Form990


Department of the TreasuryInternal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter social security numbers on this form as it may be made public.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
A For the 2021 calendar year, or tax year beginning 07-01-2022 , and ending 06-30-2023
BCheck if applicable:
CName of organization
Yale University
 
 
Doing business as
 
 
Number and street (or P.O. box if mail is not delivered to street address)
PO Box 208239
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
New Haven, CT065208239
D Employer identification number

06-0646973
E Telephone number

G Gross receipts $ 12,451,528,538
F Name and address of principal officer:
Peter Salovey
PO Box 208229
New Haven,CT065208229
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
www.yale.edu
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. See instructions.
H(c)
Group exemption number MediumBullet  
K Form of organization:  
L Year of formation: 1701
M State of legal domicile: CT
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: TO IMPROVE THE WORLD THROUGH RESEARCH, SCHOLARSHIP, EDUCATION, PRESERVATION, AND PRACTICE.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 19
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 18
5 Total number of individuals employed in calendar year 2021 (Part V, line 2a) ...... 5 33,438
6 Total number of volunteers (estimate if necessary) ............. 6 18,700
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 41,764,289
b Net unrelated business taxable income from Form 990-T, Part I, line 11 ......... 7b 0
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 1,427,195,501 1,328,427,356
9 Program service revenue (Part VIII, line 2g) ......... 2,518,173,381 2,747,218,097
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 3,422,206,453 2,196,267,937
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 42,839,394 43,110,398
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12) 7,410,414,729 6,315,023,788
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 647,588,993 713,315,715
14 Benefits paid to or for members (Part IX, column (A), line 4).....   0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 2,874,689,103 3,072,987,279
16a Professional fundraising fees (Part IX, column (A), line 11e) .....   0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet82,442,576    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 1,591,129,993 1,826,398,254
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 5,113,408,089 5,612,701,248
19 Revenue less expenses. Subtract line 18 from line 12....... 2,297,006,640 702,322,540
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 54,599,818,948 54,308,947,172
21 Total liabilities (Part X, line 26)............. 10,751,488,951 10,409,366,761
22 Net assets or fund balances. Subtract line 21 from line 20..... 43,848,329,997 43,899,580,411
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ..........
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y Form 990 (2021)
Form 990 (2021)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III..............
1
Briefly describe the organization’s mission: SEE SCHEDULE O
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? .....................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program
services? ...........................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 2,418,140,967 including grants of $ 66,718,484 ) (Revenue $ 2,322,357,196 )
Instruction: The program service costs include salaries, fringe benefits and supplies of teaching approximately 14,800 students including 6,590 undergraduates and 8,161 graduate and professional school students. A faculty of more than 5,250 teach and administer programs across a range of disciplines in the sciences and engineering, the social sciences, the humanities, and the various learned professions. More than 80 majors are available in the undergraduate college and more than 35 different degree programs are offered by the university. In addition to the graduate school of arts and sciences, the university has professional schools in disciplines of architecture, art, divinity, drama, engineering and applied science, global affairs, the environment, law, management, medicine, music, nursing, and public health.
4b (Code:   ) (Expenses $ 952,899,475 including grants of $ 529,727,640 ) (Revenue $ 132,164,369 )
Student financial aid and services: Yale college admits students for their academic and personal promise without regard to their ability to pay. Yale is committed to an admissions policy that does not consider a student's ability to pay, and a financial aid policy that meets the full need of all students with no loans required. These two principles: need-blind admissions and need-based financial aid, ensure that a Yale education is affordable for everyone, regardless of family background, citizenship, or immigration status. With this policy, Yale strives to create a learning environment accessible to the most talented students from around the world and that incorporates the widest possible range of student backgrounds. In FY2023, 3,535 or 54% of undergraduates received need-based scholarships or grants from Yale sources of $62,577 on average. All of Yale's graduate and professional schools provide financial aid to their students based on their individual policies and procedures. This category of expenditures also includes: the operation of dining halls that provided 2,764,281 meals to students, faculty, and staff; maintenance of dormitories housing 5,297 undergraduates and 958 graduate and professional school students; operation and maintenance of athletic facilities for the 35 intercollegiate sports, over 20 intramural sports, and approximately 48 club sports teams offered at Yale. Also included are fitness, wellness, and instructional programs, parking facilities, laundry facilities, student centers, and other facilities and programs (including extracurricular activities and student health services) that provide support, services, and academic/cultural enrichment to the University's students.
4c (Code:   ) (Expenses $ 756,874,306 including grants of $ 102,584,756 ) (Revenue $ 159,990,754 )
Research: The University engages in extensive research in medicine, science, engineering, the arts, social sciences, and humanities. The University's research activities are aimed at the advancement of knowledge as well as training students in the research process. As integral parts of a unified, innovative, and accessible student-centered research University, Yale's labs and classrooms are turning out groundbreaking medical and scientific discoveries and the next generation of innovators in many areas of research excellence. The University's outstanding facilities devoted to research are comprised of myriad laboratories, centers, libraries, collections, and institutes that focus on research in geology, chemistry, biology, engineering and applied science, anthropology, paleontology, psychology, molecular and structural biology, nuclear structure, child development, social policy, biospheric studies and numerous biomedical sciences, to name but a few.
(Code:   ) (Expenses $ 774,400,237 including grants of $ 14,284,835 ) (Revenue $ 131,424,142 )
OTHER PROGRAM SERVICES INCLUDE ACADEMIC SUPPORT, PUBLIC SERVICE, AND OTHER INSTITUTIONAL SUPPORT.
4d Other program services (Describe in Schedule O.)
(Expenses $ 774,400,237 including grants of $ 14,284,835 ) (Revenue $ 131,424,142 )
4e Total program service expensesMediumBullet4,902,314,985
Form 990 (2021)
Form 990 (2021)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment
List of Attached Documents:
// Content
.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors? See instructions. Click to see attachment
List of Attached Documents:
// Content
...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part I.............
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment
List of Attached Documents:
// Content
.........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Rev. Proc. 98-19? If "Yes," complete Schedule C, Part III..
5
 
 
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment
List of Attached Documents:
// Content
.........................
6
Yes
 
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment
List of Attached Documents:
// Content
....
7
Yes
 
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes,"
complete Schedule D, Part IIIClick to see attachment
List of Attached Documents:
// Content
..............
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment
List of Attached Documents:
// Content
..............
9
Yes
 
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi endowments? If "Yes," complete Schedule D, Part VClick to see attachment
List of Attached Documents:
// Content
......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X, as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If "Yes," complete
Schedule D, Part VI. Click to see attachment
List of Attached Documents:
// Content
...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment
List of Attached Documents:
// Content
.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIII.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IX............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
List of Attached Documents:
// Content
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part X
11f
 
No
12a
Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete
Schedule D, Parts XI and XII......................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
List of Attached Documents:
// Content
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule EClick to see attachment
List of Attached Documents:
// Content
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States? .....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........Click to see attachment
List of Attached Documents:
// Content
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV.....Click to see attachment
List of Attached Documents:
// Content
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...Click to see attachment
List of Attached Documents:
// Content
16
Yes
 
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I. See instructions. ....
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment
List of Attached Documents:
// Content
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.....Click to see attachment
List of Attached Documents:
// Content
21
Yes
 
Form 990 (2021)
Form 990 (2021)
Page 4
Part IV
Checklist of Required Schedules (continued)
Yes
No
22
Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........Click to see attachment
List of Attached Documents:
// Content
22
Yes
 
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5, about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
List of Attached Documents:
// Content
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a...............Click to see list of attachments
List of Attached Documents:
// Content
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds? ...............
24c
 
No
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I ....
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I.......................
25b
 
No
26
Did the organization report any amount on Part X, line 5 or 22 for receivables from or payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part IIClick to see attachment
List of Attached Documents:
// Content
...........
26
Yes
 
27
Did the organization provide a grant or other assistance to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or employee thereof, a grant selection committee member, or to a 35% controlled entity (including an employee thereof) or family member of any of these persons?
If "Yes," complete
Schedule L, Part IIIClick to see attachment
List of Attached Documents:
// Content
.........................
27
Yes
 
28
Was the organization a party to a business transaction with one of the following parties (see the Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, key employee, creator or founder, or substantial contributor? If "Yes," complete Schedule L, Part IV......................
28a
 
No
b
A family member of any individual described in line 28a? If "Yes," complete Schedule L, Part IV.....Click to see attachment
List of Attached Documents:
// Content
28b
Yes
 
c
A 35% controlled entity of one or more individuals and/or organizations described in line 28a or 28b? If "Yes," complete Schedule L, Part IV.....................
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
List of Attached Documents:
// Content
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M .................Click to see attachment
List of Attached Documents:
// Content
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II........................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I............Click to see attachment
List of Attached Documents:
// Content
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1.........................Click to see attachment
List of Attached Documents:
// Content
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 ...Click to see attachment
List of Attached Documents:
// Content
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2.............
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI
37
 
No
38
Did the organization complete Schedule O and provide explanations on Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V...........
Yes
No
1a
Enter the number reported in box 3 of Form 1096. Enter -0- if not applicable ..
1a
32,395
b
Enter the number of Forms W-2G included on line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
Form 990 (2021)
Form 990 (2021)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance (continued)
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
33,438
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file. See instructions.
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? ..
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletHK , HU , IN , AR , EI , IS , LU , MP , MO , PL , SN , SP , SZ , UK , BR , CA , CJ , CH , CY , ET
See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? ...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? ......................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? ....................
7a
Yes
 
b
If "Yes," did the organization notify the donor of the value of the goods or services provided? .....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282? .........................
7c
 
No
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? ......................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? ..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? ........
8
 
No
9
Sponsoring organizations maintaining donor advised funds.
a
Did the sponsoring organization make any taxable distributions under section 4966?........
9a
 
No
b
Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?...
9b
 
No
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources. (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state? .........
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
15
Is the organization subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or excess parachute payment(s) during the year? ....................
If "Yes," see the instructions and file Form 4720, Schedule N.
15
Yes
 
16
Is the organization an educational institution subject to the section 4968 excise tax on net investment income? ..
If "Yes," complete Form 4720, Schedule O.
16
Yes
 
17
Section 501(c)(21) organizations. Did the trust, any disqualified person, or mine operator engage in any activities that would result in the imposition of an excise tax under section 4951, 4952, or 4953? ..
If "Yes," complete Form 6069.
17
 
 
Form 990 (2021)
Form 990 (2021)
Page 6
Part VI
Governance, Management, and Disclosure. For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
1a
19
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent
1b
18
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? .
4
Yes
 
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
Yes
 
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .......................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe on Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe on Schedule O how this was done...................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process on Schedule O. See instructions.
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
Yes
 
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
Yes
 
Section C. Disclosure
17
List the states with which a copy of this Form 990 is required to be filedMediumBullet
18
Section 6104 requires an organization to make its Form 1023 (1024 or 1024-A, if applicable), 990, and 990-T (section 501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, address, and telephone number of the person who possesses the organization's books and records:
MediumBulletStephen C Murphy VP For Finance and CFOPO Box 208239   New Haven,CT065208239 (203) 432-5530
Form 990 (2021)
Form 990 (2021)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See the instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (box 5 of Form W-2, Form 1099-MISC, and/or box 1 of Form 1099-NEC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

See the instructions for the order in which to list the persons above.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W-2/1099-MISC/1099-NEC) 		(E)
Reportable compensation from related organizations (W-2/1099-MISC/1099-NEC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) Peter Salovey
 
Trustee & President
 50.0
.................
2.2 		X   X       2,209,809 0 108,557
(2) Ann Miura-Ko
 
Trustee
 5.0
.................
0.0 		X           0 0 0
(3) Carlos R Moreno
 
Trustee
 5.0
.................
0.0 		X           0 0 0
(4) Catharine B Hill
 
Trustee
 5.0
.................
0.0 		X           0 0 0
(5) Charles W Goodyear IV
 
Trustee
 5.0
.................
0.0 		X           0 0 0
(6) David A Thomas
 
Trustee
 5.0
.................
0.0 		X           0 0 0
(7) David Sze
 
Trustee
 5.0
.................
0.0 		X           0 0 0
(8) E John Rice Jr
 
Trustee
 5.0
.................
0.0 		X           0 0 0
(9) Edward Miner Ned Lamont Jr
 
Trustee (ex-officio)
 0.0
.................
0.0 		X           0 0 0
(10) Fred Krupp
 
Trustee
 5.0
.................
0.0 		X           0 0 0
(11) Joshua Bekenstein
 
Trustee
 5.0
.................
0.0 		X           0 0 0
(12) Joshua L Steiner
 
Trustee
 5.0
.................
0.0 		X           0 0 0
(13) Kathleen E Walsh
 
Trustee
 5.0
.................
0.0 		X           0 0 0
(14) Marta L Tellado
 
Trustee
 5.0
.................
0.0 		X           0 0 0
(15) Maurie McInnis
 
Trustee
 5.0
.................
0.0 		X           0 0 0
(16) Michael J Cavanagh
 
Trustee
 5.0
.................
0.0 		X           0 0 0
(17) Michael Warren
 
Trustee
 5.0
.................
0.0 		X           0 0 0
Form 990 (2021)
Form 990 (2021)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W-2/1099-MISC/1099-NEC) 		(E)
Reportable compensation from related organizations (W-2/1099-MISC/1099-NEC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) Susan Bysiewicz
 
Trustee (ex-officio)
 0.0
.......................0.0 		X           0 0 0
(19) William E Kennard
 
Trustee
 5.0
.......................0.0 		X           0 0 0
(20) Alexander E Dreier
 
Sr VP for Institutional Affairs
 50.0
.......................0.0 		    X       820,114 0 101,722
(21) Jack F Callahan Jr
 
Sr VP for Operations
 50.0
.......................0.0 		    X       789,995 0 74,390
(22) Jack Michael Bellamy
 
VP for Facilities, Campus Development and Sustainability (effective 10/3/22)
 50.0
.......................0.0 		    X       157,876 0 14,154
(23) Joan E O'Neill
 
VP for Alumni Affairs & Development
 50.0
.......................1.2 		    X       753,636 0 70,099
(24) John Barden
 
VP for Information Technology
 50.0
.......................0.0 		    X       409,833 0 69,560
(25) John Whelan
 
VP for HR
 50.0
.......................0.0 		    X       413,379 0 70,179
(26) Karen Peart
 
Interim VP for Communications (10/1/22 to 3/31/23)
 50.0
.......................0.0 		    X       196,063 0 32,574
(27) Kimberly M Goff-Crews
 
Secretary & VP for University Life
 50.0
.......................1.0 		    X       499,063 0 46,054
(28) Nathaniel Nickerson
 
VP for Communications (through 9/23/22)
 50.0
.......................0.1 		    X       405,420 0 36,001
(29) Renee Kopkowski
 
VP for Communications (effective 4/1/23)
 50.0
.......................0.0 		    X       0 0 0
(30) Scott A Strobel
 
Provost
 50.0
.......................0.0 		    X       819,757 0 58,557
(31) Stephen C Murphy
 
VP for Finance & CFO
 50.0
.......................4.6 		    X       550,754 0 86,340
(32) Matthew S T Mendelsohn
 
Chief Investment Officer
 50.0
.......................2.6 		      X     1,704,888 0 56,841
(33) Nancy J Brown
 
Dean, School of Medicine
 50.0
.......................0.0 		      X     1,051,312 0 54,349
(34) Alan Forman
 
Director, Investments
 50.0
.......................0.0 		        X   1,906,869 0 44,685
(35) Alex Hetherington
 
Managing Director, Investments
 50.0
.......................0.0 		        X   1,535,484 0 369,176
(36) Arnar Geirsson
 
Professor of Surgery (Cardiac)
 50.0
.......................0.0 		        X   1,700,704 0 83,077
(37) Murat Gunel
 
Chair, Neurosurgery
 50.0
.......................0.0 		        X   1,610,370 0 83,546
(38) Timothy R Sullivan
 
Sr Director of Private Equity
 50.0
.......................0.0 		        X   1,849,321 0 394,387
(39) Alexander C Banker
 
Former Director of Investments
 50.0
.......................2.6 		          X 1,430,489 0 352,396
(40) Benjamin Polak
 
Former Provost
 50.0
.......................0.0 		          X 475,748 0 51,590
(41) Dean J Takahashi
 
Former Sr Director, Investments
 50.0
.......................0.0 		          X 529,770 0 49,382
(42) Donna Cable
 
Former Interim VP for HR
 50.0
.......................0.0 		          X 352,721 0 52,023
(43) Janet E Lindner
 
Former VP for HR & Administration
 50.0
.......................0.0 		          X 524,574 0 44,894
(44) John H Bollier
 
Former VP for Facilities & Campus Development
 50.0
.......................1.0 		          X 565,410 0 45,704
(45) Pericles Lewis
 
Former VP for Global Strategy
 50.0
.......................0.2 		          X 511,167 0 75,077
(46) Robert J Alpern
 
Former Dean, School of Medicine
 50.0
.......................0.0 		          X 332,326 0 35,524
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)...........MediumBullet 24,106,852 0 2,560,838
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization MediumBullet5,886
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such
individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
THE WHITING-TURNER CONTRACTING COMPANY

300 East Joppa Road
Baltimore,MD21286 		construction & related services 64,665,637
TURNER CONSTRUCTION COMPANY

375 Hudson Street
New York,NY10014 		CONSTRUCTION & RELATED SERVICES 62,709,464
GILBANE BUILDING COMPANY

7 Jackson Walkway
Providence,RI02903 		CONSTRUCTION & RELATED SERVICES 42,141,272
DIMEO CONSTRUCTION COMPANY

75 CHAPMAN STREET
PROVIDENCE,RI02905 		CONSTRUCTION & RELATED SERVICES 31,228,863
Bond Brothers Inc

10 Cabot Rd Suite 300
Medford,MA02155 		construction & related services 30,532,131
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet407
Form 990 (2021)
Form 990 (2021)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII.............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512 - 514
Contributions, Gifts, Grants, and OtherAmt Similar Amounts 1a Federated campaigns..1a 145,944
b Membership dues..1b 0
c Fundraising events..1c 309,312
d Related organizations1d 12,658,742
e Government grants (contributions)1e 757,357,200
f All other contributions, gifts, grants, and similar amounts not included above1f 557,956,158
g Noncash contributions included in lines 1a - 1f:$ 1g 52,815,440
h Total. Add lines 1a-1f.......MediumBullet 1,328,427,356
Program Service RevenueAmt Business Code
2a Medical services 541900 1,421,913,635 1,421,877,095 36,540  
b Student Income 611310 918,414,937 918,414,937    
c Contract income Gov & Non-Gov't 541700 169,304,482 169,304,482    
d Auxiliary Services 611710 183,099,664 183,099,664    
e Publication income 511130 19,523,572 19,515,466 8,106  
f All other program service revenue. 34,961,807 33,724,817 1,236,990 0
g Total. Add lines 2a–2f .....MediumBullet 2,747,218,097
OtherAmtRevenueAmt 3 Investment income (including dividends, interest, and othersimilar amounts) ......MediumBullet 448,484,811   6,618,489 441,866,322
4 Income from investment of tax-exempt bond proceedsMediumBullet        
5 Royalties...........MediumBullet 11,429,589     11,429,589
(ii) Personal (i) Real
6a Gross rents   23,331,935 6a
b Less: rental expenses   16,521,529 6b
c Rental income or (loss) 0 6,810,406 6c
d Net rental income or (loss).......MediumBullet 6,810,406     6,810,406
(ii) Other (i) Securities
7a Gross amount from sales of assets other than inventory 2,506,873,311 5,360,381,844 7a
b Less: cost or other basis and sales expenses 557,231,293 5,562,240,736 7b
c Gain or (loss) 1,949,642,018 -201,858,892 7c
d Net gain or (loss).........MediumBullet 1,747,783,126   32,602,736 1,715,180,390
8a Gross income from fundraising events (not including $ 309,312of contributions reported on line 1c). See Part IV, line 18 ....
8a 276,200
b Less: direct expenses ... 8b 510,504
c Net income or (loss) from fundraising events..MediumBullet -234,304   -234,304
9a Gross income from gaming activities.
See Part IV, line 19 ...
9a 6,245
b Less: direct expenses ... 9b 688
c Net income or (loss) from gaming activities..MediumBullet 5,557     5,557
10a Gross sales of inventory, less
returns and allowances ..
10a  
b Less: cost of goods sold .. 10b  
c Net income or (loss) from sales of inventory..MediumBullet        
Business Code Miscellaneous Revenue
11a Utilities 221000 14,882,806     14,882,806
b Parking 812930 10,216,344   1,261,428 8,954,916
c            
d All other revenue .... 0 0 0 0
e Total. Add lines 11a–11d ...... MediumBullet 25,099,150
12 Total revenue. See instructions.....MediumBullet 6,315,023,788 2,745,936,461 41,764,289 2,198,895,682
Form 990 (2021)
Form 990 (2021)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX..............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising
expenses
1 Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 .... 97,256,310 97,256,310
2 Grants and other assistance to domestic individuals. See Part IV, line 22 ........... 585,570,208 585,570,208
3 Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. ............. 30,489,197 30,489,197
4 Benefits paid to or for members .......    
5 Compensation of current officers, directors, trustees, and key employees ........... 12,929,621 1,711,538 10,355,641 862,442
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ......... 20,890,722 14,249,316 6,641,406  
7 Other salaries and wages........ 2,297,916,022 2,097,330,797 160,111,622 40,473,603
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 217,878,684 190,908,550 22,275,336 4,694,798
9 Other employee benefits ....... 396,506,198 346,513,114 41,449,676 8,543,408
10 Payroll taxes ........... 126,866,032 110,656,290 13,480,456 2,729,286
11 Fees for services (non-employees):        
a Management ......        
b Legal ......... 14,372,582 1,584,510 12,783,483 4,589
c Accounting ........... 1,341,002 61,097 1,278,040 1,865
d Lobbying ........... 58,204 58,204    
e Professional fundraising services. See Part IV, line 17    
f Investment management fees ...... 205,627,583   205,627,583  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) 377,477,643 303,863,567 68,639,320 4,974,756
12 Advertising and promotion .... 7,368,600 5,589,411 1,672,307 106,882
13 Office expenses ....... 31,660,155 28,715,949   2,944,206
14 Information technology ...... 48,573,607 39,638,460 8,169,138 766,009
15 Royalties .. 2,711,131 2,711,131    
16 Occupancy ........... 120,622,311 115,761,696 3,889,441 971,174
17 Travel ............ 66,777,171 60,753,718 3,759,522 2,263,931
18 Payments of travel or entertainment expenses for any federal, state, or local public officials . 4,118 4,118    
19 Conferences, conventions, and meetings .... 20,735,615 17,278,208 1,058,536 2,398,871
20 Interest ........... 97,363,358 93,259,775 3,273,581 830,002
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization .. 343,512,117 329,022,998 11,558,509 2,930,610
23 Insurance ... 60,469,663 52,170,657 8,299,006  
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a Supplies - Medical, Research, Other 139,912,329 135,584,954 3,952,226 375,149
b Collections 40,693,794 40,693,291   503
c Subsidies, Community Support, and payments to municipalities 46,210,724 14,157,212 31,494,576 558,936
d Building Materials & Equipment 41,674,415 39,120,668 2,310,010 243,737
e All other expenses 159,232,132 147,600,041 5,864,272 5,767,819
25 Total functional expenses. Add lines 1 through 24e 5,612,701,248 4,902,314,985 627,943,687 82,442,576
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2021)
Form 990 (2021)
Page 11
Part X
Balance Sheet
Check if Schedule O contains a response or note to any line in this Part IX..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing ........ 0 1 0
2 Savings and temporary cash investments ......... 710,758,504 2 843,999,221
3 Pledges and grants receivable, net ...... 1,125,747,923 3 1,100,584,439
4 Accounts receivable, net ............. 299,863,720 4 268,896,646
5 Loans and other receivables from any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
172,168 5 140,629
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
0 6 0
7 Notes and loans receivable, net ........... 111,558,744 7 105,818,046
8 Inventories for sale or use ............ 16,111,507 8 16,015,744
9 Prepaid expenses and deferred charges ...... 30,651,775 9 200,427,560
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 10,131,516,451
b Less: accumulated depreciation 10b 4,151,767,946 5,732,932,065 10c 5,979,748,505
11 Investments—publicly traded securities . 6,560,201,979 11 5,822,025,735
12 Investments—other securities. See Part IV, line 11 ..... 39,503,734,819 12 39,423,024,052
13 Investments—program-related. See Part IV, line 11 .. 55,329,962 13 63,520,238
14 Intangible assets ............... 0 14 0
15 Other assets. See Part IV, line 11 ........... 452,755,782 15 484,746,357
16 Total assets. Add lines 1 through 15 (must equal line 33)... 54,599,818,948 16 54,308,947,172
Liabilities 17 Accounts payable and accrued expenses ..... 606,712,426 17 596,177,641
18 Grants payable ... 7,135,983 18 10,485,240
19 Deferred revenue ......... 176,606,651 19 200,492,619
20 Tax-exempt bond liabilities ......... 3,022,898,206 20 3,003,836,129
21 Escrow or custodial account liability. Complete Part IV of Schedule D 2,897,827 21 2,520,857
22 Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
0 22 0
23 Secured mortgages and notes payable to unrelated third parties .. 0 23 0
24 Unsecured notes and loans payable to unrelated third parties .. 2,117,829,656 24 2,116,209,322
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D 4,817,408,202 25 4,479,644,953
26 Total liabilities. Add lines 17 through 25.. 10,751,488,951 26 10,409,366,761
Net Assets or Fund Balance Organizations that follow FASB ASC 958, check here MediumBullet and complete lines 27, 28, 32, and 33.
27 Net assets without donor restrictions .......... 8,102,392,741 27 8,758,802,417
28 Net assets with donor restrictions ........... 35,745,937,256 28 35,140,777,994
Organizations that do not follow FASB ASC 958, check here MediumBullet and complete lines 29 through 33.
29 Capital stock or trust principal, or current funds .....   29  
30 Paid-in or capital surplus, or land, building or equipment fund ...   30  
31 Retained earnings, endowment, accumulated income, or other funds   31  
32 Total net assets or fund balances ........... 43,848,329,997 32 43,899,580,411
33 Total liabilities and net assets/fund balances ........ 54,599,818,948 33 54,308,947,172
Form 990 (2021)
Form 990 (2021)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
6,315,023,788
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
5,612,701,248
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
702,322,540
4
Net assets or fund balances at beginning of year (must equal Part X, line 32, column (A)) ..
4
43,848,329,997
5
Net unrealized gains (losses) on investments ...............
5
-947,396,030
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
296,323,904
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 32, column (B))
10
43,899,580,411
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII.............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain on
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2021)
Form 990 (2021)
Additional Data


Software ID: 22016089
Software Version: 2022v5.0
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ.
right arrow Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2022
Open to Public
Inspection
Name of the organization
Yale University
 
Employer identification number

06-0646973
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)
1
2
3
4
5
6
7
8
9
10
11
12
a
b
c
d
e
f
Enter the number of supported organizations ...............................  
g
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 10 above (see instructions)) (iv) Is the organization listed in your governing document? (v) Amount of monetary support (see instructions) (vi) Amount of other support (see instructions)
Yes No
Total
 
   
For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.
Cat. No. 11285F
Schedule A (Form 990) 2022

Schedule A (Form 990) 2022
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization failed to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2018 (b) 2019 (c) 2020 (d) 2021 (e) 2022 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") .. 1,312,238,680 1,356,612,031 1,680,260,285 1,427,195,501 1,328,427,356 7,104,733,853
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.... 0 0 0 0   0
3 The value of services or facilities furnished by a governmental unit to the organization without charge.. 0 0 0 0   0
4 Total. Add lines 1 through 3 1,312,238,680 1,356,612,031 1,680,260,285 1,427,195,501 1,328,427,356 7,104,733,853
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f) .. 229,131,995
6 Public support. Subtract line 5 from line 4. 6,875,601,858
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2018 (b) 2019 (c) 2020 (d) 2021 (e) 2022 (f) Total
7 Amounts from line 4.. 1,312,238,680 1,356,612,031 1,680,260,285 1,427,195,501 1,328,427,356 7,104,733,853
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 525,116,810 433,859,691 161,127,867 171,417,931 476,627,846 1,768,150,145
9 Net income from unrelated business activities, whether or not the business is regularly carried on.. 0 0 0 256,703,492 2,562,757 259,266,249
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.).. 0 0 0 0 0 0
11 Total support. Add lines 7 through 10 9,132,150,247
12
12
11,768,436,194
13
First 5 years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here ........................................right arrow
Section C. Computation of Public Support Percentage
14
14
75.29 %
15
15
74.40 %
16a
33 1/3% support test—2022. If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization .......................right arrow
b
33 1/3% support test—2021. If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this
box and stop here. The organization qualifies as a publicly supported organization ..................... right arrow
17a
10%-facts-and-circumstances test—2022. If the organization did not check a box on line 13, 16a, or 16b, and line 14 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain in Part VI how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported organization ............ right arrow
b
10%-facts-and-circumstances test—2021. If the organization did not check a box on line 13, 16a, 16b, or 17a, and line 15 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain in Part VI how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported organization ............ right arrow
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990) 2022

