Form990


Department of the TreasuryInternal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
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MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
A For the 2021 calendar year, or tax year beginning 07-01-2022 , and ending 06-30-2023
BCheck if applicable:
CName of organization
Trustees for Harvard University
 
 
Doing business as
 
 
Number and street (or P.O. box if mail is not delivered to street address)
1033 Massachusetts Avenue 3rd Fl
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Cambridge, MA02138
D Employer identification number

53-0199180
E Telephone number

G Gross receipts $ 427,648,396
F Name and address of principal officer:
ALAN M GARBER
MASSACHUSETTS HALL
CAMBRIDGE,MA02138
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
 
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. See instructions.
H(c)
Group exemption number MediumBullet  
K Form of organization:  
L Year of formation: 1941
M State of legal domicile: DC
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: TO FACILITATE HARVARD UNIVERSITY'S SCIENTIFIC, LITERARY, AND EDUCATIONAL ACTIVITIES IN WASHINGTON, DC.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 13
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 10
5 Total number of individuals employed in calendar year 2021 (Part V, line 2a) ...... 5 152
6 Total number of volunteers (estimate if necessary) ............. 6 19
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 0
b Net unrelated business taxable income from Form 990-T, Part I, line 11 ......... 7b 0
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 2,847,971 965,605
9 Program service revenue (Part VIII, line 2g) ......... 271,004 414,853
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 62,764,340 63,936,378
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 20,076 45,515
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12) 65,903,391 65,362,351
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 1,605,208 2,000,467
14 Benefits paid to or for members (Part IX, column (A), line 4).....   0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 12,252,942 12,656,745
16a Professional fundraising fees (Part IX, column (A), line 11e) .....   0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet0    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 28,847,520 30,477,807
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 42,705,670 45,135,019
19 Revenue less expenses. Subtract line 18 from line 12....... 23,197,721 20,227,332
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 1,451,909,922 1,435,527,775
21 Total liabilities (Part X, line 26)............. 1,239,504 2,625,228
22 Net assets or fund balances. Subtract line 21 from line 20..... 1,450,670,418 1,432,902,547
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ..........
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y Form 990 (2021)
Form 990 (2021)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III..............
1
Briefly describe the organization’s mission: TO FACILITATE HARVARD UNIVERSITY'S SCIENTIFIC, LITERARY, AND EDUCATIONAL ACTIVITIES IN WASHINGTON, DC.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? .....................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program
services? ...........................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 34,304,516 including grants of $ 1,164,363 ) (Revenue $ 382,393 )
DUMBARTON OAKS IS A MUSEUM, RESEARCH LIBRARY, AND EDUCATIONAL FACILITY FOR THE STUDY OF BYZANTINE AND MEDIEVAL HUMANITIES, PRE-COLUMBIAN ART, AND LANDSCAPE ARCHITECTURE. THE FACILITY SERVES APPROXIMATELY 67 FELLOWS.
4b (Code:   ) (Expenses $ 6,411,124 including grants of $ 836,104 ) (Revenue $ 32,460 )
CENTER FOR HELLENIC STUDIES IS AN EDUCATIONAL CENTER IN THE FIELD OF HELLENIC STUDIES DESIGNED TO REDISCOVER HUMANISM OF THE HELLENIC GREEKS. HELLENISM FOR THE CENTER ENCOMPASSES THE EVOLUTION OF THE GREEK LANGUAGE AND ITS CULTURE AS A CENTRAL POINT OF CONTACT FOR ALL OF THE DIFFERENT CIVILIZATIONS OF THE ANCIENT MEDITERRANEAN WORLD. IT ALSO INCLUDES INTERACTIONS WITH FOREIGN CULTURES AND THE DIFFUSION OF ROMAN INFLUENCES. THIS HUMANISTIC VISION ANIMATES THE CENTER'S MAIN ACTIVITIES: (1) BUILDING AND MAINTAINING A WORLD-CLASS COLLECTION OF RESOURCES FOR THE STUDY OF THE ANCIENT GRECO-ROMAN WORLD; (2) MAKING THESE RESOURCES AVAILABLE TO THE COMMUNITY OF SCHOLARS, OFFERING RESIDENTIAL AND NON-RESIDENTIAL FELLOWSHIPS TO SUPPORT RESEARCH IN THE FIELD, AND PROVIDING A VENUE WHERE THE FELLOWS AND OTHER SCHOLARS CAN COLLABORATE AND SHARE THEIR INSIGHTS WITH DIVERSE AUDIENCES BOTH AT THE CENTER AND BEYOND THROUGH SEMINARS, OTHER FORMS OF LIVE PRESENTATIONS, AND PUBLICATIONS; (3) DISSEMINATING SCHOLARSHIP ON THE HELLENIC WORLD IN PRINTED AND ELECTRONIC FORMATS AND DEVELOPING INFORMATION TECHNOLOGIES TO ENHANCE EXISTING METHODS AND PIONEER NEW AVENUES OF RESEARCH AND TEACHING; AND (4) DESIGNING AND ORCHESTRATING ACTIVITIES FOR A GLOBAL AUDIENCE WITH THE GOAL OF ENABLING A WIDE RANGE OF PARTICIPANTS, INCLUDING NON-TRADITIONAL STUDENTS, UNDERGRADUATES, GRADUATE STUDENTS, SCHOLARS FROM OTHER DISCIPLINES, AND LIFE-LONG LEARNERS TO ENGAGE IN THE STUDY AND APPRECIATION OF HELLENIC CULTURE. DURING FISCAL YEAR 2023 (JULY 1, 2022-JUNE 30, 2023), THE CENTER FOR HELLENIC STUDIES WAS ABLE TO PROVIDE THE FOLLOWING RESOURCES: SUPPORT TO 99 RESEARCH FELLOWS, ASSOCIATES, AND INVITED VISITING SCHOLARS, 53 OF WHOM VISITED OR LIVED ON CAMPUS; SUPPORT TO 19 VISITING RESEARCHERS, 10 LIBRARY USERS AND 3 VISITING ARTISTS; SUPPORT TO 24 READERS/PERFORMERS TO PARTICIPATE IN ONLINE PERFORMANCE PROGRAM; FUNDING FOR 4 INTERNSHIPS IN WASHINGTON D.C. AND 2 FACULTY HONORARIA AND INTERNSHIPS IN GREECE; FUNDING FOR 4 CONFERENCE PARTICIPANTS IN WASHINGTON D.C. AND 5 WORKSHOP PARTICIPANTS IN GREECE; FUNDING FOR 5 FACULTY RESEARCH GRANTS, 8 STUDENT SCHOLARSHIP AWARDS FOR PROGRAMS IN THE UNITED STATES AND 4 STUDENT SCHOLARSHIP AWARDS AND 3 TRAVEL AWARDS FOR PROGRAMS IN GREECE; ORGANIZATION OF 28 SEMINARS/WORKSHOPS/CONFERENCES; ORGANIZATION OF 11 PRESENTATIONS/PANELS/PERFORMANCE.
4c (Code:   ) (Expenses $   including grants of $   ) (Revenue $   )
4d Other program services (Describe in Schedule O.)
(Expenses $   including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet40,715,640
Form 990 (2021)
Form 990 (2021)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment
List of Attached Documents:
// Content
.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors? See instructions. Click to see attachment
List of Attached Documents:
// Content
...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part I.............
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part II.........
4
 
No
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Rev. Proc. 98-19? If "Yes," complete Schedule C, Part III..
5
 
 
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part I.........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part II....
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes,"
complete Schedule D, Part IIIClick to see attachment
List of Attached Documents:
// Content
..............
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IV..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi endowments? If "Yes," complete Schedule D, Part VClick to see attachment
List of Attached Documents:
// Content
......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X, as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If "Yes," complete
Schedule D, Part VI. Click to see attachment
List of Attached Documents:
// Content
...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment
List of Attached Documents:
// Content
.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIII.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IX............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
List of Attached Documents:
// Content
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part X
11f
 
No
12a
Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete
Schedule D, Parts XI and XII......................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
List of Attached Documents:
// Content
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States? .....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........Click to see attachment
List of Attached Documents:
// Content
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV.....
15
 
No
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...Click to see attachment
List of Attached Documents:
// Content
16
Yes
 
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I. See instructions. ....
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............
18
 
No
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.....
21
 
No
Form 990 (2021)
Form 990 (2021)
Page 4
Part IV
Checklist of Required Schedules (continued)
Yes
No
22
Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........Click to see attachment
List of Attached Documents:
// Content
22
Yes
 
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5, about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
List of Attached Documents:
// Content
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a...............
24a
 
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds? ...............
24c
 
 
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
 
25a
Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I ....
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I.......................
25b
 
No
26
Did the organization report any amount on Part X, line 5 or 22 for receivables from or payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part II...........
26
 
No
27
Did the organization provide a grant or other assistance to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or employee thereof, a grant selection committee member, or to a 35% controlled entity (including an employee thereof) or family member of any of these persons?
If "Yes," complete
Schedule L, Part III.........................
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see the Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, key employee, creator or founder, or substantial contributor? If "Yes," complete Schedule L, Part IV......................
28a
 
No
b
A family member of any individual described in line 28a? If "Yes," complete Schedule L, Part IV.....
28b
 
No
c
A 35% controlled entity of one or more individuals and/or organizations described in line 28a or 28b? If "Yes," complete Schedule L, Part IV.....................
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..
29
 
No
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M .................
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II........................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I............
33
 
No
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1.........................Click to see attachment
List of Attached Documents:
// Content
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
 
No
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 ...
35b
 
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2.............
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI
37
 
No
38
Did the organization complete Schedule O and provide explanations on Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V...........
Yes
No
1a
Enter the number reported in box 3 of Form 1096. Enter -0- if not applicable ..
1a
172
b
Enter the number of Forms W-2G included on line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
Form 990 (2021)
Form 990 (2021)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance (continued)
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
152
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file. See instructions.
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
 
No
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
 
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? ..
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletGR
See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? ...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? ......................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? ....................
7a
 
No
b
If "Yes," did the organization notify the donor of the value of the goods or services provided? .....
7b
 
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282? .........................
7c
 
No
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? ......................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? ..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? ........
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the sponsoring organization make any taxable distributions under section 4966?........
9a
 
 
b
Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?...
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources. (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state? .........
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
15
Is the organization subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or excess parachute payment(s) during the year? ....................
If "Yes," see the instructions and file Form 4720, Schedule N.
15
 
No
16
Is the organization an educational institution subject to the section 4968 excise tax on net investment income? ..
If "Yes," complete Form 4720, Schedule O.
16
 
No
17
Section 501(c)(21) organizations. Did the trust, any disqualified person, or mine operator engage in any activities that would result in the imposition of an excise tax under section 4951, 4952, or 4953? ..
If "Yes," complete Form 6069.
17
 
 
Form 990 (2021)
Form 990 (2021)
Page 6
Part VI
Governance, Management, and Disclosure. For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
1a
13
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent
1b
10
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? .
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
Yes
 
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .......................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe on Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe on Schedule O how this was done...................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
 
No
b
Other officers or key employees of the organization ................
15b
 
No
If "Yes" to line 15a or 15b, describe the process on Schedule O. See instructions.
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the states with which a copy of this Form 990 is required to be filedMediumBullet
18
Section 6104 requires an organization to make its Form 1023 (1024 or 1024-A, if applicable), 990, and 990-T (section 501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, address, and telephone number of the person who possesses the organization's books and records:
MediumBulletOffice of the Controller1033 Massachusetts Avenue 3rd Floor   Cambridge,MA02138 (617) 495-7792
Form 990 (2021)
Form 990 (2021)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See the instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (box 5 of Form W-2, Form 1099-MISC, and/or box 1 of Form 1099-NEC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

See the instructions for the order in which to list the persons above.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W-2/1099-MISC/1099-NEC) 		(E)
Reportable compensation from related organizations (W-2/1099-MISC/1099-NEC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) LAWRENCE S BACOW
 
PRESIDENT
 1.0
.................
62.0 		X   X       0 1,333,866 423,243
(2) PAUL J FINNEGAN
 
TRUSTEE/TREASURER
 1.0
.................
10.0 		X   X       0 0 0
(3) BIDDY MARTIN
 
TRUSTEE
 1.0
.................
5.0 		X           0 2,083 0
(4) DAVID M RUBENSTEIN
 
TRUSTEE
 1.0
.................
5.0 		X           0 0 0
(5) DIANA L NELSON
 
TRUSTEE
 1.0
.................
5.0 		X           0 0 0
(6) KAREN GORDON MILLS
 
TRUSTEE
 1.0
.................
45.0 		X           0 170,482 33,135
(7) KENNETH I CHENAULT
 
TRUSTEE
 1.0
.................
5.0 		X           0 0 0
(8) MARIANO-FLORENTINO CUELLAR
 
TRUSTEE
 1.0
.................
5.0 		X           0 0 0
(9) PENNY S PRITZKER
 
TRUSTEE
 1.0
.................
9.0 		X           0 0 0
(10) SHIRLEY M TILGHMAN
 
TRUSTEE
 1.0
.................
5.0 		X           0 0 0
(11) THEODORE V WELLS JR
 
TRUSTEE
 1.0
.................
5.0 		X           0 0 0
(12) TIMOTHY R BARAKETT
 
TRUSTEE
 1.0
.................
5.0 		X           0 0 0
(13) TRACY PALANDJIAN
 
TRUSTEE
 1.0
.................
5.0 		X           0 0 0
(14) MARC L GOODHEART
 
SECRETARY
 1.0
.................
60.0 		    X       0 498,064 67,455
(15) MARK SCHIEFSKY
 
DIRECTOR, CENTER FOR HELLENIC STUDIES
 40.0
.................
20.0 		      X     0 271,998 177,229
(16) THOMAS BF CUMMINS
 
DIRECTOR, DUMBARTON OAKS
 60.0
.................
0 		      X     260,599 0 196,175
(17) DAVID CONINE
 
DIRECTOR OF FACILITIES, DUMBARTON OAKS
 40.0
.................
0 		        X   163,288 0 15,011
Form 990 (2021)
Form 990 (2021)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W-2/1099-MISC/1099-NEC) 		(E)
Reportable compensation from related organizations (W-2/1099-MISC/1099-NEC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) JOY DE MENIL
 
EXECUTIVE EDITOR & DIRECTOR, BELKNAP PUBLISHING
 60.0
.......................0 		        X   168,668 0 18,050
(19) PANAGIOTA BATSAKIS
 
EXECUTIVE DIRECTOR, DUMBARTON OAKS
 60.0
.......................0 		        X   200,423 0 22,909
(20) SUZANNE DAY
 
SENIOR DIRECTOR, FEDERAL RELATIONS
 60.0
.......................0 		        X   268,170 0 34,070
(21) THAISA WAY
 
DIRECTOR, GARDEN & LANDSCAPE STUDIES
 35.0
.......................0.0 		        X   160,608 0 25,736
(22) DREW GILPIN FAUST
 
SEE SCHEDULE O
 0.0
.......................60.0 		          X 0 395,290 66,383
(23) GREGORY NAGY
 
SEE SCHEDULE O
 0.0
.......................20.0 		          X 0 263,011 58,777
(24) JAN M ZIOLKOWSKI
 
SEE SCHEDULE O
 0.0
.......................60.0 		          X 0 233,944 29,600












1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)...........MediumBullet 1,221,756 3,168,738 1,167,773
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization MediumBullet28
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such
individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
GILBANE BUILDING COMPANY

