEFFEN RENOVATION CAMPAIGN 400,000

THE JUILLIARD SCHOOL
60 LINCOLN CENTER PLAZA
NEW YORK,NY10023 		N/A PC SUSAN W. ROSE SCHOLORSHIP 75,000
Total ................................. right arrow 3b 500,000
Form 990-PF (2023)
Form 990-PF (2023)
Page 12
Part XV-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
Related or exempt
function income
(See instructions.)
1Program service revenue: (a)
Business code 		(b)
Amount 		(c)
Exclusion code 		(d)
Amount
a
b
c
d
e
f
gFees and contracts from government agencies          
2 Membership dues and assessments ....          
3 Interest on savings and temporary cash
investments ........... 		    14 8,433  
4 Dividends and interest from securities ....     14 78,991  
5 Net rental income or (loss) from real estate:
aDebt-financed property......          
bNot debt-financed property.....          
6 Net rental income or (loss) from personal property          
7 Other investment income .....          
8 Gain or (loss) from sales of assets other than
inventory ............ 		    18 184,013  
9 Net income or (loss) from special events:          
10 Gross profit or (loss) from sales of inventory          
11 Other revenue:
aOTHER INCOME 		    01 10  
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e) .. 0 271,447 0
13Total. Add line 12, columns (b), (d), and (e)..................
13
271,447
(See worksheet in line 13 instructions to verify calculations.)
Part XV-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
DownArrow 		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form 990-PF (2023)
Form 990-PF (2023)
Page 13
Part XVI
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1) Cash...................................
1a(1)
 
No
(2) Other assets.................................
1a(2)
 
No
b
Other transactions:
(1) Sales of assets to a noncharitable exempt organization....................
1b(1)
 
No
(2) Purchases of assets from a noncharitable exempt organization..................
1b(2)
 
No
(3) Rental of facilities, equipment, or other assets.......................
1b(3)
 
No
(4) Reimbursement arrangements...........................
1b(4)
 
No
(5) Loans or loan guarantees.............................
1b(5)
 
No
(6) Performance of services or membership or fundraising solicitations................
1b(6)
 
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
1c
 
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
(a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
b
If "Yes," complete the following schedule.

(a) Name of organization (b) Type of organization (c) Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
right arrow right arrow
May the IRS discuss this return
with the preparer shown below?
See instructions.
Signature of officer or trustee Date Title
Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date Check if self-
employed right arrow		 PTIN
Firm's name SmallBullet
 Firm's EIN SmallBullet
Firm's address SmallBullet


 Phone no.
Form 990-PF (2023)
Additional Data


Software ID:  
Software Version:  


Form 990PF - Special Condition Description:
Special Condition Description

TY 2023 AccountingFeesSchedule
Name:
SUSAN AND ELIHU ROSE FOUNDATION INC
EIN:
13-3484181
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
ACCOUNTING AND RETURN PREPARATION FEES 29,491 0   29,491

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

TY 2023 ExpenditureResponsibilityStmt
Name:
SUSAN AND ELIHU ROSE FOUNDATION INC
EIN:
13-3484181
Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
ASSOCIATION RIGA TECH GIRLS
  		STABU 50-9
RIGA   LV-1011
LG 		2022-08-09 10,000 TO ARRANGE REMOVAL OF WOMAN AND CHILDREN FROM THE UKRAINE 10,000 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 10/10/2023   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY

TY 2023 InvestmentsCorpBondsSchedule
Name:
SUSAN AND ELIHU ROSE FOUNDATION INC
EIN:
13-3484181
Name of Bond End of Year Book Value End of Year Fair Market Value
BCS10% WORSTOF CONTINGENT DAILY (06745PBS9) 200000 UNITS 200,000 191,680

