Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
right arrowDo not enter social security numbers on this form as it may be made public.
right arrowGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2023
Open to Public Inspection
For calendar year 2023, or tax year beginning 01-01-2023 , and ending 12-31-2023
Name of foundation
STELLA AND CHARLES GUTTMAN FOUNDATION
INC
Number and street (or P.O. box number if mail is not delivered to street address)45 ROCKEFELLER PLAZA 2000
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY101113193
A Employer identification number

13-6103039
B Telephone number (see instructions)

(212) 371-7082
C right arrow
G Check all that apply:

D 1. Foreign organizations, check here............. right arrow
2. Foreign organizations meeting the 85%
test, check here and attach computation ... right arrow
E right arrow
H Check type of organization:
F right arrow
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)right arrow$10,662,201J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check right arrow.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 584,438 584,438  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 265,356
b Gross sales price for all assets on line 6a 1,768,455
7 Capital gain net income (from Part IV, line 2)... 265,356
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
446,800 446,800 0
12 Total. Add lines 1 through 11........ 1,296,594 1,296,594 0
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 218,000 21,800 0 196,200
14 Other employee salaries and wages......        
15 Pension plans, employee benefits....... 24,960 2,496 0 22,464
16a Legal fees (attach schedule)......... Click to see attachment
List of Attached Documents:
// Content
71,464 801 0 72,192
b Accounting fees (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
89,768 44,994 0 44,550
c Other professional fees (attach schedule).... Click to see attachment
List of Attached Documents:
// Content
111,610 95,260 0 16,350
17 Interest............... 12,110 12,110 0 0
18 Taxes (attach schedule) (see instructions)... Click to see attachment
List of Attached Documents:
// Content
20,832 5,825 0 0
19 Depreciation (attach schedule) and depletion... 1,525 153 0
20 Occupancy.............. 117,717 11,772 0 114,705
21 Travel, conferences, and meetings....... 709 0 0 709
22 Printing and publications.......... 1,095 0 0 1,095
23 Other expenses (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
79,290 5,252 0 73,316
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 749,080 200,463 0 541,581
25 Contributions, gifts, grants paid....... 1,084,500 1,334,500
26 Total expenses and disbursements. Add lines 24 and 25 1,833,580 200,463 0 1,876,081
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -536,986
b Net investment income (if negative, enter -0-) 1,096,131
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2023)
Form 990-PF (2023)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 189 270 270
2 Savings and temporary cash investments......... 293,626 107,326 107,326
3 Accounts receivable right arrow  
Less: allowance for doubtful accounts right arrow        
4 Pledges receivable right arrow  
Less: allowance for doubtful accounts right arrow        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) right arrow  
Less: allowance for doubtful accounts right arrow        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges.......... 35,430 21,344 21,344
10a Investments—U.S. and state government obligations (attach schedule) 147,460 Click to see attachment
List of Attached Documents:
// Content
120,145 		120,145
b Investments—corporate stock (attach schedule)....... 591,044 Click to see attachment
List of Attached Documents:
// Content
718,526 		718,526
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis right arrow  
Less: accumulated depreciation (attach schedule) right arrow        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 9,599,931 Click to see attachment
List of Attached Documents:
// Content
9,653,121 		9,653,121
14 Land, buildings, and equipment: basis right arrow258,819
Less: accumulated depreciation (attach schedule) right arrow257,224 3,118 Click to see attachment
List of Attached Documents:
// Content
1,595 		1,595
15 Other assets (describe right arrow) Click to see attachment
List of Attached Documents:
// Content
172,172 		Click to see attachment
List of Attached Documents:
// Content
39,874 		Click to see attachment
List of Attached Documents:
// Content
39,874
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 10,842,970 10,662,201 10,662,201
Liabilities 17 Accounts payable and accrued expenses.......... 75,217 69,069
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe right arrow) Click to see attachment
List of Attached Documents:
// Content
172,440 		Click to see attachment
List of Attached Documents:
// Content
61,321
23 Total liabilities (add lines 17 through 22)......... 247,657 130,390
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here right arrow
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 10,595,313 10,531,811
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here right arrow
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 10,595,313 10,531,811
30 Total liabilities and net assets/fund balances (see instructions). 10,842,970 10,662,201
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
10,595,313
2
Enter amount from Part I, line 27a .....................
2
-536,986
3
Other increases not included in line 2 (itemize) right arrowClick to see attachment
List of Attached Documents:
// Content
3
473,484
4
Add lines 1, 2, and 3 ..........................
4
10,531,811
5
Decreases not included in line 2 (itemize) right arrow
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
10,531,811
Form 990-PF (2023)
Form 990-PF (2023)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES      
b VANGUARD 500      
c VANGUARD DEVELOPING MARKET      
d CHAMPLAIN SMALL CAP FUND, LLC      
e ADAGE CAPITAL PARTNERS, L.P.      
COLCHESTER GLOBAL BOND FUND      
WGI EMERGING MARKET FUND, LLC      
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 512,856   452,991 59,865
b 194,467   45,267 149,200
c 400,000   373,813 26,187
d 61,132     61,132
e 500,000   500,674 -674
    36,779 -36,779
100,000   93,575 6,425
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       59,865
b       149,200
c       26,187
d       61,132
e       -674
      -36,779
      6,425
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 265,356
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 0
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here right arrow and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions) 1 15,236
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 15,236
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 15,236
6 Credits/Payments:
a 2023 estimated tax payments and 2022 overpayment credited to 2023 6a 22,084
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 20,000
d Backup withholding erroneously withheld .......... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 42,084
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment
List of Attached Documents:
// Content
8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......right arrow 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...right arrow 10 26,848
11 Enter the amount of line 10 to be: Credited to 2024 estimated taxright arrow26,848 Refundedright arrow 11 0
Form 990-PF (2023)
Form 990-PF (2023)
Page 4
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. right arrow$ 0(2) On foundation managers.right arrow$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.right arrow$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
round bullet By language in the governing instrument, or
round bullet By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument? ................
6
Yes
 