Schedule A (Form 990) 2022
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2018 (b) 2019 (c) 2020 (d) 2021 (e) 2022 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose            
3 Gross receipts from activities that are not an unrelated trade or business under section 513 .....            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge            
6 Total. Add lines 1 through 5            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support. (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2018 (b) 2019 (c) 2020 (d) 2021 (e) 2022 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included on line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
First 5 years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here................................................. right arrow
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
33 1/3% support tests-2022. If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ....... right arrow
b
33 1/3% support tests—2021. If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ..... right arrow
20
Private foundation. If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions .... right arrow
Schedule A (Form 990) 2022

Schedule A (Form 990) 2022
Page 4
Part IV
Supporting Organizations
(Complete only if you checked a box on line 12 of Part I. If you checked box 12a, of Part I, complete Sections A and B. If you checked box 12b, of Part I, complete Sections A and C. If you checked box 12c, of Part I, complete Sections A, D, and E. If you checked box12d, of Part I, complete Sections A and D, and complete Part V.)
Section A. All Supporting Organizations
Yes
No
1
Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.
1
 
 
2
Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).
2
 
 
3a
Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer lines 3b and 3c below.
3a
 
 
b
Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.
3b
 
 
c
Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.
3c
 
 
4a
Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked box 12a or 12b in Part I, answer lines 4b and 4c below.
4a
 
 
b
Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.
4b
 
 
c
Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.
4c
 
 
5a
Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer lines 5b and 5c below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).
5a
 
 
b
Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?
5b
 
 
c
Substitutions only. Was the substitution the result of an event beyond the organization's control?
5c
 
 
6
Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.
6
 
 
7
Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990) .
7
 
 
8
Did the organization make a loan to a disqualified person (as defined in section 4958) not described on line 7? If “Yes,” complete Part I of Schedule L (Form 990).
8
 
 
9a
Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons, as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.
9a
 
 
b
Did one or more disqualified persons (as defined on line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.
9b
 
 
c
Did a disqualified person (as defined on line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.
9c
 
 
10a
Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.
10a
 
 
b
Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).
10b
 
 
Schedule A (Form 990) 2022

Schedule A (Form 990) 2022
Page 5
Part IV
Supporting Organizations (continued)
Yes
No
11
Has the organization accepted a gift or contribution from any of the following persons?
a
A person who directly or indirectly controls, either alone or together with persons described on lines 11b and 11c below, the governing body of a supported organization?
11a
 
 
b
A family member of a person described on 11a above?
11b
 
 
c
A 35% controlled entity of a person described on line 11a or 11b above? If “Yes” to 11a, 11b, or 11c, provide detail in Part VI.
11c
 
 
Section B. Type I Supporting Organizations
Yes
No
1
Did the officers, directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.
1
 
 
2
Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.
2
 
 
Section C. Type II Supporting Organizations
Yes
No
1
Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).
1
 
 
Section D. All Type III Supporting Organizations
Yes
No
1
Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?
1
 
 
2
Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).
2
 
 
3
By reason of the relationship described in line 2 above, did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.
3
 
 
Section E. Type III Functionally-Integrated Supporting Organizations
1
Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):
a
b
c
2
Activities Test. Answer lines 2a and 2b below.
Yes
No
a
Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.
2a
 
 
b
Did the activities described on line 2a, above constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.
2b
 
 
3
Parent of Supported Organizations. Answer lines 3a and 3b below.
a
Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations?If "Yes" or "No", provide details in Part VI.
3a
 
 
b
Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.
3b
 
 
Schedule A (Form 990) 2022

Schedule A (Form 990) 2022
Page 6
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations
1
Section A - Adjusted Net Income (A) Prior Year (B) Current Year
(optional)
1 Net short-term capital gain 1    
2 Recoveries of prior-year distributions 2    
3 Other gross income (see instructions) 3    
4 Add lines 1 through 3 4    
5 Depreciation and depletion 5    
6 Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions) 6    
7 Other expenses (see instructions) 7    
8 Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) 8    
Section B - Minimum Asset Amount (A) Prior Year (B) Current Year
(optional)
1 Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year): 1
a Average monthly value of securities 1a    
b Average monthly cash balances 1b    
c Fair market value of other non-exempt-use assets 1c    
d Total (add lines 1a, 1b, and 1c) 1d    
e Discount claimed for blockage or other factors
(explain in detail in Part VI):  
2 Acquisition indebtedness applicable to non-exempt use assets 2    
3 Subtract line 2 from line 1d 3    
4 Cash deemed held for exempt use. Enter 0.015 of line 3 (for greater amount, see instructions). 4    
5 Net value of non-exempt-use assets (subtract line 4 from line 3) 5    
6 Multiply line 5 by 0.035 6    
7 Recoveries of prior-year distributions 7    
8 Minimum Asset Amount (add line 7 to line 6) 8    
Section C - Distributable Amount Current Year
1 Adjusted net income for prior year (from Section A, line 8, Column A) 1  
2 Enter 85% of line 1 2  
3 Minimum asset amount for prior year (from Section B, line 8, Column A) 3  
4 Enter greater of line 2 or line 3 4  
5 Income tax imposed in prior year 5  
6 Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions) 6  
7
Schedule A (Form 990) 2022

Schedule A (Form 990) 2022
Page 7
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations(continued)
Section D - Distributions Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes 1  
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in
excess of income from activity 		2  
3 Administrative expenses paid to accomplish exempt purposes of supported organizations 3  
4 Amounts paid to acquire exempt-use assets 4  
5 Qualified set-aside amounts (prior IRS approval required - provide details in Part VI) 5  
6 Other distributions (describe in Part VI). See instructions 6  
7Total annual distributions. Add lines 1 through 6. 7  
8 Distributions to attentive supported organizations to which the organization is responsive (provide
details in Part VI). See instructions 		8  
9 Distributable amount for 2022 from Section C, line 6 9  
10 Line 8 amount divided by Line 9 amount 10  
Section E - Distribution Allocations (see instructions) (i)
Excess Distributions 		(ii)
Underdistributions
Pre-2022 		(iii)
Distributable
Amount for 2022
1 Distributable amount for 2022 from Section C, line 6  
2 Underdistributions, if any, for years prior to 2022 (reasonable cause required-- explain in Part VI).
See instructions.		  
3 Excess distributions carryover, if any, to 2022:
a From 2017.......  
b From 2018.......  
c From 2019.......  
d From 2020.......  
e From 2021.......  
fTotal of lines 3a through e  
g Applied to underdistributions of prior years  
h Applied to 2022 distributable amount  
i Carryover from 2017 not applied (see
instructions) 		 
j Remainder. Subtract lines 3g, 3h, and 3i from line 3f.  
4Distributions for 2022 from Section D, line 7:
$  
a Applied to underdistributions of prior years  
b Applied to 2022 distributable amount  
c Remainder. Subtract lines 4a and 4b from line 4.  
5 Remaining underdistributions for years prior to
2022, if any. Subtract lines 3g and 4a from line 2.
If the amount is greater than zero, explain in Part VI.
See instructions. 		 
6 Remaining underdistributions for 2022. Subtract
lines 3h and 4b from line 1. If the amount is greater
than zero, explain in Part VI. See instructions. 		 
7 Excess distributions carryover to 2023. Add lines
3j and 4c. 		 
8 Breakdown of line 7:
a Excess from 2018.....  
b Excess from 2019.....  
c Excess from 2020.....  
d Excess from 2021.....  
e Excess from 2022.....  
Schedule A (Form 990) (2022)

Schedule A (Form 990) 2022
Page 8
Part VI
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Return Reference Explanation
Schedule A (Form 990) 2022


Additional Data


Software ID: 22016089
Software Version: 2022v5.0
Schedule B
(Form 990)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors

Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2022
Name of the organization
Yale University
 
Employer identification number

06-0646973
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ






Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......... Arrow Bullet $  
Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990) (2022)
Schedule B (Form 990) (2022) Page 2
Name of organization
Yale University
  		Employer identification number
06-0646973
Part I
Contributors
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
 
 
 
 
  ,    

$ RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990) (2022)
Schedule B (Form 990) (2022)
Page 3
Name of organization
Yale University
  		Employer identification number

06-0646973
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
Schedule B (Form 990) (2022)
Schedule B (Form 990) (2022)
Page 4
Name of organization
Yale University
  		Employer identification number

06-0646973
Part III
Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990) (2022)
Additional Data


Software ID: 22016089
Software Version: 2022v5.0
SCHEDULE C
(Form 990)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527

SchCMd Bullet Complete if the organization is described below. SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd BulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public
Inspection
If the organization answered "Yes" on Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" on Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" on Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
Yale University
 
Employer identification number

06-0646973
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV. See instructions for definition of “political campaign activities."

2
Political campaign activity expenditures. See instructions ....................................................................SchCMd Bullet
$  
3
Volunteer hours for political campaign activities. See instructions ..................................................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 ................................SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 .......................SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? .........................................
4a
Was a correction made? ......................................................................................................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities ..... SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ............................................................................................................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b...........SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ...................................................................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.
1
2
3
4
5
6
For Paperwork Reduction Act Notice, see the instructions for Form 990.
Cat. No. 50084S
Schedule C (Form 990) 2021

Schedule C (Form 990) 2021
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).Click to see attachment
List of Attached Documents:
// Content

B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ...................... 2,430 2,430
b Total lobbying expenditures to influence a legislative body (direct lobbying) ........................ 554,260 554,260
c Total lobbying expenditures (add lines 1a and 1b) ............................................................ 556,690 556,690
d Other exempt purpose expenditures ............................................................................... 5,271,111,798 5,384,570,365
e Total exempt purpose expenditures (add lines 1c and 1d) .................................................. 5,271,668,488 5,385,127,055
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		 1,000,000 1,000,000
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) ................................................. 250,000 250,000
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................................................ 0 0
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................................................ 0 0
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ...................................................................................................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in) 		(a) 2018 (b) 2019 (c) 2020 (d) 2021 (e) Total
2a Lobbying nontaxable amount 1,000,000 1,000,000 1,000,000 1,000,000 4,000,000
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		6,000,000
c Total lobbying expenditures 532,467 556,482 545,034 556,690 2,190,673
d Grassroots nontaxable amount 250,000 250,000 250,000 250,000 1,000,000
e Grassroots ceiling amount
(150% of line 2d, column (e))		 1,500,000
f Grassroots lobbying expenditures 7,726 6,200 6,973 2,430 23,329
Schedule C (Form 990) 2021


Schedule C (Form 990) 2021
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response on lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
Yes|No
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? ...........................................................................................................
 
 
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ........
 
 
c
Media advertisements? ...................................................................................................
 
 
 
d
Mailings to members, legislators, or the public? .............................................................................
 
 
 
e
Publications, or published or broadcast statements? ...........................................................
 
 
 
f
Grants to other organizations for lobbying purposes? ..........................................................
 
 
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? .......................
 
 
 
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ..................
 
 
 
i
Other activities? ...................................................................................................................
 
 
 
j
Total. Add lines 1c through 1i ....................................................................................................
 
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
 
b
If "Yes," enter the amount of any tax incurred under section 4912 ...........................................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ...................
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? ........................
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ...............................................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ............................................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? .................................
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members ......................................................................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid).
a
Current year .............................................................................................................................
2a
 
b
Carryover from last year ............................................................................................................
2b
 
c
Total ...........................................................................................................................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ......................................................................................................................
4
 
5
Taxable amount of lobbying and political expenditures. See Instructions .........................................
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
Schedule C (Form 990) 2021


Additional Data


Software ID: 22016089
Software Version: 2022v5.0

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet Attach to Form 990.
SchDMd Bullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
Yale University
 
Employer identification number

06-0646973
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year ......... 9 9
2 Aggregate value of contributions to (during year) 7,500,000 7,500,000
3 Aggregate value of grants from (during year) 10,524,820 10,475,513
4 Aggregate value at end of year ........ 238,508,371 158,587,182
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ...................... 2a  
b Total acreage restricted by conservation easements .................... 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet0
4
Number of states where property subject to conservation easement is located SchDMd Bullet1
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............
6
Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet0.0
7
Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet $ 0
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under FASB ASC 958, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under FASB ASC 958, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenue included on Form 990, Part VIII, line 1 .........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under FASB ASC 958 relating to these items:
a
Revenue included on Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2021

Schedule D (Form 990) 2021
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b If "Yes," explain the arrangement in Part XIII and complete the following table: Amount
c Beginning balance ............................. 1c  
d Additions during the year ............................ 1d  
e Distributions during the year .......................... 1e  
f Ending balance ................................ 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....
Part V
Endowment Funds.
Complete if the organization answered "Yes" on Form 990, Part IV, line 10.
(a) Current year (b) Prior year (c) Two years back (d) Three years back (e) Four years back
1a Beginning of year balance .... 41,501,681,084 42,356,948,318 31,244,272,067 30,358,036,252 29,509,378,000
b Contributions ... 291,890,000 301,355,000 636,119,000 331,706,000 381,186,000
c Net investment earnings, gains, and losses 758,684,000 265,880,000 12,052,824,000 1,931,965,000 1,629,992,000
d Grants or scholarships ... 219,895,942 200,886,111 194,279,342 194,735,352 186,492,442
e Other expenditures for facilities
and programs ... 		1,287,616,145 1,110,684,565 1,284,375,555 1,088,897,099 886,059,903
f Administrative expenses .... 123,808,753 110,931,558 97,611,852 93,802,734 89,967,403
g End of year balance ...... 40,920,934,244 41,501,681,084 42,356,948,318 31,244,272,067 30,358,036,252
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet17.23 %
b
Permanent endowment SchDMd Bullet14.38 %
c
Term endowment SchDMd Bullet68.39 %
The percentages on lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) Unrelated organizations .................
3a(i)
Yes
 
(ii) Related organizations .................
3a(ii)
Yes
 
b
If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
Yes
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis
(investment) 		(b) Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .....   139,393,962 139,393,962
b Buildings .... 66,691,744 9,454,586,369 3,835,659,164 5,685,618,949
c Leasehold improvements   30,193,206 15,620,925 14,572,281
d Equipment ....   440,651,170 300,487,857 140,163,313
e Other .....        
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..SchDMdBullet 5,979,748,505
Schedule D (Form 990) 2021

Schedule D (Form 990) 2021
Page 3
Part VII
Investments - Other Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1) Financial derivatives.........    
(2) Closely-held equity interests........    
(3) Other
(A) Fixed income		 6,285,429 F

(B) Common Stock		 1,362,435 F

(C) Equity Investments		 38,985,996,526 F

(D) Other Investments		 429,379,662 F
(D)
(E)
(F)
(G)
(H)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 39,423,024,052
Part VIII
Investments - Program Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
(1) Federal income taxes  
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 4,479,644,953
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII
Schedule D (Form 990) 2021

Schedule D (Form 990) 2021
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1 4,970,206,565
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains (losses) on investments .... 2a -947,396,030
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d -168,229,719
e Add lines 2a through 2d ..................... 2e -1,115,625,749
3 Subtract line 2e from line 1.................. 3 6,085,832,314
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a 250,634,851
b Other (Describe in Part XIII.) ........... 4b -21,443,377
c Add lines 4a and 4b.................... 4c 229,191,474
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 6,315,023,788
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1 4,936,267,286
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities ......... 2a  
b Prior year adjustments ............ 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d 34,308,368
e Add lines 2a through 2d.................... 2e 34,308,368
3 Subtract line 2e from line 1................... 3 4,901,958,918
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a 250,634,851
b Other (Describe in Part XIII.) ............ 4b 460,107,479
c Add lines 4a and 4b..................... 4c 710,742,330
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 5,612,701,248
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
Schedule D, Part V ENDOWMENT FUNDS ENDOWMENT FUNDS INCLUDE THE VALUE OF THE ENDOWMENT AND UNEXPENDED ENDOWMENT INCOME AT JUNE 30, 2023.
Schedule D, Part X, Line 2 LIABILITY FOR UNCERTAIN TAX POSITIONS THE UNIVERSITY WAS NOT REQUIRED TO INCLUDE A FIN 48 (ASC 740), ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, FOOTNOTE IN ITS FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED JUNE 30, 2023.
Schedule D, Part II, Line 5 CONSERVATION EASEMENTS Per the agreement, the university reserves a pedestrian ingress and egress easement over the real property as part of the conservation easement for the purposes of inspecting the real property to determine compliance with the provisions, terms, covenants and purposes of the conservation easement. In addition, the university has the right to enforce the terms of the conservation easement, and to take necessary actions to remedy or abate violations of this conservation easement and to prevent any activity on the real property inconsistent with the purpose of the conservation easement.
Schedule D, Part II, Line 9 Conservation easements financial reporting During the fiscal year ended June 30, 2023, the University held a conservation easement, with conservation rights it retained as part of the sale of land. The university did not recognize revenue or incur expenses related to the conservation easement nor did it include a footnote to the financial statements that describes the accounting for conservation easements.
Schedule D, Part III, Line 1a Collections of art - financial statement footnote Yale University Financial Statements - Collections Footnote: Collections at Yale include works of art, literary works, historical treasures, and artifacts that are maintained in the University's museums and libraries. These collections are protected and preserved for public exhibition, education, research, and the furtherance of public service. Collections are not capitalized; purchases of collection items are recorded as expenses in the University's consolidated statement of activities in the period in which the items are acquired.
Schedule D, Part III, Line 4 Collections of art - description of collections Yale University's museums and libraries are an integral part of teaching and learning across the university and include the Yale University Art Gallery, the Yale Center for British Art, the Peabody Museum of Natural History, and the Morris Steinert Collection of Musical Instruments. Most of the museums and libraries are open to the public, all of them free of charge. People of all ages are invited to visit the collections, join an exhibition tour, take classes with artists and curators, and enjoy many other public programs offered throughout the year. In May of 2023, Yale University released LUX: Yale Collections Discovery to the public. LUX is a digital platform that enables users to search across Yale's museums, archives, and library collections. Since its foundation in the early 18th century, the University has encouraged, accumulated, and actively built its collections in the service of its educational mission. LUX supports this mission by making many of these objects and resources accessible, so that new knowledge and understanding can be built by those within and beyond Yale. The Yale University Art Gallery: The Yale University Art Gallery, founded in 1832, is the oldest university art museum in America. The museum collects, preserves, studies, and presents art in all media, from all regions of the globe and across time. The museum's exceptional collection - numbering over 300,000 objects - is the core of its identity. The collection includes Ancient art, Asian art, African art, Indo-Pacific art, American paintings and sculpture, American Decorative Arts, art of the Ancient Americas, prints and drawings, photography, numismatics, European art, and Modern and Contemporary art. The Art Gallery seeks to make the museum a place where creativity continuously enriches our lives, sparks curiosity and inspiration, and generates wonder, new ways of thinking, and mutual respect. It is a center for teaching, learning, and scholarship and is a preeminent cultural asset for Yale University, the wider academic community, and the public. The museum is open to all, free of charge, and is committed to engaging audiences through thoughtful, creative, and relevant exhibitions, programs, and publications. The Yale Center for British Art: The Yale Center for British Art is a public art museum and research institute for the study of British art and culture. The Yale Center for British Art, which opened in 1977, holds the largest and most comprehensive collection of British art outside the United Kingdom. The collections of paintings, sculpture, photographs, prints, drawings, rare books, and manuscripts present the story of British art and culture, and its global contexts, from the fifteenth century to today. The Center offers a year-round schedule of exhibitions and programs, including talks and lectures, conferences, films, concerts, and performances. The Yale Center for British Art oversees an active research program through which it promotes and fosters the scholarship of all aspects of British art and material culture. Academic resources of the center include the Reference Library and Photograph Archives, conservation laboratories, a study room for examining works on paper as well as rare books and manuscripts from the museum's physical and digital collections. Over 100,000 records from the paintings and sculpture, prints and drawings, rare books and manuscripts, reference library, and institutional archives collections are searchable online, along with nearly all of the Center's historic frames. The Center closed in February 2023 for building conservation and will reopen in 2025. During this period, The Center will maintain a robust schedule of online and off-site programs and off-site exhibitions. Onsite access to the collection, Reference Library, and Study Room will be limited during the building conservation project and will be by appointment only. When it reopens in 2025, The British Art Center will continue to offer admission free of charge. Peabody Museum: The Yale Peabody Museum of Natural History, founded in 1866, is one of the oldest and largest university-based natural history museums with worldwide acclaim for its dinosaur skeletons, mammal displays, and natural history collections. The Peabody Museum houses more than 14 million specimens and artifacts representing more than 4 billion years of geological, biological, and human history. The Yale Peabody Museum's collections, a major component of research and teaching at the Museum and across Yale, are used in undergraduate and graduate courses and research, as well as in public programs and exhibitions. The curators and staff contribute new knowledge and make it available to the public and to specialized audiences. A major renovation began in 2020 that will reinvent the Peabody for the 21st century and beyond. New and updated galleries and collection spaces will further establish the Yale Peabody Museum as a home for cutting-edge research, extraordinary education, and breathtaking exhibitions. Though the museum was closed for renovation during the fiscal year ended June 30, 2023, its website provides digital resources, educational tools, and interesting curiosities of the Peabody Museum, with much of the collection digitized. The Peabody's mission is to serve the University by advancing the understanding of earth's history through geological, biological, and anthropological research, and by communicating the results of this research to the widest possible audience through publication, exhibition, and educational programs. Fundamental to this mission is stewardship of the Museum's rich collections, which provide a remarkable record of the history of the earth, its life, and its cultures. Conservation, augmentation and use of these collections become increasingly urgent as modern threats to the diversity of life and culture continue to intensify. The Yale Peabody Museum Office of Student Programs supports Yale student participation in the activities of the Museum across all of its departments and divisions. The Museum's collections are available to legitimate researchers at established institutions for scholarly use. The Museum will offer free admission in perpetuity once its galleries reopen in March of 2024, following the museum's first major renovation in nearly a century. Morris Steinert Collection of Musical Instruments: Established in 1900, the Morris Steinert Collection of Musical Instruments today comprises more than 1,000 objects including instruments, instrument accessories, and more. The Collection focuses on Western European and North American art-music traditions, yet its holdings from musical cultures all over the world, including Asia, Africa, and Latin America, are continually growing. It is committed to fostering an understanding and appreciation of musical instruments from all cultures and periods. One of the foremost institutions of its kind, the Collection acquires, preserves, and exhibits musical instruments from antiquity to the present, and showcases restored examples in demonstration and live performances. The Morris Steinert Collection of Musical Instruments also serves as a laboratory for historical, artistic, and innovative exploration and education in the arts and sciences. It is a renowned study and research collection for scholars, musicians, and instrument makers, and a world-class museum that engages the public in the fascinating history of musical instruments through exhibits, publications, concerts, and outreach initiatives. The Collection is open to the public free of charge. The Morris Steinert Collection of Musical Instruments is currently closed for renovation, however the online gallery is always open. Yale University Library: In addition to its museums, the Yale University Library advances teaching, research, learning, and practice through staff expertise, diverse collections, inclusive programs and services, and welcoming spaces. Yale Library has accumulated and preserved extraordinary collections that represent a vast diversity of the human experience in more than a dozen libraries and locations, including Sterling Memorial Library, Beinecke Rare Book and Manuscript Library, and Bass Library, Marx Science and Social Science Library, as well as many other school and departmental libraries. Yale Library's unique collections, amassed over three centuries and widely used in teaching, are a distinctive feature of a Yale education, together with the collections of Yale's museums. In continuing to build and steward these collections, Yale has made a commitment to help preserve and disseminate human knowledge and to find new ways to make our collections accessible to the Yale community and beyond.
Schedule D, Part IV, Line 2b Explanation of escrow agreement THE AMOUNT REPORTED ON FORM 990, PART X, LINE 21, ESCROW ACCOUNT LIABILITY, CONSISTS OF SECURITY DEPOSITS RELATED TO LEASE AGREEMENTS AND OTHER DEPOSITS.
Schedule D, Part V, Line 4 Intended uses of endowment funds Spending from the endowment provides Yale's largest source of operating revenue and supports a global need-blind admissions policy, the recent expansion of the student body, an ongoing faculty excellence and diversity initiative, the university's ambitious sustainability efforts, a significant investment in science and engineering, and many other critical expressions of Yale's mission. In FY23, spending from the endowment increased by 12% over the prior year to $1.8 billion and represented 34% of total operating revenue. Totaling $40.7 billion on June 30, 2023, the Endowment contains thousands of funds, most of which have been designated to support specific aspects of the university's core mission . Approximately three-quarters constitute true endowment - gifts restricted by donors to provide long-term funding for designated purposes. The remaining one-quarter represents quasi-endowment, monies that the Yale Corporation chooses to invest and treat as endowment. The endowment is structured to support the university in perpetuity. Yale pursues an investment strategy designed to achieve its goals through the careful consideration of risk and return across asset classes, including public equities, marketable alternatives, leveraged buyouts, venture capital, and real assets, and through the astute selection of external investment managers within those asset classes. The endowment spending policy, which allocates endowment earnings to operations, balances the competing objectives of providing a stable flow of income to the operating budget and protecting the real value of the endowment over time. The spending policy manages the trade-off between these two objectives by using a long-term target spending rate combined with a smoothing rule, which adjusts spending in any given year gradually in response to changes in endowment market value. The target spending rate approved by the Yale Corporation currently stands at 5.25% of the endowment's value.
Schedule D, Part XI, Line 2(d) Other revenues in audited financial statements not in form 990 Tuition discounts which were netted with student income on the audited financial statements - -XXX-XX-XXXX Non-Yale eliminations - -5886336 Change in funding status of defined benefit plans - XXX-XX-XXXX Actuarial adjustment for split-interest liability - 6639502 Non-controlling interest - 1440192
Schedule D, Part XI, Line 4(b) Other revenues in form 990 not in audited financial statements Expenses on the audited financial statements that are reclassified for Form 990 purposes and reported on Part VIII, Lines 6B, 7B, 8B, and 9B pursuant to form instructions - -21443377
Schedule D, Part XII, Line 2(d) Other expenses in audited financial statements not in form 990 Expenses on the audited financial statements that are reclassified for Form 990 purposes and reported on Part VIII, Lines 6B, 7B, and 9B pursuant to form instructions - 21443377 Non-Yale Eliminations - 12864991
Schedule D, Part XII, Line 4(b) Other expenses in form 990 not in audited financial statements Tuition Discounts which were netted with Student Income on the audited financial statements - XXX-XX-XXXX
Schedule D (Form 990) 2021


Additional Data


Software ID: 22016089
Software Version: 2022v5.0




SCHEDULE E(Form 990)

Department of the Treasury
Internal Revenue Service
Schools

Right pointing arrow large image Complete if the organization answered "Yes" on Form 990,
Part IV, line 13, or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
Right pointing arrow large image Go to www.irs.gov/Form990EZ for the latest information.
OMB No. 1545-0047 2022Open to Public Inspection
Name of the organization
Yale University
 
Employer identification number

06-0646973
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? . . . . . . . . . . . . . . . . . .
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy on its primary publicly accessible Internet homepage at
all times during its taxable year in a manner reasonably expected to be noticed by visitors to the homepage, or through
newspaper or broadcast media during the period of solicitation for students, or during the registration period if it has no
solicitation program, in a way that makes the policy known to all parts of the general community it serves? If "Yes," please
describe. If "No," please explain. If you need more space use Part II. . . . . . . . . . . . . . . . . . .
3
 
No
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? . . . . . . . . .
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . .
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? . . . . . . . . . . . .
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5a
 
No
b
Admissions policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5b
 
No
c
Employment of faculty or administrative staff? . . . . . . . . . . . . . . . . . . . . . . . . .
5c
 
No
d
Scholarships or other financial assistance? . . . . . . . . . . . . . . . . . . . . . . . . . .
5d
 
No
e
Educational policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5e
 
No
f
Use of facilities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5f
 
No
g
Athletic programs? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5g
 
No
h
Other extracurricular activities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? . . . . . . . . . .
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? . . . . . . . . . . . . . . . .
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, as modified by Rev. Proc. 2019-22, 2019-22 I.R.B. 1260, covering racial nondiscrimination? If "No," explain on Part II. . . . . . . . . . . . . . . . . . . . . . . . . .
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50085D
Schedule E (Form 990) (2022)
Schedule E (Form 990) (2022)
Page 2
Part II
Supplemental Information. Provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also provide
any other additional information. See instructions.
Return Reference Explanation
Schedule E, Part I, Line 3 RACIALLY NONDISCRIMINATORY POLICY The university meets the criteria established in Section 4.03.2(b) of Rev. Proc. 75-50, as modified by Rev. Proc. 2019-22, through admission and financial aid offices outreach programs. The University's Equal Opportunity Statement is made known to all segments of the general community serviced by the University. It is included in catalogues and brochures dealing with student admissions, programs, and scholarships of the University as well as on its Website which are all available to the general public. A link to the university's nondiscrimination policy and title IX site, which includes the university's Equal Opportunity statement, is provided on the university's home page. Yale University is committed to maintaining a non-discriminatory learning and working environment for students, faculty, and staff and is committed to preventing and addressing discrimination, harassment, and retaliation, consistent with Connecticut and federal law. Yale University's Equal Opportunity Statement: The University is committed to basing judgments concerning the admission, education, and employment of individuals upon their qualifications and abilities and affirmatively seeks to attract to its faculty, staff, and student body qualified persons of diverse backgrounds. In accordance with this policy and as delineated by federal and Connecticut law, Yale does not discriminate in admissions, educational programs, or employment against any individual on account of that individual's sex, sexual orientation, gender identity or expression, race, color, national or ethnic origin, religion, age, disability, status as a special disabled veteran, veteran of the Vietnam era or other covered veteran. University policy is committed to affirmative action under law in employment of women, minority group members, individuals with disabilities, special disabled veterans, veterans of the Vietnam era, and other covered veterans.
Schedule E, Part I, Line 6(a) FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENT THE UNIVERSITY HAS RECEIVED AND CONTINUES TO RECEIVE STUDENT FINANCIAL AID AND GRANTS FROM GOVERNMENTAL AGENCIES.
Schedule E (Form 990) (2022)
Additional Data