TY 2023 InvestmentsCorpStockSchedule
Name:
SUSAN AND ELIHU ROSE FOUNDATION INC
EIN:
13-3484181
Name of Stock End of Year Book Value End of Year Fair Market Value
ABBOTT LABORATORIES (ABT) 61 SHARES 4,953 6,714
ACCENTURE PLC IRELAND CL A (ACN) 23 SHARES 2,585 8,071
ADOBE INC (ADBE) 35 SHARES 4,513 20,881
AIRBNB INC CL A (ABNB) 55 SHARES 8,490 7,488
ALCON INC (ALC) 51 SHARES 3,036 3,984
ALIGN TECHNOLOGY (ALGN) 15 SHARES 2,536 4,110
ALLEGION PUB LTD CO (ALLE) 24 SHARES 3,237 3,041
ALPHABET INC CL A (GOOGL) 35 SHARES 1,314 4,889
ALPHABET INC CL C (GOOG) 499 SHARES 53,363 70,286
AMAZON COM INC (AMZN) 194 SHARES 26,343 29,476
AMERIPRISE FINCL INC (AMP) 18 SHARES 1,720 6,837
AMGEN INC (AMGN) 20 SHARES 4,311 5,760
ANSYS INC (ANSS) 28 SHARES 7,765 10,161
APPLE INC (AAPL) 16 SHARES 2,205 3,080
ASPEN TECHNOLOGY INC (AZPN) 15 SHARES 2,872 3,302
ATMOS ENERGY CP (ATO) 34 SHARES 3,763 3,941
AUTODESK INC DELAWARE (ADSK) 44 SHARES 7,969 10,741
BENTLEY SYS INC COM CL B (BSY) 96 SHARES 5,120 5,009
BERKLEY W R CORP (WRB) 50 SHARES 2,511 3,536
BERKSHIRE HATHAWAY CL-B NEW (BRK'B) 9 SHARES 2,676 3,210
BEST BUY CO (BBY) 725 SHARES 48,579 56,753
BLACKROCK INC (BLK) 85 SHARES 56,270 69,003
BLACKSTONE INC (BX) 83 SHARES 8,982 10,866
BOEING CO (BA) 10 SHARES 1,456 2,607
BRIGHT HORIZONS FAMILY SOLUT (BFAM) 25 SHARES 3,418 2,356
CAPITAL ONE FINANCIAL CORP (COF) 40 SHARES 3,103 5,245
CHARLES RIVER LABS INTL INC (CRL) 16 SHARES 6,124 3,782
CHARLES SCHWAB NEW (SCHW) 1375 SHARES 97,207 94,600
CHEMED CORPORATION (CHE) 5 SHARES 2,397 2,924
CHENIERE ENERGY INC (LNG) 14 SHARES 1,222 2,390
CHOICE HOTELS INTL INC NEW (CHH) 19 SHARES 2,354 2,203
COCA COLA CO (KO) 1325 SHARES 78,201 78,082
COMMERCE BANCSHARES (CBSH) 36 SHARES 1,889 1,923
CONSTELLATION BRANDS INC CL A (STZ) 13 SHARES 3,094 3,143
CORTEVA INC (CTVA) 97 SHARES 2,604 4,648
COSTCO WHOLESALE CORP NEW (COST) 5 SHARES 2,500 3,300
COTERRA ENERGY INC (CTRA) 171 SHARES 3,325 4,364
CROWN CASTLE INTL CORP (CCI) 25 SHARES 3,997 2,880
CULLEN FROST BANKERS INC (CFR) 27 SHARES 2,168 2,929
DANAHER CORPORATION (DHR) 20 SHARES 2,927 4,627
DEERE & CO (DE) 10 SHARES 3,715 3,999
DIAGEO PLC SPON ADR NEW (DEO) 385 SHARES 68,147 56,079
DICKS SPORTING GOODS INC (DKS) 550 SHARES 61,842 80,823
DOLBY CLA A COM STK (DLB) 36 SHARES 2,678 3,102
DOLLAR GEN CORP NEW COM (DG) 8 SHARES 1,030 1,088
DOLLAR TREE INC (DLTR) 16 SHARES 2,001 2,273
ECOLAB INC (ECL) 20 SHARES 4,475 3,967
ELI LILLY & CO (LLY) 12 SHARES 4,943 7,084
EQUIFAX INC (EFX) 16 SHARES 3,941 3,957
EQUITY LIFESTYLE PROPERTIES (ELS) 43 SHARES 2,853 3,069
EXPONENT INC (EXPO) 32 SHARES 2,953 2,817
FAIR ISAAC & CO INC (FICO) 2 SHARES 1,221 2,745
GARTNER INC (IT) 10 SHARES 879 4,548
GENL DYNAMICS CORP (GD) 17 SHARES 2,509 4,414
GOLDMAN SACHS GRP INC (GS) 15 SHARES 5,145 5,787
HEINEKEN NV SPN ADR (HEINY) 650 SHARES 30,749 33,008
HONEYWELL INTL INC (HON) 20 SHARES 4,631 4,194
HOVNANIAN ENTERPRISES INC CL A (HOV) 31 SHARES 1,836 4,824
INTERACTIVE BROKERS GROUP CL A (IBKR) 31 SHARES 1,973 2,534
JACK HENRY & ASSOC INC (JKHY) 19 SHARES 3,159 3,105
JOHNSON & JOHNSON (JNJ) 14 SHARES 2,318 2,194
JPMORGAN CHASE & CO (JPM) 26 SHARES 3,776 4,423
LCI INDS (LCII) 7 SHARES 850 880
LENNAR CORPORATION (LEN) 46 SHARES 2,794 6,856