1100 N GLEBE ROAD
ARLINGTON,VA22201 		CONSTRUCTION SERVICES 1,832,984
GARDAWORLD SECURITY SERVICES

PO BOX 843886
KANSAS CITY,MO64184 		SECURITY SERVICES 1,709,459
SELLDORF ARCHITECTS

860 BROADWAY
NEW YORK,NY10003 		ARCHITECT SERVICES 1,188,560
JODI MACKLIN INTERIOR DESIGN

4817 DORSET AVENUE
CHEVY CHASE,MD20815 		INTERIOR DESIGN SERVICES 935,087
EWINGCOLE INC

330 7TH AVENUE
11TH FL
NEW YORK,NY10001 		ARCHITECT SERVICES 399,824
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet27
Form 990 (2021)
Form 990 (2021)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII.............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512 - 514
Contributions, Gifts, Grants, and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues..1b 542,362
c Fundraising events..1c  
d Related organizations1d  
e Government grants (contributions)1e 31,910
f All other contributions, gifts, grants, and similar amounts not included above1f 391,333
g Noncash contributions included in lines 1a - 1f:$ 1g  
h Total. Add lines 1a-1f.......MediumBullet 965,605
Program Service RevenueAmt Business Code
2a ADMISSIONS AND RELATED 900099 95,331 95,331    
b PUBLICATIONS & MATERIAL 511190 319,522 319,522    
c
d
e
f All other program service revenue. 0 0 0 0
g Total. Add lines 2a–2f .....MediumBullet 414,853
OtherAmtRevenueAmt 3 Investment income (including dividends, interest, and othersimilar amounts) ......MediumBullet 4,917,558     4,917,558
4 Income from investment of tax-exempt bond proceedsMediumBullet        
5 Royalties...........MediumBullet 45,515     45,515
(ii) Personal (i) Real
6a Gross rents     6a
b Less: rental expenses     6b
c Rental income or (loss) 0 0 6c
d Net rental income or (loss).......MediumBullet        
(ii) Other (i) Securities
7a Gross amount from sales of assets other than inventory   421,304,865 7a
b Less: cost or other basis and sales expenses   362,286,045 7b
c Gain or (loss) 0 59,018,820 7c
d Net gain or (loss).........MediumBullet 59,018,820     59,018,820
8a Gross income from fundraising events (not including $   of contributions reported on line 1c). See Part IV, line 18 ....
8a  
b Less: direct expenses ... 8b  
c Net income or (loss) from fundraising events..MediumBullet      
9a Gross income from gaming activities.
See Part IV, line 19 ...
9a  
b Less: direct expenses ... 9b  
c Net income or (loss) from gaming activities..MediumBullet        
10a Gross sales of inventory, less
returns and allowances ..
10a  
b Less: cost of goods sold .. 10b  
c Net income or (loss) from sales of inventory..MediumBullet        
Business Code Miscellaneous Revenue
11a            
b            
c            
d All other revenue .... 0 0 0 0
e Total. Add lines 11a–11d ...... MediumBullet 0
12 Total revenue. See instructions.....MediumBullet 65,362,351 414,853 0 63,981,893
Form 990 (2021)
Form 990 (2021)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX..............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising
expenses
1 Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 ....    
2 Grants and other assistance to domestic individuals. See Part IV, line 22 ........... 1,494,988 1,494,988
3 Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. ............. 505,479 505,479
4 Benefits paid to or for members .......    
5 Compensation of current officers, directors, trustees, and key employees ........... 314,708 157,354 157,354  
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .........        
7 Other salaries and wages........ 8,996,970 7,966,551 1,030,419  
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 822,138 778,219 43,919  
9 Other employee benefits ....... 1,763,243 1,434,760 328,483  
10 Payroll taxes ........... 759,686 672,679 87,007  
11 Fees for services (non-employees):        
a Management ...... 182,620 162,293 20,327  
b Legal ......... 130,974   130,974  
c Accounting ........... 56,702 3,308 53,394  
d Lobbying ...........        
e Professional fundraising services. See Part IV, line 17    
f Investment management fees ......        
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) 1,881,799 1,715,076 166,723 0
12 Advertising and promotion .... 41,712 39,976 1,736  
13 Office expenses ....... 1,025,690 947,687 78,003  
14 Information technology ...... 1,099,036 1,038,341 60,695  
15 Royalties .. 980 980    
16 Occupancy ........... 5,649,911 4,907,396 742,515  
17 Travel ............ 810,096 786,311 23,785  
18 Payments of travel or entertainment expenses for any federal, state, or local public officials .        
19 Conferences, conventions, and meetings .... 727,273 712,217 15,056  
20 Interest ...........        
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization .. 3,875,571 3,444,198 431,373  
23 Insurance ... 270,872 96,283 174,589  
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a ADMIN FEES TO HU 12,054,713 12,054,713    
b BOOKS AND SUBSCRIPTIONS 980,617 960,785 19,832  
c TAXES AND FEES 972,482 168,039 804,443  
d PUBLISHING 330,137 328,900 1,237  
e All other expenses 386,622 339,107 47,515 0
25 Total functional expenses. Add lines 1 through 24e 45,135,019 40,715,640 4,419,379 0
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2021)
Form 990 (2021)
Page 11
Part X
Balance Sheet
Check if Schedule O contains a response or note to any line in this Part IX..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing ........ 980,886 1 516,941
2 Savings and temporary cash investments ......... 0 2 0
3 Pledges and grants receivable, net ...... 1,768,667 3 0
4 Accounts receivable, net ............. 118,377 4 176,738
5 Loans and other receivables from any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
0 5 0
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
0 6 0
7 Notes and loans receivable, net ........... 0 7 0
8 Inventories for sale or use ............ 66,320 8 66,320
9 Prepaid expenses and deferred charges ...... 77,347 9 183,973
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 161,184,070
b Less: accumulated depreciation 10b 58,411,816 95,048,424 10c 102,772,254
11 Investments—publicly traded securities . 712,922,665 11 694,248,852
12 Investments—other securities. See Part IV, line 11 ..... 566,183,424 12 574,899,233
13 Investments—program-related. See Part IV, line 11 .. 0 13  
14 Intangible assets ............... 0 14 0
15 Other assets. See Part IV, line 11 ........... 74,743,812 15 62,663,464
16 Total assets. Add lines 1 through 15 (must equal line 33)... 1,451,909,922 16 1,435,527,775
Liabilities 17 Accounts payable and accrued expenses ..... 1,235,739 17 994,946
18 Grants payable ... 0 18 0
19 Deferred revenue ......... 3,765 19 3,765
20 Tax-exempt bond liabilities ......... 0 20 0
21 Escrow or custodial account liability. Complete Part IV of Schedule D 0 21 0
22 Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
0 22 0
23 Secured mortgages and notes payable to unrelated third parties .. 0 23 0
24 Unsecured notes and loans payable to unrelated third parties .. 0 24 0
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D 0 25 1,626,517
26 Total liabilities. Add lines 17 through 25.. 1,239,504 26 2,625,228
Net Assets or Fund Balance Organizations that follow FASB ASC 958, check here MediumBullet and complete lines 27, 28, 32, and 33.
27 Net assets without donor restrictions .......... 243,614,056 27 243,699,768
28 Net assets with donor restrictions ........... 1,207,056,362 28 1,189,202,779
Organizations that do not follow FASB ASC 958, check here MediumBullet and complete lines 29 through 33.
29 Capital stock or trust principal, or current funds ..... 0 29  
30 Paid-in or capital surplus, or land, building or equipment fund ... 0 30  
31 Retained earnings, endowment, accumulated income, or other funds 0 31  
32 Total net assets or fund balances ........... 1,450,670,418 32 1,432,902,547
33 Total liabilities and net assets/fund balances ........ 1,451,909,922 33 1,435,527,775
Form 990 (2021)
Form 990 (2021)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
65,362,351
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
45,135,019
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
20,227,332
4
Net assets or fund balances at beginning of year (must equal Part X, line 32, column (A)) ..
4
1,450,670,418
5
Net unrealized gains (losses) on investments ...............
5
-27,878,546
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
-10,116,657
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 32, column (B))
10
1,432,902,547
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII.............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain on
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
 
No
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
 
 
Form 990 (2021)
Form 990 (2021)
Additional Data


Software ID: 22016089
Software Version: 2022v5.0
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ.
right arrow Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2022
Open to Public
Inspection
Name of the organization
Trustees for Harvard University
 
Employer identification number

53-0199180
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)
1
2
3
4
5
6
7
8
9
10
11
12
a
b
c
d
e
f
Enter the number of supported organizations ...............................1
g
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 10 above (see instructions)) (iv) Is the organization listed in your governing document? (v) Amount of monetary support (see instructions) (vi) Amount of other support (see instructions)
Yes No
(A) PRESIDENT AND FELLOWS OF HARVARD COLLEGE
  		042103580 2 Yes   10,116,657 0
Total
1
 10,116,657 0
For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.
Cat. No. 11285F
Schedule A (Form 990) 2022

Schedule A (Form 990) 2022
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization failed to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2018 (b) 2019 (c) 2020 (d) 2021 (e) 2022 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") ..            
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf....            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3            
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f) ..  
6 Public support. Subtract line 5 from line 4.  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2018 (b) 2019 (c) 2020 (d) 2021 (e) 2022 (f) Total
7 Amounts from line 4..            
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...            
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.)..            
11 Total support. Add lines 7 through 10  
12
12
 
13
First 5 years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here ........................................right arrow
Section C. Computation of Public Support Percentage
14
14
 
15
15
 
16a
33 1/3% support test—2022. If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization .......................right arrow
b
33 1/3% support test—2021. If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this
box and stop here. The organization qualifies as a publicly supported organization ..................... right arrow
17a
10%-facts-and-circumstances test—2022. If the organization did not check a box on line 13, 16a, or 16b, and line 14 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain in Part VI how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported organization ............ right arrow
b
10%-facts-and-circumstances test—2021. If the organization did not check a box on line 13, 16a, 16b, or 17a, and line 15 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain in Part VI how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported organization ............ right arrow
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990) 2022

Schedule A (Form 990) 2022
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2018 (b) 2019 (c) 2020 (d) 2021 (e) 2022 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose            
3 Gross receipts from activities that are not an unrelated trade or business under section 513 .....            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge            
6 Total. Add lines 1 through 5            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support. (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2018 (b) 2019 (c) 2020 (d) 2021 (e) 2022 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included on line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
First 5 years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here................................................. right arrow
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
33 1/3% support tests-2022. If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ....... right arrow
b
33 1/3% support tests—2021. If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ..... right arrow
20
Private foundation. If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions .... right arrow
Schedule A (Form 990) 2022

Schedule A (Form 990) 2022
Page 4
Part IV
Supporting Organizations
(Complete only if you checked a box on line 12 of Part I. If you checked box 12a, of Part I, complete Sections A and B. If you checked box 12b, of Part I, complete Sections A and C. If you checked box 12c, of Part I, complete Sections A, D, and E. If you checked box12d, of Part I, complete Sections A and D, and complete Part V.)
Section A. All Supporting Organizations
Yes
No
1
Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.
1
Yes
 
2
Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).
2
 
No
3a
Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer lines 3b and 3c below.
3a
 
No
b
Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.
3b
 
 
c
Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.
3c
 
 
4a
Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked box 12a or 12b in Part I, answer lines 4b and 4c below.
4a
 
No
b
Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.
4b
 
 
c
Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.
4c
 
 
5a
Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer lines 5b and 5c below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).
5a
 
No
b
Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?
5b
 
 
c
Substitutions only. Was the substitution the result of an event beyond the organization's control?
5c
 
 
6
Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.
6
 
No
7
Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990) .
7
 
No
8
Did the organization make a loan to a disqualified person (as defined in section 4958) not described on line 7? If “Yes,” complete Part I of Schedule L (Form 990).
8
 
No
9a
Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons, as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.
9a
 
No
b
Did one or more disqualified persons (as defined on line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.
9b
 
No
c
Did a disqualified person (as defined on line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.
9c
 
No
10a
Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.
10a
 
No
b
Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).
10b
 
 
Schedule A (Form 990) 2022

Schedule A (Form 990) 2022
Page 5
Part IV
Supporting Organizations (continued)
Yes
No
11
Has the organization accepted a gift or contribution from any of the following persons?
a
A person who directly or indirectly controls, either alone or together with persons described on lines 11b and 11c below, the governing body of a supported organization?
11a
 
No
b
A family member of a person described on 11a above?
11b
 
No
c
A 35% controlled entity of a person described on line 11a or 11b above? If “Yes” to 11a, 11b, or 11c, provide detail in Part VI.
11c
 
No
Section B. Type I Supporting Organizations
Yes
No
1
Did the officers, directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.
1
 
 
2
Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.
2
 
 
Section C. Type II Supporting Organizations
Yes
No
1
Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).
1
Yes
 
Section D. All Type III Supporting Organizations
Yes
No
1
Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?
1
 
 
2
Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).
2
 
 
3
By reason of the relationship described in line 2 above, did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.
3
 
 
Section E. Type III Functionally-Integrated Supporting Organizations
1
Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):
a
b
c
2
Activities Test. Answer lines 2a and 2b below.
Yes
No
a
Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.
2a
 
 
b
Did the activities described on line 2a, above constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.
2b
 
 
3
Parent of Supported Organizations. Answer lines 3a and 3b below.
a
Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations?If "Yes" or "No", provide details in Part VI.
3a
 
 
b
Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.
3b
 
 
Schedule A (Form 990) 2022

Schedule A (Form 990) 2022
Page 6
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations
1
Section A - Adjusted Net Income (A) Prior Year (B) Current Year
(optional)
1 Net short-term capital gain 1    
2 Recoveries of prior-year distributions 2    
3 Other gross income (see instructions) 3    
4 Add lines 1 through 3 4    
5 Depreciation and depletion 5    
6 Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions) 6    
7 Other expenses (see instructions) 7    
8 Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) 8    
Section B - Minimum Asset Amount (A) Prior Year (B) Current Year
(optional)
1 Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year): 1
a Average monthly value of securities 1a    
b Average monthly cash balances 1b    
c Fair market value of other non-exempt-use assets 1c    
d Total (add lines 1a, 1b, and 1c) 1d    
e Discount claimed for blockage or other factors
(explain in detail in Part VI):  
2 Acquisition indebtedness applicable to non-exempt use assets 2    
3 Subtract line 2 from line 1d 3    
4 Cash deemed held for exempt use. Enter 0.015 of line 3 (for greater amount, see instructions). 4    
5 Net value of non-exempt-use assets (subtract line 4 from line 3) 5    
6 Multiply line 5 by 0.035 6    
7 Recoveries of prior-year distributions 7    
8 Minimum Asset Amount (add line 7 to line 6) 8    
Section C - Distributable Amount Current Year
1 Adjusted net income for prior year (from Section A, line 8, Column A) 1  
2 Enter 85% of line 1 2  
3 Minimum asset amount for prior year (from Section B, line 8, Column A) 3  
4 Enter greater of line 2 or line 3 4  
5 Income tax imposed in prior year 5  
6 Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions) 6  
7
Schedule A (Form 990) 2022

Schedule A (Form 990) 2022
Page 7
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations(continued)
Section D - Distributions Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes 1  
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in
excess of income from activity 		2  
3 Administrative expenses paid to accomplish exempt purposes of supported organizations 3  
4 Amounts paid to acquire exempt-use assets 4  
5 Qualified set-aside amounts (prior IRS approval required - provide details in Part VI) 5  
6 Other distributions (describe in Part VI). See instructions 6  
7Total annual distributions. Add lines 1 through 6. 7  
8 Distributions to attentive supported organizations to which the organization is responsive (provide
details in Part VI). See instructions 		8  
9 Distributable amount for 2022 from Section C, line 6 9  
10 Line 8 amount divided by Line 9 amount 10  
Section E - Distribution Allocations (see instructions) (i)
Excess Distributions 		(ii)
Underdistributions
Pre-2022 		(iii)
Distributable
Amount for 2022
1 Distributable amount for 2022 from Section C, line 6  
2 Underdistributions, if any, for years prior to 2022 (reasonable cause required-- explain in Part VI).
See instructions.		  
3 Excess distributions carryover, if any, to 2022:
a From 2017.......  
b From 2018.......  
c From 2019.......  
d From 2020.......  
e From 2021.......  
fTotal of lines 3a through e  
g Applied to underdistributions of prior years  
h Applied to 2022 distributable amount  
i Carryover from 2017 not applied (see
instructions) 		 
j Remainder. Subtract lines 3g, 3h, and 3i from line 3f.  
4Distributions for 2022 from Section D, line 7:
$  
a Applied to underdistributions of prior years  
b Applied to 2022 distributable amount  
c Remainder. Subtract lines 4a and 4b from line 4.  
5 Remaining underdistributions for years prior to
2022, if any. Subtract lines 3g and 4a from line 2.
If the amount is greater than zero, explain in Part VI.
See instructions. 		 
6 Remaining underdistributions for 2022. Subtract
lines 3h and 4b from line 1. If the amount is greater
than zero, explain in Part VI. See instructions. 		 
7 Excess distributions carryover to 2023. Add lines
3j and 4c. 		 
8 Breakdown of line 7:
a Excess from 2018.....  
b Excess from 2019.....  
c Excess from 2020.....  
d Excess from 2021.....  
e Excess from 2022.....  
Schedule A (Form 990) (2022)