Software ID: 22016089
Software Version: 2022v5.0
SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990.Right pointing arrow large image Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2022
Open to Public Inspection
Name of the organization
Yale University
 
Employer identification number

06-0646973
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in the region (d) Activities conducted in region (by type) (such as, fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in the region		 (f) Total expenditures
for and investments
in the region
Antarctica 0 0 Program Services Research 21,043
Central America and the Caribbean 0 0 Program Services Academic Collaboration 12,206
Central America and the Caribbean 0 0 Program Services Alumni Relations 64,174
Central America and the Caribbean 0 0 Program Services Instruction 52,043
Central America and the Caribbean 0 2 Program Services Other Mission Related Activities 81,058
Central America and the Caribbean 0 6 Program Services Research 281,127
Central America and the Caribbean 0 0 Program Services Seminars & Conferences 79,237
Central America and the Caribbean 0 0 Grantmaking   830,160
Central America and the Caribbean 0 0 Investments   6,886,207,646
East Asia and the Pacific 1 6 Program Services Academic Collaboration 522,516
East Asia and the Pacific 0 0 Program Services Alumni Relations 64,415
East Asia and the Pacific 0 8 Program Services Cultural Exchange 7,850
East Asia and the Pacific 0 4 Program Services Instruction 14,068
East Asia and the Pacific 2 7 Program Services Other Mission Related Activities 2,175,930
East Asia and the Pacific 2 21 Program Services Research 1,195,629
East Asia and the Pacific 0 5 Program Services Seminars & Conferences 878,089
East Asia and the Pacific 0 0 Program Services Student Recruitment 53,476
East Asia and the Pacific 0 0 Program Services Study Abroad & Other Educational Programs 61,940
East Asia and the Pacific 0 1 Program Services Training & Clinical Practice 16,482
East Asia and the Pacific 0 0 Fundraising   195,697
East Asia and the Pacific 0 0 Grantmaking   5,886,781
East Asia and the Pacific 0 0 Investments   4,849,994
Europe (Including Iceland and Greenland) 0 7 Program Services Academic Collaboration 541,069
Europe (Including Iceland and Greenland) 0 1 Program Services Alumni Relations 214,132
Europe (Including Iceland and Greenland) 0 31 Program Services Cultural Exchange 485,210
Europe (Including Iceland and Greenland) 0 6 Program Services Instruction 610,138
Europe (Including Iceland and Greenland) 0 14 Program Services Other Mission Related Activities 9,439,821
Europe (Including Iceland and Greenland) 0 40 Program Services Research 2,469,768
Europe (Including Iceland and Greenland) 0 29 Program Services Seminars & Conferences 3,047,586
Europe (Including Iceland and Greenland) 0 0 Program Services Student Recruitment 111,464
Europe (Including Iceland and Greenland) 0 0 Program Services Study Abroad & Other Educational Programs 1,139,110
Europe (Including Iceland and Greenland) 0 10 Program Services Training & Clinical Practice 55,580
Europe (Including Iceland and Greenland) 0 0 Fundraising   275,260
Europe (Including Iceland and Greenland) 0 0 Grantmaking   11,057,707
Europe (Including Iceland and Greenland) 0 0 Investments   1,337,186,851
Middle East and North Africa 0 0 Program Services Academic Collaboration 44,244
Middle East and North Africa 0 0 Program Services Alumni Relations 33,193
Middle East and North Africa 0 1 Program Services Cultural Exchange 11,877
Middle East and North Africa 0 1 Program Services Instruction 176,765
Middle East and North Africa 0 1 Program Services Other Mission Related Activities 213,089
Middle East and North Africa 0 2 Program Services Research 532,551
Middle East and North Africa 0 2 Program Services Seminars & Conferences 97,017
Middle East and North Africa 0 0 Program Services Student Recruitment 6,539
Middle East and North Africa 0 0 Program Services Study Abroad & Other Educational Programs 100,172
Middle East and North Africa 0 0 Fundraising   102,746
Middle East and North Africa 0 0 Grantmaking   509,571
Middle East and North Africa 0 0 Investments   46,466
North America (Canada & Mexico only) 0 6 Program Services Academic Collaboration 93,612
North America (Canada & Mexico only) 0 0 Program Services Alumni Relations 15,251
North America (Canada & Mexico only) 0 2 Program Services Instruction 10,698
North America (Canada & Mexico only) 0 17 Program Services Other Mission Related Activities 1,004,393
North America (Canada & Mexico only) 0 11 Program Services Research 325,304
North America (Canada & Mexico only) 0 8 Program Services Seminars & Conferences 581,953
North America (Canada & Mexico only) 0 0 Program Services Student Recruitment 16,884
North America (Canada & Mexico only) 0 3 Program Services Study Abroad & Other Educational Programs 144,061
North America (Canada & Mexico only) 0 2 Program Services Training & Clinical Practice 48,552
North America (Canada & Mexico only) 0 0 Fundraising   19,293
North America (Canada & Mexico only) 0 0 Grantmaking   1,462,387
North America (Canada & Mexico only) 0 0 Investments   645,144,975
Russia and Neighboring States 0 1 Program Services Other Mission Related Activities 4,347
Russia and Neighboring States 0 4 Program Services Research 115,342
Russia and Neighboring States 0 2 Program Services Study Abroad & Other Educational Programs 15,991
Russia and Neighboring States 0 0 Grantmaking   505,289
South America 0 1 Program Services Academic Collaboration 58,136
South America 0 0 Program Services Alumni Relations 18,239
South America 0 3 Program Services Cultural Exchange 29,988
South America 0 1 Program Services Instruction 77,052
South America 0 0 Program Services Other Mission Related Activities 96,981
South America 0 11 Program Services Research 518,998
South America 0 2 Program Services Seminars & Conferences 77,055
South America 0 1 Program Services Study Abroad & Other Educational Programs 174,599
South America 0 0 Fundraising   9,422
South America 0 0 Grantmaking   2,572,768
South America 0 0 Investments   604,039
South Asia 0 0 Program Services Academic Collaboration 24,737
South Asia 0 0 Program Services Alumni Relations 40,229
South Asia 0 0 Program Services Instruction 34,279
South Asia 0 3 Program Services Other Mission Related Activities 181,810
South Asia 0 11 Program Services Research 447,602
South Asia 0 1 Program Services Seminars & Conferences 126,672
South Asia 0 0 Program Services Student Recruitment 6,109
South Asia 0 0 Program Services Study Abroad & Other Educational Programs 59,131
South Asia 0 1 Program Services Training & Clinical Practice 15,781
South Asia 0 0 Fundraising   31,990
South Asia 0 0 Grantmaking   1,901,280
South Asia 0 0 Investments   63,142
Sub-Saharan Africa 0 2 Program Services Academic Collaboration 180,605
Sub-Saharan Africa 0 1 Program Services Cultural Exchange 29,432
Sub-Saharan Africa 0 1 Program Services Instruction 65,962
Sub-Saharan Africa 0 0 Program Services Other Mission Related Activities 117,695
Sub-Saharan Africa 1 15 Program Services Research 1,089,448
Sub-Saharan Africa 0 3 Program Services Seminars & Conferences 100,883
Sub-Saharan Africa 0 1 Program Services Study Abroad & Other Educational Programs 86,259
Sub-Saharan Africa 0 0 Program Services Training & Clinical Practice 82,100
Sub-Saharan Africa 0 0 Fundraising   15,722
Sub-Saharan Africa 0 0 Grantmaking   5,763,255
Sub-Saharan Africa 0 0 Investments   210,599,187
3a Sub-total .... 5 59 6,892,487,191
b Total from continuation sheets to Part I ... 1 260 2,254,381,215
c Totals (add lines 3a and 3b) 6 319 9,146,868,406
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2022
Schedule F (Form 990) 2022
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount
of noncash
assistance 		(h) Description
of noncash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
Central America and the Caribbean SUBAWARD - SPONSORED RESEARCH 128,140 WIRE TRANSFER      
Central America and the Caribbean SUBAWARD - SPONSORED RESEARCH 255,762 WIRE TRANSFER      
East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 16,874 WIRE TRANSFER      
East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 26,645 WIRE TRANSFER      
East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 9,706 WIRE TRANSFER      
East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 43,740 WIRE TRANSFER      
East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 900,000 WIRE TRANSFER      
East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 5,346 WIRE TRANSFER      
East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 145,519 WIRE TRANSFER      
East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 67,692 WIRE TRANSFER      
East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 126,598 WIRE TRANSFER      
East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 241,605 WIRE TRANSFER      
East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 19,239 WIRE TRANSFER      
East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 6,405 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 79,805 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 158,293 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 42,323 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 28,093 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 75,634 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 200,996 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 23,663 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 131,779 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 171,599 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 96,502 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 150,000 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 90,714 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 22,443 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 79,312 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 336,920 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 31,819 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 37,888 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 14,884 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 61,381 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 224,266 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 10,905 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 92,905 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 48,396 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 362,280 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 129,452 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 73,644 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 10,714 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 61,234 WIRE TRANSFER      
Middle East and North Africa SUBAWARD - SPONSORED RESEARCH 30,263 WIRE TRANSFER      
Middle East and North Africa SUBAWARD - SPONSORED RESEARCH 29,895 WIRE TRANSFER      
Middle East and North Africa SUBAWARD - SPONSORED RESEARCH 30,165 WIRE TRANSFER      
North America (Canada & Mexico only) SUBAWARD - SPONSORED RESEARCH 332,233 WIRE TRANSFER      
North America (Canada & Mexico only) SUBAWARD - SPONSORED RESEARCH 250,193 WIRE TRANSFER      
North America (Canada & Mexico only) SUBAWARD - SPONSORED RESEARCH 11,128 WIRE TRANSFER      
North America (Canada & Mexico only) SUBAWARD - SPONSORED RESEARCH 7,061 WIRE TRANSFER      
Russia and Neighboring States SUBAWARD - SPONSORED RESEARCH 16,556 WIRE TRANSFER      
Russia and Neighboring States SUBAWARD - SPONSORED RESEARCH 212,034 WIRE TRANSFER      
Russia and Neighboring States SUBAWARD - SPONSORED RESEARCH 93,434 WIRE TRANSFER      
Russia and Neighboring States SUBAWARD - SPONSORED RESEARCH 11,591 WIRE TRANSFER      
Russia and Neighboring States SUBAWARD - SPONSORED RESEARCH 85,814 WIRE TRANSFER      
South America SUBAWARD - SPONSORED RESEARCH 18,587 WIRE TRANSFER      
South America SUBAWARD - SPONSORED RESEARCH 42,302 WIRE TRANSFER      
South America SUBAWARD - SPONSORED RESEARCH 128,232 WIRE TRANSFER      
South America SUBAWARD - SPONSORED RESEARCH 132,561 WIRE TRANSFER      
South America SUBAWARD - SPONSORED RESEARCH 37,971 WIRE TRANSFER      
South America SUBAWARD - SPONSORED RESEARCH 14,829 WIRE TRANSFER      
South America SUBAWARD - SPONSORED RESEARCH 121,113 WIRE TRANSFER      
South America SUBAWARD - SPONSORED RESEARCH 124,992 WIRE TRANSFER      
South America SUBAWARD - SPONSORED RESEARCH 427,249 WIRE TRANSFER      
South America SUBAWARD - SPONSORED RESEARCH 16,000 WIRE TRANSFER      
South Asia SUBAWARD - SPONSORED RESEARCH 33,725 WIRE TRANSFER      
South Asia SUBAWARD - SPONSORED RESEARCH 270,016 WIRE TRANSFER      
South Asia SUBAWARD - SPONSORED RESEARCH 578,893 WIRE TRANSFER      
South Asia SUBAWARD - SPONSORED RESEARCH 43,017 WIRE TRANSFER      
South Asia SUBAWARD - SPONSORED RESEARCH 102,180 WIRE TRANSFER      
South Asia SUBAWARD - SPONSORED RESEARCH 46,872 WIRE TRANSFER      
South Asia SUBAWARD - SPONSORED RESEARCH 455,243 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 127,600 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 182,564 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 30,930 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 103,365 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 42,806 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 88,805 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 32,170 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 5,428 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 34,397 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 263,846 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 106,231 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 123,940 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 2,655,316 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 685,881 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 373,955 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 58,206 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 207,727 WIRE TRANSFER      
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......MediumBullet
45
3 Enter total number of other organizations or entities .......................MediumBullet
43
Schedule F (Form 990) 2022
Schedule F (Form 990) 2022Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
noncash
assistance 		(g) Description
of noncash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
Student stipends and fellowships Central America and the Caribbean 25 309,423 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Student stipends and fellowships East Asia and the Pacific 279 4,075,535 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Student stipends and fellowships Europe (Including Iceland and Greenland) 627 7,514,169 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Student stipends and fellowships Middle East and North Africa 53 384,779 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Student stipends and fellowships North America (Canada & Mexico only) 89 703,921 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Student stipends and fellowships Russia and Neighboring States 9 85,860 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Student stipends and fellowships South America 123 1,288,785 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Student stipends and fellowships South Asia 28 315,272 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Student stipends and fellowships Sub-Saharan Africa 84 593,581 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Scholarships Central America and the Caribbean 8 127,035 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Scholarships East Asia and the Pacific 24 165,740 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Scholarships Europe (Including Iceland and Greenland) 82 615,824 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Scholarships Middle East and North Africa 11 33,244 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Scholarships North America (Canada & Mexico only) 19 141,078 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Scholarships South America 21 203,682 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Scholarships South Asia 5 45,131 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Scholarships Sub-Saharan Africa 10 39,237 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Health Premium awards Central America and the Caribbean 4 9,800 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Health Premium awards East Asia and the Pacific 14 36,138 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Health Premium awards Europe (Including Iceland and Greenland) 38 79,868 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Health Premium awards Middle East and North Africa 1 1,225 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Health Premium awards North America (Canada & Mexico only) 6 16,773 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Health Premium awards South America 6 13,229 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Health Premium awards South Asia 4 6,880 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Health Premium awards Sub-Saharan Africa 3 7,268 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Schedule F (Form 990) 2022
Schedule F (Form 990) 2022
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .
Schedule F (Form 990) 2022
Schedule F (Form 990) 2022
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information. See instructions.
ReturnReference Explanation
Schedule F, Part I, Line 2 Procedures for monitoring use of grant funds WITH RESPECT TO SPONSORED PROJECT ACTIVITY SUBCONTRACTED TO OTHER ENTITIES, THE UNIVERSITY'S POLICY AND PROCEDURES FOR MONITORING SUB RECIPIENT AWARDS ("SUBAWARDS") ARE INTENDED TO ESTABLISH APPROPRIATE AND EFFECTIVE MECHANISMS TO PROMOTE COMPLIANCE WITH FEDERAL AND NON-FEDERAL REQUIREMENTS AND CONTRACTUAL ARRANGEMENTS, INCLUDING THE PROPER MONITORING AND STEWARDSHIP OF AWARDED FUNDS. PROPER MONITORING OF A SUBAWARD ENSURES THAT AWARDED FUNDS ARE USED FOR AUTHORIZED PURPOSES, PERFORMANCE GOALS ARE MET AND THE SUB RECIPIENT IS IN COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE SUB RECIPIENT AGREEMENT. SUB RECIPIENT MONITORING PROCEDURES INCLUDE BUT ARE NOT LIMITED TO THE FOLLOWING ACTIVITIES: A FORMAL PRE-QUALIFICATION PROCESS FOR SUB RECIPIENTS, PRE-AWARD AND POST-AWARD MONITORING OF SUB RECIPIENTS TO REVIEW THE FINANCIAL STATUS AND MANAGEMENT CONTROLS, COMPLIANCE CERTIFICATIONS, REVIEW OF COMPLIANCE WITH REGULATIONS RELATIVE TO THE USE OF HUMAN SUBJECTS AND ANIMALS, IDENTIFICATION AND REPORTING OF ANY CONFLICT OF INTEREST WITH A SUB RECIPIENT ENTITY, AND A REVIEW OF PERTINENT OTHER ORGANIZATION INFORMATION. IN ACCORDANCE WITH THESE PROCEDURES, THE UNIVERSITY REVIEWS THE SUB RECIPIENT'S ADMINISTRATION, FINANCIAL STATEMENTS, BILLINGS, SCIENTIFIC PROGRESS, TECHNICAL REPORTS, AND DELIVERABLES OF AN ACTIVE SUBAWARD REGULARLY AND CONDUCTS ON-GOING RISK ASSESSMENTS AS WELL AS MONTHLY QUALITY ASSURANCE REVIEWS ON RANDOMLY SELECTED SUBAWARDS. IN ADDITION TO A MONTHLY DEPARTMENTAL REVIEW, THE UNIVERSITY MONITORS A SUB RECIPIENT'S COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE SUBAWARD ANNUALLY AND UPON CLOSEOUT OF THE SUB RECIPIENT AGREEMENT. IF ANY OF THESE MONITORING PROCEDURES RESULT IN FINDINGS, THE UNIVERSITY WILL TAKE CORRECTIVE ACTION AS NECESSARY. THE PROCEDURES SERVE TO ENSURE THAT THE SUBAWARD FUNDS ARE USED FOR PROPER PURPOSES AND NOT DIVERTED FROM THEIR INTENDED USE.
Schedule F, Part I, Line 3 Method used to account for expenditures on org's financial statements ANTARCTICA-Accrual; CENTRAL AMERICA AND THE CARIBBEAN-Accrual; EAST ASIA AND THE PACIFIC-Accrual; EUROPE (INCLUDING ICELAND AND GREENLAND)-Accrual; MIDDLE EAST AND NORTH AFRICA-Accrual; NORTH AMERICA (CANADA & MEXICO ONLY)-Accrual; RUSSIA AND NEIGHBORING STATES-Accrual; SOUTH AMERICA-Accrual; SOUTH ASIA-Accrual; SUB-SAHARAN AFRICA-Accrual
Schedule F, Part II, Line 1 Method used to account for expenditures on org's financial statements CENTRAL AMERICA AND THE CARIBBEAN-Accrual; EAST ASIA AND THE PACIFIC-Accrual; EUROPE (INCLUDING ICELAND AND GREENLAND)-Accrual; MIDDLE EAST AND NORTH AFRICA-Accrual; NORTH AMERICA (CANADA & MEXICO ONLY)-Accrual; RUSSIA AND NEIGHBORING STATES-Accrual; SOUTH AMERICA-Accrual; SOUTH ASIA-Accrual; SUB-SAHARAN AFRICA-Accrual
Schedule F, Part III Method used to account for expenditures on org's financial statements CENTRAL AMERICA AND THE CARIBBEAN -Accrual EAST ASIA AND THE PACIFIC -Accrual EUROPE (INCLUDING ICELAND AND GREENLAND) -Accrual MIDDLE EAST AND NORTH AFRICA -Accrual NORTH AMERICA (CANADA & MEXICO ONLY) -Accrual RUSSIA AND NEIGHBORING STATES -Accrual SOUTH AMERICA -Accrual SOUTH ASIA -Accrual SUB-SAHARAN AFRICA -Accrual
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2022
Additional Data


Software ID: 22016089
Software Version: 2022v5.0



SCHEDULE G (Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" on Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrowAttach to Form 990 or Form 990-EZ.
right arrowGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2022
Open to Public Inspection
Name of the organization
Yale University
 
Employer identification number

06-0646973
Part I
Fundraising Activities.Complete if the organization answered "Yes" on Form 990, Part IV, line 17.
Form 990-EZ filers are not required to complete this part.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If "Yes," list the 10 highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.


(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
             
             
             
             
             
             
             
             
             
             
Total . . . . . . . . . . . . . . . . . . . . right arrow      
3
List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990) 2022
Schedule G (Form 990) 2022
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" on Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.









VerticalRevenue
(a) Event #1

2022 Yale Football Association Golf Outing
(event type) 		(b) Event #2

School of Music Norfolk Gala
(event type) 		(c) Other events

11
(total number) 		(d) Total events
(add col. (a) through col. (c))

1
Gross receipts . . . . .
131,360
76,434
377,718
585,512

2
Less: Contributions . . . .
91,100
51,000
167,212
309,312
3 Gross income (line 1 minus
line 2) . . . . . .
40,260
25,434
210,506
276,200



VerticalDirectExpenses
4 Cash prizes . . . . .        
5 Noncash prizes . . . .        
6 Rent/facility costs . . . . 8,834 6,540 54,252 69,626
7 Food and beverages . . . 19,811 8,720 268,956 297,487
8 Entertainment . . . .     900 900
9 Other direct expenses . . . 30,103 6,903 105,485 142,491
10 Direct expense summary. Add lines 4 through 9 in column (d) . . . . . . . . . . right arrow 510,504
11 Net income summary. Subtract line 10 from line 3, column (d). . . . . . . . . . right arrow -234,304
Part III
Gaming. Complete if the organization answered "Yes" on Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue
(a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (add col.(a) through col.(c))

1
Gross revenue . . . . .
 
 
 
 
VerticalDirectExpenses

2
Cash prizes . . . . .
 
 
 
 

3
Noncash prizes . . . .
 
 
 
 

4
Rent/facility costs . . . .
 
 
 
 

5
Other direct expenses . . .
 
 
 
 


6

Volunteer labor . . . .
%
%
%


7
Direct expense summary. Add lines 2 through 5 in column (d) . . . . . . . . . . right arrow
 

8
Net gaming income summary. Subtract line 7 from line 1, column (d). . . . . . . . . right arrow
 

9
Enter the state(s) in which the organization conducts gaming activities:
a
Is the organization licensed to conduct gaming activities in each of these states? . . . . . . . .
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? . . .
b
If "Yes," explain:
 
Schedule G (Form 990) 2022
Schedule G (Form 990) 2022
Page 3
11
Does the organization conduct gaming activities with nonmembers? . . . . . . . . . . .
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? . . . . . . . . . . . . . . . . .
13
Indicate the percentage of gaming activity conducted in:
a
The organization's facility . . . . . . . . . . . . . . . . . .
13a
%
b
An outside facility . . . . . . . . . . . . . . . . . . . .
13b
%
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? . . . . . . . . . . . . . . . . . . . . . . . .
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? . . . . . . . . . . . . . . . . . . .
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v); and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also provide any additional information. See instructions.
Return Reference Explanation
Schedule G (Form 990) 2022
Additional Data


Software ID: 22016089
Software Version: 2022v5.0

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990.
lBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2022
Open to Public
Inspection
Name of the organization
Yale University
 