LENNOX INTL INC (LII) 10 SHARES 3,369 4,475
LOWES COMPANIES INC (LOW) 26 SHARES 5,448 5,718
LPL FINL HLDGS INC COM (LPLA) 17 SHARES 2,342 3,870
LULULEMON ATHLETICA INC (LULU) 4 SHARES 1,481 2,045
LVMH MOET HENNESSY LOUIS VUITT (LVMUY) 190 SHARES 27,512 30,794
MARRIOTT INTL INC NEW CL A (MA) 115 SHARES 18,454 25,934
MARTIN MARIETTA MATERIALS (MLM) 13 SHARES 2,554 6,486
MASTERCARD INC CL A (MA) 22 SHARES 3,029 9,383
MATTEL INC (MAT) 2475 SHARES 51,402 46,728
MC DONALDS CORP (MCD) 115 SHARES 30,581 34,099
MEDTRONIC PLC SHS (MDT) 39 SHARES 3,616 3,213
MERCK & CO INC NEW COM (MRK) 58 SHARES 5,078 6,323
MICHELIN COMPAGNIE GENERALE DE (MGDDY) 217 SHARES 3,217 3,891
MICROCHIP TECHNOLOGY INC (MCHP) 72 SHARES 3,435 6,493
MICROSOFT CORP (MSFT) 218 SHARES 52,645 81,829
MITSUBISHI UFJ FINCL GRP ADS (MUFG) 380 SHARES 1,568 3,272
MONDELEZ INTL INC COM (MDLIZ) 925 SHARES 57,467 66,998
NESTLE SPON ADR REP REG SHR (NSRGY) 375 SHARES 43,816 43,446
NETFLIX INC (NFLX) 20 SHARES 6,272 9,953
NIKE INC B (NKE) 457 SHARES 47,382 49,616
NORDSON CP (NDSN) 17 SHARES 3,750 4,491
NOVO NORDISK A/S ADR (NVO) 38 SHARES 3,502 3,884
NVIDIA CORPORATION (NVDA) 6 SHARES 1,600 2,971
OSHKOSH CORP (OSK) 26 SHARES 2,910 2,819
PALO ALTO NETWORKS INC (PANW) 11 SHARES 1,575 3,244
PARKER HANNIFIN CORP (PH) 16 SHARES 2,938 7,371
PAYPAL HLDGS INC COM (PYPL) 1312 SHARES 86,803 80,570
PEPSICO INC NC (PEP) 450 SHARES 76,966 76,428
PNC FINL SVCS GP (PNC) 25 SHARES 2,874 3,871
POOL CORP (POOL) 12 SHARES 5,455 4,785
PROCTER & GAMBLE (PG) 376 SHARES 51,867 55,099
QUALCOMM INC (QCOM) 37 SHARES 2,289 5,351
R P M INC (RPM) 40 SHARES 2,932 4,465
RALPH LAUREN CORP CL A (RL) 250 SHARES 27,986 36,050
REALTY INCOME CORP (O) 47 SHARES 3,012 2,699
ROLLINS INC (ROL) 75 SHARES 2,671 3,265
RTX CORPORATION (RTX) 40 SHARES 3,465 3,366
SAIA INC (SAIA) 6 SHARES 1,613 2,629
SALESFORCE , INC. (CRM) 38 SHARES 6,636 9,972
SERVICENOW INC (NOW) 19 SHARES 5,686 13,423
SIMON PPTY GROUP INC (SPG) 16 SHARES 1,954 2,282
SITEONE LANDSCAPE SUPPLY INC (SITE) 18 SHARES 3,045 2,873
SONY GROUP CORPORATION ADR (SONY) 55 SHARES 3,593 5,208
STARBUCKS CORP WASHINGTON (SBUX) 500 SHARES 48,576 48,005
SYSCO CORP (SYY) 41 SHARES 3,472 2,998
TAIWAN SMCNDCTR MFG CO LTD ADR (TSM) 29 SHARES 2,529 3,016
TELEDYNE TECH INC (TDY) 15 SHARES 6,553 6,791
TERADYNE INC (TER) 34 SHARES 4,305 3,690
THE COOPER COMPANIES INC (COO) 11 SHARES 4,365 4,163
THE SCOTTS MIRACLE-GRO COMPANY (SMG) 32 SHARES 5,767 2,040
THERMO FISHER SCIENTIFIC (TMO) 9 SHARES 4,875 4,777
THOR INDUSTRIES INC (THO) 25 SHARES 2,714 2,956
U S BANCORP COM NEW (USB) 104 SHARES 3,453 4,501
UNITEDHEALTH GP INC (UNH) 19 SHARES 6,557 10,003
VERALTO CORP (VLTO) 6 SHARES 348 494
VISA INC CL A (V) 130 SHARES 22,343 33,846
WALMART INC (WMT) 21 SHARES 2,916 3,311
WALT DISNEY CO HLDG CO (DIS) 33 SHARES 2,912 2,980
WATSCO INC (WSO) 9 SHARES 2,751 3,856
WILLIAMS SONOMA (WSM) 1140 SHARES 22,018 33,294
WORKDAY INC CL A (WDAY) 16 SHARES 3,685 4,503
XCEL ENERGY INC (XEL) 63 SHARES 4,202 3,900
XYLEM INC COM (XYL) 41 SHARES 2,732 4,689
YUM BRANDS INC (YUM) 725 SHARES 60,647 68,597
ZEBRA TECH CL-A (ZBRA) 12 SHARES 6,375 3,280
ZOETIS INC CLASS-A (ZTS) 26 SHARES 1,811 5,126
ZURN ELKAY WATER SOLNS CORP (ZWS) 102 SHARES 2,861 3,000