Schedule A (Form 990) 2022
Page 8
Part VI
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Return Reference Explanation
Schedule A, Part I, Line 12f Description of Monetary Support PRESIDENT AND FELLOWS OF HARVARD COLLEGE: THE SUPPORT TO PRESIDENT AND FELLOWS OF HARVARD COLLEGE (PRESIDENT AND FELLOWS) LISTED IN COLUMN (V) OF LINE A IS REPORTED ON THE PRESIDENT AND FELLOWS' FORM 990, SCHEDULE R, PART V AS A GIFT, GRANT, OR CAPITAL CONTRIBUTION FROM A RELATED ORGANIZATION FOR THE YEAR ENDED JUNE 30, 2023.
Schedule A (Form 990) 2022


Additional Data


Software ID: 22016089
Software Version: 2022v5.0
Schedule B
(Form 990)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors

Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2022
Name of the organization
Trustees for Harvard University
 
Employer identification number

53-0199180
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ






Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......... Arrow Bullet $  
Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990) (2022)
Schedule B (Form 990) (2022) Page 2
Name of organization
Trustees for Harvard University
  		Employer identification number
53-0199180
Part I
Contributors
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
 
 
 
 
  ,    

$ RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990) (2022)
Schedule B (Form 990) (2022)
Page 3
Name of organization
Trustees for Harvard University
  		Employer identification number

53-0199180
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
Schedule B (Form 990) (2022)
Schedule B (Form 990) (2022)
Page 4
Name of organization
Trustees for Harvard University
  		Employer identification number

53-0199180
Part III
Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990) (2022)
Additional Data


Software ID: 22016089
Software Version: 2022v5.0
SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet Attach to Form 990.
SchDMd Bullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
Trustees for Harvard University
 
Employer identification number

53-0199180
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate value of contributions to (during year)    
3 Aggregate value of grants from (during year)    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ...................... 2a  
b Total acreage restricted by conservation easements .................... 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............
6
Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under FASB ASC 958, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under FASB ASC 958, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenue included on Form 990, Part VIII, line 1 .........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under FASB ASC 958 relating to these items:
a
Revenue included on Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2021

Schedule D (Form 990) 2021
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b If "Yes," explain the arrangement in Part XIII and complete the following table: Amount
c Beginning balance ............................. 1c  
d Additions during the year ............................ 1d  
e Distributions during the year .......................... 1e  
f Ending balance ................................ 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....
Part V
Endowment Funds.
Complete if the organization answered "Yes" on Form 990, Part IV, line 10.
(a) Current year (b) Prior year (c) Two years back (d) Three years back (e) Four years back
1a Beginning of year balance .... 1,309,230,000 1,394,011,000 1,099,616,000 1,080,637,000 1,069,178,000
b Contributions ... 0 0 125,000 0 0
c Net investment earnings, gains, and losses 34,907,000 -25,150,000 349,486,000 73,578,000 64,963,000
d Grants or scholarships ... 2,027,000 1,714,000 1,390,000 1,760,000 1,475,000
e Other expenditures for facilities
and programs ... 		50,938,000 49,178,000 45,661,000 45,005,000 43,996,000
f Administrative expenses .... 9,644,000 8,739,000 8,165,000 7,834,000 8,033,000
g End of year balance ...... 1,281,528,000 1,309,230,000 1,394,011,000 1,099,616,000 1,080,637,000
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet9 %
b
Permanent endowment SchDMd Bullet3.9 %
c
Term endowment SchDMd Bullet87.1 %
The percentages on lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) Unrelated organizations .................
3a(i)
 
No
(ii) Related organizations .................
3a(ii)
Yes
 
b
If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
Yes
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis
(investment) 		(b) Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .....   3,172,680 3,172,680
b Buildings ....   140,350,997 56,542,219 83,808,778
c Leasehold improvements        
d Equipment ....   2,677,701 1,869,597 808,104
e Other .....   14,982,692   14,982,692
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..SchDMdBullet 102,772,254
Schedule D (Form 990) 2021

Schedule D (Form 990) 2021
Page 3
Part VII
Investments - Other Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1) Financial derivatives.........    
(2) Closely-held equity interests........    
(3) Other
(A) REAL ASSETS		 74,312,700 F

(B) PRIVATE EQUITIES		 500,586,533 F
(B)
(C)
(D)
(E)
(F)
(G)
(H)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 574,899,233
Part VIII
Investments - Program Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
(1) Federal income taxes  
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 1,626,517
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII
Schedule D (Form 990) 2021

Schedule D (Form 990) 2021
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1  
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains (losses) on investments .... 2a  
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d ..................... 2e  
3 Subtract line 2e from line 1.................. 3  
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b  
c Add lines 4a and 4b.................... 4c  
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5  
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1  
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities ......... 2a  
b Prior year adjustments ............ 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d.................... 2e  
3 Subtract line 2e from line 1................... 3  
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b  
c Add lines 4a and 4b..................... 4c  
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5  
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
Schedule D, Part III, Line 1a WORKS OF ART THE UNIVERSITY'S VAST ARRAY OF MUSEUMS AND LIBRARIES HOUSES PRICELESS WORKS OF ART, HISTORICAL TREASURES, LITERARY WORKS, AND ARTIFACTS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICE. THEY ARE NEITHER DISPOSED OF FOR FINANCIAL GAIN NOR ENCUMBERED IN ANY MANNER. ACCORDINGLY, SUCH COLLECTIONS ARE NOT RECORDED FOR FINANCIAL STATEMENT PURPOSES.
Schedule D, Part III, Line 4 Collections of art - description of collections CENTER FOR HELLENIC STUDIES COLLECTIONS THE CENTER FOR HELLENIC STUDIES COLLECTIONS IS MAINLY A LIBRARY COLLECTION COMPRISING APPROXIMATELY 65,000 VOLUMES IN THE FIELD OF HELLENIC STUDIES COVERING A WIDE RANGE OF DISCIPLINES. THE LIBRARY COLLECTION IS A VALUABLE RESOURCE TO RESEARCHERS. DUMBARTON OAKS COLLECTIONS THE DUMBARTON OAKS MUSEUM COMPRISES THREE COLLECTIONS (THE BYZANTINE COLLECTION, THE ROBERT WOODS BLISS COLLECTION OF PRE-COLUMBIAN ART, AND THE HOUSE COLLECTION). THE DUMBARTON OAKS MUSEUM HAS 35,000 OBJECTS RECORDED AND MANAGED THROUGH AN ELECTRONIC DATABASE IN A WIDE RANGE OF MEDIA - MINOR ART, SCULPTURE, ANTIQUE FURNITURE, TEXTILES AND WALL TAPESTRIES, FLOOR MOSAICS, PRINTS, PAINTING AND MONUMENTAL FRESCO REPLICA PAINTING COMING FROM EUROPE, MIDDLE AND SOUTH AMERICA, NORTH AMERICA, AND ASIA. THE DUMBARTON OAKS MUSEUM'S COLLECTIONS ARE AN IMPORTANT RESOURCE FOR THE SCHOLARLY COMMUNITY OF THE DUMBARTON OAKS RESEARCH INSTITUTE AS WELL AS TO STUDENTS AND A BROADER GENERAL PUBLIC. THE MISSION OF THE DUMBARTON OAKS MUSEUM IS TO CONNECT SCHOLARS WITH ART AND ART SCHOLARSHIP WITH THE PUBLIC. THROUGH AN ACTIVE PROGRAM OF RESEARCH AND EXHIBITIONS, THE MUSEUM STRIVES TO ADVANCE KNOWLEDGE AND STIMULATE APPRECIATION OF ART BY ENGAGING VISITORS AESTHETICALLY, VISUALLY, AND INTELLECTUALLY.
Schedule D, Part V, Line 4 Intended uses of endowment funds THE PRIMARY GOAL OF THE ENDOWMENT IS TO SUPPORT TRUSTEES' MISSION OF FACILITATING HARVARD UNIVERSITY'S SCIENTIFIC, LITERARY, AND EDUCATIONAL ACTIVITIES IN WASHINGTON, DC.
Schedule D (Form 990) 2021


Additional Data


Software ID: 22016089
Software Version: 2022v5.0




SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990.Right pointing arrow large image Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2022
Open to Public Inspection
Name of the organization
Trustees for Harvard University
 
Employer identification number

53-0199180
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in the region (d) Activities conducted in region (by type) (such as, fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in the region		 (f) Total expenditures
for and investments
in the region
Central America and the Caribbean     Program Services EDUCATIONAL ACTIVITIES 928
East Asia and the Pacific     Grantmaking   86,000
East Asia and the Pacific     Program Services EDUCATIONAL ACTIVITIES 16,295
Europe (Including Iceland and Greenland)     Grantmaking   390,602
Europe (Including Iceland and Greenland) 3 7 Program Services EDUCATIONAL ACTIVITIES 295,074
Middle East and North Africa     Program Services EDUCATIONAL ACTIVITIES 940
North America (Canada & Mexico only)     Grantmaking   16,454
North America (Canada & Mexico only)     Program Services EDUCATIONAL ACTIVITIES 18,838
South America     Grantmaking   3,423
South America     Program Services EDUCATIONAL ACTIVITIES 14,635
South Asia     Program Services EDUCATIONAL ACTIVITIES 1,822
Sub-Saharan Africa     Grantmaking   9,000
Sub-Saharan Africa     Program Services EDUCATIONAL ACTIVITIES 33
           
           
           
           
3a Sub-total .... 3 7 854,044
b Total from continuation sheets to Part I ... 0 0 0
c Totals (add lines 3a and 3b) 3 7 854,044
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2022
Schedule F (Form 990) 2022
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount
of noncash
assistance 		(h) Description
of noncash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
             
             
             
             
             
             
             
             
             
             
             
             
             
             
             
             
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......MediumBullet
 
3 Enter total number of other organizations or entities .......................MediumBullet
 
Schedule F (Form 990) 2022
Schedule F (Form 990) 2022Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
noncash
assistance 		(g) Description
of noncash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
FELLOWSHIPS East Asia and the Pacific 5 86,000 EFT OR CHECK      
FELLOWSHIPS Europe (Including Iceland and Greenland) 53 301,409 EFT OR CHECK      
FELLOWSHIPS North America (Canada & Mexico only) 2 16,454 EFT OR CHECK      
FELLOWSHIPS South America 1 3,423 EFT OR CHECK      
FELLOWSHIPS Sub-Saharan Africa 1 9,000 EFT OR CHECK      
STIPENDS, SCHOLARSHIPS, AND RESEARCH-RELATED REIMBURSEMENTS Europe (Including Iceland and Greenland) 9 89,193 EFT OR CHECK      
               
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2022
Schedule F (Form 990) 2022
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .
Schedule F (Form 990) 2022
Schedule F (Form 990) 2022
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information. See instructions.
ReturnReference Explanation
Schedule F, Part I, Line 2 Procedures for monitoring use of grant funds ALL DISBURSEMENTS MADE BY THIS INSTITUTION IN FURTHERANCE OF ITS EXEMPT PROGRAMS ARE REVIEWED AND APPROVED BY AUTHORIZED COMMITTEES OR INDIVIDUALS. ALL SCHOLARSHIPS ARE REVIEWED AND APPROVED BY HARVARD'S FINANCIAL AID OFFICES.
Schedule F, Part I, Line 3 Method used to account for expenditures on org's financial statements CENTRAL AMERICA AND THE CARIBBEAN-Accrual; EAST ASIA AND THE PACIFIC-Accrual; EUROPE (INCLUDING ICELAND AND GREENLAND)-Accrual,; MIDDLE EAST AND NORTH AFRICA-Accrual; NORTH AMERICA (CANADA & MEXICO ONLY)-Accrual; SOUTH AMERICA-Accrual; SOUTH ASIA-Accrual; SUB-SAHARAN AFRICA-Accrual,
Schedule F, Part III Method used to account for expenditures on org's financial statements EAST ASIA AND THE PACIFIC -Accrual EUROPE (INCLUDING ICELAND AND GREENLAND) -Accrual NORTH AMERICA (CANADA & MEXICO ONLY) -Accrual SOUTH AMERICA -Accrual SUB-SAHARAN AFRICA -Accrual
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2022
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Software Version: 2022v5.0




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Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990.
lBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2022
Open to Public
Inspection
Name of the organization
Trustees for Harvard University
 
Employer identification number
53-0199180
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ........................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient
that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC section
(if applicable)		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
noncash assistance		 (h) Purpose of grant
or assistance
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
(11)
(12)
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
 
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2022

Schedule I (Form 990) 2022
Page 2
Part III
Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Number of
recipients		 (c) Amount of
cash grant		 (d) Amount of
noncash assistance		 (e) Method of valuation (book,
FMV, appraisal, other)		 (f) Description of noncash assistance
(1) STIPENDS - POST-DOC. STUDENTS & FELLOWS 34 628,852      
(2) FELLOWSHIPS 34 796,346      
(3) RESEARCH-RELATED REIMBUR. FOR FELLOWS 1 1,000      
(4) TRAVEL GRANTS 39 68,790      
(4)
(5)
(6)
(7)
Part IV
Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.
Return Reference Explanation
Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. ALL DISBURSEMENTS MADE BY THIS INSTITUTION IN FURTHERANCE OF ITS EXEMPT PROGRAMS ARE REVIEWED AND APPROVED BY AUTHORIZED COMMITTEES OR INDIVIDUALS.
Schedule I (Form 990) 2022



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Software ID: 22016089
Software Version: 2022v5.0


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990.
SchJMediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2022
Open to Public Inspection
Name of the organization
Trustees for Harvard University
 
Employer identification number

53-0199180
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes on Line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked on Line 1a? ....
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? .............
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.
5
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ....................
5a
 
No
b
Any related organization? .......................
5b
 
No
If "Yes," on line 5a or 5b, describe in Part III.
6
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ..................
6a
 
No
b
Any related organization? ......................
6b
 
No
If "Yes," on line 6a or 6b, describe in Part III.
7
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................
8
 
No
9
If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2022

Schedule J (Form 990) 2022
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2, 1099-MISC compensation, and/or 1099-NEC (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation in column (B) reported as deferred on prior Form 990
(i) Base
compensation 		(ii) Bonus & incentive
compensation 		(iii) Other reportable compensation
1DREW GILPIN FAUST
 
SEE SCHEDULE O 		(i)

(ii)		 0
-------------
370,319 		0
-------------
0 		0
-------------
24,971 		0
-------------
38,400 		0
-------------
27,983 		0
-------------
461,673 		0
-------------
0
2LAWRENCE S BACOW
 
PRESIDENT 		(i)

(ii)		 0
-------------
1,307,631 		0
-------------
0 		0
-------------
26,235 		0
-------------
138,400 		0
-------------
284,843 		0
-------------
1,757,109 		0
-------------
0
3KAREN GORDON MILLS
 
TRUSTEE 		(i)

(ii)		 0
-------------
169,058 		0
-------------
0 		0
-------------
1,424 		0
-------------
19,051 		0
-------------
14,084 		0
-------------
203,617 		0
-------------
0
4MARC L GOODHEART
 
SECRETARY 		(i)

(ii)		 0
-------------
445,075 		0
-------------
31,000 		0
-------------
21,989 		0
-------------
38,783 		0
-------------
28,672 		0
-------------
565,519 		0
-------------
0
5GREGORY NAGY
 
SEE SCHEDULE O 		(i)

(ii)		 0
-------------
258,011 		0
-------------
5,000 		0
-------------
0 		0
-------------
33,436 		0
-------------
25,341 		0
-------------
321,788 		0
-------------
0
6JAN M ZIOLKOWSKI
 
SEE SCHEDULE O 		(i)

(ii)		 0
-------------
212,423 		0
-------------
0 		0
-------------
21,521 		0
-------------
27,705 		0
-------------
1,895 		0
-------------
263,544 		0
-------------
0
7THOMAS BF CUMMINS
 
DIRECTOR, DUMBARTON OAKS 		(i)

(ii)		 255,475
-------------
0 		5,000
-------------
0 		124
-------------
0 		0
-------------
32,626 		163,549
-------------
0 		424,148
-------------
32,626 		0
-------------
0
8MARK SCHIEFSKY
 
DIRECTOR, CENTER FOR HELLENIC STUDIES 		(i)

(ii)		 0
-------------
252,581 		0
-------------
0 		0
-------------
19,417 		0
-------------
31,943 		119,336
-------------
25,950 		119,336
-------------
329,891 		0
-------------
0
9SUZANNE DAY
 