Employer identification number
06-0646973
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ........................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient
that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC section
(if applicable)		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
noncash assistance		 (h) Purpose of grant
or assistance
(1) ACADEMIC PEDIATRIC ASSOCIATION
6728 OLD MCLEAN VILLAGE DRIVE
MCLEAN,VA22101 		51-0202446 501(C)(3) 7,103       SEE PART IV
(2) ALAMEDA HEALTH SYSTEM
PO BOX 45730
SAN FRANCISCO,CA941450730 		94-3302014 STATE OF CA 1,166,571       SEE PART IV
(3) ALBERT EINSTEIN COLLEGE OF MEDICINE
1300 MORRIS PARK AVENUE
BRONX,NY10461 		83-0621846 501(C)(3) 357,655       SEE PART IV
(4) ALLIANCE FOR COMMUNITY EMPOWERMENT INC
1070 PARK AVENUE
BRIDGEPORT,CT06604 		06-0797841 501(C)(3) 25,000       SEE PART IV
(5) ALLIANCE FOR LIVING INC
154 BROAD STREET
NEW LONDON,CT06320 		06-1245514 501(C)(3) 289,972       SEE PART IV
(6) AMERICAN COLLEGE OF CARDIOLOGY FOUNDATION
2400 N STREET NW
WASHINGTON,DC200371153 		13-5641985 501(C)(3) 14,122       SEE PART IV
(7) AMERICAN COLLEGE OF EMERGENCY PHYSICIANS
PO BOX 619911
DALLAS,TX752619911 		38-1888798 501(C)(6) 56,339       SEE PART IV
(8) AMERICAN NATIONAL RED CROSS
431 18TH STREET NW
WASHINGTON,DC20006 		53-0196605 501(C)(3) 220,356       SEE PART IV
(9) AMERICAN UNIVERSITY
4400 MASSACHUSETTS AVENUE NW
WASHINGTON,DC200168065 		53-0196549 501(C)(3) 47,404       SEE PART IV
(10) AMERICAN UNIVERSITY OF BEIRUT
3 DAG HAMMARSKJOLD PLAZA 8TH FLOOR
NEW YORK,NY100172303 		13-5596846 501(C)(3) 79,845       SEE PART IV
(11) AMICUS BRAIN INNOVATIONS INC
PO BOX 614
CHAPPAQUA,NY10514 		83-2893933   12,460       SEE PART IV
(12) APNHA PLACE TO NOURISH YOUR HEALTH
1302 CHAPEL STREET
NEW HAVEN,CT06511 		22-2506184 501(C)(3) 20,996       SUBAWARD - SPONSORED RESEARCH
(13) APT FOUNDATION INC
ONE LONG WHARF DRIVE
NEW HAVEN,CT06511 		23-7061218 501(C)(3) 237,430       SUBAWARD - SPONSORED RESEARCH
(14) ARIZONA DEPARTMENT OF HEALTH SERVICES
150 NORTH 18TH AVENUE
PHOENIX,AZ850078064 		86-6004791 STATE OF AZ 90,000       SUBAWARD - SPONSORED RESEARCH
(15) ARIZONA STATE UNIVERSITY
PO BOX 876011
TEMPE,AZ852876011 		86-0196696 STATE OF AZ 89,404       SUBAWARD - SPONSORED RESEARCH
(16) AURORA HEALTH CARE INC
PO BOX 341880
MILWAUKEE,WI532341880 		39-1442285 501(C)(3) 39,457       SUBAWARD - SPONSORED RESEARCH
(17) AURORA HEALTH CARE METRO INC
PO BOX 341880
MILWAUKEE,WI532341880 		39-0806181 501(C)(3) 38,357       SUBAWARD - SPONSORED RESEARCH
(18) BARNARD COLLEGE
3009 BROADWAY
NEW YORK,NY10027 		13-1628149 501(C)(3) 37,724       SUBAWARD - SPONSORED RESEARCH
(19) BATTELLE MEMORIAL INSTITUTE
505 KING AVENUE
COLUMBUS,OH432012693 		31-4379427 501(C)(3) 36,929       SUBAWARD - SPONSORED RESEARCH
(20) BAYLOR COLLEGE OF MEDICINE
ONE BAYLOR PLAZA
HOUSTON,TX77030 		74-1613878 501(C)(3) 138,120       SUBAWARD - SPONSORED RESEARCH
(21) BAYLOR UNIVERSITY
ONE BEAR PLACE
WACO,TX767987043 		74-1159753 501(C)(3) 9,558       SUBAWARD - SPONSORED RESEARCH
(22) BAYSTATE MEDICAL CENTER INC
759 CHESTNUT STREET
SPRINGFIELD,MA01199 		04-2790311 501(C)(3) 48,566       SUBAWARD - SPONSORED RESEARCH
(23) BEDFORD VA RESEARCH CORPORATION INC
200 SPRINGS ROAD BLDG 70
BEDFORD,MA01730 		04-3512440 501(C)(3) 12,122       SUBAWARD - SPONSORED RESEARCH
(24) BENAROYA RESEARCH INSTITUTE AT VIRGINIA MASON
1201 NINTH AVENUE
SEATTLE,WA981012795 		91-0653422 501(C)(3) 44,697       SUBAWARD - SPONSORED RESEARCH
(25) BERKSHIRE MEDICAL CENTER INC
725 NORTH STREET
PITTSFIELD,MA01201 		04-2791396 501(C)(3) 24,913       SUBAWARD - SPONSORED RESEARCH
(26) BETH ISRAEL DEACONESS MEDICAL CENTER INC
330 BROOKLINE AVENUE
BOSTON,MA02215 		04-2103881 501(C)(3) 613,042       SUBAWARD - SPONSORED RESEARCH
(27) BOSTON MEDICAL CENTER CORPORATION
661 HARRISON AVENUE
BOSTON,MA02118 		04-3314093 501(C)(3) 433,521       SUBAWARD - SPONSORED RESEARCH
(28) BRIDGES HEALTHCARE INC
949 BRIDGEPORT AVENUE
MILFORD,CT06460 		06-0867978 501(C)(3) 335,995       SUBAWARD - SPONSORED RESEARCH
(29) BROWN UNIVERSITY
69 BROWN STREET 2ND FLOOR
PROVIDENCE,RI02912 		05-0258809 501(C)(3) 1,099,018       SUBAWARD - SPONSORED RESEARCH
(30) C4 INNOVATIONS LLC
200 RESERVOIR STREET
NEEDHAM,MA02421 		87-0763049   279,155       SUBAWARD - SPONSORED RESEARCH
(31) CARNEGIE MELLON UNIVERSITY
5000 FORBES AVENUE
PITTSBURGH,PA15213 		25-0969449 501(C)(3) 162,780       SUBAWARD - SPONSORED RESEARCH
(32) CASE WESTERN RESERVE UNIVERSITY
10900 EUCLID AVENUE
CLEVELAND,OH441067037 		34-1018992 501(C)(3) 101,554       SUBAWARD - SPONSORED RESEARCH
(33) CATHOLIC MANAGED LONG TERM CARE INC
205 LEXINGTON AVENUE 2ND FLOOR
NEW YORK,NY10016 		20-8180809 501(C)(3) 52,409       SUBAWARD - SPONSORED RESEARCH
(34) CEDARS-SINAI MEDICAL CENTER
6500 WILSHIRE SUITE 1150
LOS ANGELES,CA90048 		95-1644600 501(C)(3) 31,968       SUBAWARD - SPONSORED RESEARCH
(35) CENTER FOR EDUCATIONAL IMPROVEMENT INC
402 COUNCIL DRIVE NE
VIENNA,VA22180 		46-4355307 501(C)(3) 38,950       SUBAWARD - SPONSORED RESEARCH
(36) CHILDREN'S HOSPITAL CORPORATION
300 LONGWOOD AVENUE
BOSTON,MA02115 		04-2774441 501(C)(3) 820,901       SUBAWARD - SPONSORED RESEARCH
(37) CHILDREN'S HOSPITAL LOS ANGELES
4650 SUNSET BOULEVARD
LOS ANGELES,CA90027 		95-1690977 501(C)(3) 403,345       SUBAWARD - SPONSORED RESEARCH
(38) CHILDREN'S HOSPITAL MEDICAL CENTER
3333 BURNET AVENUE
CINCINNATI,OH452293039 		31-0833936 501(C)(3) 8,494       SUBAWARD - SPONSORED RESEARCH
(39) CHILDREN'S RESEARCH INSTITUTE
111 MICHIGAN AVENUE NW
WASHINGTON,DC20010 		52-1654453 501(C)(3) 115,954       SUBAWARD - SPONSORED RESEARCH
(40) COLORADO STATE UNIVERSITY
555 S HOWES STREET
FORT COLLINS,CO80523 		84-6000545 STATE OF CO 86,433       SUBAWARD - SPONSORED RESEARCH
(41) COMMUNITY HEALTH CENTER INC
635 MAIN STREET
MIDDLETOWN,CT06457 		06-0897105 501(C)(3) 40,453       SUBAWARD - SPONSORED RESEARCH
(42) CONNECTICUT COMMUNITY FOR ADDICTION RECOVERY INC
75 CHARTER OAK AVENUE
HARTFORD,CT06106 		06-1584908 501(C)(3) 13,778       SUBAWARD - SPONSORED RESEARCH
(43) CONNECTICUT HARM REDUCTION ALLIANCE
28 GRAND STREET
HARTFORD,CT06106 		47-4312705 501(C)(3) 17,387       SUBAWARD - SPONSORED RESEARCH
(44) CONTINUUM OF CARE INC
109 LEGION AVENUE
NEW HAVEN,CT06519 		06-0836524 501(C)(3) 281,516       SUBAWARD - SPONSORED RESEARCH
(45) CORNELL UNIVERSITY
377 PINE TREE ROAD
ITHACA,NY14850 		15-0532082 501(C)(3) 423,369       SUBAWARD - SPONSORED RESEARCH
(46) CURE CMD
3217 EAST CARSON STREET
LAKEWOOD,CA90712 		26-2640975 501(C)(3) 12,035       SUBAWARD - SPONSORED RESEARCH
(47) DALLAS VA RESEARCH CORPORATION
PO BOX 397776
DALLAS,TX75339 		75-2329831 501(C)(3) 66,977       SUBAWARD - SPONSORED RESEARCH
(48) DANA-FARBER CANCER INSTITUTE INC
PO BOX 412846
BOSTON,MA022412846 		04-2263040 501(C)(3) 359,914       SUBAWARD - SPONSORED RESEARCH
(49) DARTMOUTH-HITCHCOCK CLINIC
ONE MEDICAL CENTER DRIVE
LEBANON,NH03756 		22-2519596 501(C)(3) 166,916       SUBAWARD - SPONSORED RESEARCH
(50) DUKE UNIVERSITY
324 BLACKWELL STREET
DURHAM,NC27701 		56-0532129 501(C)(3) 2,367,787       SUBAWARD - SPONSORED RESEARCH
(51) EAST CAROLINA UNIVERSITY
209 EAST 5TH STREET
GREENVILLE,NC278584353 		56-6000403 STATE OF NC 99,587       SUBAWARD - SPONSORED RESEARCH
(52) EDTOGETHER INC
65 COMMONWEALTH AVENUE
BOSTON,MA02116 		81-2550548 501(C)(3) 78,711       SUBAWARD - SPONSORED RESEARCH
(53) EMERGENCY NURSES ASSOCIATION
930 E WOODFIELD ROAD
SCHAUMBURG,IL60173 		31-1703819 501(C)(3) 19,965       SUBAWARD - SPONSORED RESEARCH
(54) EMORY UNIVERSITY
1599 CLIFTON ROAD
ATLANTA,GA30322 		58-0566256 501(C)(3) 713,871       SUBAWARD - SPONSORED RESEARCH
(55) ENVIRONMENTAL GRANTMAKERS ASSOCIATION
475 RIVERSIDE DRIVE SUITE 960
NEW YORK,NY10115 		20-8817646 501(C)(3) 50,000       SUBAWARD - SPONSORED RESEARCH
(56) ENVIRONMENTAL LAW INSTITUTE
1730 M STREET NW SUITE 700
WASHINGTON,DC20036 		52-0901863 501(C)(3) 35,891       SUBAWARD - SPONSORED RESEARCH
(57) EPIDEMIC INTELLIGENCE LLC
44 COURT STREET SUITE 1217-90366
BROOKLYN,NY11201 		87-2241261   19,317       SUBAWARD - SPONSORED RESEARCH
(58) ESSEX COUNTY OBGYN ASSOCIATES INC
140 COMMONWEALTH AVENUE SUITE 208
DANVERS,MA01923 		04-3252144   12,819       SUBAWARD - SPONSORED RESEARCH
(59) FAIR HAVEN COMMUNITY HEALTH CLINIC INC
374 GRAND AVENUE
NEW HAVEN,CT06513 		06-0883545 501(C)(3) 53,161       SUBAWARD - SPONSORED RESEARCH
(60) FLORIDA DEPARTMENT OF HEALTH
6101 LAKE ELLENOR DRIVE
ORLANDO,FL32809 		59-3502843 STATE OF FL 16,236       SUBAWARD - SPONSORED RESEARCH
(61) FLORIDA INTERNATIONAL UNIVERSITY
11200 SW 8TH STREET
MIAMI,FL33199 		65-0177616 STATE OF FL 175,926       SUBAWARD - SPONSORED RESEARCH
(62) FOUNDATION FOR ATLANTA VETERANS EDUCATION AND RESEARCH INC
1670 CLAIRMONT ROAD
DECATUR,GA30033 		58-1857346 501(C)(3) 22,508       SUBAWARD - SPONSORED RESEARCH
(63) FOX CHASE CANCER CENTER FOUNDATION
333 COTTMAN AVENUE
PHILADELPHIA,PA19111 		23-2003072 501(C)(3) 565,034       SUBAWARD - SPONSORED RESEARCH
(64) FRED HUTCHINSON CANCER RESEARCH CENTER
1100 FAIRVIEW AVENUE NORTH
SEATTLE,WA981091024 		23-7156071 501(C)(3) 282,809       SUBAWARD - SPONSORED RESEARCH
(65) FREDERIKSTED HEALTH CARE INC
PO BOX 1198
ST CROIX,VI00841 		66-0586667 501(C)(3) 149,905       SUBAWARD - SPONSORED RESEARCH
(66) FRIENDS RESEARCH INSTITUTE INC
1040 PARK AVENUE SUITE 103
BALTIMORE,MD21201 		52-0701445 501(C)(3) 42,983       SUBAWARD - SPONSORED RESEARCH
(67) GBAPP INC
1470 BARNUM AVENUE
BRIDGEPORT,CT06610 		06-1132473 501(C)(3) 100,097       SUBAWARD - SPONSORED RESEARCH
(68) GEORGETOWN UNIVERSITY
37TH AND O STREETS NW
WASHINGTON,DC20057 		53-0196603 501(C)(3) 269,778       SUBAWARD - SPONSORED RESEARCH
(69) GEORGIA STATE UNIVERSITY RESEARCH FOUNDATION INC
PO BOX 3999
ATLANTA,GA303023999 		58-1845423 501(C)(3) 26,253       SUBAWARD - SPONSORED RESEARCH
(70) GREATER LOS ANGELES VETERANS RESEARCH AND EDUCATION FOUNDATION
11301 WILSHIRE BLVD
LOS ANGELES,CA90073 		83-2316783 501(C)(3) 6,000       SUBAWARD - SPONSORED RESEARCH
(71) GRIFFIN HOSPITAL
130 DIVISION STREET
DERBY,CT06418 		06-0647014 501(C)(3) 326,504       SUBAWARD - SPONSORED RESEARCH
(72) H LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE HOSPITAL INC
12902 MAGNOLIA DRIVE
TAMPA,FL33612 		59-3238634 501(C)(3) 63,833       SUBAWARD - SPONSORED RESEARCH
(73) HARTFORD HOSPITAL
80 SEYMOUR STREET
HARTFORD,CT06102 		06-0646668 501(C)(3) 1,234,896       SUBAWARD - SPONSORED RESEARCH
(74) HARVARD PILGRIM HEALTH CARE INC
1 WELLNESS WAY
CANTON,MA020211166 		04-2452600 501(C)(3) 41,750       SUBAWARD - SPONSORED RESEARCH
(75) HASKINS LABORATORIES INC
300 GEORGE STREET
NEW HAVEN,CT06511 		13-1628174 501(C)(3) 23,929       SUBAWARD - SPONSORED RESEARCH
(76) HEALTH RESEARCH INC
150 BROADWAY SUITE 280
MENANDS,NY122042719 		14-1402155 501(C)(3) 390,773       SUBAWARD - SPONSORED RESEARCH
(77) HENNEPIN HEALTHCARE RESEARCH INSTITUTE
701 PARK AVENUE
MINNEAPOLIS,MN55415 		41-1677920 501(C)(3) 703,512       SUBAWARD - SPONSORED RESEARCH
(78) HENRY FORD HEALTH SYSTEM
ONE FORD PLACE - 5F
DETROIT,MI48202 		38-1357020 501(C)(3) 301,950       SUBAWARD - SPONSORED RESEARCH
(79) HENRY M JACKSON FOUNDATION FOR THE ADVANCEMENT OF MILITARY MEDICINE INC
6720A ROCKLEDGE DRIVE SUITE 100
BETHESDA,MD20817 		52-1317896 501(C)(3) 39,222       SUBAWARD - SPONSORED RESEARCH
(80) HPM FOUNDATION INC

PO BOX 14457
SAN JUAN,PR00916
RQ 		66-0437924 501(C)(3) 106,034       SUBAWARD - SPONSORED RESEARCH
(81) ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI
ONE GUSTAVE L LEVY PLACE
NEW YORK,NY100296574 		13-6171197 501(C)(3) 887,901       SUBAWARD - SPONSORED RESEARCH
(82) ID INSIGHT INC
44 TEHAMA STREET
SAN FRANCISCO,CA94105 		27-4933181 501(C)(3) 264,758       SUBAWARD - SPONSORED RESEARCH
(83) INDIANA UNIVERSITY
1024 EAST 3RD STREET ROOM 132
BLOOMINGTON,IN47405 		35-6001673 501(C)(3) 115,633       SUBAWARD - SPONSORED RESEARCH
(84) INNOVATIONS FOR POVERTY ACTION
655 15TH STREET NW SUITE 800
WASHINGTON,DC20005 		06-1660068 501(C)(3) 796,559       SUBAWARD - SPONSORED RESEARCH
(85) INOVA HEALTH CARE SERVICES
8095 INNOVATION PARK DRIVE
FAIRFAX,VA22031 		54-0620889 501(C)(3) 11,200       SUBAWARD - SPONSORED RESEARCH
(86) INSTITUTE FOR COMMUNITY RESEARCH INC
2 HARTFORD SQUARE W SUITE 210
HARTFORD,CT06106 		06-0653116 501(C)(3) 15,380       SUBAWARD - SPONSORED RESEARCH
(87) INSTITUTE FOR INTERNATIONAL HEALTH AND EDUCATION IIHE
4067 HARDWICK STREET POBOX 309
LAKEWOOD,CA90713 		82-4205681 501(c)(3) 73,774       SUBAWARD - SPONSORED RESEARCH
(88) INSTITUTE FOR MEDICAL RESEARCH INC
508 FULTON STREET
DURHAM,NC27705 		56-1655431 501(C)(3) 66,906       SUBAWARD - SPONSORED RESEARCH
(89) INTEL FEDERAL LLC
2200 MISSION COLLEGE BLVD
SANTA CLARA,CA950528119 		26-2071828   223,486       SUBAWARD - SPONSORED RESEARCH
(90) INTERCOMMUNITY INC
800 CONNECTICUT BLVD 4TH FLOOR
EAST HARTFORD,CT06108 		06-0954809 501(C)(3) 70,000       SUBAWARD - SPONSORED RESEARCH
(91) INVICRO LLC
120 FOURTH AVENUE
NEEDHAM,MA02494 		26-3404955   96,706       SUBAWARD - SPONSORED RESEARCH
(92) JOHNS HOPKINS UNIVERSITY
3910 KESWICK ROAD
BALTIMORE,MD21211 		52-0595110 501(C)(3) 1,979,707       SUBAWARD - SPONSORED RESEARCH
(93) KAISER FOUNDATION HOSPITALS
1800 HARRISON STREET 16TH FLOOR
OAKLAND,CA946123433 		94-1105628 501(C)(3) 86,814       SUBAWARD - SPONSORED RESEARCH
(94) KIDANGO INC
44000 OLD WARM SPRINGS BLVD
FREMONT,CA94538 		94-2581686 501(C)(3) 60,000       SUBAWARD - SPONSORED RESEARCH
(95) L2 DIAGNOSTICS LLC
1449 WHALLEY AVENUE PO BOX 3559
WOODBRIDGE,CT06525 		06-1509946   258,812       SUBAWARD - SPONSORED RESEARCH
(96) LA JOLLA INSTITUTE FOR IMMUNOLOGY
9420 ATHENA CIRCLE
LA JOLLA,CA92037 		33-0328688 501(C)(3) 126,925       SUBAWARD - SPONSORED RESEARCH
(97) LATHAM BIOPHARM GROUP INC
6810 DEERPATH ROAD SUITE 405
ELKRIDGE,MD21075 		04-3382742   315,747       SUBAWARD - SPONSORED RESEARCH
(98) LEHIGH UNIVERSITY
306 SOUTH NEW STREET SUITE 451
BETHLEHEM,PA18015 		24-0795445 501(C)(3) 119,267       SUBAWARD - SPONSORED RESEARCH
(99) LIBERTY COMMUNITY SERVICES
153 EAST STREET SUITE 100
NEW HAVEN,CT06511 		22-2849124 501(C)(3) 61,759       SUBAWARD - SPONSORED RESEARCH
(100) LOUISIANA STATE UNIVERSITY HEALTH SCIENCES CENTER NEW ORLEANS
433 BOLIVAR STREET
NEW ORLEANS,LA70112 		72-6087770 STATE OF LA 28,356       SUBAWARD - SPONSORED RESEARCH
(101) MAINEHEALTH
22 BRAMHALL STREET
PORTLAND,ME04102 		01-0238552 501(C)(3) 500,448       SUBAWARD - SPONSORED RESEARCH
(102) MASSACHUSETTS GENERAL HOSPITAL
55 FRUIT STREET
BOSTON,MA02114 		04-2697983 501(C)(3) 2,493,451       SUBAWARD - SPONSORED RESEARCH
(103) MASSACHUSETTS INSTITUTE OF TECHNOLOGY
77 MASSACHUSETTS AVENUE
CAMBRIDGE,MA021394307 		04-2103594 501(C)(3) 181,122       SUBAWARD - SPONSORED RESEARCH
(104) MAYO CLINIC
200 FIRST STREET SW
ROCHESTER,MN55905 		41-6011702 501(C)(3) 2,000,450       SUBAWARD - SPONSORED RESEARCH
(105) MEDICAL UNIVERSITY OF SOUTH CAROLINA
1 SOUTH PARK CIRCLE
CHARLESTON,SC29407 		57-6000722 STATE OF SC 615,335       SUBAWARD - SPONSORED RESEARCH
(106) MEMORIAL SLOAN-KETTERING CANCER CENTER
PO BOX 27085
NEW YORK,NY10087 		13-1924236 501(C)(3) 49,210       SUBAWARD - SPONSORED RESEARCH
(107) MICHIGAN STATE UNIVERSITY
426 AUDITORIUM ROAD
EAST LANSING,MI48824 		38-6005984 STATE OF MI 398,143       SUBAWARD - SPONSORED RESEARCH
(108) MICROVIDE LLC
219 WALNUT FALLS LANE
MILLS SPRING,NC28756 		26-4388720   73,388       SUBAWARD - SPONSORED RESEARCH
(109) MONTANA STATE UNIVERSITY
PO BOX 172470
BOZEMAN,MT597172470 		81-6010045 STATE OF MT 116,737       SUBAWARD - SPONSORED RESEARCH
(110) MONTCLAIR STATE UNIVERSITY
1 NORMAL AVENUE
MONTCLAIR,NJ07043 		22-2912682 STATE OF NJ 23,470       SUBAWARD - SPONSORED RESEARCH
(111) MONUMENT HEALTH RAPID CITY HOSPITAL INC
PO BOX 3450
RAPID CITY,SD57709 		46-0319070 501(C)(3) 203,970       SUBAWARD - SPONSORED RESEARCH
(112) MOREHOUSE SCHOOL OF MEDICINE
720 WESTVIEW DRIVE SW
ATLANTA,GA303101495 		58-1438873 501(C)(3) 254,293       SUBAWARD - SPONSORED RESEARCH
(113) MRIGLOBAL
425 DR MARTIN LUTHER KING JR BLVD
KANSAS CITY,MO64110 		44-0545878 501(C)(3) 13,302       SUBAWARD - SPONSORED RESEARCH
(114) NARROWS INSTITUTE FOR BIOMEDICAL RESEARCH INC
800 POLY PLACE
BROOKLYN,NY11209 		11-3059470 501(C)(3) 50,705       SUBAWARD - SPONSORED RESEARCH
(115) NATIONAL ASSOCIATION OF STATE EMS OFFICIALS
201 PARK WASHINGTON COURT
FALLS CHURCH,VA22046 		83-0257548 501(C)(3) 127,896       SUBAWARD - SPONSORED RESEARCH
(116) NATIONAL CHILDREN'S ALLIANCE INC
PO BOX 71477
WASHINGTON,DC20024 		63-1044781 501(C)(3) 10,400       SUBAWARD - SPONSORED RESEARCH
(117) NEW ENGLAND DISCOVERY PARTNERS LLC
23 BUSINESS PARK DRIVE
BRANFORD,CT06405 		46-1034747   8,321       SUBAWARD - SPONSORED RESEARCH
(118) NEW YORK GENOME CENTER INC
101 AVENUE OF THE AMERICAS 7TH FLO
NEW YORK,NY10013 		80-0631734 501(C)(3) 26,086       SUBAWARD - SPONSORED RESEARCH
(119) NEW YORK PRESBYTERIAN BROOKLYN METHODIST
506 6TH STREET
BROOKLYN,NY11215 		11-1631796 501(C)(3) 5,250       SUBAWARD - SPONSORED RESEARCH
(120) NEW YORK UNIVERSITY
PO BOX 5166
NEW YORK,NY10087 		13-5562308 501(C)(3) 944,212       SUBAWARD - SPONSORED RESEARCH
(121) NEXIMMUNE INC
9119 GAITHER ROAD
GAITHERSBURG,MD20877 		45-2518457   100,898       SUBAWARD - SPONSORED RESEARCH
(122) NORTHEASTERN UNIVERSITY
360 HUNTINGTON AVENUE
BOSTON,MA02115 		04-1679980 501(C)(3) 130,245       SUBAWARD - SPONSORED RESEARCH
(123) NORTHERN CALIFORNIA INSTITUTE FOR RESEARCH AND EDUCATION INC
4150 CLEMENT STREET
SAN FRANCISCO,CA94121 		94-3084159 501(C)(3) 309,927       SUBAWARD - SPONSORED RESEARCH
(124) NORTHWESTERN UNIVERSITY
633 CLARK STREET
EVANSTON,IL602080001 		36-2167817 501(C)(3) 993,021       SUBAWARD - SPONSORED RESEARCH
(125) NOVA SOUTHEASTERN UNIVERSITY INC
3301 COLLEGE AVENUE
FORT LAUDERDALE,FL333147796 		59-1083502 501(C)(3) 45,857       SUBAWARD - SPONSORED RESEARCH
(126) ONE COW STANDING LLC
300 WEST MORGAN STREET SUITE 1425
DURHAM,NC27701 		11-3764955   35,753       SUBAWARD - SPONSORED RESEARCH
(127) OREGON HEALTH & SCIENCE UNIVERSITY
PO BOX 3003
PORTLAND,OR972083003 		93-1176109 STATE OF OR 133,584       SUBAWARD - SPONSORED RESEARCH
(128) OREGON STATE UNIVERSITY
312 KERR ADMINISTRATION BLDG
CORVALLIS,OR97331 		61-1730890 STATE OF OR 37,956       SUBAWARD - SPONSORED RESEARCH
(129) PALO ALTO VETERANS INSTITUTE FOR RESEARCH
3801 MIRANDA AVENUE
PALO ALTO,CA943040038 		77-0207331 501(C)(3) 60,439       SUBAWARD - SPONSORED RESEARCH
(130) PENNSYLVANIA STATE UNIVERSITY
227 W BEAVER AVENUE SUITE 402
STATE COLLEGE,PA168014819 		24-6000376 STATE OF PA 366,922       SUBAWARD - SPONSORED RESEARCH
(131) PORTLAND STATE UNIVERSITY
PO BOX 751
PORTLAND,OR97207 		36-4776757 STATE OF OR 5,605       SUBAWARD - SPONSORED RESEARCH
(132) PRESBYTERIAN HEALTHCARE SERVICES
PO BOX 27728
ALBUQUERQUE,NM87125 		85-0105601 501(C)(3) 89,878       SUBAWARD - SPONSORED RESEARCH
(133) PRESIDENT AND FELLOWS OF HARVARD COLLEGE
1033 MASSACHUSETTS AVENUE
CAMBRIDGE,MA02138 		04-2103580 501(C)(3) 1,516,558       SUBAWARD - SPONSORED RESEARCH
(134) PRISMA HEALTH-UPSTATE
300 EAST MCBEE AVENUE 302
GREENVILLE,SC29601 		81-1723202 501(C)(3) 450,894       SUBAWARD - SPONSORED RESEARCH
(135) PUERTO RICO CONSORTIUM FOR CLINICAL INVESTIGATION

PO BOX 363475
SAN JUAN,PR009363475
RQ 		66-0856773 501(C)(3) 40,020       SUBAWARD - SPONSORED RESEARCH
(136) PUERTO RICO DEPARTMENT OF HEALTH

PO BOX 70184
SAN JUAN,PR009368184
RQ 		66-0437470 PUERTO RICO 22,272       SUBAWARD - SPONSORED RESEARCH
(137) PUERTO RICO SCIENCE TECHNOLOGY AND RESEARCH TRUST