7
Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
and Part XIV..................................
7
Yes
 
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
right arrowNY
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
8b
Yes
 
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2023 or the taxable year beginning in 2023? See the instructions for Part XIII.
If "Yes," complete Part XIII .............................
9
 
No
10
Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
and addresses. ...............................
10
 
No
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
11
 
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructionsClick to see attachment
List of Attached Documents:
// Content
.................
12
Yes
 
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
 
No
Website addressright arrowWWW.GUTTMANFOUNDATION.ORG
14
The books are in care ofright arrowSUZANNE SOUSA CO FOUNDATION Telephone no.right arrow (212) 371-7082

Located atright arrow45 ROCKEFELLER PLAZA SUITE 2000NEW YORKNY ZIP+4right arrow101113193
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........right arrow
and enter the amount of tax-exempt interest received or accrued during the year ........right arrow
15
 
16 At any time during calendar year 2023, did the foundation have an interest in or a signature or other authority over YesNo
a bank, securities, or other financial account in a foreign country? .................
16   No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country right arrow
Form 990-PF (2023)
Form 990-PF (2023)
Page 5
Part VI-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
1a(1)
 
No
(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person? ..............................
1a(2)
 
No
(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
1a(3)
 
No
(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
1a(4)
Yes
 
(5) Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)? ......................
1a(5)
 
No
(6) Agree to pay money or property to a government official? (Exception. Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.) ...............
1a(6)
 
No
b
If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
1b
 
No
c
Organizations relying on a current notice regarding disaster assistance check here ........right arrow
d
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2023? .............
1d
 
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2023, did the foundation have any undistributed income (Part XII, lines 6d
and 6e) for tax year(s) beginning before 2023?....................
2a
 
No
If "Yes," list the years right arrow20, 20, 20, 20
b
Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to all years listed, answer "No" and attach statement—see instructions.) ..............
2b
 
 
c
If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
right arrow20, 20, 20, 20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year? ..............................
3a
 
No
b
If "Yes," did it have excess business holdings in 2023 as a result of (1) any purchase by the foundation
or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2023.) .....................
3b
 
 
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
 
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2023? ..
4b
 
No
Form 990-PF (2023)
Form 990-PF (2023)
Page 6
Part VI-B
Statements Regarding Activities for Which Form 4720 May Be Required (continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
5a(1)
 
No
(2) Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive? ....................
5a(2)
 
No
(3) Provide a grant to an individual for travel, study, or other similar purposes? .............
5a(3)
 
No
(4) Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions ........................
5a(4)
 
No
(5) Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals? .............
5a(5)
 
No
b
If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
5b
 
 
c
Organizations relying on a current notice regarding disaster assistance check .........right arrow
d
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant? .................
5d
 
 
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract? .............................
6a
 
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
6b
 
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
7a
 
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
7b
 
 
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year? .........................
8
 
No
Part VII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a) Name and address (b) Title, and average
hours per week
devoted to position 		(c) Compensation
 (If not paid, enter
-0-) 		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
other allowances
SUSAN BUTLER PLUM ASSISTANT SECRETARY
2.00 		0 0 0
C/O THE FOUNDATION 45 ROCKEFELLER
PLAZA SUITE 2000
NEW YORK,NY101113193
PETER HERBERT VICE-PRESIDENT
2.00 		0 0 0
C/O THE FOUNDATION 45 ROCKEFELLER
PLAZA SUITE 2000
NEW YORK,NY101113193
ROBERT S GASSMAN TREASURER
5.00 		0 0 0
C/O THE FOUNDATION 45 ROCKEFELLER
PLAZA SUITE 2000
NEW YORK,NY101113193
PATRICIA L FRANCY ASSISTANT TREASURER
2.00 		0 0 0
C/O THE FOUNDATION 45 ROCKEFELLER
PLAZA SUITE 2000
NEW YORK,NY101113193
ELIZABETH LEIMAN KRAIEM SECRETARY
5.00 		0 0 0
C/O THE FOUNDATION 45 ROCKEFELLER
PLAZA SUITE 2000
NEW YORK,NY101113193
EVELYN J BLANCK PRESIDENT
5.00 		0 0 0
C/O THE FOUNDATION 45 ROCKEFELLER
PLAZA SUITE 2000
NEW YORK,NY101113193
SISTER PAULETTE LO MONACO DIRECTOR
2.00 		0 0 0
C/O THE FOUNDATION 45 ROCKEFELLER
PLAZA SUITE 2000
NEW YORK,NY101113193
SUZANNE SOUSA EXECUTIVE DIRECTOR
40.00 		218,000 24,960 24,160
C/O THE FOUNDATION 45 ROCKEFELLER
PLAZA SUITE 2000
NEW YORK,NY101113193
2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a) Name and address of each employee paid more than $50,000 (b) Title, and average
hours per week
devoted to position 		(c) Compensation (d) Contributions to
employee benefit
plans and deferred
compensation 		(e) Expense account,
other allowances
NONE
Total number of other employees paid over $50,000...................right arrow 0
Form 990-PF (2023)
Form 990-PF (2023)
Page 7
Part VII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)
3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
EMERY CELLI BRINCKERHOFF ABADY WARD & MAAZEL LEGAL SERVICES 67,455
600 FIFTH AVENUE AT ROCKEFELLER
CENTER 10TH FLOOR
NEW YORK,NY10020
Total number of others receiving over $50,000 for professional services.............right arrow0
Part VIII-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
1  
2  
3  
4  
Part VIII-B
Summary of Program-Related Investments (see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
1  
2  
All other program-related investments. See instructions.
3  
Total. Add lines 1 through 3.........................right arrow0
Form 990-PF (2023)
Form 990-PF (2023)
Page 8
Part IX
Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities...................
1a
10,346,568
b
Average of monthly cash balances.......................
1b
272,754
c
Fair market value of all other assets (see instructions)................
1c
15,460
d
Total (add lines 1a, b, and c).........................
1d
10,634,782
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation) .............
1e
0
2
Acquisition indebtedness applicable to line 1 assets..................
2
0
3
Subtract line 2 from line 1d.........................
3
10,634,782
4
Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
instructions) .............................
4
159,522
5
Net value of noncharitable-use assets. Subtract line 4 from line 3. ............
5
10,475,260
6
Minimum investment return. Enter 5% (0.05) of line 5................
6
523,763
Part X
Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
1
Minimum investment return from Part IX, line 6..................
1
523,763
2a
Tax on investment income for 2022 from Part V, line 5.......
2a
15,236
b
Income tax for 2022. (This does not include the tax from Part V.) ...
2b
 