SENIOR DIRECTOR, FEDERAL RELATIONS 		(i)

(ii)		 259,757
-------------
0 		8,000
-------------
0 		413
-------------
0 		0
-------------
32,934 		1,136
-------------
0 		269,306
-------------
32,934 		0
-------------
0
10PANAGIOTA BATSAKIS
 
EXECUTIVE DIRECTOR, DUMBARTON OAKS 		(i)

(ii)		 195,337
-------------
0 		5,000
-------------
0 		86
-------------
0 		0
-------------
22,776 		133
-------------
0 		200,556
-------------
22,776 		0
-------------
0
11JOY DE MENIL
 
EXECUTIVE EDITOR & DIRECTOR, BELKNAP PUBLISHING 		(i)

(ii)		 168,574
-------------
0 		0
-------------
0 		94
-------------
0 		0
-------------
17,936 		114
-------------
0 		168,782
-------------
17,936 		0
-------------
0
12THAISA WAY
 
DIRECTOR, GARDEN & LANDSCAPE STUDIES 		(i)

(ii)		 156,379
-------------
0 		4,000
-------------
0 		229
-------------
0 		0
-------------
19,612 		6,124
-------------
0 		166,732
-------------
19,612 		0
-------------
0
13DAVID CONINE
 
DIRECTOR OF FACILITIES, DUMBARTON OAKS 		(i)

(ii)		 160,255
-------------
0 		3,000
-------------
0 		33
-------------
0 		0
-------------
8,885 		6,126
-------------
0 		169,414
-------------
8,885 		0
-------------
0
Schedule J (Form 990) 2022

Schedule J (Form 990) 2022
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.
Return Reference Explanation
Schedule J, Part I, Line 1a Housing allowance or residence for personal use TRUSTEES FOR HARVARD UNIVERSITY PROVIDES DIRECTOR THOMAS CUMMINS WITH A RESIDENCE IN WASHINGTON D.C. AND REQUIRES ITS USE AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF TRUSTEES. THE TOTAL ESTIMATED VALUE OF THE ANNUAL PERSONAL USE OF THE RESIDENCE IS $142,066 AND IS REPORTED AS A NONTAXABLE BENEFIT IN PART VII, LINE 1A AND SCHEDULE J, PART II. TRUSTEES FOR HARVARD UNIVERSITY PROVIDES PROFESSOR SCHIEFSKY WITH A RESIDENCE IN WASHINGTON D.C. AND REQUIRES ITS USE AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF TRUSTEES. THE TOTAL ESTIMATED VALUE OF THE ANNUAL PERSONAL USE OF THE RESIDENCE IS $119,336 AND IS REPORTED AS A NONTAXABLE BENEFIT IN PART VII, LINE 1A AND SCHEDULE J, PART II.
Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan LIKE MANY OF ITS PEERS, HARVARD UNIVERSITY, A RELATED ORGANIZATION, MAINTAINS A DEFERRED COMPENSATION ACCOUNT ("DCA") FOR THE PRESIDENT TO RECOGNIZE EXCEPTIONAL SERVICE AND ENCOURAGE RETENTION. UNDER THE TERMS OF THE PLAN, HARVARD'S BOARD OF TRUSTEES (KNOWN AS THE HARVARD CORPORATION) DETERMINES WHETHER AND HOW MUCH TO CONTRIBUTE TO THE DCA. AMOUNTS CONTRIBUTED TO THE DCA VEST ACCORDING TO A SPECIFIED SCHEDULE, BUT ARE CREDITS ONLY AND ARE SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE. THE CORPORATION VOTED TO CREDIT $100,00 TO THE DCA AS OF JANUARY 1, 2022. THE $100,000 IS REPORTED ON SCHEDULE J, PART II, COLUMN (C). AS REQUIRED BY THE FORM INSTRUCTIONS, UPON VESTING THIS AMOUNT WILL BE REPORTED AGAIN IN COLUMN (B) ON FORM 990.
Schedule J, Part I, Line 7 Non-fixed payments TRUSTEES FOR HARVARD UNIVERSITY OFFERS INCENTIVE COMPENSATION FOR OUTSTANDING PERFORMANCE. BONUS AND INCENTIVE PAYMENTS FOR EMPLOYEES ARE LISTED IN PART II, COLUMN (B)(II), ROW (I). ADDITIONALLY, PRESIDENT AND FELLOWS OF HARVARD COLLEGE OFFERS INCENTIVE COMPENSATION FOR OUTSTANDING PERFORMANCE. BONUS AND INCENTIVE PAYMENTS FROM PRESIDENT AND FELLOWS OF HARVARD COLLEGE FOR OFFICERS, KEY EMPLOYEES, AND HIGHEST COMPENSATED EMPLOYEES ARE LISTED IN PART II, COLUMN (B)(II), ROW (II).
Schedule J, Part I, Line 3 Compensation Review Process AS DISCUSSED IN SCHEDULE O, OFFICERS ARE NOT COMPENSATED IN THEIR CAPACITY AS OFFICERS OF TRUSTEES FOR HARVARD UNIVERSITY. TRUSTEES' OFFICERS ALSO SERVE AS OFFICERS OF THE PRESIDENT AND FELLOWS OF HARVARD COLLEGE.
Schedule J (Form 990) 2022

Additional Data


Software ID: 22016089
Software Version: 2022v5.0
SCHEDULE O
(Form 990)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2021
Open to Public
Inspection
Name of the organization
Trustees for Harvard University
 
Employer identification number

53-0199180
Return Reference Explanation
Form 990, Part VI, Line 2 FAMILY OR BUSINESS RELATIONSHIP THE GOVERNING BOARD OF TRUSTEES FOR HARVARD UNIVERSITY IS COMPRISED OF THE SAME INDIVIDUALS AS THE GOVERNING BOARD OF THE PRESIDENT AND FELLOWS OF HARVARD COLLEGE. CERTAIN OFFICERS, TRUSTEES, AND KEY EMPLOYEES OF TRUSTEES FOR HARVARD UNIVERSITY ARE EMPLOYED BY PRESIDENT AND FELLOWS OF HARVARD COLLEGE, INCLUDING PRESIDENT BACOW, SECRETARY GOODHEART, TRUSTEE MILLS, AND KEY EMPLOYEE NAGY. KEY EMPLOYEE CUMMINS HAS A FACULTY APPOINTMENT AT THE PRESIDENT AND FELLOWS OF HARVARD COLLEGE.
Form 990, Part VI, Line 15 DETERMINING COMPENSATION TRUSTEES IS SUBJECT TO THE SAME POLICIES AND PROCEDURES AS THE PRESIDENT AND FELLOWS OF HARVARD COLLEGE FOR DETERMINING AND REVIEWING COMPENSATION OF ITS OFFICERS. THE PRESIDENT AND FELLOWS OF HARVARD COLLEGE HAS DISCLOSED IN ITS FORM 990 THE PROCESS UNDERTAKEN TO DETERMINE COMPENSATION. OFFICERS ARE NOT COMPENSATED IN THEIR CAPACITY AS OFFICERS OF TRUSTEES FOR HARVARD UNIVERSITY. CERTAIN OFFICERS OF THE FILING ORGANIZATION ALSO SERVE AS OFFICERS OF THE PRESIDENT AND FELLOWS OF HARVARD COLLEGE AND ARE COMPENSATED BY PRESIDENT AND FELLOWS OF HARVARD COLLEGE FOR SERVICES PERFORMED FOR THAT ORGANIZATION. EACH KEY EMPLOYEE OF TRUSTEES IS ALSO A HARVARD UNIVERSITY FACULTY MEMBER WITHIN THE FACULTY OF ARTS AND SCIENCES AND THE PROCESS FOR DETERMINING COMPENSATION IS DESCRIBED BELOW: THE SALARIES OF THE KEY EMPLOYEES ARE SET ANNUALLY BY THE DIVISIONAL DEAN AND APPROVED BY THE DEAN OF THE FACULTY OF ARTS AND SCIENCES (FAS). THE PROCESS FOLLOWS THAT IN PLACE FOR ALL FAS FACULTY MEMBERS. THE AMOUNT IS SET ON A STANDARD 9-MONTH BASIS, AND DOES NOT INCLUDE ANY DIRECT RECOGNITION OF DIRECTOR DUTIES. IN RECOGNITION OF THEIR RESPECTIVE ROLES, EACH KEY EMPLOYEE IS PROVIDED WITH A SUPPLEMENTAL COMPENSATION AMOUNT WHICH IS INCLUDED IN THE FIGURES REPORTED ON PART VII AND SCHEDULE J. IN ADDITION, BOTH INDIVIDUALS ARE ELIGIBLE TO EARN SALARY DURING THE SUMMER MONTHS, PROVIDED THEY HAVE EXTERNAL FUNDING.
Form 990, Part VI, Line 7b Decisions requiring approval by members or stockholders CERTAIN ACTIONS OF THE TRUSTEES GOVERNING BODY, SUCH AS THE ELECTION OF NEW DIRECTORS AND AMENDMENTS TO THE CORPORATE STATUTES, ARE SUBJECT TO THE CONSENT OF HARVARD UNIVERSITY'S BOARD OF OVERSEERS.
Form 990, Part VI, Line 11b Review of form 990 by governing body THE TRUSTEES FOR HARVARD UNIVERSITY FORM 990 WAS REVIEWED BY THE UNIVERSITY'S TAX RETURN REVIEW COMMITTEES, COMPRISING SENIOR FINANCE STAFF AND INTERNAL AND EXTERNAL COUNSEL. THE FORM 990 WAS ALSO REVIEWED BY THE UNIVERSITY'S JOINT COMMITTEE ON INSPECTION, CONSISTING OF MEMBERS OF THE HARVARD CORPORATION AND THE BOARD OF OVERSEERS. THE FINAL FORM 990 WAS PROVIDED TO THE ENTIRE BOARD OF THE FILING ORGANIZATION BEFORE IT WAS FILED.
Form 990, Part VI, Line 12c Conflict of interest policy TRUSTEES IS SUBJECT TO THE SAME CONFLICT OF INTEREST POLICIES AND PROCEDURES AS THE PRESIDENT AND FELLOWS OF HARVARD COLLEGE. ANNUALLY, HARVARD UNIVERSITY'S OFFICE OF THE GENERAL COUNSEL DISTRIBUTES A POLICY ON CONFLICTS OF INTEREST AND COMMITMENT FOR SENIOR OFFICERS AND SENIOR ADMINISTRATORS, AND AN ANNUAL DISCLOSURE FORM, TO THE INDIVIDUALS SUBJECT TO THE POLICY. THE COMPLETED FORMS ARE REVIEWED BY THE OFFICE OF THE GENERAL COUNSEL. A PARALLEL PROCESS IS CARRIED OUT ANNUALLY BY THE OFFICE OF THE GOVERNING BOARDS FOR THE UNIVERSITY'S CORPORATE DIRECTORS, WHO ARE THE SAME INDIVIDUALS THAT SERVE ON THE GOVERNING BOARD FOR THE FILING ORGANIZATION. THE COMPLETED FORMS OF DIRECTORS ARE REVIEWED BY BOTH THE OFFICE OF THE GENERAL COUNSEL AND THE SECRETARY OF THE UNIVERSITY.
Form 990, Part VI, Line 19 Required documents available to the public TRUSTEES FOR HARVARD UNIVERSITY'S FINANCIAL STATEMENTS ARE INCORPORATED IN HARVARD UNIVERSITY'S CONSOLIDATED FINANCIAL STATEMENTS, WHICH ARE AVAILABLE ON HARVARD UNIVERSITY'S WEBSITE. HARVARD UNIVERSITY'S CONFLICT OF INTEREST POLICY IS AVAILABLE ON HARVARD'S INTRANET, ACCESSIBLE TO MEMBERS OF THE HARVARD COMMUNITY. TRUSTEES' CHARTER IS AVAILABLE UPON REQUEST.
Form 990, Part VII, Section A, Line 1a, Column (B) AVERAGE HOURS PER WEEK THE UNIVERSITY DOES NOT TRACK HOURS WORKED BY TRUSTEES, OFFICERS, KEY EMPLOYEES OR HIGHEST COMPENSATED EMPLOYEES. THE AVERAGE HOURS WORKED REPORTED ON PART VII, LINE 1A, COLUMN (B) ARE ESTIMATES, WITH 60 HOURS PER WEEK REPRESENTING FULL TIME EMPLOYMENT. ACTUAL HOURS WORKED PER WEEK MAY VARY. THE HOURS PER WEEK DEVOTED TO RELATED ORGANIZATIONS REPRESENTS AN ESTIMATE OF TIME THE INDIVIDUAL SPENDS IN HIS/HER CAPACITY AS A MEMBER OF THE BOARD OF DIRECTORS AND/OR AS AN EMPLOYEE OF HARVARD AFFILIATES.
Form 990, Part VII, Section A, Line 1a, Column (A) TITLE DREW FAUST WAS PRESIDENT UNTIL 6/30/2018 AND THEN BEGAN HER NEW ROLE AS UNIVERSITY PROFESSOR AT HARVARD UNIVERSITY. GREGORY NAGY WAS DIRECTOR OF CENTER FOR HELLENIC STUDIES UNTIL 6/30/21 AND THEN BEGAN HIS NEW ROLE AS FACULTY OF ARTS AND SCIENCES AT HARVARD UNIVERSITY. JAN ZIOLKOWSKI WAS DIRECTOR OF DUMBARTON OAKS UNTIL 6/30/2020 AND THEN RETURNED TO HIS ROLE AS FACULTY OF ARTS AND SCIENCES AT HARVARD UNIVERSITY.
Form 990, Part XI, Line 9 Other changes in net assets or fund balances TRANSFERS TO RELATED ORGANIZATIONS - -10116657;
Form 990, Part XII, Line 2b FINANCIAL STATEMENTS AND REPORTING HARVARD UNIVERSITY'S FINANCIAL STATEMENTS INCLUDE THE ACTIVITIES OF CERTAIN SUBSIDIARIES THAT FILE SEPARATE TAX RETURNS, INCLUDING TRUSTEES FOR HARVARD UNIVERSITY. THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED JUNE 30, 2023 WERE AUDITED BY AN INDEPENDENT ACCOUNTANT.
Schedule F, Part I, Line 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDS ALL DISBURSEMENTS MADE BY THIS INSTITUTION IN FURTHERANCE OF ITS EXEMPT PROGRAMS ARE REVIEWED AND APPROVED BY AUTHORIZED COMMITTEES OR INDIVIDUALS. ALL SCHOLARSHIPS ARE REVIEWED AND APPROVED BY HARVARD'S FINANCIAL AID OFFICES.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990) 2021


Additional Data


Software ID: 22016089
Software Version: 2022v5.0
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
Trustees for Harvard University
 
Employer identification number

53-0199180
Part I
Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity










Part II
Identification of Related Tax-Exempt Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1)AFRICA ACADEMY FOR PUBLIC HEALTH
 
 
RESEARCH TZ     PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(2)AMERICAN REPERTORY THEATRE COMPANY INC
64 BRATTLE ST

CAMBRIDGE,MA02138
04-2665867 		PERFORMING ARTS MA 501(c)(3) 10 PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(3)ASSOCIACAO DAVID ROCKEFELLER CENTER DE UNIVERSIDADE DE HARVARD
 
 
EDUCATION BR     PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(4)AXIM COLLABORATIVE
141 PORTLAND ST 9TH FL

CAMBRIDGE,MA02139
46-0807740 		EDUCATION MA 501(c)(3) Type I NA
 
 
No
(5)BLUE MARBLE HOLDINGS CORP
600 ATLANTIC AVENUE

BOSTON,MA02210
23-7014581 		INVESTMENT MANAGEMENT MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(6)CENTRE RECHERCHE EUROPEEN DE LA HBS
 
 
RESEARCH SUPPORT FR     PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(7)DEMETER HOLDINGS CORPORATION
600 ATLANTIC AVENUE

BOSTON,MA02210
04-3044742 		INVESTMENT MANAGEMENT MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(8)DOYUKAI FUND FOR HARVARD INC
79 JFK STREET

CAMBRIDGE,MA02138
04-3478889 		RESEARCH SUPPORT MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(9)DUBAI HARVARD FOUNDATION FOR MEDICAL RESEARCH INC
401 PARK DR

BOSTON,MA02215
52-2446955 		EDUCATION AND RESEARCH MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(10)ENDOWMENT FOR RESEARCH IN HUMAN BIOLOGY INC
745 BOYLSTON ST 7TH FL