PO BOX 363475
SAN JUAN,PR009363475
RQ 		66-0675963 501(C)(3) 185,073       SUBAWARD - SPONSORED RESEARCH
(138) PURDUE UNIVERSITY
2550 NORTHWESTERN AVENUE SUITE 110
WEST LAFAYETTE,IN47906 		35-6002041 501(C)(3) 295,639       SUBAWARD - SPONSORED RESEARCH
(139) RECOVERY NETWORK OF PROGRAMS INC
2 TRAP FALLS ROAD SUITE 405
SHELTON,CT06484 		06-0910080 501(C)(3) 38,633       SUBAWARD - SPONSORED RESEARCH
(140) REGENTS OF THE UNIVERSITY OF MICHIGAN
3003 S STATE STREET 5082 WOLVERINE
ANN ARBOR,MI48109 		38-6006309 501(C)(3) 471,266       SUBAWARD - SPONSORED RESEARCH
(141) REGENTS OF THE UNIVERSITY OF MINNESOTA
PO BOX 1450
MINNEAPOLIS,MN554855957 		41-6007513 STATE OF MN 640,673       SUBAWARD - SPONSORED RESEARCH
(142) RESEARCH FOUNDATION FOR MENTAL HYGIENE INC
150 BROADWAY SUITE 301
MENANDS,NY12204 		14-1410842 501(C)(3) 451,112       SUBAWARD - SPONSORED RESEARCH
(143) RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW YORK
230 WEST 41ST STREET
NEW YORK,NY10036 		13-1988190 501(C)(3) 121,505       SUBAWARD - SPONSORED RESEARCH
(144) RESEARCH INSTITUTE AT NATIONWIDE CHILDREN'S HOSPITAL
700 CHILDRENS DRIVE
COLUMBUS,OH432052664 		31-6056230 501(C)(3) 7,360       SUBAWARD - SPONSORED RESEARCH
(145) RESEARCH TRIANGLE INSTITUTE
PO BOX 12194
RESEARCH TRIANGLE PARK,NC277092194 		56-0686338 501(C)(3) 263,278       SUBAWARD - SPONSORED RESEARCH
(146) RHODE ISLAND HOSPITAL
593 EDDY STREET
PROVIDENCE,RI02903 		05-0258954 501(C)(3) 618,655       SUBAWARD - SPONSORED RESEARCH
(147) ROLLINS COLLEGE
1000 HOLT AVENUE SUITE 2715
WINTER PARK,FL32789 		59-0624440 501(C)(3) 12,063       SUBAWARD - SPONSORED RESEARCH
(148) RURAL ACTION INC
9030 HOCKING HILLS DRIVE
THE PLAINS,OH45780 		31-1124220 501(C)(3) 7,040       SUBAWARD - SPONSORED RESEARCH
(149) RUSH UNIVERSITY MEDICAL CENTER
1700 W VAN BUREN STREET SUITE 277
CHICAGO,IL60612 		36-2174823 501(C)(3) 146,789       SUBAWARD - SPONSORED RESEARCH
(150) RUTGERS THE STATE UNIVERSITY
33 KNIGHTSBRIDGE ROAD
PISCATAWAY,NJ08854 		22-6001086 501(C)(3) 112,314       SUBAWARD - SPONSORED RESEARCH
(151) SAINT FRANCIS HOSPITAL AND MEDICAL CENTER
114 WOODLAND STREET
HARTFORD,CT06105 		06-0646813 501(C)(3) 7,522       SUBAWARD - SPONSORED RESEARCH
(152) SAN FRANCISCO STATE UNIVERSITY
1600 HOLLOWAY AVENUE
SAN FRANCISCO,CA94132 		93-1137247 STATE OF CA 15,730       SUBAWARD - SPONSORED RESEARCH
(153) SAN JOSE STATE UNIVERSITY RESEARCH FOUNDATION
210 N FOURTH STREET 4TH FLOOR
SAN JOSE,CA951125569 		94-6017638 501(C)(3) 5,372       SUBAWARD - SPONSORED RESEARCH
(154) SCHOOL-BASED HEALTH ALLIANCE
1010 VERMONT AVENUE NW SUITE 816
WASHINGTON,DC20005 		54-1752058 501(C)(3) 19,125       SUBAWARD - SPONSORED RESEARCH
(155) SCIENCE COMMUNICATION LAB INC
767 41ST STREET
OAKLAND,CA94609 		47-2404616 501(C)(3) 214,889       SUBAWARD - SPONSORED RESEARCH
(156) SEATTLE CHILDREN'S HOSPITAL
PO BOX 24728
SEATTLE,WA981240728 		91-0564748 501(C)(3) 760,406       SUBAWARD - SPONSORED RESEARCH
(157) SIEMENS MEDICAL SOLUTIONS USA INC
810 INNOVATION DRIVE
KNOXVILLE,TN37932 		22-2417778   47,412       SUBAWARD - SPONSORED RESEARCH
(158) SMART POWER INC
4075 WILSON BLVD 8TH FLOOR
ARLINGTON,VA22203 		03-0375454 501(C)(3) 187,452       SUBAWARD - SPONSORED RESEARCH
(159) SOCIETY FOR ACADEMIC EMERGENCY MEDICINE
1111 E TOUHY SUITE 540
DES PLAINES,IL60018 		20-4866532 501(C)(3) 44,000       SUBAWARD - SPONSORED RESEARCH
(160) SOUTH DAKOTA STATE UNIVERSITY
BOX 2201 1015 CAMPANILE AVENUE
BROOKINGS,SD57007 		46-6000364 STATE OF SD 15,095       SUBAWARD - SPONSORED RESEARCH
(161) SOUTHERN CONNECTICUT STATE UNIVERSITY
501 CRESCENT STREET
NEW HAVEN,CT065151330 		06-1363115 STATE OF CT 63,414       SUBAWARD - SPONSORED RESEARCH
(162) SOUTHERN NEVADA HEALTH DISTRICT
280 S DECATUR BLVD
LAS VEGAS,NV891072936 		88-0151573 STATE OF NV 27,107       SUBAWARD - SPONSORED RESEARCH
(163) ST JUDE CHILDREN'S RESEARCH HOSPITAL INC
PO BOX 1000
MEMPHIS,TN381480949 		62-0646012 501(C)(3) 131,402       SUBAWARD - SPONSORED RESEARCH
(164) ST LUKES HOSPITAL OF KANSAS CITY
4401 WORNALL ROAD
KANSAS CITY,MO64111 		44-0545297 501(C)(3) 12,336       SUBAWARD - SPONSORED RESEARCH
(165) ST THOMAS EAST END MEDICAL CENTER CORPORATION
PO BOX 503177
ST THOMAS,VI00805 		66-0585077 501(C)(3) 140,607       SUBAWARD - SPONSORED RESEARCH
(166) STANFORD UNIVERSITY
485 BROADWAY MAIL CODE 8838
REDWOOD CITY,CA94063 		94-1156365 501(C)(3) 1,689,592       SUBAWARD - SPONSORED RESEARCH
(167) STANLEY STREET TREATMENT & RESOURCES INC
386 STANLEY STREET
FALL RIVER,MA02720 		04-2604426 501(C)(3) 52,796       SUBAWARD - SPONSORED RESEARCH
(168) STATE OF CONNECTICUT
410 CAPITOL AVENUE
HARTFORD,CT061340308 		06-6000798 STATE OF CT 171,235       SUBAWARD - SPONSORED RESEARCH
(169) STATE OF MAINE
STATE HOUSE STATION 111
AUGUSTA,ME043330111 		01-6000001 STATE OF ME 12,463       SUBAWARD - SPONSORED RESEARCH
(170) STATE OF MICHIGAN
235 S GRAND AVENUE SUITE 800
LANSING,MI48933 		38-6000134 STATE OF MI 70,575       SUBAWARD - SPONSORED RESEARCH
(171) SYRACUSE UNIVERSITY
119 BOWNE HALL
SYRACUSE,NY132441140 		15-0532081 501(C)(3) 8,804       SUBAWARD - SPONSORED RESEARCH
(172) TAMPA GENERAL HOSPITAL
PO BOX 1289
TAMPA,FL33601 		59-3458145 501(C)(3) 211,706       SUBAWARD - SPONSORED RESEARCH
(173) TEMPLE UNIVERSITY
1805 NORTH BROAD WACHMAN HALL 1108
PHILADELPHIA,PA191226094 		23-1365971 501(C)(3) 402,666       SUBAWARD - SPONSORED RESEARCH
(174) TEXAS CHRISTIAN UNIVERSITY
TCU BOX 297011
FORT WORTH,TX76129 		75-0827465 501(C)(3) 370,532       SUBAWARD - SPONSORED RESEARCH
(175) THE AMERICAN GERIATRICS SOCIETY
PO BOX 4836
NEW YORK,NY102771023 		13-1950856 501(C)(3) 36,000       SUBAWARD - SPONSORED RESEARCH
(176) THE BOARD OF TRUSTEES OF THE UNIVERSITY OF ALABAMA
500 UNIVERSITY BLVD
TUSCALOOSA,AL35401 		63-6001138 501(C)(3) 27,550       SUBAWARD - SPONSORED RESEARCH
(177) THE BOARD OF TRUSTEES OF THE UNIVERSITY OF ILLINOIS
506 S WRIGHT STREET
URBANA,IL61801 		37-6000511 501(C)(3) 7,476       SUBAWARD - SPONSORED RESEARCH
(178) THE BRIGHAM AND WOMEN'S HOSPITAL INC
PO BOX 3887
BOSTON,MA022413887 		04-2312909 501(C)(3) 768,285       SUBAWARD - SPONSORED RESEARCH
(179) THE BROAD INSTITUTE INC
415 MAIN STREET
CAMBRIDGE,MA02142 		26-3428781 501(C)(3) 514,904       SUBAWARD - SPONSORED RESEARCH
(180) THE BRONX VETERANS MEDICAL RESEARCH FOUNDATION INC
130 WEST KINGSBRIDGE ROAD
BRONX,NY10468 		13-3699250 501(C)(3) 41,953       SUBAWARD - SPONSORED RESEARCH
(181) THE CHILDREN'S HOSPITAL OF PHILADELPHIA
3401 CIVIC CENTER BOULEVARD
PHILADELPHIA,PA19104 		23-1352166 501(C)(3) 147,099       SUBAWARD - SPONSORED RESEARCH
(182) THE CHILDREN'S MERCY HOSPITAL
2401 GILLHAM ROAD
KANSAS CITY,MO64108 		44-0605373 501(C)(3) 115,204       SUBAWARD - SPONSORED RESEARCH
(183) THE CLEVELAND CLINIC FOUNDATION
PO BOX 931562
CLEVELAND,OH441935012 		34-0714585 501(C)(3) 110,914       SUBAWARD - SPONSORED RESEARCH
(184) THE CONNECTICUT AGRICULTURAL EXPERIMENT STATION
123 HUNTINGTON STREET
NEW HAVEN,CT06511 		46-3092102 STATE OF CT 86,784       SUBAWARD - SPONSORED RESEARCH
(185) THE COOPER HEALTH SYSTEM
1 FEDERAL STREET SUITE NW400A
CAMDEN,NJ08103 		21-0634462 501(C)(3) 137,672       SUBAWARD - SPONSORED RESEARCH
(186) THE FEINSTEIN INSTITUTES FOR MEDICAL RESEARCH
972 BRUSH HOLLOW ROAD 5TH FLOOR
WESTBURY,NY11590 		11-2673595 501(C)(3) 517,278       SUBAWARD - SPONSORED RESEARCH
(187) THE GEORGE WASHINGTON UNIVERSITY
45155 RESEARCH PL 260
ASHBURN,VA20147 		53-0196584 501(C)(3) 148,403       SUBAWARD - SPONSORED RESEARCH
(188) THE HOWARD UNIVERSITY
2245 10TH STREET W SUITE 300
WASHINGTON,DC20059 		53-0204707 501(C)(3) 25,840       SUBAWARD - SPONSORED RESEARCH
(189) THE JACKSON LABORATORY
600 MAIN STREET
BAR HARBOR,ME04609 		01-0211513 501(C)(3) 629,263       SUBAWARD - SPONSORED RESEARCH
(190) THE JOHN B PIERCE LABORATORY INC
290 CONGRESS AVENUE
NEW HAVEN,CT06519 		06-0646780 501(C)(3) 250,188       SUBAWARD - SPONSORED RESEARCH
(191) THE LIEBER INSTITUTE INC
855 N WOLFE STREET SUITE 300
BALTIMORE,MD21205 		26-3690883 501(C)(3) 166,360       SUBAWARD - SPONSORED RESEARCH
(192) THE LOWELL GENERAL HOSPITAL
295 VARNUM AVENUE
LOWELL,MA01854 		04-2103590 501(C)(3) 8,768       SUBAWARD - SPONSORED RESEARCH
(193) THE MASSACHUSETTS GREEN HIGH PERFORMANCE COMPUTING CENTER INC
100 BIGELOW STREET
HOLYOKE,MA01040 		27-3014805 501(C)(3) 25,262       SUBAWARD - SPONSORED RESEARCH
(194) THE MCLEAN HOSPITAL CORPORATION
115 MILL STREET
BELMONT,MA02478 		04-2697981 501(C)(3) 1,372,366       SUBAWARD - SPONSORED RESEARCH
(195) THE MEDICAL COLLEGE OF WISCONSIN INC
8701 WATERTOWN PLANK ROAD
MILWAUKEE,WI532260509 		39-0806261 501(C)(3) 11,037       SUBAWARD - SPONSORED RESEARCH
(196) THE MIRIAM HOSPITAL
167 POINT STREET
PROVIDENCE,RI029034771 		05-0258905 501(C)(3) 27,551       SUBAWARD - SPONSORED RESEARCH
(197) THE NATURE CONSERVANCY
4245 N FAIRFAX DRIVE SUITE 100
ARLINGTON,VA222031606 		53-0242652 501(C)(3) 12,662       SUBAWARD - SPONSORED RESEARCH
(198) THE OHIO STATE UNIVERSITY
901 WOODY HAYES DRIVE
COLUMBUS,OH43210 		31-6025986 STATE OF OH 116,409       SUBAWARD - SPONSORED RESEARCH
(199) THE PRESBYTERIAN HOSPITAL
2927 LYNDHURST AVENUE
WINSTON SALEM,NC27103 		56-0554230 501(C)(3) 7,500       SUBAWARD - SPONSORED RESEARCH
(200) THE REGENTS OF THE UNIVERSITY OF CALIFORNIA SAN FRANCISCO
1855 FOLSOM STREET BOX 0812
SAN FRANCISCO,CA94143 		94-6036493 501(C)(3) 670,185       SUBAWARD - SPONSORED RESEARCH
(201) THE REGENTS OF THE UNIVERSITY OF COLORADO
PO BOX 910238
DENVER,CO802910238 		84-6000555 501(C)(3) 796,531       SUBAWARD - SPONSORED RESEARCH
(202) THE RESEARCH FOUNDATION FOR THE STATE UNIVERSITY OF NEW YORK
PO BOX 9
ALBANY,NY122010009 		14-1368361 501(C)(3) 830,764       SUBAWARD - SPONSORED RESEARCH
(203) THE SALK INSTITUTE FOR BIOLOGICAL STUDIES
10010 N TORREY PINES ROAD
LA JOLLA,CA92037 		95-2160097 501(C)(3) 310,016       SUBAWARD - SPONSORED RESEARCH
(204) THE TRANSLATIONAL GENOMICS RESEARCH INSTITUTE
445 NORTH FIFTH STREET SUITE 600
PHOENIX,AZ85004 		75-3065445 501(C)(3) 329,688       SUBAWARD - SPONSORED RESEARCH
(205) THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK
BOX 29789
NEW YORK,NY100879789 		13-5598093 501(C)(3) 2,572,729       SUBAWARD - SPONSORED RESEARCH
(206) THE TRUSTEES OF PRINCETON UNIVERSITY
701 CARNEGIE CENTER SUITE 443
PRINCETON,NJ08540 		21-0634501 501(C)(3) 24,602       SUBAWARD - SPONSORED RESEARCH
(207) THE UNIVERSITY OF ARIZONA
PO BOX 41867
TUCSON,AZ857190521 		74-2652689 STATE OF AZ 150,413       SUBAWARD - SPONSORED RESEARCH
(208) THE UNIVERSITY OF IOWA
201 S CLINTON STREET
IOWA CITY,IA52242 		42-6004813 STATE OF IA 51,834       SUBAWARD - SPONSORED RESEARCH
(209) THE UNIVERSITY OF OKLAHOMA
PO BOX 26901
OKLAHOMA CITY,OK731260901 		73-6017987 STATE OF OK 222,722       SUBAWARD - SPONSORED RESEARCH
(210) THE UNIVERSITY OF RHODE ISLAND
70 LOWER COLLEGE ROAD
KINGSTON,RI028810811 		05-6000522 501(C)(3) 281,413       SUBAWARD - SPONSORED RESEARCH
(211) THE UNIVERSITY OF SOUTH CAROLINA
1600 HAMPTON STREET SUITE 612
COLUMBIA,SC29208 		57-6001153 STATE OF SC 45,288       SUBAWARD - SPONSORED RESEARCH
(212) THE UNIVERSITY OF TEXAS AT AUSTIN
PO BOX 7159
AUSTIN,TX787137159 		74-6000203 STATE OF TX 820,939       SUBAWARD - SPONSORED RESEARCH
(213) THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT HOUSTON
7000 FANNIN STREET
HOUSTON,TX77030 		74-1761309 STATE OF TX 99,104       SUBAWARD - SPONSORED RESEARCH
(214) THE UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER
PO BOX 841765
DALLAS,TX752841765 		75-6002868 STATE OF TX 695,820       SUBAWARD - SPONSORED RESEARCH
(215) THE UNIVERSITY OF THE VIRGIN ISLANDS
2 JOHN BREWERS BAY
ST THOMAS,VI00802 		66-0432514 501(C)(3) 17,854       SUBAWARD - SPONSORED RESEARCH
(216) THE URBAN ASSEMBLY INC
90 BROAD STREET SUITE 2101
NEW YORK,NY10004 		11-0332039 501(C)(3) 250,035       SUBAWARD - SPONSORED RESEARCH
(217) THE WISTAR INSTITUTE OF ANATOMY AND BIOLOGY
3601 SPRUCE STREET
PHILADELPHIA,PA19104 		23-6434390 501(C)(3) 60,593       SUBAWARD - SPONSORED RESEARCH
(218) THOMAS JEFFERSON UNIVERSITY
833 CHESTNUT STREET SUITE 900
PHILADELPHIA,PA19107 		23-1352651 501(C)(3) 7,000       SUBAWARD - SPONSORED RESEARCH
(219) TRAJECTORY OF HOPE LLC
PO BOX 45124
LOS ANGELES,CA90045 		83-0709336   368,743       SUBAWARD - SPONSORED RESEARCH
(220) TRIAD NATIONAL SECURITY LLC
PO BOX 1663
LOS ALAMOS,NM875450001 		82-3291283   77,572       SUBAWARD - SPONSORED RESEARCH
(221) TRUSTEES OF BOSTON COLLEGE
140 COMMONWEALTH AVENUE
CHESTNUT HILL,MA024673800 		04-2103545 501(C)(3) 46,298       SUBAWARD - SPONSORED RESEARCH
(222) TRUSTEES OF BOSTON UNIVERSITY
881 COMMONWEALTH AVENUE 4TH FLOOR
BOSTON,MA02215 		04-2103547 501(C)(3) 219,988       SUBAWARD - SPONSORED RESEARCH
(223) TRUSTEES OF DARTMOUTH COLLEGE
11 ROPE FERRY ROAD
HANOVER,NH037551404 		02-0222111 501(C)(3) 48,621       SUBAWARD - SPONSORED RESEARCH
(224) TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA
PO BOX 785541
PHILADELPHIA,PA191785541 		23-1352685 501(C)(3) 3,150,759       SUBAWARD - SPONSORED RESEARCH
(225) TUFTS MEDICAL CENTER INC
800 WASHINGTON STREET BOX 453
BOSTON,MA02111 		04-3400617 501(C)(3) 29,910       SUBAWARD - SPONSORED RESEARCH
(226) UIH AMERICA INC
9230 KIRBY DRIVE SUITE 600
HOUSTON,TX77054 		46-2408342   361,078       SUBAWARD - SPONSORED RESEARCH
(227) UNITED STATES FUND FOR UNICEF
125 MAIDEN LANE 10TH FLOOR
NEW YORK,NY10038 		13-1760110 501(C)(3) 13,500       SUBAWARD - SPONSORED RESEARCH
(228) UNIVERSITY HOSPITALS CLEVELAND MEDICAL CENTER
3605 WARRENSVILLE CENTER ROAD
SHAKER HEIGHTS,OH44122 		34-1567805 501(C)(3) 9,792       SUBAWARD - SPONSORED RESEARCH
(229) UNIVERSITY OF ALABAMA AT BIRMINGHAM
1720 SECOND AVENUE S
BIRMINGHAM,AL35233 		63-6005396 501(C)(3) 767,648       SUBAWARD - SPONSORED RESEARCH
(230) UNIVERSITY OF ALASKA
PO BOX 757880
FAIRBANKS,AK997757880 		92-6000147 501(C)(3) 14,812       SUBAWARD - SPONSORED RESEARCH
(231) UNIVERSITY OF ARKANSAS FOR MEDICAL SCIENCES
4301 W MARKHAM STREET
LITTLE ROCK,AR72205 		71-6046242 STATE OF AR 108,191       SUBAWARD - SPONSORED RESEARCH
(232) UNIVERSITY OF CALIFORNIA BERKELEY
1608 FOURTH STREET SUITE 202
BERKELEY,CA947101108 		94-6002123 501(C)(3) 201,386       SUBAWARD - SPONSORED RESEARCH
(233) UNIVERSITY OF CALIFORNIA DAVIS
ONE SHELDS AVENUE
DAVIS,CA95616 		94-6036494 501(C)(3) 657,664       SUBAWARD - SPONSORED RESEARCH
(234) UNIVERSITY OF CALIFORNIA IRVINE
120 THEORY SUITE 200
IRVINE,CA926971050 		95-2226406 501(C)(3) 683,546       SUBAWARD - SPONSORED RESEARCH
(235) UNIVERSITY OF CALIFORNIA LOS ANGELES
405 HILGARD AVENUE
LOS ANGELES,CA900957089 		95-6006143 501(C)(3) 1,381,225       SUBAWARD - SPONSORED RESEARCH
(236) UNIVERSITY OF CALIFORNIA RIVERSIDE
900 UNIVERSITY AVENUE
RIVERSIDE,CA92521 		95-6006142 501(C)(3) 162,736       SUBAWARD - SPONSORED RESEARCH
(237) UNIVERSITY OF CALIFORNIA SAN DIEGO
9500 GILMAN DRIVE
LA JOLLA,CA920930954 		95-6006144 501(C)(3) 1,347,678       SUBAWARD - SPONSORED RESEARCH
(238) UNIVERSITY OF CALIFORNIA SANTA BARBARA
SAASB BUILDING ROOM 1212
SANTA BARBARA,CA931062003 		95-6006145 501(C)(3) 274,624       SUBAWARD - SPONSORED RESEARCH
(239) UNIVERSITY OF CALIFORNIA SANTA CRUZ
1156 HIGH STREET
SANTA CRUZ,CA95064 		94-1539563 501(C)(3) 62,184       SUBAWARD - SPONSORED RESEARCH
(240) UNIVERSITY OF CHICAGO
6054 SOUTH DREXEL AVENUE SUITE 300
CHICAGO,IL60637 		36-2177139 501(C)(3) 301,979       SUBAWARD - SPONSORED RESEARCH
(241) UNIVERSITY OF CINCINNATI
51 GOODMAN DRIVE
CINCINNATI,OH452210641 		31-6000989 STATE OF OH 2,452,760       SUBAWARD - SPONSORED RESEARCH
(242) UNIVERSITY OF CONNECTICUT
438 WHITNEY AVENUE
STORRS,CT062691133 		06-0772160 STATE OF CT 343,599       SUBAWARD - SPONSORED RESEARCH
(243) UNIVERSITY OF CONNECTICUT HEALTH
263 FARMINGTON AVENUE
FARMINGTON,CT06030 		52-1725543 STATE OF CT 391,714       SUBAWARD - SPONSORED RESEARCH
(244) UNIVERSITY OF DELAWARE
222 SOUTH CHAPEL STREET
NEWARK,DE19716 		51-6000297 501(C)(3) 40,147       SUBAWARD - SPONSORED RESEARCH
(245) UNIVERSITY OF DENVER
PO BOX 911811
DENVER,CO802911811 		84-0404231 501(C)(3) 162,344       SUBAWARD - SPONSORED RESEARCH
(246) UNIVERSITY OF FLORIDA
PO BOX 113002
GAINESVILLE,FL326113001 		59-6002052 STATE OF FL 693,145       SUBAWARD - SPONSORED RESEARCH
(247) UNIVERSITY OF GEORGIA RESEARCH FOUNDATION INC
310 EAST CAMPUS ROAD
ATHENS,GA30602 		58-1353149 501(C)(3) 671,155       SUBAWARD - SPONSORED RESEARCH
(248) UNIVERSITY OF KANSAS MEDICAL CENTER RESEARCH INSTITUTE
3901 RAINBOW BLVD
KANSAS CITY,KS66160 		48-1108830 501(C)(3) 62,620       SUBAWARD - SPONSORED RESEARCH
(249) UNIVERSITY OF KENTUCKY RESEARCH FOUNDATION
301 PETERSON SERVICE BUILDING
LEXINGTON,KY40506 		61-6033693 501(C)(3) 44,649       SUBAWARD - SPONSORED RESEARCH
(250) UNIVERSITY OF LOUISVILLE
300 EAST MARKET STREET SUITE 300
LOUISVILLE,KY402021959 		61-1014882 STATE OF KY 16,081       SUBAWARD - SPONSORED RESEARCH
(251) UNIVERSITY OF MARYLAND
30665 STUDENT SERVICES CENTER LANE
PRINCESS ANNE,MD21853 		52-6002033 STATE OF MD 303,814       SUBAWARD - SPONSORED RESEARCH
(252) UNIVERSITY OF MASSACHUSETTS
100 MORRISSEY BLVD
BOSTON,MA021253393 		04-3167352 STATE OF MA 1,022,490       SUBAWARD - SPONSORED RESEARCH
(253) UNIVERSITY OF MIAMI
PO BOX 248106
CORAL GABLES,FL331242912 		59-0624458 501(C)(3) 517,062       SUBAWARD - SPONSORED RESEARCH
(254) UNIVERSITY OF MISSISSIPPI MEDICAL CENTER
2500 NORTH STATE STREET
JACKSON,MS392164505 		64-6008520 STATE OF MS 48,250       SUBAWARD - SPONSORED RESEARCH
(255) UNIVERSITY OF MISSOURI KANSAS CITY
PO BOX 805111
KANSAS CITY,MO641805111 		43-6003859 STATE OF MO 12,348       SUBAWARD - SPONSORED RESEARCH
(256) UNIVERSITY OF NEBRASKA
985045 NEBRASKA MEDICAL CENTER
OMAHA,NE681985045 		47-0049123 501(C)(3) 233,634       SUBAWARD - SPONSORED RESEARCH
(257) UNIVERSITY OF NEW MEXICO
1 UNIVERSITY OF NEW MEXICO
ALBUQUERQUE,NM871315041 		85-6000642 STATE OF NM 471,540       SUBAWARD - SPONSORED RESEARCH
(258) UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL
104 AIRPORT DRIVE
CHAPEL HILL,NC275991270 		56-6001393 501(C)(3) 1,322,467       SUBAWARD - SPONSORED RESEARCH
(259) UNIVERSITY OF NOTRE DAME
836A GRACE HALL
NOTRE DAME,IN465565612 		35-0868188 501(C)(3) 150,944       SUBAWARD - SPONSORED RESEARCH
(260) UNIVERSITY OF OREGON
PO BOX 3237
EUGENE,OR97403 		46-4727800 STATE OF OR 89,112       SUBAWARD - SPONSORED RESEARCH
(261) UNIVERSITY OF PITTSBURGH
116 ATWOOD STREET SUITE 201
PITTSBURGH,PA152600100 		25-0965591 501(C)(3) 1,072,386       SUBAWARD - SPONSORED RESEARCH
(262) UNIVERSITY OF PUERTO RICO