c
Add lines 2a and 2b............................
2c
15,236
3
Distributable amount before adjustments. Subtract line 2c from line 1............
3
508,527
4
Recoveries of amounts treated as qualifying distributions................
4
250,000
5
Add lines 3 and 4............................
5
758,527
6
Deduction from distributable amount (see instructions).................
6
0
7
Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
7
758,527
Part XI
Qualifying Distributions (see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
1a
1,876,081
b
Program-related investments—total from Part VIII-B..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes...............................
2
 
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)....................
3a
 
b
Cash distribution test (attach the required schedule) .................
3b
 
4
Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4. .......
4
1,876,081
Form 990-PF (2023)
Form 990-PF (2023)
Page 9
Part XII
Undistributed Income (see instructions)
(a)
Corpus 		(b)
Years prior to 2022 		(c)
2022 		(d)
2023
1 Distributable amount for 2023 from Part X, line 7 758,527
2 Undistributed income, if any, as of the end of 2022:
a Enter amount for 2022 only....... 0
b Total for prior years:20 , 20, 20 0
3 Excess distributions carryover, if any, to 2022:
a From 2018...... 1,488,183
b From 2019...... 1,495,392
c From 2020...... 1,550,417
d From 2021...... 1,731,069
e From 2022...... 1,364,316
f Total of lines 3a through e ........ 7,629,377
4Qualifying distributions for 2023 from Part
XI, line 4: right arrow$ 1,876,081
a Applied to 2022, but not more than line 2a 0
b Applied to undistributed income of prior years
(Election required—see instructions)..... 		0
c Treated as distributions out of corpus (Election
required—see instructions)........ 		0
d Applied to 2023 distributable amount..... 758,527
e Remaining amount distributed out of corpus 1,117,554
5 Excess distributions carryover applied to 2023. 0 0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6Enter the net total of each column as
indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 8,746,931
b Prior years’ undistributed income. Subtract
line 4b from line 2b .......... 		0
c Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed...... 		0
d Subtract line 6c from line 6b. Taxable amount
—see instructions ........... 		0
e Undistributed income for 2022. Subtract line
4a from line 2a. Taxable amount—see
instructions ............. 		0
f Undistributed income for 2023. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2024 .......... 		0
7 Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions) ....... 		0
8 Excess distributions carryover from 2018 not
applied on line 5 or line 7 (see instructions) ... 		1,488,183
9 Excess distributions carryover to 2024.
Subtract lines 7 and 8 from line 6a ...... 		7,258,748
10 Analysis of line 9:
a Excess from 2019.... 1,495,392
b Excess from 2020.... 1,550,417
c Excess from 2021.... 1,731,069
d Excess from 2022.... 1,364,316
e Excess from 2023.... 1,117,554
Form 990-PF (2023)
Form 990-PF (2023)
Page 10
Part XIII
Private Operating Foundations (see instructions and Part VI-A, question 9)
1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2023, enter the date of the ruling ...... right arrow
 
b Check box to indicate whether the organization is a private operating foundation described in section or
2a Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part IX for each
year listed .......... 		Tax year Prior 3 years (e) Total
(a) 2023 (b) 2022 (c) 2021 (d) 2020
         
b 85% (0.85) of line 2a .........          
c Qualifying distributions from Part XI,
line 4 for each year listed ..... 		         
d Amounts included in line 2c not used directly
for active conduct of exempt activities .......... 		         
e Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c .... 		         
3 Complete 3a, b, or c for the
alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......          
(2) Value of assets qualifying
under section 4942(j)(3)(B)(i)		          
b “Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part IX, line 6 for each year listed .. 		         
c “Support" alternative test—enter:
(1) Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties) .... 		         
(2) Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii).... 		         
(3) Largest amount of support
from an exempt organization		          
(4) Gross investment income          
Part XIV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1Information Regarding Foundation Managers:
aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here right arrow
aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
SUZANNE SOUSA - EXECUTIVE DIRECTOR
45 ROCKEFELLER PLAZA SUITE 2000
NEW YORK,NY101113193
(212) 371-7082
bThe form in which applications should be submitted and information and materials they should include:
LETTER OF INQUIRY (1-2 PAGES)
cAny submission deadlines:
SEE GUIDELINES AT FOUNDATION'S WEBSITE
dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
BECAUSE THE GUTTMAN'S SPENT THEIR LIVES IN NEW YORK CITY, AND DIRECTED THE MAJORITY OF THEIR GIVING TO CHARITABLE ORGANIZATIONS FOR LOCAL PROJECTS, IT IS THE POLICY OF THE FOUNDATION TO DIRECT ITS GRANTS TO ORGANIZATIONS PROVIDING SERVICES IN NEW YORK CITY.
Form 990-PF (2023)
Form 990-PF (2023)
Page 11
Part XIV
Supplementary Information (continued)
3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
 Foundation
status of
recipient 		Purpose of grant or
contribution 		Amount
Name and address (home or business)
aPaid during the year