BOSTON,MA02116
04-2702030 		RESEARCH MA 501(c)(3) Type III-O PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(11)FUNDACION CENTRO DE INVESTIGACION DE LA ESCUELA DE ADMIN DE EMPRESA
 
 
RESEARCH SUPPORT AR     PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(12)FUNDACION DRCLAS CHILE
 
 
FACULTY AND STUDENT ACTIVITIES CI     PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(13)FUNDACION HARVARD BUSINESS SCHOOL LATIN AMERICA RESEARCH CENTER
 
 
RESEARCH SUPPORT UY     PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(14)GIOVANNI ARMENISE-HARVARD FOUNDATION FOR SCIENTIFIC RESEARCH INC
HMS DEAN OF FAC OF MED

BOSTON,MA02115
04-3293162 		RESEARCH SUPPORT MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(15)HANSJORG WYSS INST FOR BIOLOGICALLY INSPIRED ENGINEERING AT HARVARD UNIV IN
C201 BROOKLINE AVE SUITE 401

BOSTON,MA02115
30-0773387 		RESEARCH MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(16)HARVARD BUSINESS SCHOOL INTERACTIVE INC
SOLDIERS FIELD RD

BOSTON,MA02163
04-3395140 		EXECUTIVE EDUCATION MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(17)HARVARD BUSINESS SCHOOL PUBLISHING CORP
20 GUEST ST STE 700

BRIGHTON,MA02135
04-3177990 		PUBLISHING MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(18)HARVARD DEDICATED ENERGY LIMITED
1033 MASS AVE 3RD FL

CAMBRIDGE,MA02138
03-0425512 		ELECTRICITY PURCHASING MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(19)HARVARD GLOBAL FOUNDATION LTD
 
 
TRUST FOR CONTRIBUTIONS UK     HARVARD GLOBAL RESEARCH AND SUPPORT SERVICES INC
 
 
No
(20)HARVARD GLOBAL RESEARCH AND SUPPORT SERVICES INC
114 MOUNT AUBURN ST 5TH FL

CAMBRIDGE,MA02138
45-4535664 		GLOBAL SUPPORT MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(21)HARVARD GLOBAL RESEARCH AND SUPPORT SERVICES INC - TUNISIA
 
 
RESEARCH TS     HARVARD GLOBAL RESEARCH AND SUPPORT SERVICES INC
 
 
No
(22)HARVARD GLOBAL RESEARCH SUPPORT CENTRE INDIA
DEXTRUS OFFICE NO W05
PENINSULA TOWER 6TH FL
MUMBAI,MAHARASHTRA400013
IN
RESEARCH IN     HARVARD GLOBAL RESEARCH AND SUPPORT SERVICES INC
 
 
No
(23)HARVARD GLOBAL RESEARCH SUPPORT CENTRE ISRAEL LTD
 
 
RESEARCH IS     HARVARD GLOBAL RESEARCH AND SUPPORT SERVICES INC
 
 
No
(24)HARVARD GLOBAL RESEARCH SUPPORT CENTRE SOUTH AFRICA NPC
 
 
RESEARCH SF     HARVARD GLOBAL RESEARCH AND SUPPORT SERVICES INC
 
 
No
(25)HARVARD GLOBAL UK
 
 
RESEARCH UK     HARVARD GLOBAL RESEARCH AND SUPPORT SERVICES INC
 
 
No
(26)HARVARD MAGAZINE INC
7 WARE ST

CAMBRIDGE,MA02138
04-6112308 		PUBLISHING MA 501(c)(3) Type III-FI PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(27)HARVARD MANAGEMENT COMPANY INC
600 ATLANTIC AVENUE

BOSTON,MA02210
23-7361259 		INVESTMENT MANAGEMENT MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(28)HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
600 ATLANTIC AVENUE

BOSTON,MA02210
04-3070522 		INVESTMENT MANAGEMENT MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(29)HARVARD MEDICAL CENTER
25 SHATTUCK ST

BOSTON,MA02115
04-2213292 		MEDICAL EDUCATION MA 501(c)(3) Type I NA
 
 
No
(30)HARVARD NEURODISCOVERY CENTER INC
25 SHATTUCK ST

BOSTON,MA02115
31-1745145 		RESEARCH SUPPORT MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(31)HARVARD PRIVATE CAPITAL REALTY INC
600 ATLANTIC AVENUE

BOSTON,MA02210
22-3138409 		INVESTMENT MANAGEMENT MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(32)HARVARD REAL ESTATE - ALLSTON INC
1033 MASS AVE 3RD FL

CAMBRIDGE,MA02138
04-3373410 		TITLE HOLDING COMPANY MA 501(c)(25)   PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(33)HARVARD REAL ESTATE INC
1033 MASS AVE 3RD FL

CAMBRIDGE,MA02138
04-2649303 		REAL ESTATE BROKERAGE MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(34)HARVARD-YENCHING INSTITUTE
VANSERG HALL 25 FRANCIS AVE

CAMBRIDGE,MA02138
04-2062394 		EDUCATION MA 501(c)(3) Type I NA
 
 
No
(35)ION INC
1350 MASS AVE

CAMBRIDGE,MA02138
22-3032677 		RESEARCH MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(36)LONGWOOD MEDICAL ENERGY COLLABORATIVE INC
375 LONGWOOD AVE

BOSTON,MA02215
04-3476764 		ENERGY SERVICES MA 501(c)(3) Type I NA
 
 
No
(37)MASSACHUSETTS GREEN HIGH PERFORMANCE COMPUTING CENTER INC
100 BIGELOW ST

HOLYOKE,MA01040
27-3014805 		RESEARCH MA 501(c)(3) Type I NA
 
 
No
(38)MGHPCC HOLYOKE INC
100 BIGELOW ST

HOLYOKE,MA01040
45-2257442 		RESEARCH MA 501(c)(3) Type I NA
 
 
No
(39)PHEMUS CORPORATION
600 ATLANTIC AVENUE

BOSTON,MA02210
04-2997367 		INVESTMENT MANAGEMENT MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(40)PRESIDENT AND FELLOWS OF HARVARD COLLEGE
1033 MASS AVE 3RD FL

CAMBRIDGE,MA02138
04-2103580 		EDUCATION AND RESEARCH MA 501(c)(3) 2 NA
 
 
No
(41)RED TOP INC
MURR CTR 65 NORTH HARVARD ST

BOSTON,MA02163
51-0189788 		ATHLETICS CT 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(42)STUDENT CLUBS OF HBS INC
SOLDIERS FIELD RD

BOSTON,MA02163
57-1152691 		STUDENT SUPPORT MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(43)STUDENT ORGANIZATIONS AND JOURNALS OF HARVARD LAW SCHOOL INC
1585 MASSACHUSETTS AVE

CAMBRIDGE,MA02138
84-3118937 		STUDENT SUPPORT MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(44)THE BOTSWANA HARVARD HEALTH PARTNERSHIP
 
 
RESEARCH BC     PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
(45)THE CARL J SHAPIRO INSTITUTE FOR EDUCATION AND RESEARCH AT HARVARD
330 BROOKLINE AVE

BOSTON,MA02215
04-3326928 		MEDICAL EDUCATION AND RESEARCH MA 501(c)(3) Type I NA
 
 
No
(46)THE RESEARCH COLLECTIONS AND PRESERVATION CONSORTIUM
701 CARNEGIE CENTER STE 445

PRINCETON,NJ08540
22-3751732 		LIBRARY DEPOSITORY NJ 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
 
No
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2021
Schedule R (Form 990) 2021
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No
(1) 144 FULTON MMEE JV LLC

C/O CROWN ACQUISITIONS INC
667 MADISON AVENUE 12TH FLOOR
NEW YORK,NY10065
47-4542524 		INVESTMENTS DE NA
  		N/A                
(2) 170 BROADWAY LLC

C/O CROWN ACQUISITIONS INC
667 MADISON AVENUE 12TH FLOOR
NEW YORK,NY10065
46-4145333 		INVESTMENTS DE NA
  		N/A                
(3) 3D INVESTMENT VALUE MASTER FUND

 
 
INVESTMENTS CJ NA
  		N/A                
(4) 522 FULTON REALTY LLC

C/O CROWN ACQUISITIONS INC
667 MADISON AVENUE 12TH FLOOR
NEW YORK,NY10065
13-4215034 		INVESTMENTS DE NA
  		N/A                
(5) 947 LINCOLN ROAD LLC

C/O CROWN ACQUISITIONS INC
667 MADISON AVENUE 12TH FLOOR
NEW YORK,NY10065
46-5244987 		INVESTMENTS DE NA
  		N/A                
(6) ALTIMETER GROWTH DIABLO FUND LP

ONE INTERNATIONAL PLACE
SUITE 4610
BOSTON,MA02110
87-2407391 		INVESTMENTS DE NA
  		N/A                
(7) ALTOS HYBRID HD LLC

250 CALIFORNIA DR FL 4
BURLINGAME,CA940104113
88-2029449 		INVESTMENTS DE NA
  		N/A                
(8) AMERRA AGRI OPPORTUNITY FUND LP

55 WEST 46TH ST
STE 2801
NEW YORK,NY10036
27-3310646 		INVESTMENTS DE NA
  		N/A                
(9) APOLLO THUNDER PARTNERS LP

ONE MANHATTANVILLE ROAD SUITE 201
PURCHASE,NY10577
36-4827348 		INVESTMENTS DE NA
  		N/A                
(10) AQUILINE ARMOUR CO-INVEST II LP

C/O AQUILINE CAP PART
535 MADISON AVE 24TH FL
NEW YORK,NY10022
82-3864734 		INVESTMENTS CJ NA
  		N/A                
(11) ARTIST GROWTH OPPORTUNITY III LP

20 WEST 55TH STREET
11TH FLOOR
NEW YORK,NY10019
86-3123613 		INVESTMENTS DE NA
  		N/A                
(12) ASSOCIATED FUNDS SPV LP

8605 SANTA MONICA BLVD
PMB 29166
WEST HOLLYWOOD,CA90069
84-2851486 		INVESTMENTS DE NA
  		N/A                
(13) ATLANTIC CT HOLDINGS LLC

4343 VON KARMAN AVE SUITE 200
NEWPORT BEACH,CA92660
46-2501216 		INVESTMENTS DE NA
  		N/A                
(14) ATLANTIC REGENT HOLDINGS LLC

11990 SAN VICENTE BOULEVARD
SUITE 200
LOS ANGELES,CA90049
47-2097418 		INVESTMENTS DE NA
  		N/A                
(15) ATLANTIC SCIOTO HOLDINGS LLC

230 PARK AVENUE 12TH FLOOR
NEW YORK,NY10169
47-1979711 		INVESTMENTS DE NA
  		N/A                
(16) ATLANTIC TORONTO LP

600 ATLANTIC AVENUE
BOSTON,MA02210
35-2384789 		INVESTMENTS DE NA
  		N/A                
(17) ATLANTIC US REAL ESTATE LLC

C/O BAIN CAPITAL REAL ESTATE LP
200 CLARENDON ST
BOSTON,MA02116
82-4033944 		INVESTMENTS DE NA
  		N/A                
(18) AVENIR GROWTH PARTNERS III CO-INVEST LP

2601 S BAYSHORE DRIVE
SUITE 1110
COCONUT GROVE,FL33133
85-3171430 		INVESTMENTS DE NA
  		N/A                
(19) BAINBRIDGE CC URBANA APARTMENTS LLC

12765 WEST FOREST HILL BLVD
SUITE 1307
WELLINGTON,FL33414
80-0910794 		INVESTMENTS DE NA
  		N/A                
(20) BCC CAMBRIDGE NEW FINANCING SOLUTION (REVOLVERS) LP

MAPLES FIDUCIARY SERVICES DE INC
4001 KENNETT PIKE SUITE 302
WILMINGTON,DE19807
84-2105056 		INVESTMENTS DE NA
  		N/A                
(21) BCC CAMBRIDGE NEW FINANCING SOLUTION (TL) LP

MAPLES FIDUCIARY SERVICES DE INC
4001 KENNETT PIKE SUITE 302
WILMINGTON,DE19807
84-2105177 		INVESTMENTS DE NA
  		N/A                
(22) BLC FIC FIDC-NP

 
 
INVESTMENTS BR NA
  		N/A                
(23) BLC MASTER FUND LP

PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMANKY11104
CJ
98-1251228 		INVESTMENTS CJ NA
  		N/A                
(24) BLUE ATLANTIC ACQUISITION GROUP II LLC

353 NORTH CLARK STREET SUITE 730
CHICAGO,IL60654
90-0909419 		INVESTMENTS DE NA
  		N/A                
(25) BRIGHTLIGHT CAPITAL PARTNERS LP

15 MYRTLE AVENUE 1A
WESTPORT,CT06880
45-2604596 		INVESTMENTS DE NA
  		N/A                
(26) CA ATLANTIC URBAN LV LLC

C/O CROWN ACQUISITIONS INC
667 MADISON AVENUE 12TH FLOOR
NEW YORK,NY10065
81-5215845 		INVESTMENTS DE NA
  		N/A                
(27) CA USQUARE LLC

C/O CROWN ACQUISITIONS INC
667 MADISON AVENUE 12TH FLOOR
NEW YORK,NY10065
47-3889463 		INVESTMENTS DE NA
  		N/A                
(28) CERBERUS MA PARTNERS LP

 
 
36-4762301 		INVESTMENTS CJ NA
  		N/A                
(29) COGNATE INVESTMENTS LP- SERIES SAM1

PO BOX 96503 PMB 42078
WASHINGTON,DC20090
85-3709667 		INVESTMENTS DE NA
  		N/A                
(30) COGNATE INVESTMENTS LP - SERIES IEH

PO BOX 96503
PMB 42078
WASHINGTON,DC200906503
82-1726944 		INVESTMENTS DE NA
  		N/A                
(31) CORAL SENIOR HOUSING II LLC

1275 PENNSYLVANIA AVENUE NORTH WEST
2ND FLOOR
WASHINGTON,DC20004
32-0410036 		INVESTMENTS DE NA
  		N/A                
(32) CORAL SENIOR HOUSING III LLC

1275 PENNSYLVANIA AVENUE NORTH WEST
2ND FLOOR
WASHINGTON,DC20004
38-3931197 		INVESTMENTS DE NA
  		N/A                
(33) CORAL SENIOR HOUSING IV LLC

1275 PENNSYLVANIA AVENUE NORTH WEST
2ND FLOOR
WASHINGTON,DC20004
81-4574488 		INVESTMENTS DE NA
  		N/A                
(34) CROWN 144 FULTON LLC

C/O CROWN ACQUISITIONS INC
667 MADISON AVENUE 12TH FLOOR
NEW YORK,NY10065
47-3233984 		INVESTMENTS DE NA
  		N/A                
(35) CROWN ATLANTIC INTL OLIVE LLC

C/O CROWN ACQUISITIONS INC
667 MADISON AVENUE 12TH FLOOR
NEW YORK,NY10065
47-1830643 		INVESTMENTS DE NA
  		N/A                
(36) CROWN ATLANTIC RETAIL II LLC

C/O CROWN ACQUISITIONS INC
667 MADISON AVENUE 12TH FLOOR
NEW YORK,NY10065
36-4806500 		INVESTMENTS DE NA
  		N/A                
(37) CROWN ATLANTIC RETAIL LLC

C/O CROWN ACQUISITIONS INC
667 MADISON AVENUE 12TH FLOOR
NEW YORK,NY10065
46-1605646 		INVESTMENTS DE NA
  		N/A                
(38) CROWN ICS 5TH ACQUISITIONS LLC

C/O CROWN ACQUISITIONS INC
667 MADISON AVENUE 12TH FLOOR
NEW YORK,NY10065
47-1827246 		INVESTMENTS DE NA
  		N/A                
(39) CROWN SRP LLC

C/O CROWN ACQUISITIONS INC
667 MADISON AVENUE 12TH FLOOR
NEW YORK,NY10065
47-2106149 		INVESTMENTS DE NA
  		N/A                
(40) CVI CHVF LP

1601 UTICA AVENUE SOUTH
SUITE 1000
ST LOUIS PARK,MN55416
80-0941373 		INVESTMENTS DE NA
  		N/A                
(41) CVI CHVF LUX SECURITIES SARL