PO BOX 365067
SAN JUAN,PR009365067
RQ 		66-0433760 PUERTO RICO 365,152       SUBAWARD - SPONSORED RESEARCH
(263) UNIVERSITY OF ROCHESTER
BOX 278832
ROCHESTER,NY146278832 		16-0743209 501(C)(3) 165,109       SUBAWARD - SPONSORED RESEARCH
(264) UNIVERSITY OF SOUTH FLORIDA
140 7TH AVENUE SOUTH
ST PETERSBURG,FL33701 		59-3102112 STATE OF FL 51,751       SUBAWARD - SPONSORED RESEARCH
(265) UNIVERSITY OF SOUTHERN CALIFORNIA
3500 SOUTH FIGUEROA STREET SUITE 1
LOS ANGELES,CA900898001 		95-1642394 501(C)(3) 387,306       SUBAWARD - SPONSORED RESEARCH
(266) UNIVERSITY OF UTAH
201 SOUTH PRESIDENTS CIRCLE
SALT LAKE CITY,UT841129020 		87-6000525 501(C)(3) 646,410       SUBAWARD - SPONSORED RESEARCH
(267) UNIVERSITY OF VERMONT AND STATE AGRICULTURAL COLLEGE
85 SOUTH PROSPECT STREET
BURLINGTON,VT05405 		03-0179440 501(C)(3) 124,528       SUBAWARD - SPONSORED RESEARCH
(268) UNIVERSITY OF VIRGINIA
PO BOX 400195
CHARLOTTESVILLE,VA229044195 		54-6001796 STATE OF VA 316,018       SUBAWARD - SPONSORED RESEARCH
(269) UNIVERSITY OF WASHINGTON
4300 ROOSEVELT WAY
SEATTLE,WA98105 		91-6001537 STATE OF WA 1,609,618       SUBAWARD - SPONSORED RESEARCH
(270) UNIVERSITY OF WISCONSIN SYSTEM
780 REGENT STREET
MADISON,WI53706 		39-1805963 STATE OF WI 726,141       SUBAWARD - SPONSORED RESEARCH
(271) URBAN COMMUNITY ALLIANCE INC
446A BLAKE STREET
NEW HAVEN,CT06515 		06-1324343 501(C)(3) 89,970       SUBAWARD - SPONSORED RESEARCH
(272) URBAN LEAGUE OF SOUTHERN CT INC
136 SHERMAN AVENUE SUITE 104
NEW HAVEN,CT06511 		06-0856692 501(C)(3) 83,012       SUBAWARD - SPONSORED RESEARCH
(273) UT-BATTELLE LLC
PO BOX 2008
OAK RIDGE,TN37831 		62-1788235   81,826       SUBAWARD - SPONSORED RESEARCH
(274) VA CONNECTICUT RESEARCH AND EDUCATION FOUNDATION
950 CAMPBELL AVENUE
WEST HAVEN,CT06516 		20-2206467 501(C)(3) 615,932       SUBAWARD - SPONSORED RESEARCH
(275) VAN ANDEL RESEARCH INSTITUTE
333 BOSTWICK AVENUE NE
GRAND RAPIDS,MI49503 		52-2000823 501(C)(3) 363,579       SUBAWARD - SPONSORED RESEARCH
(276) VANDERBILT UNIVERSITY
2301 VANDERBILT PLACE
NASHVILLE,TN372401591 		62-0476822 501(C)(3) 459,692       SUBAWARD - SPONSORED RESEARCH
(277) VANDERBILT UNIVERSITY MEDICAL CENTER
1161 21ST AVENUE SOUTH
NASHVILLE,TN37232 		35-2528741 501(C)(3) 1,010,192       SUBAWARD - SPONSORED RESEARCH
(278) VETERANS EDUCATION AND RESEARCH ASSOCIATION OF NORTHERN NEW ENGLAND INC
PO BOX 4655
WHITE RIVER JUNCTION,VT05001 		22-3091219 501(C)(3) 134,287       SUBAWARD - SPONSORED RESEARCH
(279) VIRGINIA POLYTECHNIC INSTITUTE AND STATE UNIVERSITY
300 TURNER STREET NW
BLACKSBURG,VA24061 		54-6001805 STATE OF VA 38,821       SUBAWARD - SPONSORED RESEARCH
(280) VIVENT HEALTH INC
648 N PLANKINGTON SUITE 200
MILWAUKEE,WI53203 		39-1534049 501(C)(3) 59,119       SUBAWARD - SPONSORED RESEARCH
(281) WASHINGTON UNIVERSITY
700 ROSEDALE AVENUE CB 1034
ST LOUIS,MO63112 		43-0653611 501(C)(3) 1,633,116       SUBAWARD - SPONSORED RESEARCH
(282) WAYNE STATE UNIVERSITY
5700 CASS AVENUE
DETROIT,MI48202 		38-6028429 501(C)(3) 186,123       SUBAWARD - SPONSORED RESEARCH
(283) WEILL MEDICAL COLLEGE OF CORNELL UNIVERSITY
PO BOX 22371
NEW YORK,NY100872371 		13-1623978 501(C)(3) 1,445,869       SUBAWARD - SPONSORED RESEARCH
(284) WEST CHESTER UNIVERSITY OF PENNSYLVANIA
201 CARTER DRIVE SUITE 200
WEST CHESTER,PA19383 		23-2417773 STATE OF PA 63,761       SUBAWARD - SPONSORED RESEARCH
(285) WEST VIRGINIA STATE HEALTH DEPARTMENT
350 CAPITOL STREET ROOM 350
CHARLESTON,WV25301 		55-6000810 STATE OF WV 53,832       SUBAWARD - SPONSORED RESEARCH
(286) WEST VIRGINIA UNIVERSITY
ONE WATERFRONT PLACE
MORGANTOWN,WV26506 		55-6000842 STATE OF WV 371,790       SUBAWARD - SPONSORED RESEARCH
(287) YES PREP PUBLIC SCHOOLS
5455 SOUTH LOOP EAST FWY
HOUSTON,TX77033 		76-0563835 501(C)(3) 200,000       DAF DISTRIBUTION
(288) UNIVERSITY OF MIAMI
PO BOX 248106
CORAL GABLES,FL331242912 		59-0624458 501(C)(3) 100,000       DAF DISTRIBUTION
(289) YALE NEW HAVEN HOSPITAL
20 YORK STREET
NEW HAVEN,CT06504 		06-0646652 501(C)(3) 682,781       DAF DISTRIBUTION
(290) ACHIEVEMENT FIRST INC
370 JAMES STREET SUITE 404
NEW HAVEN,CT06513 		65-1203744 501(C)(3) 100,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(291) ASSOCIATION FOR JEWISH STUDIES INC
15 WEST 16TH STREET
NEW YORK,NY10011 		23-7078939 501(C)(3) 7,500       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(292) AURELIAN HONOR SOCIETY INCORPORATED
206 ELM STREET
NEW HAVEN,CT06511 		06-6071632 501(C)(3) 20,996       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(293) CHABAD AT YALE UNIVERSITY INC
36 LYNWOOD PLACE
NEW HAVEN,CT06511 		45-2786550 501(C)(3) 126,666       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(294) CITY OF NEW HAVEN
200 ORANGE STREET
NEW HAVEN,CT06510 		06-6001876 STATE OF CT 6,800       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(295) CLIMATEHAVEN INC
770 CHAPEL STREET
NEW HAVEN,CT06510 		92-0306841 501(C)(3) 500,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(296) DOWNTOWN EVENING SOUP KITCHEN INC
PO BOX 1478
NEW HAVEN,CT065061478 		22-2985448 501(C)(3) 105,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(297) ECONOMETRIC SOCIETY INC
30 HILLHOUSE AVENUE
NEW HAVEN,CT06511 		32-0402835 501(C)(3) 29,500       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(298) FRIENDS OF THE NATIONAL INSTITUTE OF NURSING RESEARCH
201 EAST MAIN STREET SUITE 810
LEXINGTON,KY40507 		52-1832014 501(C)(3) 14,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(299) HASKINS LABORATORIES INC
300 GEORGE STREET
NEW HAVEN,CT06511 		13-1628174 501(C)(3) 486,002       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(300) JOSEPH SLIFKA CENTER FOR JEWISH LIFE AT YALE
80 WALL STREET
NEW HAVEN,CT06511 		06-1257354 501(C)(3) 303,617       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(301) LEADERSHIP EDUCATION AND ATHLETICS IN PARTNERSHIP INC
31 JEFFERSON STREET
NEW HAVEN,CT06511 		22-2906547 501(C)(3) 33,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(302) MARKET NEW HAVEN INC
157 CHURCH STREET 19TH FLOOR
NEW HAVEN,CT06510 		06-1578847 501(C)(6) 343,750       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(303) NEW HAVEN INTERNATIONAL FESTIVAL OF ARTS AND IDEAS INC
195 CHURCH STREET 12TH FLOOR
NEW HAVEN,CT06510 		06-1444222 501(C)(3) 230,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(304) NEW HAVEN PROMISE INC
28 LINCOLN WAY
NEW HAVEN,CT06510 		81-1267064 501(C)(3) 4,245,017       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(305) NEW HAVEN SYMPHONY ORCHESTRA INC
4 HAMILTON STREET
NEW HAVEN,CT06511 		06-6000592 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(306) NEW HAVEN WORKS INC
205 WHITNEY AVENUE NO 106
NEW HAVEN,CT06511 		46-2662124 501(C)(3) 157,282       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(307) NEW HYTES INC
PO BOX 2928
NEW HAVEN,CT06515 		27-0772846 501(C)(3) 35,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(308) NEW YORK UNIVERSITY
105 EAST 17TH STREET 4TH FLOOR
NEW YORK,NY10003 		13-5562308 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(309) SQUASH HAVEN INC
70 TOWER PARKWAY
NEW HAVEN,CT06520 		20-5500876 501(C)(3) 81,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(310) TEACH FOR AMERICA INC
25 BROADWAY 12TH FLOOR
NEW YORK,NY10004 		13-3541913 501(C)(3) 100,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(311) THE ACNM FOUNDATION INC
125 MOUNT AUBURN STREET
CAMBRIDGE,MA022380272 		13-6227462 501(C)(3) 25,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(312) THE AMERICAN PEDIATRIC SOCIETY INC
9303 NEW TRAILS DRIVE 350
THE WOODLANDS,TX77381 		16-6078165 501(C)(3) 6,500       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(313) THE GOVERNOR'S PREVENTION PARTNERSHIP
1077 SILAS DEANE HIGHWAY UNIT 333
WETHERSFIELD,CT06109 		06-1275193 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(314) THE GREATER NEW HAVEN CHAMBER OF COMMERCE INC
900 CHAPEL STREET
NEW HAVEN,CT065102865 		06-0468900 501(C)(6) 10,500       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(315) THE PENNSYLVANIA STATE UNIVERSITY
408 OLD MAIN
UNIVERSITY PARK,PA16802 		24-6000376 STATE OF PA 15,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(316) THE WREXHAM FOUNDATION INC
BOX 1913 YALE STATION
NEW HAVEN,CT06520 		06-0769957 501(C)(3) 76,793       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(317) UNITED WAY OF GREATER NEW HAVEN INC
370 JAMES STREET SUITE 403
NEW HAVEN,CT06513 		06-0646761 501(C)(3) 103,675       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(318) WILLIAM F BUCKLEY JR PROGRAM INC
234 CHURCH STREET 7TH FLOOR
NEW HAVEN,CT06510 		27-5131268 501(C)(3) 44,880       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(319) WOMENS BUSINESS DEVELOPMENT COUNCIL INC
184 BEDFORD STREET
STAMFORD,CT06901 		06-1493737 501(C)(3) 6,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(320) YALE LAW SCHOOL LEARNING CENTER INC
127 WALL STREET
NEW HAVEN,CT06520 		06-1214651 501(C)(3) 100,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(321) YALE NEW HAVEN HOSPITAL
20 YORK STREET
NEW HAVEN,CT06504 		06-0646652 501(C)(3) 20,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(322) YALE UNIVERSITY DRAMATIC ASSOCIATION INC
PO BOX 209037
NEW HAVEN,CT06520 		06-6069930 501(C)(3) 100,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
297
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
20
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2022

Schedule I (Form 990) 2022
Page 2
Part III
Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Number of
recipients		 (c) Amount of
cash grant		 (d) Amount of
noncash assistance		 (e) Method of valuation (book,
FMV, appraisal, other)		 (f) Description of noncash assistance
(1) STUDENT STIPENDS AND FELLOWSHIPS 6636 104,701,283      
(2) SCHOLARSHIPS 10041   458,736,508 COST tuition reduction
(3) HEALTH PREMIUM AWARDS 4385   14,870,988 COST HEALTHCARE
(4) PRIZES AND AWARDS 1969 7,261,429      
(4)
(5)
(6)
(7)
Part IV
Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.
Return Reference Explanation
Schedule I, Part II SUBAWARD A SUBAWARD IS AN AWARD OF FINANCIAL SUPPORT FROM THE UNIVERSITY TO A QUALIFIED THIRD PARTY PRIMARILY TO PERFORM RESEARCH AND OTHER RELATED PROGRAMMATIC EFFORTS UNDER A SPONSORED RESEARCH PROJECT.
Schedule I, Part III COLUMN B - NUMBER OF RECIPIENTS THE AMOUNTS REPORTED IN PART III REPRESENT AN ESTIMATE OF TOTAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2023 BASED ON INFORMATION PROVIDED BY THE UNIVERSITY'S UNDERGRADUATE, GRADUATE AND PROFESSIONAL SCHOOLS. SOME STUDENTS RECEIVED MORE THAN ONE AWARD DURING THE FISCAL YEAR ENDED JUNE 30, 2023.
Schedule I, Part II, Line 1 COLUMN H - PURPOSE OF GRANT OR ASSISTANCE SUBAWARDS - SPONSORED RESEARCH
Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. WITH RESPECT TO SPONSORED PROJECT ACTIVITY SUBCONTRACTED TO OTHER ENTITIES, THE UNIVERSITY'S POLICY AND PROCEDURES FOR MONITORING SUB RECIPIENT AWARDS ("SUBaWARDS") ARE INTENDED TO ESTABLISH APPROPRIATE AND EFFECTIVE MECHANISMS TO PROMOTE COMPLIANCE WITH FEDERAL AND NON-FEDERAL REQUIREMENTS AND CONTRACTUAL ARRANGEMENTS, INCLUDING THE PROPER MONITORING AND STEWARDSHIP OF AWARDED FUNDS. PROPER MONITORING OF A SUBAWARD ENSURES THAT AWARDED FUNDS ARE USED FOR AUTHORIZED PURPOSES, PERFORMANCE GOALS ARE MET AND THE SUB RECIPIENT IS IN COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE SUB RECIPIENT AGREEMENT. SUB RECIPIENT MONITORING PROCEDURES INCLUDE BUT ARE NOT LIMITED TO THE FOLLOWING ACTIVITIES: A FORMAL PRE-QUALIFICATION PROCESS FOR SUB RECIPIENTS, PRE-AWARD AND POST-AWARD MONITORING OF SUB RECIPIENTS TO REVIEW THE FINANCIAL STATUS AND MANAGEMENT CONTROLS, COMPLIANCE CERTIFICATIONS, REVIEW OF COMPLIANCE WITH REGULATIONS RELATIVE TO THE USE OF HUMAN SUBJECTS AND ANIMALS, IDENTIFICATION AND REPORTING OF ANY CONFLICT OF INTEREST WITH A SUB RECIPIENT ENTITY, AND A REVIEW OF PERTINENT OTHER ORGANIZATION INFORMATION. IN ACCORDANCE WITH THESE PROCEDURES, THE UNIVERSITY REVIEWS THE SUB RECIPIENT'S ADMINISTRATION, FINANCIAL STATEMENTS, BILLINGS, SCIENTIFIC PROGRESS, TECHNICAL REPORTS, AND DELIVERABLES OF AN ACTIVE SUBAWARD REGULARLY AND CONDUCTS ON-GOING RISK ASSESSMENTS AS WELL AS MONTHLY QUALITY ASSURANCE REVIEWS ON RANDOMLY SELECTED SUBAWARDS. IN ADDITION TO A MONTHLY DEPARTMENTAL REVIEW, THE UNIVERSITY MONITORS A SUB RECIPIENT'S COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE SUBAWARD ANNUALLY AND UPON CLOSEOUT OF THE SUB RECIPIENT AGREEMENT. IF ANY OF THESE MONITORING PROCEDURES RESULT IN FINDINGS, THE UNIVERSITY WILL TAKE CORRECTIVE ACTION AS NECESSARY. THE PROCEDURES SERVE TO ENSURE THAT THE SUBAWARD FUNDS ARE USED FOR PROPER PURPOSES AND NOT DIVERTED FROM THEIR INTENDED USE.
Schedule I (Form 990) 2022



Additional Data


Software ID: 22016089
Software Version: 2022v5.0


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990.
SchJMediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2022
Open to Public Inspection
Name of the organization
Yale University
 
Employer identification number

06-0646973
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes on Line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked on Line 1a? ....
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? .............
4a
Yes
 
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.
5
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ....................
5a
 
No
b
Any related organization? .......................
5b
 
No
If "Yes," on line 5a or 5b, describe in Part III.
6
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ..................
6a
 
No
b
Any related organization? ......................
6b
 
No
If "Yes," on line 6a or 6b, describe in Part III.
7
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................
8
Yes
 
9
If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
Yes
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2022

Schedule J (Form 990) 2022
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2, 1099-MISC compensation, and/or 1099-NEC (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation in column (B) reported as deferred on prior Form 990
(i) Base
compensation 		(ii) Bonus & incentive
compensation 		(iii) Other reportable compensation
1Peter Salovey
 
Trustee & President 		(i)

(ii)		 1,450,796
-------------
0 		0
-------------
0 		759,013
-------------
0 		34,450
-------------
0 		74,107
-------------
0 		2,318,366
-------------
0 		180,000
-------------
0
2Alexander E Dreier
 
Sr VP for Institutional Affairs 		(i)

(ii)		 749,614
-------------
0 		0
-------------
0 		70,500
-------------
0 		34,450
-------------
0 		67,272
-------------
0 		921,836
-------------
0 		0
-------------
0
3Scott A Strobel
 
Provost 		(i)

(ii)		 787,108
-------------
0 		0
-------------
0 		32,649
-------------
0 		34,450
-------------
0 		24,107
-------------
0 		878,314
-------------
0 		0
-------------
0
4Jack F Callahan Jr
 
Sr VP for Operations 		(i)

(ii)		 772,696
-------------
0 		0
-------------
0 		17,299
-------------
0 		34,450
-------------
0 		39,940
-------------
0 		864,385
-------------
0 		0
-------------
0
5Joan E O'Neill
 
VP for Alumni Affairs & Development 		(i)

(ii)		 679,970
-------------
0 		0
-------------
0 		73,666
-------------
0 		34,450
-------------
0 		35,649
-------------
0 		823,735
-------------
0 		0
-------------
0
6Stephen C Murphy
 
VP for Finance & CFO 		(i)

(ii)		 530,254
-------------
0 		0
-------------
0 		20,500
-------------
0 		34,450
-------------
0 		51,890
-------------
0 		637,094
-------------
0 		0
-------------
0
7Kimberly M Goff-Crews
 
Secretary & VP for University Life 		(i)

(ii)		 478,563
-------------
0 		0
-------------
0 		20,500
-------------
0 		34,450
-------------
0 		11,604
-------------
0 		545,117
-------------
0 		0
-------------
0
8John Whelan
 
VP for HR 		(i)

(ii)		 381,823
-------------
0 		0
-------------
0 		31,556
-------------
0 		34,450
-------------
0 		35,729
-------------
0 		483,558
-------------
0 		0
-------------
0
9John Barden
 
VP for Information Technology 		(i)

(ii)		 409,833
-------------
0 		0
-------------
0 		0
-------------
0 		34,450
-------------
0 		35,110
-------------
0 		479,393
-------------
0 		0
-------------
0
10Nathaniel Nickerson
 
VP for Communications (through 9/23/22) 		(i)

(ii)		 309,673
-------------
0 		0
-------------
0 		95,747
-------------
0 		34,450
-------------
0 		1,551
-------------
0 		441,421
-------------
0 		0
-------------
0
11Karen Peart
 
Interim VP for Communications (10/1/22 to 3/31/23) 		(i)

(ii)		 196,048
-------------
0 		0
-------------
0 		15
-------------
0 		20,399
-------------
0 		12,175
-------------
0 		228,637
-------------
0 		0
-------------
0
12Jack Michael Bellamy
 
VP for Facilities, Campus Development and Sustainability (effective 10/3/22) 		(i)

(ii)		 137,273
-------------
0 		0
-------------
0 		20,603
-------------
0 		13,750
-------------
0 		404
-------------
0 		172,030
-------------
0 		0
-------------
0
13Matthew S T Mendelsohn
 
Chief Investment Officer 		(i)

(ii)		 868,529
-------------
0 		815,859
-------------
0 		20,500
-------------
0 		34,450
-------------
0 		22,391
-------------
0 		1,761,729
-------------
0 		0
-------------
0
14Nancy J Brown
 
Dean, School of Medicine 		(i)

(ii)		 1,010,812
-------------
0 		0
-------------
0 		40,500
-------------
0 		34,450
-------------
0 		19,899
-------------
0 		1,105,661
-------------
0 		0
-------------
0
15Timothy R Sullivan
 
Sr Director of Private Equity 		(i)

(ii)		 758,325
-------------
0 		1,070,496
-------------
0 		20,500
-------------
0 		358,200
-------------
0 		36,187
-------------
0 		2,243,708
-------------
0 		277,917
-------------
0
16Alan Forman
 
Director, Investments 		(i)

(ii)		 106,437
-------------
0 		1,282,519
-------------
0 		517,913
-------------
0 		34,450
-------------
0 		10,235
-------------
0 		1,951,554
-------------
0 		0
-------------
0
17Alex Hetherington
 
Managing Director, Investments 		(i)

(ii)		 667,651
-------------
0 		847,333
-------------
0 		20,500
-------------
0 		336,617
-------------
0 		32,559
-------------
0 		1,904,660
-------------
0 		0
-------------
0
18Arnar Geirsson
 
Professor of Surgery (Cardiac) 		(i)

(ii)		 1,308,339
-------------
0 		361,282
-------------
0 		31,083
-------------
0 		34,450
-------------
0 		48,627
-------------
0 		1,783,781
-------------
0 		0
-------------
0
19Murat Gunel
 
Chair, Neurosurgery 		(i)

(ii)		 1,189,870
-------------
0 		400,000
-------------
0 		20,500
-------------
0 		34,450
-------------
0 		49,096
-------------
0 		1,693,916
-------------
0 		0
-------------
0
20Alexander C Banker
 
Former Director of Investments 		(i)

(ii)		 610,757
-------------
0 		799,232
-------------
0 		20,500
-------------
0 		315,033
-------------
0 		37,363
-------------
0 		1,782,885
-------------
0 		0
-------------
0
21John H Bollier
 
Former VP for Facilities & Campus Development 		(i)

(ii)		 225,354
-------------
0 		0
-------------
0 		340,056
-------------
0 		34,450
-------------
0 		11,254
-------------
0 		611,114
-------------
0 		0
-------------
0
22Pericles Lewis
 
Former VP for Global Strategy 		(i)

(ii)		 490,667
-------------
0 		0
-------------
0 		20,500
-------------
0 		34,450
-------------
0 		40,627
-------------
0 		586,244
-------------
0 		0
-------------
0
23Dean J Takahashi
 
Former Sr Director, Investments 		(i)

(ii)		 172,539
-------------
0 		0
-------------
0 		357,231
-------------
0 		21,325
-------------
0 		28,057
-------------
0 		579,152
-------------
0 		0
-------------
0
24Janet E Lindner
 
Former VP for HR & Administration 		(i)

(ii)		 0
-------------
0 		0
-------------
0 		524,574
-------------
0 		34,450
-------------
0 		10,444
-------------
0 		569,468
-------------
0 		0
-------------
0
25Benjamin Polak
 
Former Provost 		(i)

(ii)		 455,248
-------------
0 		0
-------------
0 		20,500
-------------
0 		34,450
-------------
0 		17,140
-------------
0 		527,338
-------------
0 		0
-------------
0
26Donna Cable
 
Former Interim VP for HR 		(i)

(ii)		 146,762
-------------
0 		0
-------------
0 		205,959
-------------
0 		34,450
-------------
0 		17,573
-------------
0 		404,744
-------------
0 		0
-------------
0
27Robert J Alpern
 
Former Dean, School of Medicine 		(i)

(ii)		 311,826
-------------
0 		0
-------------
0 		20,500
-------------
0 		34,450
-------------
0 		1,074
-------------
0 		367,850
-------------
0 		0
-------------
0
Schedule J (Form 990) 2022

Schedule J (Form 990) 2022
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.
Return Reference Explanation
Schedule J, Part I, Line 1a First-class or charter travel ON OCCASION DURING THE CALENDAR YEAR 2022, THE UNIVERSITY CHARTERED PRIVATE AIRCRAFT WHEN DEEMED NECESSARY FOR THE CONDUCT OF UNIVERSITY BUSINESS, PURSUANT TO A CORPORATION POLICY. One OFFICER TRAVELED ON SUCH FLIGHTS IN 2022 IN ACCORDANCE WITH THE POLICY. UNDER APPLICABLE RULES, AMOUNTS FOR SUCH TRAVEL WERE NOT REPORTED AS TAXABLE COMPENSATION TO THE LISTED INDIVIDUAL.
Schedule J, Part I, Line 1a Travel for companions The spouse of one officer on occasion accompanied the officer on university business. The primary purpose of the travel was to conduct university business. Under applicable rules, the cost of travel was not required to be reported as taxable compensation to the listed individual.
Schedule J, Part I, Line 1a Tax indemnification and gross-up payments Five OFFICERS and one highly compensated employee RECEIVED TAX GROSS-UP PAYMENTS DURING THE CALENDAR YEAR 2022 FOR CERTAIN LIMITED TAXABLE BENEFITS BASED ON THEIR ESTIMATED RELATED TAX OBLIGATIONS. THESE PAYMENTS WERE TREATED AS TAXABLE COMPENSATION TO THE LISTED INDIVIDUALS.
Schedule J, Part I, Line 1a Housing allowance or residence for personal use AS A CONDITION OF HIS EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSITY, THE PRESIDENT IS REQUIRED TO LIVE ON CAMPUS IN AN APARTMENT WITHIN THE PRESIDENT'S HOUSE. THE ESTIMATED FAIR MARKET RENTAL VALUE OF THIS HOUSING IS INCLUDED AS A NONTAXABLE BENEFIT IN SCHEDULE J, PART II, COLUMN (D). Two OFFICERs Were PROVIDED UNIVERSITY RESIDENCEs FOR PERSONAL USE DURING THE CALENDAR YEAR 2022. THE VALUE OF THE RESIDENCEs WAS DETERMINED PURSUANT TO IRC SECTION 119(D), AS REQUIRED, AND TREATED AS TAXABLE COMPENSATION. IN ADDITION, ONE OFFICER RECEIVED A HOUSING ALLOWANCE WHICH WAS TREATED AS TAXABLE COMPENSATION TO THE INDIVIDUAL DURING THE CALENDAR YEAR 2022.
Schedule J, Part I, Line 1a Health or social club dues or initiation fees The university paid membership dues for one key employee during the calendar year 2022 which was used 100% for business purposes. Under applicable rules, the value of the memberships was not required to be reported as taxable compensation to the individual.
Schedule J, Part I, Line 4a Severance or change-of-control payment During the calendar year 2022, a former officer received severance payments and benefits in connection with the individual's completion of service as a university officer. These amounts, which were paid pursuant to a severance agreement, are reported in Schedule J, Part II, Columns B(III), (C), and (D).
Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan CERTAIN LISTED PERSONS PARTICIPATED IN SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLANS DURING THE CALENDAR YEAR 2022 AS DESCRIBED BELOW: THE UNIVERSITY HAS AGREED TO SUPPLEMENT THE PRESIDENT'S RETIREMENT INCOME BY MAKING AN ANNUAL CONTRIBUTION TO A NON-QUALIFIED DEFERRED COMPENSATION PLAN, SUBJECT TO VESTING CONDITIONS BASED ON CONTINUING SERVICE TO THE UNIVERSITY AND ADJUSTED FOR EARNINGS BASED ON POSITIVE PERFORMANCE OF THE ENDOWMENT. A portion of this benefit VESTED IN 2022 AND IS REFLECTED IN SCHEDULE J, PART II, COLUMN (B)(III). The university previously awarded a bonus to a former key employee that was taxed in the year awarded and subject to deferred payment with adjustments upward or downward depending on performance of the endowment. This former key employee CONTINUES TO RECEIVE EARNINGS RELATED TO PREVIOUSLY AWARDED DEFERRED BONUSES. The earnings associated with the previously awarded deferred bonus paid in 2022 are reflected in Schedule J, Part II, Column (B)(III).
Schedule J, Part I, Line 7 Non-fixed payments THE UNIVERSITY PAID one key employee, one former Key Employee and three HIGHLY COMPENSATED EMPLOYEEs BONUSES UNDER A LONG TERM INCENTIVE COMPENSATION PLAN WHICH PROVIDES FOR DEFERRED VESTING CONTINGENT ON THE PERFORMANCE OF FUTURE SERVICES AND MAY CHANGE UPWARD OR DOWNWARD DEPENDING ON PERFORMANCE OF THE ENDOWMENT PRIOR TO VESTING AND PAYMENT. THE CURRENT YEAR PAYMENT THAT WAS AWARDED IN PREVIOUS YEARS IS REPORTED ON SCHEDULE J, PART II, COLUMN (B)(II). THE AMOUNT AWARDED IN THE CURRENT YEAR BUT SUBJECT TO DEFERRED VESTING IS INCLUDED AS DEFERRED COMPENSATION ON SCHEDULE J, PART II, COLUMN (C). THE UNIVERSITY ALSO PAID two HIGHLY COMPENSATED EMPLOYEES ADDITIONAL COMPENSATION PURSUANT TO CLINICAL INCENTIVE PLANS. THE PAYMENTS ARE REPORTED ON SCHEDULE J, PART II, COLUMN (B)(II).
Schedule J, Part I, Line 8 Payments on contract that is subject to the initial contract exception THERE was one OFFICER and one key employee WITH RESPECT TO WHOM AMOUNTS WERE REPORTED IN PART VII WHERE THOSE AMOUNTS WERE PAID OR ACCRUED PURSUANT TO A CONTRACT THAT WAS SUBJECT TO THE INITIAL CONTRACT EXCEPTION DESCRIBED IN REGS. SECTION 53.4958-4(A)(3). THE COMPENSATION WAS ALSO APPROVED PURSUANT TO PROCESSES CONSISTENT WITH THE REBUTTABLE PRESUMPTION PROCEDURE DESCRIBED IN REGS. SECTION 53.4958-6(C).
Schedule J, Part I, Line 1a Benefits provided EACH ONE OF THE BENEFITS THAT WAS CHECKED WAS PROVIDED PURSUANT TO A WRITTEN POLICY.
Schedule J (Form 990) 2022

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Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet Attach to Form 990.
SchKMediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public
Inspection
Name of the organization
Yale University
 
Employer identification number
06-0646973
Part Ⅰ
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer		 (i) Pool
financing
Yes No Yes No Yes No
A STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774LZC2 01-08-2003 250,000,000 SEE PART VI   X   X   X
B STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774UU60 02-24-2010 579,984,034 SEE PART VI   X   X   X
C STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YPD3 07-02-2013 100,000,000 SEE PART VI   X   X   X
D STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YRW9 07-23-2014 250,000,000 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YWE3 07-01-2015 300,000,000 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YJ99 07-01-2016 399,995,657 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YX44 06-07-2017 199,998,620 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YX69 06-07-2017 249,989,726 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774Y3D7 12-22-2017 452,759,255 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774Y4X2 07-02-2018 79,969,108 See Part VI   X   X   X
Part Ⅱ
Proceeds
A B C D
1 Amount of bonds retired .................. 125,000,000 247,456,317 0 0
2 Amount of bonds legally defeased .............. 0 0 0 0
3 Total proceeds of issue .................. 252,221,323 580,160,339 100,000,000 250,108,651
4 Gross proceeds in reserve funds ............. 0 0 0 0
5 Capitalized interest from proceeds ............. 0 0 0 0
6 Proceeds in refunding escrows ............... 0 0 0 0
7 Issuance costs from proceeds ............... 0 0 0 0
8 Credit enhancement from proceeds ............. 0 0 0 0
9 Working capital expenditures from proceeds ............. 0 0 0 0
10 Capital expenditures from proceeds ............. 252,221,323 490,643,522 0 250,108,651
11 Other spent proceeds ............. 0 89,516,817 100,000,000 0
12 Other unspent proceeds ............. 0 0 0 0
13 Year of substantial completion ............. 2009 2012 2007 2017
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue of tax-exempt
bonds (or, if issued prior to 2020, a current refunding issue)? ........ 		  X X   X     X
15 Were the bonds issued as part of an advance refunding issue of taxable
bonds (or, if issued prior to 2020, an advance refunding issue)? ........ 		  X   X   X   X
16 Has the final allocation of proceeds been made? .......... X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2021

Schedule K (Form 990) 2021
Page 2
Part Ⅲ
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X     X   X   X
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?   X   X   X   X
c Are there any research agreements that may result in private business use of bond-financed property? ............. X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?   X   X   X   X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0.1 % 0 % 0 % 0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet 0 % 0.5 % 0 % 0 %
6 Total of lines 4 and 5 ............. 0.1 % 0.5 % 0 % 0 %
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........ 		X   X   X   X  
Part Ⅳ
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......   X   X   X   X
b Exception to rebate? ........ X     X X     X
c No rebate due? ......... X   X   X   X  
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X   X   X   X  
Schedule K (Form 990) 2021

Schedule K (Form 990) 2021
Page 3
Part Ⅳ
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider ..........  
  		 