TY 2023 InvestmentsOtherSchedule2
Name:
SUSAN AND ELIHU ROSE FOUNDATION INC
EIN:
13-3484181
Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
FARALLON CAPITAL INSTITUTIONAL PARTNERS, LP AT COST 215,493 172,159
GOODHUE RESIDENTIAL COMPANY AT COST 0 92,116
INVESCO QQQ TRUST, SERIES 1 (QQQ) 47 SHARES AT COST 16,573 19,247
INVESCO S&P 500 EQUAL WEIGHT E (RSP) 30 SHARES AT COST 4,348 4,734
ISHARES 0-5 HY CORP (SHYG) 149 SHARES AT COST 6,198 6,291
ISHARES BARCLAYS 1-3 YR TSY BD (SHY) 26 SHARES AT COST 2,105 2,133
ISHARES CORE MSCI EAFE ETF (IEFA) 651 SHARES AT COST 35,847 45,798
ISHARES CORE S&P 500 ETF (IVV) 124 SHARES AT COST 55,475 59,226
ISHARES CORE S&P SMALL CAP E (IJR) 203 SHARES AT COST 21,152 21,975
ISHARES DOW JONES US ETF (IYY) 204 SHARES AT COST 22,347 23,772
ISHARES S&P MIDCAP 400 INDEX (IJH) 81 SHARES AT COST 20,993 22,449
JANUS HENDERSON AAA CLO ETF (JAAA) 726 SHARES AT COST 36,154 36,518
LORD ABBETT FLT RT I (LFRIX) 8636 SHARES AT COST 69,986 70,385
LORD ABBETT INCOME I (LAUYX) 11853 SHARES AT COST 27,741 29,160
LORD ABBETT SHT DURATION INC I (LLDYX) 6212 SHARES AT COST 23,879 23,917
PIMCO ACTIVE BOND EXCHANGE-T (BOND) 173 SHARES AT COST 14,814 15,994
PIMCO MORTGAGE OPP & BD I2 (PMZPX) 930 SHARES AT COST 8,754 8,740
REAL ESTATE - 20 EAST 35TH STREET AT COST 347,183 874,000
SPDR S&P 500 ETF TRUST (SPY) 13 SHARES AT COST 5,929 6,179
VANGUARD FTSE EMERGING MARKETS (VWO) 313 SHARES AT COST 11,294 12,864
VANGUARD RUSSELL 1000 VAL ETF (VONV) 386 SHARES AT COST 27,856 28,000
WISDOMTREE FLOATING RATE TRE (USFR) 389 SHARES AT COST 19,607 19,543