1601 UTICA AVENUE SOUTH
SUITE 1000
ST LOUIS PARK,MN55416
98-1120470 		INVESTMENTS LU NA
  		N/A                
(42) CVI CHVF MASTER FUND I LP

1601 UTICA AVENUE SOUTH
SUITE 1000
ST LOUIS PARK,MN55416
80-0941608 		INVESTMENTS DE NA
  		N/A                
(43) CVI CHVF MASTER FUND II LP

1601 UTICA AVENUE SOUTH
SUITE 1000
ST LOUIS PARK,MN55416
32-0415499 		INVESTMENTS DE NA
  		N/A                
(44) DOUGLASBAY CAPITAL III FUND (CO-INVESTMENT ACCOUNT NO 1) LP

 
 
INVESTMENTS CJ NA
  		N/A                
(45) DOUGLASBAY CAPITAL IV FUND LP

 
 
98-1718388 		INVESTMENTS JE NA
  		N/A                
(46) ELLIPSIS PARTNERS LLC

600 ATLANTIC AVENUE
BOSTON,MA02210
83-3308875 		INVESTMENTS DE NA
  		N/A                
(47) EPIRIS FUND II CO-INVESTMENT (A) LP

 
 
98-1455895 		INVESTMENTS JE NA
  		N/A                
(48) EVOLUTION CREDIT OPPORTUNITY FUND II (PARALLEL A) LP

28 STATE STREET 23RD FLOOR
BOSTON,MA02109
87-2877372 		INVESTMENTS DE NA
  		N/A                
(49) G GROWTH PARTNERS LP

245 FIFTH AVENUE
SUITE 1102
NEW YORK,NY10016
87-2575541 		INVESTMENTS DE NA
  		N/A                
(50) GBE INVESTMENTS LP

MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ NA
  		N/A                
(51) GERRITY ATLANTIC RETAIL PARTNERS LLC

973 LOMAS SANTA FE DRIVE
SOLANA BEACH,CA92075
27-4257497 		INVESTMENTS DE NA
  		N/A                
(52) HAMPDEN INSURANCE PARTNERS I LP

C/O MOURANT OZANNES CORP SER
94 SOLARIS AVE
CAMANA BAY,GRAND CAYMANKY11108
CJ
INVESTMENTS CJ NA
  		N/A                
(53) HARVARD GLOBAL SERVICES INDIA LLP

404 ZEE SQ MG RD VILE PARLE E
OPP BANK OF BARODA
MUMBAI,MAHARASHTRA400057
IN
RESEARCH IN NA
  		N/A                
(54) HB INSTITUTIONAL LIMITED PARTNERSHIP

10 ST JAMES AVE STE 1700
BOSTON,MA02116
04-3425685 		INVESTMENTS MA NA
  		N/A                
(55) HLS SPV LLC

1345 AVENUE OF THE AMERICAS
42ND FLOOR
NEW YORK,NY10105
47-2205984 		INVESTMENTS DE NA
  		N/A                
(56) HMC JUWEEL HOLDINGS LP

MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMANKY11104
CJ
98-1196430 		INVESTMENTS CJ NA
  		N/A                
(57) HORSLEY BRIDGE SPV II LP

505 MONTGOMERY STREET
21ST FLOOR
SAN FRANCISCO,CA94111
85-3774963 		INVESTMENTS DE NA
  		N/A                
(58) IBEX VENTURE LIMITED

 
 
98-1583805 		INVESTMENTS VI NA
  		N/A                
(59) INITIALIZED FG SPV LLC

464 TEHAMA STREET
SAN FRANCISCO,CA94103
87-1269799 		INVESTMENTS DE NA
  		N/A                
(60) INITIALIZED PA SPV LLC

464 TEHAMA STREET
SAN FRANCISCO,CA94103
87-2934502 		INVESTMENTS DE NA
  		N/A                
(61) INTERNET ECONOMY HOLDINGS III LLC

PO BOX 96503
PMB 42078
WASHINGTON,DC200906503
83-2567678 		INVESTMENTS DE NA
  		N/A                
(62) IRON POINT CO-INVESTMENT I LLC

201 MAIN STREET SUITE 2300
FORT WORTH,TX76102
45-4748900 		INVESTMENTS DE NA
  		N/A                
(63) ISLAND C-III ATLANTIC HOLDINGS LLC

300 N MAIN STREET SUITE 402
GREENVILLE,SC29601
47-1180960 		INVESTMENTS DE NA
  		N/A                
(64) JC SILOS FUNDO DE INVESTIMENTO EM DIREITOS CREDITORIOS NAO-PADRONIZADO

 
 
INVESTMENTS BR NA
  		N/A                
(65) JUS BG I - MASTER LP

3500 S DUPONT HIGHWAY
DOVER,DE19901
46-2781217 		INVESTMENTS DE NA
  		N/A                
(66) L-A SATURN ACQUISITION LP

C/O MAPLES FIDUCIARY SERVICES INC
WILMINGTON,DE19807
30-0825127 		INVESTMENTS DE NA
  		N/A                
(67) LEFT LANE CAPITAL PARTNERS CO-INVEST LP (SERIES G)

10 GRAND STREET
21ST FLOOR
BROOKLYN,NY112493296
97-4012238 		INVESTMENTS DE NA
  		N/A                
(68) LEFT LANE CAPITAL PARTNERS CO-INVEST LP (SERIES T)

10 GRAND STREET
21ST FLOOR
BROOKLYN,NY112493296
87-3422481 		INVESTMENTS DE NA
  		N/A                
(69) LMA RESEARCH COMPLEX PRIMARY CONDOMINIUM ASSOCIATION LLC

181 A LONGWOOD AVENUE
BOSTON,MA02116
83-0816425 		REAL ESTATE MA NA
  		N/A                
(70) LONGFELLOW ATLANTIC HOLDINGS LLC

260 FRANKLIN STREET SUITE 1920
BOSTON,MA02110
80-0965922 		INVESTMENTS DE NA
  		N/A                
(71) LUBERT-ADLERLARAMAR URBAN NEIGHBORHOOD CAPITAL FUND LP

3284 NORTHSIDE PARKWAY NW SUITE 57
ATLANTA,GA30327
61-1804548 		INVESTMENTS DE NA
  		N/A                
(72) MAP INSTITUTIONAL LLC 800 SERIES

3801 PGA BOULEVARD SUITE 500
PALM BEACH GARDENS,FL33410
85-3060397 		INVESTMENTS DE NA
  		N/A                
(73) MAP INSTITUTIONAL LLC 801 SERIES

3801 PGA BOULEVARD SUITE 500
PALM BEACH GARDENS,FL33410
86-3083283 		INVESTMENTS DE NA
  		N/A                
(74) MAP INSTITUTIONAL LLC 802 SERIES

3801 PGA BOULEVARD SUITE 500
PALM BEACH GARDENS,FL33410
86-3274921 		INVESTMENTS DE NA
  		N/A                
(75) MAP INSTITUTIONAL LLC 803 SERIES

3801 PGA BOULEVARD SUITE 500
PALM BEACH GARDENS,FL33410
86-3473452 		INVESTMENTS DE NA
  		N/A                
(76) MCR OPPORTUNITY FUND I REIT HOLDINGS LLC

1503 LBJ FREEWAY
SUITE 300
DALLAS,TX75234
85-2064624 		INVESTMENTS DE NA
  		N/A                
(77) MCR OPPORTUNITY FUND I LP

1503 LBJ FREEWAY
SUITE 300
DALLAS,TX75234
85-1650579 		INVESTMENTS DE NA
  		N/A                
(78) MCROPP COINVEST LP

1503 LBJ FREEWAY
SUITE 300
DALLAS,TX75234
86-2916579 		INVESTMENTS DE NA
  		N/A                
(79) MCROPP NEW YORK LEX REIT HOLDINGS LLC

1504 LBJ FREEWAY
SUITE 301
DALLAS,TX75235
87-1432775 		INVESTMENTS DE NA
  		N/A                
(80) MOUNTAIN CAPITAL PARTNERS NPI LP

811 LOUISIANA STREET SUITE 2550
HOUSTON,TX77002
81-0788984 		INVESTMENTS DE NA
  		N/A                
(81) NORTH PEAK SPECIAL OPPORTUNITY PARTNERS III LLC

405 LEXINGTON AVENUE
SUITE 5001
NEW YORK,NY10174
85-1854538 		INVESTMENTS DE NA
  		N/A                
(82) OAK-MOSSER LLC

220 MONTGOMERY STREET 20TH FLOOR
SAN FRANCISCO,CA94104
81-3349445 		INVESTMENTS DE NA
  		N/A                
(83) OMNI BRIDGEWAY (FUND 4) HPCR LP

437 MADISON AVENUE 19TH FLOOR
NEW YORK,NY10022
83-2788960 		INVESTMENTS DE NA
  		N/A                
(84) OR OPPORTUNISTIC I (H) LP

399 PARK AVENUE
38TH FLOOR
NEW YORK,NY10022
85-2734604 		INVESTMENTS DE NA
  		N/A                
(85) PSI ATLANTIC HOLDINGS III LLC

530 OAK COURT DRIVE SUITE 185
MEMPHIS,TN38117
81-0780333 		INVESTMENTS DE NA
  		N/A                
(86) QTH FUND LLC

1140 AVENUE OF AMERICAS 9TH FL
NEW YORK,NY10036
84-3958423 		INVESTMENTS DE NA
  		N/A                
(87) REALTERM EUROPE LOGISTICS FUND SCSP

 
 
98-1515046 		INVESTMENTS LU NA
  		N/A                
(88) RECOGNIZE PARTNERS CHEETAH LP

667 MADISON AVENUE
5TH FLOOR
NEW YORK,NY10065
98-1564111 		INVESTMENTS CJ NA
  		N/A                
(89) RELF FRANCE SPE 1 SCI

 
 
98-1582479 		INVESTMENTS FR NA
  		N/A                
(90) RELF FRANCE SPE 2 SCI

 
 
98-1582379 		INVESTMENTS FR NA
  		N/A                
(91) S GROWTH PARTNERS II LP

245 FIFTH AVENUE
SUITE 1102
NEW YORK,NY10016
87-4108170 		INVESTMENTS DE NA
  		N/A                
(92) S GROWTH PARTNERS LP

245 FIFTH AVENUE
SUITE 1102
NEW YORK,NY10016
85-3940206 		INVESTMENTS DE NA
  		N/A                
(93) STRATEGY CAPITAL INSTITUTIONAL INVESTORS LP

1 FIRST STREET
SUITE 13
LOS ALTOS,CA94022
84-2015871 		INVESTMENTS DE NA
  		N/A                
(94) TDC ATLANTIC HOLDINGS LLC

5130 SOUTH ALSTON AVENUE SUITE 210
DURHAM,NC27713
47-5340743 		INVESTMENTS DE NA
  		N/A                
(95) TETRIS PROPERTY LP

C/O US REALTY ADVISORS LLC
1370 AVE OF THE AMERICAS
NEW YORK,NY10019
46-1625319 		INVESTMENTS DE NA
  		N/A                
(96) UNICORN ENTERPRISE SELECT FUND II LP

 
 
98-1659889 		INVESTMENTS CJ NA
  		N/A                
(97) UNICORN ENTERPRISE SELECT FUND LP

 
 
98-1584035 		INVESTMENTS CJ NA
  		N/A                
(98) USRA ATLANTIC CAPITAL INVESTOR LLC

C/O US REALTY ADVISORS LLC
1370 AVE OF THE AMERICAS
NEW YORK,NY10019
82-3726933 		INVESTMENTS DE NA
  		N/A                
(99) USRA ATLANTIC CAPITAL PARTNERS LLC

C/O US REALTY ADVISORS LLC
1370 AVE OF THE AMERICAS
NEW YORK,NY10019
45-2686195 		INVESTMENTS DE NA
  		N/A                
(100) XILOS DAKOTA SEPARATE LIMITED PARTNERSHIP

 
 
98-1293611 		INVESTMENTS JE NA
  		N/A                
Part IV
Identification of Related Organizations Taxable as a Corporation or Trust. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No
(1) 365 CHURCH STREET LIMITED PARTNERSHIP

4711 YONGE STREET SUITE 1400
TORONTO,ONM2N7E4
CA
INVESTMENTS CA ATLANTIC TORONTO HOLDINGS INC
  		C Corporation         No
(2) 3D INVESTMENT VALUE FUND

 
 
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(3) ADELAIDE-PETER DEVELOPMENTS

4711 YONGE STREET SUITE 1400
TORONTO,ONM2N7E4
CA
98-0684328 		INVESTMENTS CA ATLANTIC TORONTO HOLDINGS INC
  		C Corporation         No
(4) ADMIRAL CAPITAL PARTNERS OFFSHORE FUND LTD

94 SOLARIS AVENUE
PO BOX 1348
CAMANA BAY,GRAND CAYMANKY11108
CJ
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(5) AQUILA INC

C/O WALKERS SPV LTD PO BOX 908GT
87 MARY ST
GEORGE TOWN,GRAND CAYMAN  
CJ
98-0532782 		INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(6) AR LEGACY REIT INC

11990 SAN VICENTE BOULEVARD
SUITE 200
LOS ANGELES,CA90049
81-5332102 		INVESTMENTS DE ATLANTIC REGENT HOLDINGS LLC
  		C Corporation         No
(7) ARA INC

C/O WALKERS SPV LTD PO BOX 908GT
87 MARY ST
GEORGE TOWN,GRAND CAYMAN  
CJ
98-0543813 		INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(8) ATLANTIC AVENUE REALTY LTD

C/O MAPLES AND CALDER
PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMANKY11104
CJ
98-0533323 		INVESTMENTS CJ HARVARD PRIVATE CAPITAL REALTY INC
  		C Corporation         No
(9) ATLANTIC DV HOLDINGS LTD

C/O MAPLES AND CALDER
PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMANKY11104
CJ
98-1196247 		INVESTMENTS CJ ATLANTIC INTERNATIONAL REAL ESTATE LLC
  		C Corporation         No
(10) ATLANTIC EUROPE INVESTMENTS GP LIMITED

 
 
INVESTMENTS UK HARVARD PRIVATE CAPITAL REALTY INC
  		C Corporation         No
(11) ATLANTIC EUROPE INVESTMENTS LP

 
 
98-0670648 		INVESTMENTS UK HARVARD PRIVATE CAPITAL REALTY INC
  		C Corporation         No
(12) ATLANTIC GARNET FUNDING LTD

 
 
98-1493892 		INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(13) ATLANTIC KING BLOCKER LIMITED

 
 
98-1461264 		INVESTMENTS MP HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(14) ATLANTIC REGENT REIT INC

11990 SAN VICENTE BOULEVARD
SUITE 200
LOS ANGELES,CA90049
32-0464661 		INVESTMENTS DE ATLANTIC REGENT HOLDINGS LLC
  		C Corporation         No
(15) ATLANTIC TORONTO 365 CHURCH STREET GENERAL PARTNER INC

1066 WEST HASTINGS ST
SUITE 2600
VANCOUVER,BCV6E3X1
CA
INVESTMENTS CA ATLANTIC TORONTO HOLDINGS INC
  		C Corporation         No
(16) ATLANTIC TORONTO A-P GENERAL PARTNER INC

1066 WEST HASTINGS ST
SUITE 2600
VANCOUVER,BCV6E3X1
CA
98-0668180 		INVESTMENTS CA ATLANTIC TORONTO HOLDINGS INC
  		C Corporation         No
(17) ATLANTIC TORONTO GRENVILLE GENERAL PARTNER INC

1066 WEST HASTINGS ST
SUITE 2600
VANCOUVER,BCV6E3X1
CA
INVESTMENTS CA ATLANTIC TORONTO HOLDINGS INC
  		C Corporation         No
(18) ATLANTIC TORONTO HOLDINGS INC

1066 WEST HASTINGS ST
SUITE 2600
VANCOUVER,BCV6E3X1
CA
98-0668178 		INVESTMENTS CA ATLANTIC TORONTO LP
  		C Corporation         No
(19) ATLANTIC URBAN RETAIL INC

C/O BAIN CAPITAL REAL ESTATE LP
200 CLARENDON ST 41ST FLOOR
BOSTON,MA02116
32-6261983 		INVESTMENTS DE ATLANTIC URBAN RETAIL HOLDINGS LLC (ATLANTIC US REAL ESTATE LLC)
  		C Corporation         No
(20) BAIN CAPITAL SPECIAL SITUATIONS EUROPE (A) LP

 
 