  		 
  		 
 
c Term of hedge .........        
d Was the hedge superintegrated? ......                
e Was the hedge terminated? ........                
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider ..........  
  		 
  		 
  		 
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part Ⅴ
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part Ⅵ
Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).
Return Reference Explanation
Schedule K, Part II, Line 3 PROCEEDS TOTAL PROCEEDS OF ISSUE REPRESENT THE ISSUE PRICE (PART I, COLUMN (E)) PLUS ANY INVESTMENT EARNINGS.
Schedule K, Part III, Line 3b PRIVATE BUSINESS USE DURING THE 12-MONTH PERIOD USED TO REPORT ON THE BOND ISSUES, THE ORGANIZATION ROUTINELY REVIEWED ANY MANAGEMENT OR SERVICE CONTRACTS RELATING TO THE FINANCED PROPERTY FOR PRIVATE BUSINESS USE, USING EITHER IN-HOUSE COUNSEL, OUTSIDE COUNSEL, OR PROFESSIONAL CONTRACT REVIEWERS TRAINED BY COUNSEL.
Schedule K, Part III, Line 3d PRIVATE BUSINESS USE DURING THE 12-MONTH PERIOD USED TO REPORT ON THE BOND ISSUES, THE ORGANIZATION ROUTINELY REVIEWED RESEARCH AGREEMENTS RELATING TO THE FINANCED PROPERTY FOR PRIVATE BUSINESS USE, USING EITHER IN-HOUSE COUNSEL, OUTSIDE COUNSEL, OR PROFESSIONAL CONTRACT REVIEWERS TRAINED BY COUNSEL.
Schedule K, Part III, Line 4 PRIVATE BUSINESS USE IN CERTAIN CASES, A BOND ISSUE WITH AN ENTRY OF .00% MAY HAVE FINANCED PROPERTY WITH SOME PRIVATE BUSINESS USE. IN EACH OF THESE CASES, THE PRIVATE BUSINESS USE PERCENTAGE OF THE BOND ISSUE WAS LESS THAN 0.05% AS THE AMOUNTS ARE ROUNDED TO THE NEAREST TENTH OF A PERCENTAGE POINT, PURSUANT TO THE INSTRUCTIONS.
Schedule K, Part III, Line 5 PRIVATE BUSINESS USE IN CERTAIN CASES, A BOND ISSUE WITH AN ENTRY OF .00% MAY HAVE FINANCED PROPERTY WITH SOME PRIVATE BUSINESS USE. IN EACH OF THESE CASES, THE PRIVATE BUSINESS USE PERCENTAGE OF THE BOND ISSUE WAS LESS THAN 0.05% AS THE AMOUNTS ARE ROUNDED TO THE NEAREST TENTH OF A PERCENTAGE POINT, PURSUANT TO THE INSTRUCTIONS.
Schedule K, Part III PRIVATE BUSINESS USE, LINES 4-6 CHEFA BONDS ISSUED 02/24/10 (CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE; ONLY THE PRIVATE BUSINESS USE PERTAINING TO THE NEW MONEY PORTION OF THE 02/24/10 ISSUE IS REPORTED.
Schedule K, Part III PRIVATE BUSINESS USE, LINES 4-6 CHEFA BONDS ISSUED 06/07/17 (CUSIP# 20774YX69): A PORTION OF THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE; ONLY THE PRIVATE BUSINESS USE PERTAINING TO THE PORTION OF THE 06/07/17 ISSUE THAT REFUNDED A POST-2002 ISSUE IS REPORTED.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 02/24/10 (CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE RELATING TO THE CONSTRUCTION FUND IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT FEBRUARY 24, 2020 WAS NEGATIVE.
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 1/8/2003 (CUSIP# 20774LZC2) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 2/24/2010 (CUSIP# 20774UU60) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS, AND TO FULLY REDEEM CHEFA SERIES W BONDS ISSUED 4/2002
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/2/2013 (CUSIP# 20774YPD3) - TO FULLY REDEEM CHEFA SERIES X1 BONDS ISSUED 1/2003
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/23/2014 (CUSIP# 20774YRW9) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/1/2015 (CUSIP# 20774YWE3) - TO FULLY REDEEM CHEFA SERIES Y1, Y2, AND Y3 BONDS ISSUED 10/2005
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/1/2016 (CUSIP# 20774YJ99) - TO FULLY REDEEM CHEFA SERIES Z1 BONDS ISSUED 10/2007
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 6/7/2017 (CUSIP# 20774YX44) - TO FULLY REDEEM CHEFA SERIES Z2 AND Z3 BONDS ISSUED 10/2007
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 6/7/2017 (CUSIP# 20774YX69) - TO FULLY REDEEM CHEFA SERIES T1 AND X3 BONDS ISSUED 11/1997 AND 1/2003, RESPECTIVELY
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 12/22/2017 (CUSIP# 20774Y3D7) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS, AND TO FULLY REDEEM CHEFA SERIES 2010A-2 BONDS ISSUED 2/2010
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 07/02/2018 (CUSIP# 20774Y4X2) - TO FULLY REDEEM CHEFA SERIES 2010A-1 BONDS ISSUED 2/2010
Schedule K, Part III Private Business Use, Lines 4-6 CHEFA BONDS ISSUED 07/02/18 (CUSIP# 20774Y4X2): THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE; NO PRIVATE BUSINESS USE OF THE 07/02/18 ISSUE IS REPORTED.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 12/22/17 (CUSIP# 20774Y3D7): A PORTION OF THE BOND ISSUE IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT JULY 1, 2018 WAS NEGATIVE.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 01/08/03 (CUSIP# 20774LZC2): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 01/08/2023 resulted in no liability.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 07/02/13 (CUSIP# 20774YPD3): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 07/02/2018 resulted in no liability.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 7/23/2014 (CUSIP# 20774YRW9): A PORTION OF THE BOND ISSUE IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT JULY 23, 2019 WAS NEGATIVE.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 07/01/15 (CUSIP# 20774YWE3): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 07/01/2020 resulted in no liability.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 07/01/16 (CUSIP# 20774YJ99): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 07/01/2021 resulted in no liability.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 06/07/17 (CUSIP# 20774YX44): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 06/07/2022 resulted in no liability.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 06/07/17 (CUSIP# 20774YX69): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 06/07/2022 resulted in no liability.
Schedule K, Part IV, Line 2c COLUMN A Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 01/08/2023
Schedule K, Part IV, Line 2c COLUMN B Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 02/24/2020
Schedule K, Part IV, Line 2c COLUMN C Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/02/2018
Schedule K, Part IV, Line 2c COLUMN D Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/23/2019
Schedule K, Part IV, Line 2c COLUMN A Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/01/2020
Schedule K, Part IV, Line 2c COLUMN B Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/01/2021
Schedule K, Part IV, Line 2c COLUMN C Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 06/07/2022
Schedule K, Part IV, Line 2c COLUMN D Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 06/07/2022
Schedule K, Part IV, Line 2c COLUMN A Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/01/2018
Schedule K (Form 990) 2021

Additional Data


Software ID: 22016089
Software Version: 2022v5.0


Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet Attach to Form 990.
SchKMediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public
Inspection
Name of the organization
Yale University
 
Employer identification number
06-0646973
Part Ⅰ
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer		 (i) Pool
financing
Yes No Yes No Yes No
A STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774LZC2 01-08-2003 250,000,000 SEE PART VI   X   X   X
B STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774UU60 02-24-2010 579,984,034 SEE PART VI   X   X   X
C STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YPD3 07-02-2013 100,000,000 SEE PART VI   X   X   X
D STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YRW9 07-23-2014 250,000,000 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YWE3 07-01-2015 300,000,000 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YJ99 07-01-2016 399,995,657 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YX44 06-07-2017 199,998,620 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YX69 06-07-2017 249,989,726 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774Y3D7 12-22-2017 452,759,255 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774Y4X2 07-02-2018 79,969,108 See Part VI   X   X   X
Part Ⅱ
Proceeds
A B C D
1 Amount of bonds retired .................. 125,000,000 247,456,317 0 0
2 Amount of bonds legally defeased .............. 0 0 0 0
3 Total proceeds of issue .................. 252,221,323 580,160,339 100,000,000 250,108,651
4 Gross proceeds in reserve funds ............. 0 0 0 0
5 Capitalized interest from proceeds ............. 0 0 0 0
6 Proceeds in refunding escrows ............... 0 0 0 0
7 Issuance costs from proceeds ............... 0 0 0 0
8 Credit enhancement from proceeds ............. 0 0 0 0
9 Working capital expenditures from proceeds ............. 0 0 0 0
10 Capital expenditures from proceeds ............. 252,221,323 490,643,522 0 250,108,651
11 Other spent proceeds ............. 0 89,516,817 100,000,000 0
12 Other unspent proceeds ............. 0 0 0 0
13 Year of substantial completion ............. 2009 2012 2007 2017
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue of tax-exempt
bonds (or, if issued prior to 2020, a current refunding issue)? ........ 		  X X   X     X
15 Were the bonds issued as part of an advance refunding issue of taxable
bonds (or, if issued prior to 2020, an advance refunding issue)? ........ 		  X   X   X   X
16 Has the final allocation of proceeds been made? .......... X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2021

Schedule K (Form 990) 2021
Page 2
Part Ⅲ
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X     X   X   X
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?   X   X   X   X
c Are there any research agreements that may result in private business use of bond-financed property? ............. X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?   X   X   X   X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0.1 % 0 % 0 % 0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet 0 % 0.5 % 0 % 0 %
6 Total of lines 4 and 5 ............. 0.1 % 0.5 % 0 % 0 %
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........ 		X   X   X   X  
Part Ⅳ
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......   X   X   X   X
b Exception to rebate? ........ X     X X     X
c No rebate due? ......... X   X   X   X  
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X   X   X   X  
Schedule K (Form 990) 2021

Schedule K (Form 990) 2021
Page 3
Part Ⅳ
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider ..........  
  		 
  		 
  		 
 
c Term of hedge .........        
d Was the hedge superintegrated? ......                
e Was the hedge terminated? ........                
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider ..........  
  		 
  		 
  		 
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part Ⅴ
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part Ⅵ
Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).
Return Reference Explanation
Schedule K, Part II, Line 3 PROCEEDS TOTAL PROCEEDS OF ISSUE REPRESENT THE ISSUE PRICE (PART I, COLUMN (E)) PLUS ANY INVESTMENT EARNINGS.
Schedule K, Part III, Line 3b PRIVATE BUSINESS USE DURING THE 12-MONTH PERIOD USED TO REPORT ON THE BOND ISSUES, THE ORGANIZATION ROUTINELY REVIEWED ANY MANAGEMENT OR SERVICE CONTRACTS RELATING TO THE FINANCED PROPERTY FOR PRIVATE BUSINESS USE, USING EITHER IN-HOUSE COUNSEL, OUTSIDE COUNSEL, OR PROFESSIONAL CONTRACT REVIEWERS TRAINED BY COUNSEL.
Schedule K, Part III, Line 3d PRIVATE BUSINESS USE DURING THE 12-MONTH PERIOD USED TO REPORT ON THE BOND ISSUES, THE ORGANIZATION ROUTINELY REVIEWED RESEARCH AGREEMENTS RELATING TO THE FINANCED PROPERTY FOR PRIVATE BUSINESS USE, USING EITHER IN-HOUSE COUNSEL, OUTSIDE COUNSEL, OR PROFESSIONAL CONTRACT REVIEWERS TRAINED BY COUNSEL.
Schedule K, Part III, Line 4 PRIVATE BUSINESS USE IN CERTAIN CASES, A BOND ISSUE WITH AN ENTRY OF .00% MAY HAVE FINANCED PROPERTY WITH SOME PRIVATE BUSINESS USE. IN EACH OF THESE CASES, THE PRIVATE BUSINESS USE PERCENTAGE OF THE BOND ISSUE WAS LESS THAN 0.05% AS THE AMOUNTS ARE ROUNDED TO THE NEAREST TENTH OF A PERCENTAGE POINT, PURSUANT TO THE INSTRUCTIONS.
Schedule K, Part III, Line 5 PRIVATE BUSINESS USE IN CERTAIN CASES, A BOND ISSUE WITH AN ENTRY OF .00% MAY HAVE FINANCED PROPERTY WITH SOME PRIVATE BUSINESS USE. IN EACH OF THESE CASES, THE PRIVATE BUSINESS USE PERCENTAGE OF THE BOND ISSUE WAS LESS THAN 0.05% AS THE AMOUNTS ARE ROUNDED TO THE NEAREST TENTH OF A PERCENTAGE POINT, PURSUANT TO THE INSTRUCTIONS.
Schedule K, Part III PRIVATE BUSINESS USE, LINES 4-6 CHEFA BONDS ISSUED 02/24/10 (CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE; ONLY THE PRIVATE BUSINESS USE PERTAINING TO THE NEW MONEY PORTION OF THE 02/24/10 ISSUE IS REPORTED.
Schedule K, Part III PRIVATE BUSINESS USE, LINES 4-6 CHEFA BONDS ISSUED 06/07/17 (CUSIP# 20774YX69): A PORTION OF THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE; ONLY THE PRIVATE BUSINESS USE PERTAINING TO THE PORTION OF THE 06/07/17 ISSUE THAT REFUNDED A POST-2002 ISSUE IS REPORTED.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 02/24/10 (CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE RELATING TO THE CONSTRUCTION FUND IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT FEBRUARY 24, 2020 WAS NEGATIVE.
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 1/8/2003 (CUSIP# 20774LZC2) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 2/24/2010 (CUSIP# 20774UU60) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS, AND TO FULLY REDEEM CHEFA SERIES W BONDS ISSUED 4/2002
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/2/2013 (CUSIP# 20774YPD3) - TO FULLY REDEEM CHEFA SERIES X1 BONDS ISSUED 1/2003
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/23/2014 (CUSIP# 20774YRW9) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/1/2015 (CUSIP# 20774YWE3) - TO FULLY REDEEM CHEFA SERIES Y1, Y2, AND Y3 BONDS ISSUED 10/2005
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/1/2016 (CUSIP# 20774YJ99) - TO FULLY REDEEM CHEFA SERIES Z1 BONDS ISSUED 10/2007
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 6/7/2017 (CUSIP# 20774YX44) - TO FULLY REDEEM CHEFA SERIES Z2 AND Z3 BONDS ISSUED 10/2007
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 6/7/2017 (CUSIP# 20774YX69) - TO FULLY REDEEM CHEFA SERIES T1 AND X3 BONDS ISSUED 11/1997 AND 1/2003, RESPECTIVELY
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 12/22/2017 (CUSIP# 20774Y3D7) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS, AND TO FULLY REDEEM CHEFA SERIES 2010A-2 BONDS ISSUED 2/2010
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 07/02/2018 (CUSIP# 20774Y4X2) - TO FULLY REDEEM CHEFA SERIES 2010A-1 BONDS ISSUED 2/2010
Schedule K, Part III Private Business Use, Lines 4-6 CHEFA BONDS ISSUED 07/02/18 (CUSIP# 20774Y4X2): THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE; NO PRIVATE BUSINESS USE OF THE 07/02/18 ISSUE IS REPORTED.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 12/22/17 (CUSIP# 20774Y3D7): A PORTION OF THE BOND ISSUE IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT JULY 1, 2018 WAS NEGATIVE.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 01/08/03 (CUSIP# 20774LZC2): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 01/08/2023 resulted in no liability.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 07/02/13 (CUSIP# 20774YPD3): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 07/02/2018 resulted in no liability.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 7/23/2014 (CUSIP# 20774YRW9): A PORTION OF THE BOND ISSUE IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT JULY 23, 2019 WAS NEGATIVE.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 07/01/15 (CUSIP# 20774YWE3): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 07/01/2020 resulted in no liability.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 07/01/16 (CUSIP# 20774YJ99): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 07/01/2021 resulted in no liability.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 06/07/17 (CUSIP# 20774YX44): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 06/07/2022 resulted in no liability.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 06/07/17 (CUSIP# 20774YX69): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 06/07/2022 resulted in no liability.
Schedule K, Part IV, Line 2c COLUMN A Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 01/08/2023
Schedule K, Part IV, Line 2c COLUMN B Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 02/24/2020
Schedule K, Part IV, Line 2c COLUMN C Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/02/2018
Schedule K, Part IV, Line 2c COLUMN D Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/23/2019
Schedule K, Part IV, Line 2c COLUMN A Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/01/2020
Schedule K, Part IV, Line 2c COLUMN B Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/01/2021
Schedule K, Part IV, Line 2c COLUMN C Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 06/07/2022
Schedule K, Part IV, Line 2c COLUMN D Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 06/07/2022
Schedule K, Part IV, Line 2c COLUMN A Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/01/2018
Schedule K (Form 990) 2021

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Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet Attach to Form 990.
SchKMediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public
Inspection
Name of the organization
Yale University
 
Employer identification number
06-0646973
Part Ⅰ
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer		 (i) Pool
financing
Yes No Yes No Yes No
A STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774LZC2 01-08-2003 250,000,000 SEE PART VI   X   X   X
B STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774UU60 02-24-2010 579,984,034 SEE PART VI   X   X   X
C STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YPD3 07-02-2013 100,000,000 SEE PART VI   X   X   X
D STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YRW9 07-23-2014 250,000,000 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YWE3 07-01-2015 300,000,000 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YJ99 07-01-2016 399,995,657 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YX44 06-07-2017 199,998,620 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YX69 06-07-2017 249,989,726 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774Y3D7 12-22-2017 452,759,255 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774Y4X2 07-02-2018 79,969,108 See Part VI   X   X   X
Part Ⅱ
Proceeds
A B C D
1 Amount of bonds retired .................. 125,000,000 247,456,317 0 0
2 Amount of bonds legally defeased .............. 0 0 0 0
3 Total proceeds of issue .................. 252,221,323 580,160,339 100,000,000 250,108,651
4 Gross proceeds in reserve funds ............. 0 0 0 0
5 Capitalized interest from proceeds ............. 0 0 0 0
6 Proceeds in refunding escrows ............... 0 0 0 0
7 Issuance costs from proceeds ............... 0 0 0 0
8 Credit enhancement from proceeds ............. 0 0 0 0
9 Working capital expenditures from proceeds ............. 0 0 0 0
10 Capital expenditures from proceeds ............. 252,221,323 490,643,522 0 250,108,651
11 Other spent proceeds ............. 0 89,516,817 100,000,000 0
12 Other unspent proceeds ............. 0 0 0 0
13 Year of substantial completion ............. 2009 2012 2007 2017
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue of tax-exempt
bonds (or, if issued prior to 2020, a current refunding issue)? ........ 		  X X   X     X
15 Were the bonds issued as part of an advance refunding issue of taxable
bonds (or, if issued prior to 2020, an advance refunding issue)? ........ 		  X   X   X   X
16 Has the final allocation of proceeds been made? .......... X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2021

Schedule K (Form 990) 2021
Page 2
Part Ⅲ
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X     X   X   X
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?   X   X   X   X
c Are there any research agreements that may result in private business use of bond-financed property? ............. X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?   X   X   X   X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0.1 % 0 % 0 % 0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet 0 % 0.5 % 0 % 0 %
6 Total of lines 4 and 5 ............. 0.1 % 0.5 % 0 % 0 %
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........ 		X   X   X   X  
Part Ⅳ
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......   X   X   X   X
b Exception to rebate? ........ X     X X     X
c No rebate due? ......... X   X   X   X  
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X   X   X   X  
Schedule K (Form 990) 2021

Schedule K (Form 990) 2021
Page 3
Part Ⅳ
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider ..........  
  		 
  		 
  		 
 
c Term of hedge .........        
d Was the hedge superintegrated? ......                
e Was the hedge terminated? ........                
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider ..........  
  		 
  		 
  		 
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part Ⅴ
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part Ⅵ
Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).
Return Reference Explanation
Schedule K, Part II, Line 3 PROCEEDS TOTAL PROCEEDS OF ISSUE REPRESENT THE ISSUE PRICE (PART I, COLUMN (E)) PLUS ANY INVESTMENT EARNINGS.
Schedule K, Part III, Line 3b PRIVATE BUSINESS USE DURING THE 12-MONTH PERIOD USED TO REPORT ON THE BOND ISSUES, THE ORGANIZATION ROUTINELY REVIEWED ANY MANAGEMENT OR SERVICE CONTRACTS RELATING TO THE FINANCED PROPERTY FOR PRIVATE BUSINESS USE, USING EITHER IN-HOUSE COUNSEL, OUTSIDE COUNSEL, OR PROFESSIONAL CONTRACT REVIEWERS TRAINED BY COUNSEL.
Schedule K, Part III, Line 3d PRIVATE BUSINESS USE DURING THE 12-MONTH PERIOD USED TO REPORT ON THE BOND ISSUES, THE ORGANIZATION ROUTINELY REVIEWED RESEARCH AGREEMENTS RELATING TO THE FINANCED PROPERTY FOR PRIVATE BUSINESS USE, USING EITHER IN-HOUSE COUNSEL, OUTSIDE COUNSEL, OR PROFESSIONAL CONTRACT REVIEWERS TRAINED BY COUNSEL.
Schedule K, Part III, Line 4 PRIVATE BUSINESS USE IN CERTAIN CASES, A BOND ISSUE WITH AN ENTRY OF .00% MAY HAVE FINANCED PROPERTY WITH SOME PRIVATE BUSINESS USE. IN EACH OF THESE CASES, THE PRIVATE BUSINESS USE PERCENTAGE OF THE BOND ISSUE WAS LESS THAN 0.05% AS THE AMOUNTS ARE ROUNDED TO THE NEAREST TENTH OF A PERCENTAGE POINT, PURSUANT TO THE INSTRUCTIONS.
Schedule K, Part III, Line 5 PRIVATE BUSINESS USE IN CERTAIN CASES, A BOND ISSUE WITH AN ENTRY OF .00% MAY HAVE FINANCED PROPERTY WITH SOME PRIVATE BUSINESS USE. IN EACH OF THESE CASES, THE PRIVATE BUSINESS USE PERCENTAGE OF THE BOND ISSUE WAS LESS THAN 0.05% AS THE AMOUNTS ARE ROUNDED TO THE NEAREST TENTH OF A PERCENTAGE POINT, PURSUANT TO THE INSTRUCTIONS.
Schedule K, Part III PRIVATE BUSINESS USE, LINES 4-6 CHEFA BONDS ISSUED 02/24/10 (CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE; ONLY THE PRIVATE BUSINESS USE PERTAINING TO THE NEW MONEY PORTION OF THE 02/24/10 ISSUE IS REPORTED.
Schedule K, Part III PRIVATE BUSINESS USE, LINES 4-6 CHEFA BONDS ISSUED 06/07/17 (CUSIP# 20774YX69): A PORTION OF THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE; ONLY THE PRIVATE BUSINESS USE PERTAINING TO THE PORTION OF THE 06/07/17 ISSUE THAT REFUNDED A POST-2002 ISSUE IS REPORTED.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 02/24/10 (CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE RELATING TO THE CONSTRUCTION FUND IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT FEBRUARY 24, 2020 WAS NEGATIVE.
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 1/8/2003 (CUSIP# 20774LZC2) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 2/24/2010 (CUSIP# 20774UU60) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS, AND TO FULLY REDEEM CHEFA SERIES W BONDS ISSUED 4/2002
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/2/2013 (CUSIP# 20774YPD3) - TO FULLY REDEEM CHEFA SERIES X1 BONDS ISSUED 1/2003
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/23/2014 (CUSIP# 20774YRW9) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/1/2015 (CUSIP# 20774YWE3) - TO FULLY REDEEM CHEFA SERIES Y1, Y2, AND Y3 BONDS ISSUED 10/2005
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/1/2016 (CUSIP# 20774YJ99) - TO FULLY REDEEM CHEFA SERIES Z1 BONDS ISSUED 10/2007
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 6/7/2017 (CUSIP# 20774YX44) - TO FULLY REDEEM CHEFA SERIES Z2 AND Z3 BONDS ISSUED 10/2007
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 6/7/2017 (CUSIP# 20774YX69) - TO FULLY REDEEM CHEFA SERIES T1 AND X3 BONDS ISSUED 11/1997 AND 1/2003, RESPECTIVELY
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 12/22/2017 (CUSIP# 20774Y3D7) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS, AND TO FULLY REDEEM CHEFA SERIES 2010A-2 BONDS ISSUED 2/2010
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 07/02/2018 (CUSIP# 20774Y4X2) - TO FULLY REDEEM CHEFA SERIES 2010A-1 BONDS ISSUED 2/2010
Schedule K, Part III Private Business Use, Lines 4-6 CHEFA BONDS ISSUED 07/02/18 (CUSIP# 20774Y4X2): THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE; NO PRIVATE BUSINESS USE OF THE 07/02/18 ISSUE IS REPORTED.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 12/22/17 (CUSIP# 20774Y3D7): A PORTION OF THE BOND ISSUE IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT JULY 1, 2018 WAS NEGATIVE.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 01/08/03 (CUSIP# 20774LZC2): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 01/08/2023 resulted in no liability.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 07/02/13 (CUSIP# 20774YPD3): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 07/02/2018 resulted in no liability.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 7/23/2014 (CUSIP# 20774YRW9): A PORTION OF THE BOND ISSUE IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT JULY 23, 2019 WAS NEGATIVE.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 07/01/15 (CUSIP# 20774YWE3): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 07/01/2020 resulted in no liability.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 07/01/16 (CUSIP# 20774YJ99): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 07/01/2021 resulted in no liability.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 06/07/17 (CUSIP# 20774YX44): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 06/07/2022 resulted in no liability.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 06/07/17 (CUSIP# 20774YX69): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 06/07/2022 resulted in no liability.
Schedule K, Part IV, Line 2c COLUMN A Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 01/08/2023
Schedule K, Part IV, Line 2c COLUMN B Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 02/24/2020
Schedule K, Part IV, Line 2c COLUMN C Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/02/2018
Schedule K, Part IV, Line 2c COLUMN D Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/23/2019
Schedule K, Part IV, Line 2c COLUMN A Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/01/2020
Schedule K, Part IV, Line 2c COLUMN B Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/01/2021
Schedule K, Part IV, Line 2c COLUMN C Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 06/07/2022
Schedule K, Part IV, Line 2c COLUMN D Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 06/07/2022
Schedule K, Part IV, Line 2c COLUMN A Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/01/2018
Schedule K (Form 990) 2021

Additional Data


Software ID: 22016089
Software Version: 2022v5.0

Schedule L
(Form 990)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c, or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ.
MediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
Yale University
 
Employer identification number

06-0646973
Part I
Excess Benefit Transactions (section 501(c)(3), section 501(c)(4), and section 501(c)(29) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No
2
Enter the amount of tax incurred by the organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ........ Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e) Original principal amount (f) Balance due (g) In default? (h) Approved by board or committee? (i) Written agreement?
To From Yes No Yes No Yes No
(1) SCOTT A STROBEL
  		OFFICER HOUSING   X 100,000 8,962   No   No Yes  
(2) Nancy J Brown
  		Key Employee Housing   X 100,000 31,667   No   No Yes  
(3) Nancy J Brown
  		Key Employee Housing   X 100,000 100,000   No   No Yes  
Total ...............Small Bullet $ 140,629
Part III
Grants or Assistance Benefiting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
(1)  
  		  57,750 scholarships See Part V
(2)  
  		  3,975 Tuition Reimbursements See Part V
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990) 2021
Schedule L (Form 990) 2021
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) STEFANIE MARKOVITS
  		SPOUSE OF BENJAMIN POLAK, A FORMER OFFICER 226,176 COMPENSATION AND BENEFITS, PROFESSOR OF ENGLISH   No
(2) PAT PREISIG
  		SPOUSE OF ROBERT ALPERN, A Former KEY EMPLOYEE 236,588 COMPENSATION AND BENEFITS, PROFESSOR, MEDICINE (NEPHROLOGY) AND CELLULAR AND MOLECULAR PHYSIOLOGY   No
(3) Wendy Sharp
  		SPOUSE OF DEAN TAKAHASHI, A FORMER KEY EMPLOYEE 119,396 COMPENSATION AND BENEFITS, Assistant Professor Adjunct, School of Music   No
Part V
Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).
Return Reference Explanation
Schedule L, Part II, Column (h) LOAN APPROVAL THE LOANs REPORTED ON SCHEDULE L, PART II Were MADE AND APPROVED PURSUANT TO UNIVERSITY COMPENSATION POLICIES.
Schedule L, Part III, Column (e) Purpose of assistance The scholarship grants represent amounts awarded to interested persons under the university's nondiscriminatory qualified tuition reduction plan covering all eligible faculty and staff with six or more years of service. In addition, an interested person received tuition reimbursements which qualified as a working condition fringe benefit under IRC Section 132(d).
Schedule L (Form 990) 2021


Additional Data


Software ID: 22016089
Software Version: 2022v5.0




SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large image Complete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
Right pointing arrow large image Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2022
Open to Public Inspection
Name of the organization
Yale University
 