ACKERMAN INSTITUTE FOR THE FAMILY

936 BROADWAY 2ND FLOOR
NEW YORK,NY10010 		NONE PC IN SUPPORT OF BRIGHT BEGINNINGS AND PERSONAL BEST, WHICH HELPS PARENTS PROMOTE THEIR CHILDREN'S WELL-BEING AND SCHOOL READINESS AT EARLY HEAD START SITES IN MANHATTAN AND QUEENS. 50,000

ADVOCATES FOR CHILDREN OF NEW YORK

151 WEST 30TH STREET 5TH FLOOR
NEW YORK,NY10001 		NONE PC FOR GENERAL SUPPORT. 500

ANTI-DEFAMATION LEAGUE

605 THIRD AVENUE
NEW YORK,NY10158 		NONE PC FOR GENERAL SUPPORT. 1,000

BROOKLYN PUBLIC LIBRARY

10 GRAND ARMY PLAZA
BROOKLYN,NY11238 		NONE PC IN SUPPORT OF THE EARLY CHILDHOOD LITERACY INITIATIVE IN EAST NEW YORK, BROOKLYN. 50,000

BROWNSVILLE PARTNERSHIP

519 ROCKAWAY AVENUE
BROOKLYN,NY11238 		NONE PC IN SUPPORT OF UNITED FOR BROWNSVILLE, A COLLECTIVE IMPACT INITIATIVE THAT SEEKS TO IMPROVE LEARNING AND SOCIAL-EMOTIONAL OUTCOMES FOR CHILDREN, THREE YEARS OF AGE AND YOUNGER IN BROWNSVILLE, BROOKLYN. 50,000

CAPE ANN MUSEUM

27 PLEASANT STREET
GLOUCESTER,MA01930 		NONE PC FOR GENERAL SUPPORT. 5,000

CARE (COOPERATIVE FOR ASSISTANCE AND RELIEF EVERYWHERE)

151 ELLIS STREET NE
ATLANTA,GA30303 		NONE PC IN SUPPORT OF HUMANITARIAN AND MEDICAL AID FOR THOSE IMPACTED BY THE FEBRUARY 2022 EARTHQUAKE TURKEY AND SYRIA. 25,000

CENTER FOR FOOD AS MEDICINE

17 EAST 17TH STREET 4TH FLOOR
NEW YORK,NY10003 		NONE PC IN SUPPORT OF THE HYDROPONIC FARMING PROGRAM AT MANHATTAN HUNTER SCIENCE. 10,000

CHILDREN'S AID

117 WEST 124TH STREET
NEW YORK,NY10027 		NONE PC IN SUPPORT OF SOUTH BRONX RISING TOGETHER, A COLLECTIVE IMPACT INITIATIVE THAT SEEKS TO BUILD A WELL-COORDINATED AND HIGH QUALITY EARLY CARE AND EDUCATION CONTINUUM FOR YOUNG CHILDREN AND THEIR FAMILIES IN THE SOUTH BRONX. 50,000

CHILDREN'S TUMOR FOUNDATION

697 THIRD AVENUE SUITE 418
NEW YORK,NY10017 		NONE PC FOR GENERAL SUPPORT. 5,000

CITIZENS' COMMITTEE FOR CHILDREN OF NEW YORK

14 WALL STREET SUITE 4E
NEW YORK,NY10005 		NONE PC FOR GENERAL SUPPORT. 500

CLARK UNIVERSITY

950 MAIN STREET
WORCESTER,MA01610 		NONE PC IN SUPPORT OF THE STRASSLER CENTER FOR HOLOCAUST AND GENOCIDE STUDIES. 500

COMMUNITY OPPORTUNITY FUND

144 MAIN STREET
COLD SPRING,NY10516 		NONE PC FOR GENERAL SUPPORT. 5,000

EARLY CARE AND LEARNING COUNCIL

230 WASHINGTON AVENUE EXTENSION
ALBANY,NY12203 		NONE PC FOR GENERAL SUPPORT. 1,000

EAST END HOSPICE

481 WESTHAMPTON RIVERHEAD ROAD
WESTHAMPTON BEACH,NY11978 		NONE PC IN SUPPORT OF CAMP GOOD GRIEF. 1,500

GLOUCESTER MARINE GENOMICS INSTITUTE

417 MAIN STREET
GLOUCESTER,MA01930 		NONE PC FOR GENERAL SUPPORT. 2,500

GOOD SHEPHERD MISSION DEVELOPMENT

7654 NATURAL BRIDGE ROAD
ST LOUIS,MO63121 		NONE PC IN SUPPORT OF THE GOOD SHEPHERD INTERNATIONAL FOUNDATION. 7,500

GOOD SHEPHERD SERVICES

305 SEVENTH AVENUE 9TH FLOOR
NEW YORK,NY10001 		NONE PC FOR GENERAL SUPPORT. 500

HAMPTON BAYS PUBLIC LIBRARY

52 PONQUOGUE AVENUE
HAMPTON BAYS,NY11946 		NONE PC FOR GENERAL SUPPORT. 2,500

HAMPTON BAYS VOLUNTEER AMBULANCE CORPS

18C PONQUOGUE AVENUE
HAMPTON BAYS,NY11946 		NONE PC FOR GENERAL SUPPORT. 1,000

HARLEM CHILDREN'S ZONE

35 EAST 125TH STREET
NEW YORK,NY10035 		NONE PC IN SUPPORT OF THE EXPANSION OF MATERNAL HEALTH AND WELLNESS PROGRAMMING AND WEEKDAY SESSIONS OF THE BABY COLLEGE FOR NEW AND EXPECTANT PARENTS IN CENTRAL HARLEM. 50,000

