| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| TAX RETURN PREPARATION | 20,390 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| JANICZEK-SCHWAB ACCTS | 13,065,165 | 15,772,700 |
| VERITI DIRECT-SCHWAB ACCT | 19,781,324 | 20,750,800 |
| TD AMERITRADE ACCT | 364,240 | 362,800 |
| AIC VENTURES NET LEASE REIT XII INC | 745,000 | 715,000 |
| ETHICAL APPAREL AFRICA -EAA | 900,000 | 1,008,000 |
| KODIAK BUILD PARTNERS INC | 21,784,000 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| 11 TRIBES FUND I, LP | AT COST | 744,576 | 818,000 |
| 2773 LLC | AT COST | 1,604,119 | 1,800,000 |
| ASCEND CAPITAL FUND I, LP | AT COST | 894,053 | 1,030,000 |
| BERING SEA HOLDCO LLC | AT COST | 624,400 | 1,250,000 |
| BIG HOTELS LP 1, LLC | AT COST | 528,440 | 1,200,000 |
| CAZ RISK MITIGATION FUND LP | AT COST | ||
| CLINTON COSTILLA CENTER, LLC | AT COST | 1,704,407 | 1,650,000 |
| CREATION INVT SOCIAL VENTURES FD V | AT COST | 690,956 | 699,000 |
| CRESTWOOD EQUITY PARTNERS LP | AT COST | ||
| DIPLOMATIC REAL ESTATE HOLDINGS, LLC | AT COST | 938,721 | 1,200,000 |
| ENERGY TRANSFER, LP | AT COST | ||
| ENTERPRISE PRODUCTS PARTNERS, LP | AT COST | ||
| FLYWHEEL FAIRLAWN OWERNER, LLC | AT COST | 1,192,154 | 1,200,000 |
| FORTI GREEN RENEWABLES GREEN FD I | AT COST | 1,431,992 | 1,416,000 |
| GMB MEZZANINE III, LP | AT COST | 947,229 | 937,000 |
| GMB MEZZANINE IV, LP | AT COST | 2,702,682 | 2,910,000 |
| GMB MEZZANINE V, LP | AT COST | 196,283 | 195,000 |
| HOMETEAM VENTURES FUND I, LP | AT COST | 305,301 | 287,000 |
| HUMPHREYS RE INCOME FUND I, LLC | AT COST | 3,099,821 | 3,919,000 |
| LEGACY VENTURE V, LLC | AT COST | 385,426 | 529,000 |
| LEGACY VENTURE VI, LLC | AT COST | 1,392,590 | 4,606,000 |
| LEGACY VENTURE VII, LLC | AT COST | 1,087,694 | 3,226,000 |
| LEGACY VENTURE VIII, LLC | AT COST | 2,552,111 | 5,577,000 |
| LEGACY VENTURE IX, LLC | AT COST | 2,531,054 | 4,230,000 |
| LEGACY VENTURE XI, LLC | AT COST | 270,611 | 320,000 |
| LOTUSGROUP LONGEVITY FUND, LLC | AT COST | 900,498 | 1,040,000 |
| MATCHSTICK VENTURES FUND III, LP | AT COST | 1,242,329 | 1,349,000 |
| MONARCH-MIMG CCXVI KENT CNTY 2 MSTR | AT COST | 667,162 | 1,020,000 |
| MPLX, LP | AT COST | ||
| NOVASTAR VENTURE E AFRICA FUND I, LP | AT COST | 635,782 | 594,000 |
| NOVASTAR VENTURE AFRICA FUND II LP | AT COST | 793,666 | 1,190,000 |
| OVERLAND ENERGY PARTNERS FD I, LLC | AT COST | 401,624 | 345,000 |
| OVERLAND ENERGY PARTNERS FD II, LLC | AT COST | 926,418 | 929,000 |
| OVERLAND ENERGY PARTNERS FD III, LLC | AT COST | 667,731 | 781,000 |
| OVERLAND ENERGY PARTNERS FD IV, LLC | AT COST | 676,926 | 413,000 |
| OVERLAND ENERGY PARTNERS FD V, LLC | AT COST | 342,500 | 350,000 |
| PLAINS ALL AMERICAN PIPLINE, LP | AT COST | ||
| REGAN ENHANCED CREDIT OPPORTUNITY FD | AT COST | 2,315,497 | 2,385,000 |
| SATURN FIVE SIGNAL HILL, LLC | AT COST | ||
| SCHULTZ GLOBAL ETHIOPIA FUND 1, LP | AT COST | 981,099 | 1,031,000 |
| SOVEREIGNS CAPITAL II, LP | AT COST | 324,874 | 1,523,000 |
| SOVEREIGNS CAPTIAL III, LP | AT COST | 736,989 | 1,214,000 |
| SPICEWOOD MINERAL PARTNERS II, LP | AT COST | 819,723 | 835,000 |
| TAMLIN STORAGE LLC | AT COST | 1,250,000 | |
| THE TIFIN GROUP LLC -SERIES A&D | AT COST | 1,050,759 | 3,000,000 |
| WDCO NYC 001, LLC | AT COST | 3,850,000 | |
| BITCOIN: HELDAT UNCHAINED CAP INC | AT COST | 5,072,250 | 7,320,000 |
| ROYALTY INT: BLACKCH LLC - CREENERGY | AT COST | 3,554,000 | 330,000 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| EXPENSES | ||||