98-1422541 		INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(21) BAIN CAPITAL SPECIAL SITUATIONS EUROPE II (A) LP

PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMANKY11104
CJ
98-1608801 		INVESTMENTS CJ HARVARD PRIVATE CAPITAL REALTY INC
  		C Corporation         No
(22) BAINBRIDGE CC URBANA APARTMENTS REIT INC

12765 WEST FOREST HILL BLVD
SUITE 1307
WELLINGTON,FL33414
47-1171921 		INVESTMENTS DE BAINBRIDGE CC URBANA APARTMENTS LLC
  		C Corporation         No
(23) BCC CAMBRIDGE (CAYMAN GP LOANS) LP

 
 
98-1495663 		INVESTMENTS CJ LUXCO LENDING FUND II SARL
  		C Corporation         No
(24) BCC CAMBRIDGE (CAYMAN GP REVOLVERS) LP

 
 
98-1495639 		INVESTMENTS CJ LUXCO LENDING FUND II SARL
  		C Corporation         No
(25) BLACK KITE PTY LTD

 
 
INVESTMENTS AS BLUE MARBLE HOLDINGS CORP
  		C Corporation         No
(26) BLACK KITE TRUST

 
 
98-6063158 		INVESTMENTS AS SWT LP
  		C Corporation         No
(27) BLC FUND B LP

PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMANKY11104
CJ
98-1251361 		INVESTMENTS CJ ITAY LLC
  		C Corporation         No
(28) BLC II FUND B LP

 
 
98-1386349 		INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(29) BLUE ATLANTIC INVESTORS II INC

353 NORTH CLARK STREET SUITE 730
CHICAGO,IL60654
46-1452116 		INVESTMENTS DE BLUE ATLANTIC ACQUISITION GROUP II LLC
  		C Corporation         No
(30) BLUE ATLANTIC SHUTTLE II LLC

353 NORTH CLARK STREET SUITE 730
CHICAGO,IL60654
36-4851337 		INVESTMENTS DE BLUE ATLANTIC INVESTORS II INC
  		C Corporation         No
(31) BOULDER HILL TOTAL RETURN OFFSHORE INVESTORS LTD

888 SEVENTH AVENUE
21ST FLOOR
NEW YORK,NY10106
98-1587968 		INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(32) BRAMSHILL TACTICAL FIXED INCOME FUND LTD

27 HOSPITAL RD
GEORGE TOWN,GRAND CAYMANKY19008
CJ
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(33) BRODIAEA INC

444 HIGUERA STREET SUITE 202
SAN LUIS OBISPO,CA93401
90-0862085 		INVESTMENTS DE BELLUM LLC
  		C Corporation         No
(34) CALEDONIA CONCENTRATED FUND LP

650 MADISON AVE 24TH FLOOR
NEW YORK,NY10022
98-1422273 		INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(35) CANTUTA LTD

C/O MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
  GRAND CAYMANKY11104
CJ
INVESTMENTS CJ PHEMUS CORPORATION
  		C Corporation         No
(36) CC VII HOLDINGS LLC

 
 
98-1361217 		INVESTMENTS MP HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(37) CENTRO HARVARD DAVID ROCKEFELLER PARA ESTUDIOS LATINOAMERICANOS AC

 
 
FACULTY AND STUDENT ACTIVITIES MX PRESIDENT AND FELLOWS OF HARVARD COLLEGE
  		C Corporation         No
(38) CHARITABLE LEAD TRUSTS (44)

 
 
CHARITABLE TRUST MA PRESIDENT AND FELLOWS OF HARVARD COLLEGE
  		Trust         No
(39) CHARITABLE REMAINDER TRUSTS (752)

 
 
CHARITABLE TRUST MA PRESIDENT AND FELLOWS OF HARVARD COLLEGE
  		Trust         No
(40) COPAYAPU SPA

2939 AVENIDA ISIDORA GOYENECHEA
11TH FL
LAS CONDES,SANTIAGO  
CI
98-1112517 		INVESTMENTS CI PALPANA LLC
  		C Corporation         No
(41) CSH PROGRAM REIT II INC

1275 PENNSYLVANIA AVENUE NORTH WEST
2ND FLOOR
WASHINGTON,DC20004
30-0783361 		INVESTMENTS DE CSH SENIOR HOUSING II LLC
  		C Corporation         No
(42) CSH PROGRAM REIT III INC

1275 PENNSYLVANIA AVENUE NORTH WEST
2ND FLOOR
WASHINGTON,DC20004
47-0981643 		INVESTMENTS DE CSH SENIOR HOUSING III LLC
  		C Corporation         No
(43) CSH PROGRAM REIT IV INC

1275 PENNSYLVANIA AVENUE NORTH WEST
2ND FLOOR
WASHINGTON,DC20004
81-4646057 		INVESTMENTS DE CORAL SENIOR HOUSING IV LLC
  		C Corporation         No
(44) CSH TRS HOLDING III LLC

1275 PENNSYLVANIA AVENUE NORTH WEST
2ND FLOOR
WASHINGTON,DC20004
32-0410113 		INVESTMENTS DE CSH PROGRAM REIT II INC
  		C Corporation         No
(45) CSH TRS HOLDING IV LLC

1275 PENNSYLVANIA AVENUE NORTH WEST
2ND FLOOR
WASHINGTON,DC20004
35-2508708 		INVESTMENTS DE CSH PROGRAM REIT III INC
  		C Corporation         No
(46) CSH TRS HOLDING V LLC

1275 PENNSYLVANIA AVENUE NORTH WEST
2ND FLOOR
WASHINGTON,DC20004
81-5203398 		INVESTMENTS DE CSH PROGRAM REIT IV INC
  		C Corporation         No
(47) CVI CHVF LUX FINANCE SARL

 
 
98-1120658 		INVESTMENTS LU CVI CHVF LUX MASTER SARL
  		C Corporation         No
(48) CVI CHVF LUX MASTER SARL

 
 
98-1120305 		INVESTMENTS LU CVI CHVF LUX SUB HOLDINGS SARL
  		C Corporation         No
(49) DAIRY FARMS PARTNERSHIP

 
 
98-0594944 		INVESTMENTS NZ DF1 LTD
  		C Corporation         No
(50) DELPHINIUM SAC

C/O MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
  GRAND CAYMANKY11104
CJ
INVESTMENTS PE ICHU LTD
  		C Corporation         No
(51) EAST BRIDGE CAPITAL OFFSHORE FUND LTD

20 GENESIS CLOSE
DMS HOUSE
  GRAND CAYMANKY11208
CJ
98-1023132 		INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(52) EASTERN ROSELLA TRUST

 
 
98-1131698 		INVESTMENTS AS GREEN ROSELLA TRUST
  		C Corporation         No
(53) ECO CEBACO SA

 
 
INVESTMENTS PM NICATECA INC
  		C Corporation         No
(54) EL MARIA SA

 
 
INVESTMENTS NU NICARAO LTD
  		C Corporation         No
(55) EMERALD CATASTROPHE FUND LTD

 
 
98-1194784 		INVESTMENTS BD HARVARD PRIVATE CAPITAL REALTY INC
  		C Corporation         No
(56) EMPRESAS VERDES ARGENTINA SA

 
 
INVESTMENTS AR PINO LLC
  		C Corporation         No
(57) ESTANCIA CELINA SA

 
 
INVESTMENTS AR LAS MISIONES SA
  		C Corporation         No
(58) EVOLUTION CREDIT PARTNERS I SLP LLC

 
 
98-1427934 		INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(59) FLAMENCO SPA

2939 AVENIDA ISIDORA GOYENECHEA
11TH FL
LAS CONDES,SANTIAGO  
CI
98-1120387 		INVESTMENTS CI COPAYAPU SPA
  		C Corporation         No
(60) FLORESTAS DO SUL AGROFLORESTAL LTDA

AV CARLOS GOMES 1200 SALA 502
AUXILIADORA
CENTRO,RIO GRANDE DO SUL90480001
BR
98-0493906 		INVESTMENTS BR CATTLEYA LLC
  		C Corporation         No
(61) FRIENDS OF HARVARD HONG KONG TRUST

114 MOUNT AUBURN ST 5TH FL
CAMBRIDGE,MA02138
47-7237666 		TRUST FOR CONTRIBUTIONS HK HARVARD GLOBAL RESEARCH AND SUPPORT SERVICES INC
  		Trust         No
(62) FRIENDS OF HARVARD UNIVERSITY

 
 
TRUST FOR CONTRIBUTIONS UK HARVARD GLOBAL RESEARCH AND SUPPORT SERVICES INC
  		Trust         No
(63) GATEWAY REAL ESTATE FUND III - TE LP

 
 
98-0669480 		INVESTMENTS CJ HARVARD PRIVATE CAPITAL REALTY INC
  		C Corporation         No
(64) GAVEA INVESTMENT FUND II B LP

 
 
98-0537951 		INVESTMENTS CA HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(65) GBE DEVELOPMENT I LTD

MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
  		C Corporation         No
(66) GBE DEVELOPMENT II LTD

MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
  		C Corporation         No
(67) GBE DEVELOPMENT III LTD

MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
  		C Corporation         No
(68) GBE DEVELOPMENT IV LTD

MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
  		C Corporation         No
(69) GBE DEVELOPMENT V LTD

MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
  		C Corporation         No
(70) GBE DEVELOPMENT VI LTD

UGLAND HOUSE SOUTH CHURCH STREET
PO BOX 309
GEORGE TOWN,GRAND CAYMANKY11104
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
  		C Corporation         No
(71) GBE HOLDINGS LTD

MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMANKY11104
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
  		C Corporation         No
(72) GBE INVESTMENTS LIMITED

MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LP
  		C Corporation         No
(73) GBE PROJETOS AGRICOLAS II LTDA

AV DAS AMERICAS 700 BL 5
SALAS 123 A 128
BARRA DA TIJUCA,RIO DE JANEIRO  
BR
INVESTMENTS BR GBE DEVELOPMENT II LTD
  		C Corporation         No
(74) GBE PROPERTIES I LTD

MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
  		C Corporation         No
(75) GBE PROPERTIES II LTD

MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
  		C Corporation         No
(76) GBE PROPERTIES III LTD

MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
  		C Corporation         No
(77) GBE PROPERTIES V LTD

MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
  		C Corporation         No
(78) GBE PROPERTIES VI LTD

UGLAND HOUSE SOUTH CHURCH STREET
PO BOX 309
GEORGE TOWN,GRAND CAYMANKY11104
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
  		C Corporation         No
(79) GBE PROPERTIES VII LTD

 
 
INVESTMENTS CJ GBE INVESTMENTS LIMITED
  		C Corporation         No
(80) GBE PROPRIEDADES E EMPREENDIMENTOS IMOBILIARIOS MINAS GERAIS LTDA

AV DAS AMERICAS 700 BLOCO 5
SALAS 123 A 128
BARRA DA TIJUCA,RIO DE JANEIRO  
BR
INVESTMENTS BR TERRACAL PROPRIEDADES LTDA
  		C Corporation         No
(81) GBE PROPRIEDADES HOLDINGS TOCANTINS LTDA

AVE OF AMERICAS NO 700 BUILDING 05
OFFICE 124
  RIO DE JANEIROCEP22640100
BR
INVESTMENTS BR GBE PROPERTIES IV LTD
  		C Corporation         No
(82) GERRITY ATLANTIC RETAIL PARTNERS INC

973 LOMAS SANTA FE DRIVE
SOLANA BEACH,CA92075
27-4802513 		INVESTMENTS DE GERRITY ATLANTIC RETAIL PARTNERS LLC
  		C Corporation         No
(83) GERRITY RETAIL FUND 2 INC

973 LOMAS SANTA FE DRIVE
SOLANA BEACH,CA92075
46-4417545 		INVESTMENTS DE GERRITY ATLANTIC RETAIL PARTNERS LLC
  		C Corporation         No
(84) GREEN ROSELLA TRUST

 
 
98-1126908 		INVESTMENTS AS ROSELLA LTD
  		C Corporation         No
(85) GUANARE AARL

 
 
98-0641951 		INVESTMENTS UY PHEMUS CORPORATION
  		C Corporation         No
(86) GUANARE SA

 
 
INVESTMENTS UY PHEMUS CORPORATION
  		C Corporation         No
(87) HARBOUR OFFSHORE FUND IV LP

 
 
98-1414548 		INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(88) HARBOUR OFFSHORE FUND V LP

 
 
98-1538699 		INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(89) HARSPRING CAPITAL OFFSHORE LTD

 
 
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(90) HARVARD ARASTIRMA VE EGITIM MERKEZI ISTANBUL LIMITED SIRKETI

 
 
RESEARCH SUPPORT/EVENT SUPPORT TU HARVARD INTERNATIONAL LLC
  		C Corporation         No
(91) HARVARD BUSINESS SCHOOL PUBLISHING ASIA PACIFIC LTD

 
 
SALES SUPPORT SN HARVARD BUSINESS SCHOOL PUBLISHING CORP
  		C Corporation         No
(92) HARVARD BUSINESS SCHOOL PUBLISHING AUSTRALIA PTY LTD

C/O PWC ONE INTERNATIONAL TOWERS
WATERMANS QUAY,BARANGAROONSW2000
AS
SALES SUPPORT AS HARVARD BUSINESS SCHOOL PUBLISHING CORP
  		C Corporation         No
(93) HARVARD BUSINESS SCHOOL PUBLISHING DE MEXICO SA DE CV

 
 
SALES SUPPORT MX HARVARD BUSINESS SCHOOL PUBLISHING CORP
  		C Corporation         No
(94) HARVARD BUSINESS SCHOOL PUBLISHING EUROPE LTD

 
 
SALES SUPPORT UK HARVARD BUSINESS SCHOOL PUBLISHING CORP
  		C Corporation         No
(95) HARVARD BUSINESS SCHOOL PUBLISHING FRANCE SAS

 
 
SALES SUPPORT FR HARVARD BUSINESS SCHOOL PUBLISHING CORP
  		C Corporation         No
(96) HARVARD BUSINESS SCHOOL PUBLISHING INDIA PRIVATE LTD

 
 
PUBLISHING SUPPORT IN HARVARD BUSINESS SCHOOL PUBLISHING CORP
  		C Corporation         No
(97) HARVARD CENTER SHANGHAI CO LTD

 
 
RESEARCH SUPPORT/LOGISTICAL SUPPORT FOR EVENTS CH HARVARD INTERNATIONAL LLC
  		C Corporation         No
(98) HARVARD GLOBAL RESEARCH SUPPORT CENTRE IRELAND DAC

 
 
GDPR REPRESENTATION EI HARVARD GLOBAL RESEARCH AND SUPPORT SERVICES INC
  		C Corporation         No
(99) HARVARD UNIVERSITY PRESS LTD

 
 
BOOK DISTRIBUTION UK PRESIDENT AND FELLOWS OF HARVARD COLLEGE
  		C Corporation         No
(100) HB CAYMAN LIMITED

PO BOX 309 GT
  GRAND CAYMANBWICJ
CJ
INVESTMENTS CJ HB INSTITUTIONAL LP
  		C Corporation         No
(101) HH HR INVESTMENT LP

190 ELGIN AVENUE
GEORGE TOWN,GRAND CAYMANKY11205
CJ
98-1642951 		INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(102) HIP BERMUDA REINSURANCE I LIMITED

 
 
INVESTMENTS BD HAMPDEN INSURANCE PARTNERS I LP
  		C Corporation         No
(103) HITE CARBON OFFSET LTD

 
 
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(104) HITE HEDGE OFFSHORE LTD

 
 
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(105) HMC BEEFEATER INC

1209 ORANGE STREET
WILMINGTON,DE19801
82-0888543 		INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(106) HMC JUWEEL INVESTORS LP

MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMANKY11104
CJ
98-1196788 		INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(107) HUNTER PATTON LTD

C/O MAPLES CORP SVCS PO BOX 30
UGLAND HOUSE
GEORGE TOWN,GRAND CAYMANKY11104
CJ
98-1395917 		INVESTMENTS CJ PRESIDENT AND FELLOWS OF HARVARD COLLEGE
  		C Corporation         No
(108) ICHU LTD

C/O MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
  GRAND CAYMANKY11104
CJ
INVESTMENTS CJ CANTUTA LTD
  		C Corporation         No
(109) INVERSIONES CATIVAL SA

 
 