INUNITY ALLIANCE FORMERLY THE COALITION FOR BEHAVIORAL HEALTH

14 PENN PLAZA 3RD FLOOR
NEW YORK,NY10122 		NONE PC FOR GENERAL SUPPORT. 1,000

J KIRBY SIMON FOREIGN SERVICE TRUST

911 C STREET NE
WASHINGTON,DC20002 		NONE PC IN SUPPORT OF VOLUNTEER PROJECTS INITIATED AND IMPLEMENTED BY UNITED STATES FOREIGN SERVICE PERSONNEL. 20,000

JUNIOR ACHIEVEMENT USA

12320 ORACLE BLVD SUITE 325
COLORADO SPRINGS,CO80921 		NONE PC FOR GENERAL SUPPORT. 5,000

JUSTICE INNOVATION INC DBA THE CENTER FOR COURT INNOVATION

520 EIGHTH AVENUE 18TH FLOOR
NEW YORK,NY10018 		NONE PC IN SUPPORT OF THE STRONG STARTS COURT INITIATIVE TO IMPROVE DEVELOPMENTAL OUTCOMES FOR INFANTS AND TODDLERS INVOLVED IN CHILD WELFARE CASES IN INVOLVED IN CHILD WELFARE CASES IN BRONX FAMILY COURT. 50,500

KENNEDY CHILDREN'S CENTER

2212 THIRD AVENUE 2ND FLOOR
NEW YORK,NY10035 		NONE PC IN SUPPORT OF THE GROW YOUR OWN WORKFORCE DEVELOPMENT PROGRAM TO INCREASE THE NUMBER OF CERTIFIED TEACHER ASSISTANTS AND TEACHERS WITH AN UNDERGRADUATE DEGREE IN EARLY CHILDHOOD SPECIAL EDUCATION IN NEW YORK CITY. 75,000

LITERACY INC

5030 BROADWAY SUITE 641
NEW YORK,NY10034 		NONE PC IN SUPPORT OF THE ORGANIZATION'S EARLY LITERACY INITIATIVE IN EIGHT DIVERSE NEIGHBORHOODS IN NEW YORK CITY. 50,000

MANSHIP ARTIST RESIDENCE AND STUDIOS

PO BOX 7071
GLOUCESTER,MA01930 		NONE PC FOR GENERAL SUPPORT. 1,500

MESA CHARTER SCHOOL

231 PALMETTO STREET
BROOKLYN,NY11221 		NONE PC FOR GENERAL SUPPORT. 500

MGA CADDIE SCHOLARSHIP FUND

49 KNOLLWOOD ROAD
ELMSFORD,NY10523 		NONE PC IN MEMORY OF LEONARD JOHN BENCIVENGA. 2,500

MONTEFIORE MEDICAL CENTER

111 EAST 210TH STREET
BRONX,NY10467 		NONE PC IN SUPPORT OF THE HEALTHYSTEPS PROGRAM THAT INTEGRATES EARLY CHILDHOOD DEVELOPMENT SPECIALISTS AT PEDIATRIC CLINICS IN THE BRONX. 75,000

MYSTIC SEAPORT MUSEUM

75 GREENMANVILLE AVENUE
MYSTIC,CT06355 		NONE PC FOR GENERAL SUPPORT. 1,000

NEW ALTERNATIVES FOR CHILDREN

825 SEVENTH AVENUE 9TH FLOOR
NEW YORK,NY10019 		NONE PC IN SUPPORT OF BUILDING BLOCKS, A CLINICAL PROGRAM FOCUSED ON REPAIRING DISRUPTED RELATIONSHIPS AND STRENGTHENING ATTACHMENT BETWEEN PARENTS AND YOUNG CHILDREN WITH SPECIAL MEDICAL NEEDS, EMOTIONAL AND BEHAVIORAL CHALLENGES ,AND/OR DEVELOPMENTAL DISABILITIES. 50,000

NEW NEIGHBORS PARTNERSHIP

245 WEST 107TH STREET 3D
NEW YORK,NY10025 		NONE PC FOR GENERAL SUPPORT. 4,500

NEW YORK CENTER FOR CHILD DEVELOPMENT

159 WEST 127TH STREET
NEW YORK,NY10027 		NONE PC FOR GENERAL SUPPORT. 5,500

NEW YORK HALL OF SCIENCE

47-01 111TH STREET
QUEENS,NY11368 		NONE PC IN SUPPORT OF THE EXPANSION OF THE PRE-K STEM (SCIENCE, TECHNOLOGY, ENGINEERING, AND MATH) ENRICHMENT PROGRAM AT TWO EARLY CARE AND EDUCATION CENTERS IN CORONA, QUEENS. 75,000