TY 2023 LegalFeesSchedule
Name:
SUSAN AND ELIHU ROSE FOUNDATION INC
EIN:
13-3484181
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
GENERAL AND ADMINISTRATIVE LEGAL FEES 572 0   572
LEGAL FEES THRU RENTAL PROPERTY 0 3,793   0


TY 2023 OtherExpensesSchedule
Name:
SUSAN AND ELIHU ROSE FOUNDATION INC
EIN:
13-3484181
Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
FILING FEES 264 0   264
OTHER INVESTMENT EXPENSES THRU SCHEDULE K-1'S 0 233   0
RENTAL PROPERTY INSURANCE 0 3,889   0
RENTAL PROPERTY MAINTENANCE CHARGES 0 78,880   0
RENTAL PROPERTY MISCELLANEOUS EXPENSES 0 3,766   0
DUES AND MEMBERSHIPS 1,400 0   1,400
BANK FEES 58 58   0
RENTAL PROPERTY DUES 0 360   0


TY 2023 OtherIncomeSchedule2
Name:
SUSAN AND ELIHU ROSE FOUNDATION INC
EIN:
13-3484181
Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
OTHER INCOME (LOSS) THRU SCHEDULE K-1'S   1,935  
ORDINARY BUSINESS INCOME (LOSS) THRU SCHEDULE K-1'S   -5,133  
OTHER INCOME 10   10


TY 2023 OtherProfessionalFeesSchedule
Name:
SUSAN AND ELIHU ROSE FOUNDATION INC
EIN:
13-3484181
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
MANAGEMENT FEES THRU RENTAL PROPERTY 0 3,600   0
INVESTMENT MANAGEMENT FEES 29,047 29,047   0


TY 2023 TaxesSchedule
Name:
SUSAN AND ELIHU ROSE FOUNDATION INC
EIN:
13-3484181
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
FOREIGN TAXES WITHHELD 728 728   0
FOREIGN TAXES WITHHELD THRU SCHEDULE K-1'S 0 4   0