| BANK CHARGES | 1,642 | |||
| BUSINESS MEALS | 3,361 | |||
| COLORADO SECRETARY OF STATE | 10 | |||
| DELAWARE ANNUAL REPORT FEE | 94 | |||
| DUES & SUBSCRIPTIONS | 2,160 | |||
| INVESTMENT EXPENSES | 60,552 | 60,552 | ||
| OFFICE SUPPLIES | 600 | |||
| PAYROLL PROCESSING FEE | 1,019 | 459 | 459 | |
| WEB HOSTING | 119 | |||
| MISCELLANEOUS | -126 | |||
| K1 11 TRIBES FUND I LP | 16,395 | 16,395 | ||
| K1 2773 LLC | 6,898 | 6,898 | ||
| K1 ASCEND CAPITAL PRTNR I-FF | 23,438 | 23,438 | ||
| K1 BERING SEA HOLDCO LLC | 38,219 | 38,219 | ||
| K1 CAZ RISK MITIGATION FUND L | 3,107 | 3,107 | ||
| K1 CLINTON COSTILLA CTR | 5,342 | 5,342 | ||
| K1 CREATION INVESTMENTS SOCIA | 46,906 | 46,906 | ||
| K1 DIPLOMATIC RE HOLDINGS LLC | 5,668 | 5,668 | ||
| K1 ENERGY TRANSFER | 202 | 202 | ||
| K1 FLYWHEEL FAIRLAWN OWNER | 1,972 | 1,972 | ||
| K1 FORTIS GREEN RENEWABLES FU | 35,070 | 35,070 | ||
| K1 HOMETEAM VENTURES FD I | 14,669 | 14,669 | ||
| K1 LEGACY VENTURE VIII | 3,546 | 3,546 | ||
| K1 LEGACY VENTURE IX | 92,387 | 92,387 | ||
| K1 LEGACY VENTURE XI | 35,416 | 35,416 | ||
| K1 MATCHSTICK VENTURES FD III | 46,713 | 46,713 | ||
| K1 GMB MEZZANINE CAPITAL V | 2,369 | 2,369 | ||
| K1 MIMG CCXVI KENT CO 2 MSTR | 1,582 | 1,582 | ||
| K1 NOVASTAR VENT.EAST AFRICA | 122,832 | 122,832 | ||
| K1 SOVEREIGN'S CAPITAL II | 126,662 | 126,662 | ||
| K1 SCHULZE GLOBAL ETHIOPIA FD | 22,403 | 22,403 | ||
| K1 THE TIFIN GROUP LLC -SERIE | 137,274 | 137,274 | ||
| K1 THE TIFIN GROUP LLC -SERIE | 37,666 | 37,666 | ||
| BASIS IN EXCESS OF DIST:CAZ R | 28,533 | 28,533 | ||
| NET LEASE PRIVATE REIT XII | 24,796 | 24,796 | ||
| ROUNDING | 1 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| K1 2773 LLC/BIG HOTELS | 300,705 | 300,705 | |
| K1 CLINTON-COSTILLA/LOTUS GRP | 119,761 | 119,761 | |
| K1 SPICEWOOD/WDCO NYC | 79,617 | 79,617 | |
| K1S GMB MEZZANINE CAP FUNDS | 530,761 | 530,761 | |
| K1S LEGACY VENTURE | 661,266 | 661,266 | |
| K1S OVERLAND ENERGY FUNDS | 553,829 | 553,829 | |
| K1S PULICLY TRADED PRTNRSHIPS | 2,623 | 2,623 | |
| K1S SOVEREIGN CAP FUNDS | 11,529 | 11,529 | |
| MISCELLANEOUS INCOME | 7,083 | 7,083 | |
| K1 ASCEND CAP PARTNERS: UBTI | 78 | ||
| K1 BERING SEA/BIG HOTELS:UBTI | -25,997 | ||
| K1S CAZ/FLYWHEEL/FORTIS :UBTI | -1,212 | ||
| K1 CLINTN/TAMLIN/MIMG:UBTI | 205,215 | ||
| K1 CRESTWOOD EQUITY:UBTI | -2,524 | ||
| K1 SPICEWOOD MINERAL: UBTI | -15,629 | ||
| K1S GMB MEZ/WDCO:UBTI | 28,310 | ||
| K1S LEGACY VENTURES:UBTI | 2,485 | ||
| K1S OVERLAND ENERGY I:UBTI | 53,520 | ||
| K1S PUBLCLTRADEDPRTNSHPS:UBTI | 4,944 | ||
| K1S SOVEREIGN CAPITAL: UBTI | -679 |
| Description | Beginning of Year - Book Value | End of Year - Book Value |
|---|---|---|
| CREDIT CARD PAYABLE | 511 | 3,736 |
| TAMLIN STORAGE LLC | 1,028,824 | 1,001,764 |
| Borrower's Name | Relationship to Insider | Original Amount of Loan | Balance Due | Date of Note | Maturity Date | Repayment Terms | Interest Rate | Security Provided by Borrower | Purpose of Loan | Description of Lender Consideration | Consideration FMV |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BLACKCH LLC - CREENERGY | NONE | 3,554,000 | 2017-02 | ANNUAL | 4.00 % | UNSECURED | WORKING CAPITAL | ||||
| OMEGA - LADY LAKE | NONE | 1,000,000 | 2017-01 | 2019-06 | ANNUAL | 15.00 % | UNSECURED |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ESTIMATED TAXES PAID | 102,623 | |||
| PTE TAXES PAID BY PASSTHRU ENTIT | 1,710 |