NEW YORK STATE ASSOCIATION FOR INFANT MENTAL HEALTH

PO BOX 5056
SARATOGA SPRINGS,NY12866 		NONE PC FOR GENERAL SUPPORT. 1,500

NEW YORK UNIVERSITY GROSSMAN SCHOOL OF MEDICINE NYU LANGONE MEDICAL CENTER

550 FIRST AVENUE
NEW YORK,NY10016 		NONE PC IN SUPPORT OF THE VIDEO INTERACTION PROJECT (VIP) SERVING YOUNG CHILDREN AT FAMILY HEALTH AND SUPPORT CENTERS IN SUNSET PARK, BROOKLYN. 50,000

NEW YORK UNIVERSITY GROSSMAN SCHOOL OF MEDICINE NYU LANGONE MEDICAL CENTER

550 FIRST AVENUE
NEW YORK,NY10016 		NONE PC IN SUPPORT OF RESEARCH STUDIES CONDUCTED BY DR. BRUCE G. RAPHAEL, IN THE DEPARTMENT OF HEMATOLOGY AT NYU LANGONE MEDICAL CENTER. 5,000

OUTWARD BOUND USA

1133 ROUTE 55 SUITE 10
LAGRANGEVILLE,NY12540 		NONE PC FOR GENERAL SUPPORT. 5,000

PRINCETON UNIVERSITY

PO BOX 5357
PRINCETON,NJ08540 		NONE PC IN SUPPORT OF THE ANNUAL GIVING CAMPAIGN OF THE CLASS OF 1950. 500

QUEENS COMMUNITY HOUSE

92-17 165TH STREET
QUEENS,NY11433 		NONE PC IN SUPPORT OF THE IMPLEMENTATION OF LENA GROW'S TALK-PEDOMETER TECHNOLOGY AND PRACTICE-BASED COACHING TO INCREASE CONVERSATIONAL TURNS AND BOOST EARLY LANGUAGE DEVELOPMENT IN YOUNG CHILDREN BEING SERVED BY FAMILY CHILDCARE PROVIDERS IN QUEENS. 75,000

REFUGEE EMPLOYMENT PARTNERSHIP RUTGERS PRESBYTERIAN CHURCH

236 WEST 73RD STREET
NEW YORK,NY10023 		NONE PC FOR GENERAL SUPPORT. 7,000

ROOM TO GROW NATIONAL INC

424 EAST 147TH STREET 5TH FLOOR
BRONX,NY10455 		NONE PC IN SUPPORT OF A THERAPEUTIC PROGRAM IN THE BRONX THAT PROVIDES PARENTING EDUCATION AND COACHING, MATERIAL GOODS, SERVICE REFERRALS, AND COMMUNITY RESOURCES TO PROMOTE THE OPTIMAL DEVELOPMENT OF LOW-INCOME CHILDREN FROM THE THIRD TRIMESTER TO THREE YEARS OF AGE. 75,000

SAFE HORIZON

2 LAFAYETTE STREET 3RD FLOOR
NEW YORK,NY10007 		NONE PC IN SUPPORT OF THE FAMILY PARTNERSHIP INITIATIVE TO PROMOTE THE HEALTHY DEVELOPMENT OF YOUNG CHILDREN RESIDING AT THE ORGANIZATION'S DOMESTIC VIOLENCE SHELTERS IN NEW YORK CITY. 50,000

SCO FAMILY OF SERVICES

1415 KELLUM PLACE SUITE 140
GARDEN CITY,NY11530 		NONE PC IN SUPPORT OF WONDER WITH ME, AN INFANT MENTAL HEALTH TRAINING AND CONSULTATION INITIATIVE FOR STAFF WHO WORK WITH FAMILIES WITH CHILDREN, THREE YEARS OF AGE AND YOUNGER, IN NEW YORK CITY. 75,000

SOUTHERN POVERTY LAW CENTER

400 WASHINGTON AVENUE
MONTGOMERY,AL36104 		NONE PC FOR GENERAL SUPPORT. 1,000

ST ROSALIE'S RC CHURCH PARISH SOCIAL MINISTRY

31 EAST MONTAUK HIGHWAY
HAMPTON BAYS,NY11946 		NONE PC IN SUPPORT OF THE COMMUNITY FOOD PANTRY. 2,000

STELLA AND CHARLES GUTTMAN COMMUNITY COLLEGE FOUNDATION

50 WEST 40T
NEW YORK,NY10018 		NONE PC FOR GENERAL SUPPORT. 500

STONERIDGE RESIDENTS ASSOCIATION

186 JERRY BROWNE ROAD
MYSTIC,CT06355 		NONE PC IN SUPPORT OF THE STONERIDGE SCHOLARSHIP AWARDS. 2,500

TEMPLE EMANUEL OF GREAT NECK

150 HICKS LANE
GREAT NECK,NY11024 		NONE PC IN SUPPORT OF THE LANIADO HOSPITAL IN ISRAEL. 2,000

THE AMERICAN JEWISH JOINT DISTRIBUTION COMMITTEE INC

220 EAST 42ND STREET SUITE 400
NEW YORK,NY10017 		NONE PC IN SUPPORT OF HUMANITARIAN AID FOR THOSE IMPACTED BY THE FEBRUARY 2022 EARTHQUAKE IN TURKEY. 3,500

THE AUTISM SCIENCE FOUNDATION

3 CONTINENTAL ROAD
SCARSDALE,NY10583 		NONE PC FOR GENERAL SUPPORT. 500

THE CHILDREN'S AGENDA

1 SOUTH WASHINGTON STREET SUITE 120
ROCHESTER,NY14614 		NONE PC FOR GENERAL SUPPORT. 1,000

THE CITY UNIVERSITY OF NEW YORK SCHOOL OF LAW FOUNDATION

2 COURT SQUARE 5TH FLOOR
LONG ISLAND CITY,NY11101 		NONE PC IN SUPPORT OF THE SORENSEN CENTER FOR INTERNATIONAL PEACE AND JUSTICE. 500