INVESTMENTS NU NICARAO LTD
  		C Corporation         No
(110) INVERSIONES SANTA RITA SA

 
 
INVESTMENTS NU NICARAO LTD
  		C Corporation         No
(111) INVERSIONES TRES CUMBRES LTDA

AVENIDA VITACURA N 5093
OFICINA 601
VITACURA,SANTIAGO  
CI
98-0446986 		INVESTMENTS CI PHEMUS CORPORATION
  		C Corporation         No
(112) JADE RETAIL INC

PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMANKY11104
CJ
98-1401548 		INVESTMENTS CJ PEARL RETAIL LLC (ATLANTIC US REAL ESTATE LLC)
  		C Corporation         No
(113) JUS BG I - FEEDER LP

PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMANKY11104
CJ
98-1018586 		INVESTMENTS CJ ITAY LLC
  		C Corporation         No
(114) KEPOS INSTITUTIONAL OPPORTUNITIES FUND LTD

 
 
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(115) LA JACARANDA SA

 
 
INVESTMENTS NU NICARAO LTD
  		C Corporation         No
(116) LA MORA SA

 
 
INVESTMENTS NU NICARAO LTD
  		C Corporation         No
(117) LA ZARZA SA

 
 
INVESTMENTS NU NICARAO LTD
  		C Corporation         No
(118) LAS ACACIAS SA

 
 
INVESTMENTS NU NICARAO LTD
  		C Corporation         No
(119) LAS MISIONES SA

 
 
INVESTMENTS AR BT2 CO LLC
  		C Corporation         No
(120) LCM GLOBAL ALTERNATIVE RETURNS FEEDER FUND II LP

 
 
98-1626267 		INVESTMENTS JE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(121) LCM GLOBAL ALTERNATIVE RETURNS FEEDER FUND LP

 
 
98-1529383 		INVESTMENTS JE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(122) LIFETIME CENTRECOURT GRENVILLE LIMITED PARTNERSHIP

22 ST CLAIR AVENUE EAST
SUITE 1010
TORONTO,ONM4T2S3
CA
98-0684331 		INVESTMENTS CA ATLANTIC TORONTO HOLDINGS INC
  		C Corporation         No
(123) LOS ARRAYANES SA

 
 
INVESTMENTS NU NICARAO LTD
  		C Corporation         No
(124) LOS LAURELES SA

 
 
INVESTMENTS NU NICARAO LTD
  		C Corporation         No
(125) LUXCO LENDING FUND II SARL

 
 
INVESTMENTS LU HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(126) MAN FUNDS IX SPC - MAN INSITITUTIONAL PORTFOLIO AQUILA SP

PO BOX 309 UGLAND HOUSE
  GRAND CAYMANKY11104
CJ
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(127) MAP 850 SP

190 ELGIN AVENUE
GEORGE TOWN,GRAND CAYMANKY19008
CJ
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(128) MCR OPPORTUNITY FUND I REIT LLC

1503 LBJ FREEWAY
SUITE 300
DALLAS,TX75234
85-2050139 		INVESTMENTS DE MCR OPPORTUNITY FUND I LP
  		C Corporation         No
(129) MCR OPPORTUNITY FUND I TRS LLC

1503 LBJ FREEWAY
SUITE 300
DALLAS,TX75234
85-2094881 		INVESTMENTS DE MCR OPPORTUNITY FUND I REIT HOLDINGS LLC
  		C Corporation         No
(130) MCROPP COINVEST REIT I LLC

1503 LBJ FREEWAY
SUITE 300
DALLAS,TX75234
86-2931195 		INVESTMENTS DE MCROPP COINVEST LP
  		C Corporation         No
(131) MCROPP COINVEST REIT I TRS LLC

1503 LBJ FREEWAY
SUITE 300
DALLAS,TX75234
86-2968431 		INVESTMENTS DE MCROPP COINVEST LP
  		C Corporation         No
(132) MCROPP NEW YORK LEX COINVEST REIT LLC

1503 LBJ FREEWAY
SUITE 300
DALLAS,TX75234
87-1410039 		INVESTMENTS DE MCROPP COINVEST LP
  		C Corporation         No
(133) MCROPP NEW YORK LEX REIT LLC

1503 LBJ FREEWAY
SUITE 300
DALLAS,TX75234
87-1423955 		INVESTMENTS DE MCR OPPORTUNITY FUND I LP
  		C Corporation         No
(134) MIRABILIS SA

CALLE LAS BEGONIAS NO 475
DPTO 702
SAN ISIDORO,LIMA  
PE
INVESTMENTS PE PARFEN SA
  		C Corporation         No
(135) NICARAO I LTD

 
 
98-0643167 		INVESTMENTS CJ NICARAO LTD
  		C Corporation         No
(136) NICARAO II LTD

 
 
98-0643169 		INVESTMENTS CJ NICARAO LTD
  		C Corporation         No
(137) NICARAO LTD

MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
  GRAND CAYMANKY11104
CJ
98-0643164 		INVESTMENTS CJ NICATECA INC
  		C Corporation         No
(138) NICATECA INC

C/O WALKERS SPV LTD
WALKER HOUSE 87 MARY ST
GEORGE TOWN,GRAND CAYMANKY11104
CJ
98-0520487 		INVESTMENTS CJ PHEMUS CORPORATION
  		C Corporation         No
(139) NICATECA SA

 
 
INVESTMENTS NU NICARAO LTD
  		C Corporation         No
(140) NOMINA (NO 1253) LIMITED

 
 
INVESTMENTS UK HAMPDEN INSURANCE PARTNERS I LP
  		C Corporation         No
(141) NORTHERN ROSELLA TRUST

 
 
98-6081350 		INVESTMENTS AS GREEN ROSELLA TRUST
  		C Corporation         No
(142) OPERA SA

 
 
INVESTMENTS NU NICARAO LTD
  		C Corporation         No
(143) OPTII SOLUTIONS INC

1503 LBJ FREEWAY
SUITE 300
DALLAS,TX75234
87-3430942 		INVESTMENTS DE MCR OPPORTUNITY FUND I LP
  		C Corporation         No
(144) PAG ASIA ALPHA FEEDER LIMITED

PO BOX 472 2ND FLOOR HARBOR PLACE
103 S CHURCH ST
GEORGE TOWN,GRAND CAYMANKY11106
CJ
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(145) PARFEN SRL

 
 
INVESTMENTS UY AZARA LLC
  		C Corporation         No
(146) PEARL RETAIL INC

PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMANKY11104
CJ
98-1048757 		INVESTMENTS CJ PEARL RETAIL LLC (ATLANTIC US REAL ESTATE LLC)
  		C Corporation         No
(147) PINARES AARL

 
 
98-0641950 		INVESTMENTS UY PHEMUS CORPORATION
  		C Corporation         No
(148) POOLED INCOME FUNDS (3)

 
 
CHARITABLE TRUST MA PRESIDENT AND FELLOWS OF HARVARD COLLEGE
  		Trust         No
(149) POTRERO INSTITUTIONAL FUND LTD

 
 
98-1544994 		INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(150) PULAR SPA

C/O ANINAT SCHWENCKE CIA AV
LOS CONQUISTADORES 1700 PISO 16
  SANTIAGO  
CI
INVESTMENTS CI COPAYAPU SPA
  		C Corporation         No
(151) RC IV CAYMAN ICW BLOCKER LLC

1180 PEACHTREE STREET NE
SUITE 2500
ATLANTA,GA30309
98-1643897 		INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(152) RELF INVESTMENTS COOPERATIEF UA

 
 
98-1510059 		INVESTMENTS NL REALTERM EUROPE LOGISTICS FUND SCSP
  		C Corporation         No
(153) REPRESA PROPERTIES LTD

UGLAND HOUSE SOUTH CHURCH STREET
PO BOX 309
GEORGE TOWN,GRAND CAYMANKY11104
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
  		C Corporation         No
(154) RETIREMENT PLAN TRUST FOR EMPLOYEES OF HARVARD UNIVERSITY

1033 MASS AVE 3RD FL
CAMBRIDGE,MA02138
04-2636388 		INVESTMENTS MA NA
  		Trust         No
(155) RIO MIRA PARTICIPACOES LTDA

AV DAS AMERICAS 700 BLOCO 5
SALAS 123 A 128
BARRA DA TIJUCA,RIO DE JANEIRO  
BR
INVESTMENTS BR TERRACAL PROPRIEDADES LTDA
  		C Corporation         No
(156) ROSELLA HOLD TC PTY LTD

 
 
98-1126654 		INVESTMENTS AS ROSELLA LTD
  		C Corporation         No
(157) ROSELLA LTD

 
 
98-1120479 		INVESTMENTS CJ BLUE MARBLE HOLDINGS CORP
  		C Corporation         No
(158) ROSELLA SUB TC PTY LTD

 
 
98-1126678 		INVESTMENTS AS ROSELLA HOLD TC PTY LTD
  		C Corporation         No
(159) SOROBAN DECARBONIZATION BENEFICIARIES CAYMAN FUND II LTD

190 ELGIN AVENUE
GEORGE TOWN,GRAND CAYMANKY19008
CJ
95-1645315 		INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(160) SOROBAN OPPORTUNITIES CAYMAN FUND III LTD

55 WEST 46TH STREET
32ND FLOOR
NEW YORK,NY10036
98-1585438 		INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(161) STAR ASIA JAPAN SPECIAL SITUATIONS IV BLOCKER LP

125 GAITHER DRIVE SUITE L
MOUNT LAUREL,NJ08054
98-1531119 		INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(162) STAR ASIA JAPAN SPECIAL SITUATIONS V BLOCKER LP

UGLAND HOUSE
  GRAND CAYMANKY11104
CJ
98-1568616 		INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(163) STAR ASIA JAPAN SPECIAL SITUATIONS VI BLOCKER LP

PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMANKY11104
CJ
INVESTMENTS CJ HARVARD PRIVATE CAPITAL REALTY INC
  		C Corporation         No
(164) SUSTAINABLE TEAK PARTCIPACOES LTDA

AV CASTELO BRANCO 272
ROOM 3 SAO MIGUEL
CACERES,MATO GROSSO78200000
BR
98-0639215 		INVESTMENTS BR BRAZIL TEAK LLC
  		C Corporation         No
(165) TACORA SPA

C/O ANINAT SCHWENCKE CIA AV
LOS CONQUISTADORES 1700 PISO 16
  SANTIAGO  
CI
INVESTMENTS CI COPAYAPU SPA
  		C Corporation         No
(166) TAGUA SPA

2939 AVENIDA ISIDORA GOYENECHEA
11TH FL
LAS CONDES,SANTIAGO  
CI
98-1120143 		INVESTMENTS CI COPAYAPU SPA
  		C Corporation         No
(167) TDCA REIT INC

5130 SOUTH ALSTON AVENUE SUITE 210
DURHAM,NC27713
47-5575876 		INVESTMENTS DE TDC ATLANTIC HOLDINGS LLC
  		C Corporation         No
(168) TERENA SA

 
 
INVESTMENTS UY PHEMUS CORPORATION
  		C Corporation         No
(169) TERRACAL ALIMENTOS E BIOENERGIA - UNIDADE BAHIA LTDA

AV DAS AMERICAS 700 BL 5
SALAS 123 A 128
BARRA DA TIJUCA,RIO DE JANEIRO  
BR
INVESTMENTS BR TERRACAL ALIMENTOS E BIOENERGIA LTDA
  		C Corporation         No
(170) TERRACAL ALIMENTOS E BIOENERGIA - UNIDADE MARANHAO LTDA

FAZENDA SANTO ANONIO DA MANGA
S/N ZONA RURAL
  MARANHAO  
BR
INVESTMENTS BR TERRACAL ALIMENTOS E BIOENERGIA LTDA
  		C Corporation         No
(171) TERRACAL ALIMENTOS E BIOENERGIA - UNIDADE PIAUI LTDA

RUA ALVARO MENDES N 2346 SALA C
CENTRO NORTE
  TERESINA-PL  
BR
INVESTMENTS BR TERRACAL ALIMENTOS E BIOENERGIA LTDA
  		C Corporation         No
(172) TERRACAL ALIMENTOS E BIOENERGIA LTDA

AV DAS AMERICAS 700 BL 5
SALAS 123 A NORTE
BARRA DA TIJUCA,RIO DE JANEIRO  
BR
INVESTMENTS BR GBE DEVELOPMENT V LTD
  		C Corporation         No
(173) TERRACAL PARTICIPACOES LTDA

AV DAS AMERICAS 700 BLOCO 5
SALAS 123 A 128
BARRA DA TIJUCA,RIO DE JANEIRO  
BR
INVESTMENTS BR REPRESA PROPERTIES LTD
  		C Corporation         No
(174) TERRACAL PROPRIEDADES LTDA

AV DAS AMERICAS 700 BLOCO 5
SALAS 123 A 128
BARRA DA TIJUCA,RIO DE JANEIRO  
BR
INVESTMENTS BR REPRESA PROPERTIES LTD
  		C Corporation         No
(175) TOPWATER PARTNERS OFFSHORE LTD

520 MADISON AVENUE
NEW YORK,NY10022
98-1144747 		INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(176) TOTORA LTD

C/O MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
  GRAND CAYMANKY11104
CJ
INVESTMENTS CJ ICHU LTD
  		C Corporation         No
(177) TRAVEL TECH ACQUISITION CORPORATION

 
 
98-1589034 		INVESTMENTS CJ MCR OPPORTUNITY FUND I LP
  		C Corporation         No
(178) TUNUYAN SA

 
 
INVESTMENTS NU NICARAO LTD
  		C Corporation         No
(179) TWO SIGMA MERCURY CAYMAN FUND LTD

190 ELGIN AVENUE
GEORGE TOWN,GRAND CAYMANKY19005
CJ
98-1473352 		INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(180) UNITECA AGROFLORESTAL SA

AVE GOVERNADOR PONCE DE ARRUDA
10545
  MATO GROSSO78110971
BR
INVESTMENTS BR SUSTAINABLE TEAK PARTCIPACOES LTDA
  		C Corporation         No
(181) USRA ATLANTIC NET LEASE CAPITAL CORP

C/O US REALTY ADVISORS LLC
1370 AVE OF THE AMERICAS
NEW YORK,NY10019
45-2732642 		INVESTMENTS DE USRA ATLANTIC CAPITAL PARTNERS LLC
  		C Corporation         No
(182) VOLEON COMPOSITION INTERNATIONAL FUND LTD

190 ELGIN AVENUE
GEORGE TOWN,GRAND CAYMANKY19005
CJ
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C Corporation         No
(183) WESTERN ROSELLA TRUST

 
 
98-1126861 		INVESTMENTS AS GREEN ROSELLA TRUST
  		C Corporation         No
Schedule R (Form 990) 2021
Schedule R (Form 990) 2021
Page 3
Part V
Transactions With Related Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................
1a
 
No
b Gift, grant, or capital contribution to related organization(s) ............................
1b
 
No
c Gift, grant, or capital contribution from related organization(s) ............................
1c
 
No
d Loans or loan guarantees to or for related organization(s) ............................
1d
 
No
e Loans or loan guarantees by related organization(s) ............................
1e
 
No
f Dividends from related organization(s) ............................
1f
 
No
g Sale of assets to related organization(s) ............................
1g
 
No
h Purchase of assets from related organization(s) ............................
1h
 
No
i Exchange of assets with related organization(s) ............................
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) .......................
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) ......................
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) .....................
1l
 
No
m Performance of services or membership or fundraising solicitations by related organization(s) .................
1m
Yes
 
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................
1n
 
No
o Sharing of paid employees with related organization(s) ............................
1o
 
No
p Reimbursement paid to related organization(s) for expenses ............................
1p
 
No
q Reimbursement paid by related organization(s) for expenses ............................
1q
 
No
r Other transfer of cash or property to related organization(s) ............................
1r
Yes
 
s Other transfer of cash or property from related organization(s) ............................
1s
 
No
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved





Schedule R (Form 990) 2021
Schedule R (Form 990) 2021
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V-UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2021
Schedule R (Form 990) 2021
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R. See instructions.
Return Reference Explanation
Schedule R, Part IV IDENTIFICATION OF RELATED ORGANIZATIONS TAXABLE AS A TRUST SPLIT INTEREST TRUSTS: THE TRUSTS LISTED ARE DOMICILED IN MASSACHUSETTS, NEW YORK, AND WASHINGTON D.C.
Schedule R (Form 990) 2021

Additional Data


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