THE EDUCATIONAL ALLIANCE

197 EAST BROADWAY
NEW YORK,NY10002 		NONE PC IN SUPPORT OF A LICENSED, CLINICAL SOCIAL WORKER EMBEDDED WITHIN THE THE ORGANIZATION'S EARLY CARE AND EDUCATION PROGRAM AND FAMILY RESOURCE CENTER ON MANHATTAN'S LOWER EAST SIDE. 50,000

THE NEW YORK ZERO-TO-THREE NETWORK

PO BOX 375
IRVINGTON,NY10533 		NONE PC FOR GENERAL SUPPORT. 2,500

THE SOCIETY OF ST JOHN THE EVANGELIST

980 MEMORIAL DRIVE
CAMBRIDGE,MA02138 		NONE PC FOR GENERAL SUPPORT. 2,500

THE SYRIAN AMERICAN MEDICAL SOCIETY

1012 14TH STREET NW SUITE 1500
WASHINGTON,DC20005 		NONE PC IN SUPPORT OF HUMANITARIAN AND MEDICAL AID FOR THOSE IMPACTED BY THE FEBRUARY 2022 EARTHQUAKE IN TURKEY AND SYRIA. 25,000

TOGETHER GLOUCESTER

PO BOX 6012
GLOUCESTER,MA01930 		NONE PC FOR GENERAL SUPPORT. 1,000

TRUST OF PROGRAMS FOR EARLY CHILDHOOD FAMILY AND COMMUNITY EDUCATION CO N

6 EAST 39TH STREET SUITE 301
NEW YORK,NY10016 		NONE PC IN SUPPORT OF THE MOTHER-TO-MOTHER PROGRAM, A PARENTING SUPPORT INITIATIVE FOCUSED ON YOUNG CHILDREN LIVING IN FOUR ARAB-ISRAELI COMMUNITIES. 50,000

UNDER 21 DBA COVENANT HOUSE NEW YORK

460 WEST 41ST STREET
NEW YORK,NY10036 		NONE PC IN SUPPORT OF THE EXPANSION AND 50,000

UNITED NEIGHBORHOOD HOUSES OF NEW YORK

45 BROADWAY SUITE 2210
NEW YORK,NY10006 		NONE PC IN SUPPORT OF THE ERNIE RUBENSTEIN MEMORIAL SCHOLARSHIP FUND FOR EARLY CARE AND EDUCATION STAFF WORKING AT SETTLEMENT HOUSES CITYWIDE WHO ARE PURSUING A HIGHER EDUCATION DEGREE. 50,000

UNITED NEIGHBORHOOD HOUSES OF NEW YORK

45 BROADWAY SUITE 2210
NEW YORK,NY10006 		NONE PC FOR GENERAL SUPPORT. 8,500

WORLD CENTRAL KITCHEN

200 MASSACHUSETTS AVE NW 7TH FL
WASHINGTON,DC20002 		NONE PC FOR GENERAL SUPPORT. 1,000

YALE UNIVERSITY

157 CHURCH STREET
NEW HAVEN,CT06510 		NONE PC IN SUPPORT OF THE YALE LAW SCHOOL FUND. 500
Total .................................right arrow 3a 1,334,500
bApproved for future payment
Total ................................. right arrow 3b 0
Form 990-PF (2023)
Form 990-PF (2023)
Page 12
Part XV-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
Related or exempt
function income
(See instructions.)
1Program service revenue: (a)
Business code 		(b)
Amount 		(c)
Exclusion code 		(d)
Amount
a
b
c
d
e
f
gFees and contracts from government agencies          
2 Membership dues and assessments ....          
3 Interest on savings and temporary cash
investments ........... 		         
4 Dividends and interest from securities ....     14 584,438  
5 Net rental income or (loss) from real estate:
aDebt-financed property......          
bNot debt-financed property.....          
6 Net rental income or (loss) from personal property          
7 Other investment income .....          
8 Gain or (loss) from sales of assets other than
inventory ............ 		    18 265,356  
9 Net income or (loss) from special events:          
10 Gross profit or (loss) from sales of inventory          
11 Other revenue:
aOTHER PARTNERSHIP PASS-THROUGH INCOME 		  0 01 446,800 0
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e) .. 0 1,296,594 0
13Total. Add line 12, columns (b), (d), and (e)..................
13
1,296,594
(See worksheet in line 13 instructions to verify calculations.)
Part XV-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
DownArrow 		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form 990-PF (2023)
Form 990-PF (2023)
Page 13
Part XVI
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1) Cash...................................
1a(1)
 
No
(2) Other assets.................................
1a(2)
 
No
b
Other transactions:
(1) Sales of assets to a noncharitable exempt organization....................
1b(1)
 
No
(2) Purchases of assets from a noncharitable exempt organization..................
1b(2)
 
No
(3) Rental of facilities, equipment, or other assets.......................
1b(3)
 
No
(4) Reimbursement arrangements...........................
1b(4)
 
No
(5) Loans or loan guarantees.............................
1b(5)
 
No
(6) Performance of services or membership or fundraising solicitations................
1b(6)
 
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
1c
 
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
(a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
b
If "Yes," complete the following schedule.

(a) Name of organization (b) Type of organization (c) Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
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Form 990-PF (2023)
Additional Data


Software ID:  
Software Version:  


Form 990PF - Special Condition Description:
Special Condition Description

TY 2023 AccountingFeesSchedule
Name:
STELLA AND CHARLES GUTTMAN FOUNDATION
 
INC
EIN:
13-6103039
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
ACCOUNTING FEES 45,104 33,828 0 17,907
AUDIT AND TAX PREPARATION FEES 44,664 11,166 0 26,643

TY 2023 InvestmentsCorpStockSchedule
Name:
STELLA AND CHARLES GUTTMAN FOUNDATION
 
INC
EIN:
13-6103039
Name of Stock End of Year Book Value End of Year Fair Market Value
ALPHABET INC. - CL C 66,942 66,942
AUTOMATIC DATA PROCESSING 66,396 66,396
CME GROUP INC. 66,339 66,339
COSTCO WHOLESALE CORP 66,008 66,008
HOME DEPOT INC. 65,845 65,845
INDEXX LABORATORIES INC 66,606 66,606
METTLER-TOLEDO INTERNATIONAL 66,713 66,713
MICROSOFT CORP 65,807 65,807
QUALCOMM INC 54,236 54,236
VISA INC. - CLASS A 67,691 67,691
ARISTA NETWORKS INC COM 65,943 65,943

TY 2023 InvestmentsGovtObligationsSch
Name:
STELLA AND CHARLES GUTTMAN FOUNDATION
 
INC
EIN:
13-6103039
US Government Securities - End of Year Book Value:

120,145
US Government Securities - End of Year Fair Market Value:

120,145
State & Local Government Securities - End of Year Book Value:


0
State & Local Government Securities - End of Year Fair Market Value:


0


TY 2023 InvestmentsOtherSchedule2
Name:
STELLA AND CHARLES GUTTMAN FOUNDATION
 
INC
EIN:
13-6103039
Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
GENESIS FUND INST. SHARE CLASS FMV 404,800 404,800
VANGUARD INFLATION PROTECTED FMV 685,699 685,699
VANGUARD SHORT-TERM BOND INDEX FMV 508,399 508,399
VANGUARD TOTAL BOND INDEX FUND FMV 1,253,974 1,253,974
VANGUARD DEVELOPING MKT FUND FMV 1,241,046 1,241,046
COLCHESTER GLOBAL BOND FUND FMV 1,595,077 1,595,076
HARTFORD INTERN. VALUE FUND FMV 1,002,258 1,002,259
CHAMPLAIN SMALL CAP FUND, LLC FMV 524,993 524,994
ADAGE CAPITAL PARTNERS, L.P. FMV 1,572,536 1,572,536
WGI EMERGING MARKET FUND, LLC FMV 864,339 864,338

TY 2023 LandEtcSchedule2
Name:
STELLA AND CHARLES GUTTMAN FOUNDATION
 
INC
EIN:
13-6103039
Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
LEASEHOLD IMPROVEMENTS 143,880 143,880 0  
EQUIPMENT 59,209 58,614 595 595
FURNITURE AND FIXTURES 55,730 54,730 1,000 1,000


TY 2023 LegalFeesSchedule
Name:
STELLA AND CHARLES GUTTMAN FOUNDATION
 
INC
EIN:
13-6103039
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
MOSES & SINGER LLP 4,009 801 0 7,625
EMERY CELLI BRINCKERHOFF ABADY WARD & MAAZEL LLP 67,455 0 0 64,567


TY 2023 OtherAssetsSchedule
Name:
STELLA AND CHARLES GUTTMAN FOUNDATION
 
INC
EIN:
13-6103039
Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
DUE FROM INVESTMENT MANAGERS 25,652 0 0
INTEREST & DIVIDEND RECEIVABLE 1,765 3,502 3,502
RIGHT-OF-USE ASSET 144,755 36,372 36,372


TY 2023 OtherExpensesSchedule
Name:
STELLA AND CHARLES GUTTMAN FOUNDATION
 
INC
EIN:
13-6103039
Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
TELEPHONE 1,967 197 0 1,770
INSURANCE 24,042 0 0 24,206
OFFICE EXPENSES 13,643 1,364 0 11,248
COMPUTER-RELATED COSTS 13,632 1,363 0 11,840
FILING FEES 753 0 0 753
OTHER EXPENSES 3,854 385 0 4,043
PAYROLL EXPENSE 19,431 1,943 0 17,488
BOARD MEETING EXPENSES 1,968 0 0 1,968


TY 2023 OtherIncomeSchedule2
Name:
STELLA AND CHARLES GUTTMAN FOUNDATION
 
INC
EIN:
13-6103039
Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
OTHER PARTNERSHIP PASS-THROUGH INCOME 446,800 446,800 0


TY 2023 OtherIncreasesSchedule
Name:
STELLA AND CHARLES GUTTMAN FOUNDATION
 
INC
EIN:
13-6103039
Description Amount
UNREALIZED APPRECIATION OF INVESTMENTS NET OF CHANGE IN DEFERRED EXCISE TAX 473,484


TY 2023 OtherLiabilitiesSchedule
Name:
STELLA AND CHARLES GUTTMAN FOUNDATION
 
INC
EIN:
13-6103039
Description Beginning of Year - Book Value End of Year - Book Value
DEFERRED FEDERAL EXCISE TAXES 14,005 20,679
LEASE LIABILITY 158,435 40,642


TY 2023 OtherProfessionalFeesSchedule
Name:
STELLA AND CHARLES GUTTMAN FOUNDATION
 
INC
EIN:
13-6103039
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
INVESTMENT ADVISORY AND CUSTODIAL FEES 95,260 95,260 0 0
MEMBERSHIPS 4,200 0 0 4,200
CONSULTANTS 12,150 0 0 12,150


TY 2023 TaxesSchedule
Name:
STELLA AND CHARLES GUTTMAN FOUNDATION
 
INC
EIN:
13-6103039
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
FOREIGN TAXES WITHHELD 5,825 5,825 0 0
FEDERAL EXCISE TAX 15,007 0 0 0