Employer identification number

06-0646973
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 57 0 Other - N/A
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications .. X 0 Other
5 Clothing and household
goods ....... 		X 0 Other
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 1,001 44,277,434 Market value
10 Securities—Closely held stock . X 3 1,352,345 Other - Sale of Comp. Property
11 Securities—Partnership, LLC,
or trust interests .... 		X 3 6,527,257 Other - Sale of Comp. Property
12 Securities—Miscellaneous .. X 1 655,105 Other - SALE OF COMP. PROPERTY
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles ..... X 1 3,299 Other - Sale of Comp. Property
19 Food inventory ...        
20 Drugs and medical supplies . X 1 0 Other - N/A
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( Equipment ) X 1 0 Other - N/A
26 Other Right pointing arrow large image ( MUSICAL INSTRUMENTS ) X 4 0 Other - N/A
27 Other Right pointing arrow large image ( Furniture ) X 1 0 Other - N/A
28 Other Right pointing arrow large image ( royalty interest in literary/musical works, self-created work ) X 1 0 Other - N/A
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement
29
40
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that it must hold for at least three years from the date of the initial contribution, and which isn't required to be used for exempt purposes for the entire holding period? ...................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any nonstandard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization didn't report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2022)
Schedule M (Form 990) (2022)
Page 2
Part IISupplemental Information. Provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
Schedule M, Part I, Line 32b Third parties used to solicit, process, or sell noncash contributions OCCASIONALLY, THE UNIVERSITY ENGAGES THIRD PARTIES (E.G., REAL ESTATE BROKERS, AUCTION HOUSES, INVESTMENT BROKERS) TO SELL CERTAIN NON-CASH CONTRIBUTIONS.
Schedule M, Part I, Line 33 Noncash contribution amounts not reported PURSUANT TO ACCOUNTING STANDARDS CODIFICATION 958 (ASC 958), THE UNIVERSITY DOES NOT CAPITALIZE ITS COLLECTIONS, INCLUDING WORKS OF ART, LITERARY WORKS, HISTORICAL TREASURES AND ARTIFACTS THAT ARE MAINTAINED IN ITS MUSEUMS AND LIBRARIES. NON-CASH CONTRIBUTIONS OF THIS NATURE ARE, THEREFORE, NOT RECOGNIZED AS REVENUE FOR FINANCIAL STATEMENT PURPOSES. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH AND THE FURTHERANCE OF PUBLIC SERVICE. OTHER NON-CASH CONTRIBUTIONS WITH NO READILY ASCERTAINABLE FAIR VALUE OR WHICH ARE DEEMED IMMATERIAL ARE NOT RECOGNIZED AS REVENUE FOR FINANCIAL STATEMENT PURPOSES.
Schedule M, Part I Explanations of reporting method for number of contributions Art - Works of art - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Books and publications - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Securities - Publicly traded - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Securities - Miscellaneous - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Other - Equipment AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Other - MUSICAL INSTRUMENTS AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Securities - Partnership, LLC, or trust interests - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Securities - Closely held stock - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Other - Furniture AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Other - royalty interest in literary/musical works, self-created work AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Drugs and medical supplies - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Clothing and household goods - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Collectibles - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY.
Schedule M (Form 990) (2022)

Additional Data


Software ID: 22016089
Software Version: 2022v5.0
SCHEDULE O
(Form 990)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2021
Open to Public
Inspection
Name of the organization
Yale University
 
Employer identification number

06-0646973
Return Reference Explanation
Form 990, Part I, Line 6 TOTAL NUMBER OF VOLUNTEERS VOLUNTEERS SUPPORT AND BENEFIT THE UNIVERSITY IN A WIDE VARIETY OF ACTIVITIES, PROGRAMS, AND SERVICES. WHILE YALE UNIVERSITY DOES NOT TRACK THE NUMBER OF ITS VOLUNTEERS, THE UNIVERSITY ESTIMATES THAT THE NUMBER OF VOLUNTEERS WAS APPROXIMATELY 18,700 DURING FYE 6/30/23.
Form 990, Part III, Line 1 DESCRIPTION OF ORGANIZATION MISSION YALE IS COMMITTED TO IMPROVING THE WORLD TODAY AND FOR FUTURE GENERATIONS THROUGH OUTSTANDING RESEARCH AND SCHOLARSHIP, EDUCATION, PRESERVATION, AND PRACTICE. YALE EDUCATES ASPIRING LEADERS WORLDWIDE WHO SERVE ALL SECTORS OF SOCIETY. WE CARRY OUT THIS MISSION THROUGH THE FREE EXCHANGE OF IDEAS IN AN ETHICAL, INTERDEPENDENT, AND DIVERSE COMMUNITY OF FACULTY, STAFF, STUDENTS, AND ALUMNI.
Form 990, Part III, Line 4d Description of other program services (Expenses $ 774,400,237 including grants of $ 14,284,835)(Revenue $ 131,424,142) OTHER PROGRAM SERVICES INCLUDE ACADEMIC SUPPORT, PUBLIC SERVICE, AND OTHER INSTITUTIONAL SUPPORT.
Form 990, Part VI, Line 1b NUMBER OF VOTING MEMBERS WHO ARE INDEPENDENT THERE ARE TWO EX-OFFICIO TRUSTEES, THE GOVERNOR OF CONNECTICUT AND THE LIEUTENANT GOVERNOR OF CONNECTICUT. HISTORICALLY, THESE INDIVIDUALS DO NOT PARTICIPATE IN GOVERNANCE ACTIVITIES AT THE UNIVERSITY AND THEY ARE REPORTED AS INDEPENDENT.
Form 990, Part VI, Line 2 Family/business relationships amongst interested persons E. John Rice, Jr. and Michael Warren - Business relationship
Form 990, Part VI, Line 4 Significant changes to organizational documents During the FYE 6/30/23, the Yale Corporation By-Laws were amended to include the Yale Jackson School of Global Affairs as a school of the university. In addition, the By-Laws were amended to reflect the establishment of the School of Engineering and Applied Science (SEAS) as a faculty separate from and correspondent to the Faculty of Arts and Sciences (FAS), and the dean of SEAS correspondent to the dean of the FAS, to rename and change the composition of the Executive Committee of the FAS and SEAS, and to define the composition of the joint Board of Permanent Officers of Yale College and the Graduate School. In addition, during the FYE 6/30/23, a corporation resolution was amended to modify the title and responsibilities of one Vice President, discontinue an existing Vice President position, and designate a new Vice President as an officer of the university.
Form 990, Part VI, Line 7a Members or stockholders electing members of governing body THE GOVERNING BODY INCLUDES SIX ALUMNI TRUSTEES WHO ARE ELECTED BY THE ALUMNI.
Form 990, Part VI, Line 11b Review of form 990 by governing body THE FORM 990 WAS REVIEWED BY SENIOR MANAGEMENT. IN ADDITION, THE UNIVERSITY DISTRIBUTED A DRAFT COPY OF FORM 990 TO THE CORPORATION AUDIT COMMITTEE, COMPRISED OF four MEMBERS OF THE UNIVERSITY'S GOVERNING BODY. MEMBERS OF SENIOR MANAGEMENT MET WITH CERTAIN UNIVERSITY OFFICERS AND THE CORPORATION AUDIT COMMITTEE TO DISCUSS THE DRAFT FORM 990 AND ANSWER ANY QUESTIONS PRIOR TO FILING.
Form 990, Part VI, Line 12c Conflict of interest policy THE YALE UNIVERSITY CONFLICT OF INTEREST POLICY OBLIGATES EACH OFFICER, TRUSTEE, AND KEY EMPLOYEE TO PROMPTLY DISCLOSE ANY ACTUAL OR POTENTIAL CONFLICT OF INTEREST AS DEFINED IN THE POLICY. EACH SUCH PERSON MUST SIGN A STATEMENT ANNUALLY AFFIRMING THAT HE OR SHE HAS RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY, HAS READ AND UNDERSTANDS THE POLICY, AGREES TO COMPLY WITH THE POLICY, AND UNDERSTANDS THAT THE CORPORATION IS CHARITABLE AND IN ORDER TO MAINTAIN ITS EXEMPTION IT MUST ENGAGE PRIMARILY IN ACTIVITIES WHICH ACCOMPLISH ONE OR MORE OF ITS TAX-EXEMPT PURPOSES. IN CONNECTION WITH ANY ACTUAL OR POSSIBLE CONFLICT OF INTEREST, AN INTERESTED PERSON MUST DISCLOSE THE EXISTENCE OF HIS OR HER FINANCIAL INTEREST AND BE GIVEN THE OPPORTUNITY TO DISCLOSE ALL MATERIAL FACTS TO THE DIRECTOR AND MEMBERS OF THE COMMITTEE WITH GOVERNING BOARD DELEGATED POWERS CONSIDERING THE PROPOSED TRANSACTION OR ARRANGEMENT. AFTER DISCLOSURE OF A POTENTIAL CONFLICT OF INTEREST, THE INTERESTED PERSON IS EXCUSED FROM THE GOVERNING BOARD OR COMMITTEE MEETING WHILE THE DETERMINATION OF A CONFLICT OF INTEREST IS MADE, AND IS RECUSED FROM PARTICIPATING IN ANY VOTE ON THE MATTER.
Form 990, Part VI, Line 15a Process to establish compensation of top management official THE annual PROCESS FOR DETERMINING THE COMPENSATION OF THE PRESIDENT INCLUDED INITIAL REVIEW BY THE COMMITTEE ON COMPENSATION (THE COMPENSATION COMMITTEE) OF THE YALE CORPORATION (YALE UNIVERSITY'S GOVERNING BOARD), A RECOMMENDATION VOTED BY THE COMMITTEE TO THE YALE CORPORATION, AND FULL REVIEW AND VOTE BY THE YALE CORPORATION. BOTH REVIEWS INCLUDED REVIEW OF THE COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT OTHER UNIVERSITIES, AS COMPILED BY A PROFESSIONAL COMPENSATION CONSULTANT RETAINED BY THE COMPENSATION COMMITTEE FOR THE PURPOSE, AND REVIEW OF INFORMATION ON SUCH COMPARABLE POSITIONS FROM IRS FORMS 990 FOR SIMILAR ORGANIZATIONS; BOTH REVIEWS CONSIDERED SUCH DATA IN LIGHT OF THE PERFORMANCE OF THE PRESIDENT, WHICH WAS REVIEWED BY THE COMPENSATION COMMITTEE AND BY THE YALE CORPORATION. THE PROCEEDINGS OF THE COMPENSATION COMMITTEE AND THE PROCEEDINGS OF THE YALE CORPORATION EACH WERE DOCUMENTED IN MINUTES OF THE RESPECTIVE BODY, CONTEMPORANEOUSLY ADOPTED AND RETAINED IN THE RECORDS OF THE RESPECTIVE BODY, ALONG WITH THE DATA ON COMPARABLE COMPENSATION THAT WAS RELIED UPON.
Form 990, Part VI, Line 15b Process to establish compensation of other employees THE annual PROCESS FOR DETERMINING COMPENSATION OF THE OFFICERS CONSISTED OF REVIEW BY THE COMPENSATION COMMITTEE OF THE RECOMMENDATIONS MADE BY THE PRESIDENT, CONSIDERING THE PERFORMANCE OF EACH OFFICER, AND REVIEW OF DATA ON COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT SIMILAR ORGANIZATIONS, AS COLLECTED BY A PROFESSIONAL COMPENSATION CONSULTANT THROUGH SURVEYS; THE COMPENSATION COMMITTEE VOTED RECOMMENDATIONS ON COMPENSATION OF SUCH INDIVIDUALS TO THE YALE CORPORATION. THE YALE CORPORATION RECEIVED THE RECOMMENDATIONS OF THE COMPENSATION COMMITTEE, AND DISCUSSED THESE WITH THE PRESIDENT, WHO REVIEWED THE PERFORMANCE OF EACH OFFICER WITH THE YALE CORPORATION, AND ALSO THE COMPARABLE COMPENSATION INFORMATION. THE YALE CORPORATION THEN VOTED ON THE COMPENSATION OF EACH OFFICER. THE PROCEEDINGS OF THE COMPENSATION COMMITTEE AND OF THE CORPORATION EACH WERE DOCUMENTED IN MINUTES CONTEMPORANEOUSLY ADOPTED AND RETAINED IN THE RECORDS OF THE RESPECTIVE BODY, ALONG WITH THE DATA ON COMPARABLE COMPENSATION THAT WAS RELIED UPON. OF THE KEY EMPLOYEES, THE COMPENSATION OF THE DEAN, SCHOOL OF MEDICINE WAS RECOMMENDED BY THE PRESIDENT TO THE COMPENSATION COMMITTEE, AND REVIEWED BY THAT COMMITTEE IN CONJUNCTION WITH ITS REVIEW OF THE PERFORMANCE OF THE DEAN AND CONSIDERATION OF DATA ON THE COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT OTHER INSTITUTIONS COMPILED BY AN INDEPENDENT COMPENSATION CONSULTANT. THE COMPENSATION COMMITTEE VOTED TO APPROVE THE COMPENSATION, AND CONTEMPORANEOUSLY DOCUMENTED ITS PROCEEDINGS IN MINUTES RETAINED IN ITS RECORDS ALONG WITH THE COMPENSATION DATA RELIED UPON. WITH RESPECT TO THE CHIEF INVESTMENT OFFICER, THE COMPENSATION COMMITTEE VOTED TO APPROVE THE COMPENSATION AFTER CONSIDERATION OF THE RECOMMENDATIONS OF THE PRESIDENT AND OF THE FOLLOWING: REVIEW OF THE PERFORMANCE of the Chief Investment Officer, INVESTMENT PERFORMANCE OF THE YALE ENDOWMENT OVER DESIGNATED PERIODS, OTHER PERFORMANCE-RELATED INFORMATION, AND AN ANALYSIS OF THE COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT TAXABLE AND TAX-EXEMPT ORGANIZATIONS PREPARED BY AN INDEPENDENT COMPENSATION CONSULTANT RETAINED FOR THE PURPOSE. THE COMPENSATION COMMITTEE CONTEMPORANEOUSLY DOCUMENTED ITS PROCEEDINGS IN MINUTES RETAINED IN ITS RECORDS ALONG WITH THE COMPENSATION DATA RELIED UPON. NO MEMBER OF THE YALE CORPORATION WHO HAD A CONFLICT OF INTEREST WITH RESPECT TO A COMPENSATION ARRANGEMENT DESCRIBED ABOVE (I.E., BY VIRTUE OF A FAMILY OR BUSINESS RELATIONSHIP) PARTICIPATED IN THE COMPENSATION COMMITTEE REVIEW OR THE VOTE OF THE YALE CORPORATION WITH RESPECT TO SUCH COMPENSATION ARRANGEMENT.
Form 990, Part VI, Line 19 Required documents available to the public THE UNIVERSITY'S GOVERNING DOCUMENTS, INCLUDING ANY AMENDMENTS, FINANCIAL STATEMENTS AND Institutional STANDARDS OF CONDUCT ARE AVAILABLE ON THE UNIVERSITY'S WEBSITE OR UPON REQUEST.
Form 990, Part VII, Section A, Line 1a, Column (B) AVERAGE HOURS PER WEEK THE NUMBER OF HOURS REPORTED FOR EACH LISTED PERSON IS AN ESTIMATE. THE ESTIMATE FOR TRUSTEES INCLUDES MEETING TIME AND PREPARATION, AS WELL AS ATTENDANCE AT CERTAIN OFFICIAL UNIVERSITY FUNCTIONS DURING THE YEAR, BUT DOES NOT INCLUDE TRAVEL TIME OR ATTENDANCE AT OTHER EVENTS AS TRUSTEES. IN MANY CASES, THE ACTUAL AVERAGE HOURS PER WEEK FOR LISTED PERSONS, OTHER THAN TRUSTEES, EXCEEDED 50 HOURS.
Form 990, Part VII, Section A, Line 1a, Column (A) Continuation of titles for each listed person PETER SALOVEY: PROFESSOR OF PSYCHOLOGY Alexander C. Banker: Sr Director of Finance Murat Gunel: Professor of Neurosurgery & Professor of Genetics & of Neuroscience Nancy J. Brown: Professor of Internal Medicine Alexander E. Dreier: General Counsel & Sr Counselor to the President SCOTT A. STROBEL: PROFESSOR OF MOLECULAR BIOPHYSICS & BIOCHEMISTRY; PROFESSOR OF CHEMISTRY; HOWARD HUGHES MEDICAL INSTITUTE PROFESSOR PERICLES LEWIS: Dean of Yale College; professor of comparative literature Dean Takahashi: Executive Director, Yale Carbon Containment lab; Professor Adjunct, School of Management BENJAMIN POLAK: PROFESSOR OF ECONOMICS; PROFESSOR OF MANAGEMENT John Barden: and Chief Information Officer ROBERT J. ALPERN: PROFESSOR OF MEDICINE (NEPHROLOGY) & professor of cellular & molecular physiology Karen Peart: Associate VP, Public Affairs and Communications
Form 990, Part VIII, Line 2f Other Program Service Revenue All other program service revenue - Total Revenue: 34961807, Related or Exempt Function Revenue: 33724817, Unrelated Business Revenue: 1236990, Revenue Excluded from Tax Under Sections 512, 513, or 514: ;
Form 990, Part IX, Line 24 UNRELATED BUSINESS INCOME TAX OTHER EXPENSES INCLUDE $2,500,482 OF STATE UNRELATED BUSINESS INCOME TAX.
Form 990, Part XI, Line 9 Other changes in net assets or fund balances Change in funding status of defined benefit plans - XXX-XX-XXXX; Actuarial adjustments for split interest liability - 6639502;
Schedule F, Part I, Line 3 BREAKOUT OF INVESTMENTS PURSUANT TO THE FORM INSTRUCTIONS, THE FOLLOWING IS A BREAKOUT OF AMOUNTS REPORTED AS INVESTMENTS: CENTRAL AMERICA AND THE CARIBBEAN: INVESTMENTS = $6,837,204,567 EXPENDITURES = $49,003,079 EAST ASIA AND THE PACIFIC: INVESTMENTS = $4,650,024 EXPENDITURES = $199,970 EUROPE (INCLUDING ICELAND AND GREENLAND): INVESTMENTS = $1,317,378,523 EXPENDITURES = $19,808,328 MIDDLE EAST AND NORTH AFRICA: INVESTMENT = $0 EXPENDITURES = $46,466 NORTH AMERICA (CANADA & MEXICO ONLY): INVESTMENTS = $640,771,478 EXPENDITURES = $4,373,498 SOUTH AMERICA: INVESTMENTS = $0 EXPENDITURES = $604,039 SOUTH ASIA: INVESTMENTS = $0 EXPENDITURES = $63,142 SUB-SAHARAN AFRICA: INVESTMENTS = $210,528,093 EXPENDITURES = $71,094
Schedule F, Part II SUBWARD A SUBAWARD IS AN AWARD OF FINANCIAL SUPPORT FROM THE UNIVERSITY TO A QUALIFIED THIRD PARTY PRIMARILY TO PERFORM RESEARCH AND OTHER RELATED PROGRAMMATIC EFFORTS UNDER A SPONSORED RESEARCH PROJECT.
Schedule F, Part II, Line 3 NUMBER OF OTHER ORGANIZATIONS OR ENTITIES THE TOTAL NUMBER REPORTED ON LINE 3 INCLUDES TAX-EXEMPT ORGANIZATIONS AND PUBLIC INSTITUTIONS. MOST OF THE SUBAWARD RECIPIENTS ARE UNIVERSITIES, HOSPITALS, AND RESEARCH INSTITUTIONS.
Schedule F, Part III(c) TOTAL AWARDS THE AMOUNTS REPORTED IN COLUMNS (C) AND (D) REPRESENT AN ESTIMATE OF TOTAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2023 BASED ON INFORMATION PROVIDED BY THE UNIVERSITY'S UNDERGRADUATE, GRADUATE AND PROFESSIONAL SCHOOLS. SOME STUDENTS RECEIVED MORE THAN ONE AWARD DURING THE FISCAL YEAR ENDED JUNE 30, 2023.
Schedule J, Part II, Column (D) Nontaxable Benefits IN ADDITION TO THE EMPLOYER COST OF HEALTH, DENTAL AND OTHER NONTAXABLE BENEFITS AVAILABLE ON A NONDISCRIMINATORY BASIS, COLUMN (D) INCLUDES AMOUNTS AWARDED AS SCHOLARSHIP GRANTS TO CHILDREN OF EMPLOYEES UNDER THE UNIVERSITY'S NONDISCRIMINATORY QUALIFIED TUITION REDUCTION PLAN COVERING ALL ELIGIBLE FACULTY AND STAFF WITH SIX OR MORE YEARS OF SERVICE.
Schedule J, Part II, Column (F) COMPENSATION REPORTED IN PRIOR FORM 990 THIS AMOUNT IS ALSO INCLUDED IN COLUMN (E). IT IS, THEREFORE, DOUBLE REPORTED IN PART II AND DOES NOT REPRESENT ADDITIONAL COMPENSATION.
FORM 990, PART VII, SECTION B, COLUMN(C) COMPENSATION THE AMOUNT REPORTED REPRESENTS DIRECT CASH PAYMENTS MADE DURING THE CALENDAR YEAR 2022 TO INDEPENDENT CONTRACTORS FOR SERVICES. FOR CONSTRUCTION and related SERVICES, THE FEES REPRESENT THE ENTIRE CONTRACT COST.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990) 2021


Additional Data


Software ID: 22016089
Software Version: 2022v5.0
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
Yale University
 
Employer identification number

06-0646973
Part I
Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity
(1) Investment Holdco LLC
C/O Yale University
PO Box 208239
New Haven,CT065208239
81-4546058 		Investment DE 102,453,586 10,718,139,848 Yale University
 
(2) Boylston LLC
C/O Yale University
PO Box 208239
New Haven,CT065208239
46-3324804 		Investment DE 335,764,689 5,669,317,502 Yale University
 
(3) Fir Co LLC
C/O Yale University
PO Box 208239
New Haven,CT065208239
92-3328645 		Investment DE -51,707,394 3,132,589,305 Yale University
 
(4) Anaxagoras LP
C/O Yale University
PO Box 208239
New Haven,CT065208239
85-4296496 		Investment DE 0 149,394,677 Yale University
 
(5) WE 150 Munson LLC
C/O Yale University
PO Box 208239
New Haven,CT065208239
26-0233373 		Investment DE 0 37,086,686 Yale University
 
(6) Fenix I LLC
C/O Yale University
PO Box 208239
New Haven,CT065208239
26-2863129 		Investment DE 0 29,398,373 Yale University
 
(7) Harbor Hills Investments LLC
C/O Yale University
PO Box 208239
New Haven,CT065208239
20-0099423 		Investment DE 0 20,642,293 Yale University
 
(8) WE 2 Church Street South LLC
C/O Yale University
PO Box 208239
New Haven,CT065208239
80-0066065 		Investment CT 0 12,494,295 Yale University
 
(9) Renaissance I LLC
C/O Yale University
PO Box 208239
New Haven,CT065208239
26-2863298 		Investment DE 0 12,195,676 Yale University
 
(10) Alder Co LLC
C/O Yale University
PO Box 208239
New Haven,CT065208239
92-2885369 		Investment DE -3,311,729 10,243,816 Yale University
 
(11) ESV Holdings LLC
C/O Yale University
PO Box 208239
New Haven,CT065208239
20-3980473 		Investment DE 0 7,639,831 Yale University
 
(12) WE 135 College Street LLC
C/O Yale University
PO Box 208239
New Haven,CT065208239
30-0893138 		Investment DE 0 7,064,266 Yale University
 
(13) Yale Global Enterprises LLC
C/O Yale University
PO Box 208239
New Haven,CT065208239
27-0859961 		Supports Higher Education CT 0 4,553,484 Yale University
 
(14) Alpha 9 LLC
C/O Yale University
PO Box 208239
New Haven,CT065208239
27-0982227 		Investment CT 0 3,451,348 Yale University
 
(15) Passive Holding LLC
C/O Yale University
PO Box 208239
New Haven,CT065208239
22-3783661 		Investment NJ 0 893,610 Yale University
 
(16) Yale SOM Student Investment Fund LLC
C/O Yale University
PO Box 208239
New Haven,CT065208239
83-4065716 		Investment DE 11,114 773,101 Yale University
 
(17) Amistad Partners LLC
C/O Yale University
PO Box 208239
New Haven,CT065208239
73-1683601 		Investment CT 0 599,975 Yale University
 
(18) Yale Student Investment Fund LLC
C/O Yale University
PO Box 208239
New Haven,CT065208239
46-3851735 		Investment DE 5,861 368,258 Yale University
 
(19) Overlea LLC
C/O Yale University
PO Box 208239
New Haven,CT065208239
82-1445515 		Investment DE 0 37,190 Yale University
 
(20) S Property Holding LLC
C/O Yale University
PO Box 208239
New Haven,CT065208239
27-3717440 		Investment CT 921,403 3 Yale University
 
(21) 41 North LLC
C/O Yale University
PO Box 208239
New Haven,CT065208239
06-1594874 		Investment DE 0 0 Yale University
 
(22) Beta 14 LLC
C/O Yale University
PO Box 208239
New Haven,CT065208239
27-0982129 		Investment CT 0 0 Yale University
 
(23) Bluefield Timber LLC
C/O Yale University
PO Box 208239
New Haven,CT065208239
02-0520556 		Investment DE 0 0 41 North LLC
 
(24) Endurance LLC
C/O Yale University
PO Box 208239
New Haven,CT065208239
06-1606540 		Investment DE 0 0 Yale University
 
(25) GSWM Investments LLC
C/O Yale University
PO Box 208239
New Haven,CT065208239
27-3717358 		Investment CT 0 0 Yale University
 
(26) Medical Practice Management LLC
C/O Yale University
PO Box 208239
New Haven,CT065208239
27-1545102 		Administrative Services CT 0 0 Yale University
 
(27) Moms Partnership LLC
C/O Yale University
PO Box 208239
New Haven,CT065208239
06-0646973 		Supports Wellness Initiatives CT 0 0 Yale University
 
(28) OME Holdings LLC
C/O Yale University
PO Box 208239
New Haven,CT065208239
06-0646973 		Investment DE 0 0 Yale University
 
(29) Sardous LLC
C/O Yale University
PO Box 208239
New Haven,CT065208239
02-0580383 		Investment DE 0 0 Yale University
 
(30) The UK Friends of Yale University Limited
C/O Yale University
PO Box 208239
New Haven,CT065208239
98-0552738 		Accepts charitable contributions UK 1,350,900 0 Yale University
 
(31) Yale Educational Consulting (Beijing) LLC
C/O Yale University
PO Box 208239
New Haven,CT065208239
98-1006940 		Supports Higher Education CH 0 0 Yale Global Enterprises LLC
 
(32) Yale Leadership (Beijing) Educational Consulting Co Ltd
C/O Yale University
PO Box 208239
New Haven,CT065208239
98-1200465 		Supports Higher Education CH 0 0 Yale Global Enterprises LLC
 
(33) YD SMA LLC
C/O Yale University
PO Box 208239
New Haven,CT065208239
46-3365267 		Investment DE 0 0 Yale University
 
Part II
Identification of Related Tax-Exempt Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1)3C Corporation
C/O Yale University
PO Box 208239
New Haven,CT065208239
41-2046529 		Investment DC 501(c)(3) Type I Yale University
 
Yes
 
(2)5C Corporation
C/O Yale University
PO Box 208239
New Haven,CT065208239
20-0763050 		Investment DC 501(c)(3) Type I Yale University
 
Yes
 
(3)Alumni Fund Association of Yale University
C/O Yale University
PO Box 208239
New Haven,CT065208239
06-6078326 		Encourages and solicits contributions to or for Yale University CT 501(c)(3) Type I Yale University
 
Yes
 
(4)Chapel Company
C/O Yale University
PO Box 208239
New Haven,CT065208239
06-1532073 		Inactive CT 501(c)(2)   Yale University
 
Yes
 
(5)Charles A Coffin Memorial Fund
C/O Yale University
PO Box 208239
New Haven,CT065208239
06-6034841 		Supports higher education CT 501(c)(3) Type III-O Yale University
 
 
No
(6)Edith B Jackson Trust #3
C/O Yale University
PO Box 208239
New Haven,CT065208239
84-6150096 		Supports higher education CO 501(c)(3) PF Yale University
 
 
No
(7)FW & Elsie Heyl Science Scholarship Fund
C/O Yale University
PO Box 208239
New Haven,CT065208239
38-6194019 		Supports higher education MI 501(c)(3) Type III-O NA
 
 
No
(8)Ford Adelaide D Ten T U W
C/O Yale University
PO Box 208239
New Haven,CT065208239
94-6216169 		Supports higher education NC 501(c)(3) PF Yale University
 
 
No
(9)Founding Fathers Papers Inc
C/O Yale University
PO Box 208239
New Haven,CT065208239
22-2365602 		Supports and facilitates publications NJ 501(c)(3) Type I NA
 
 
No
(10)Gruber Foundation the
C/O Yale University
PO Box 208239
New Haven,CT065208239
45-1540594 		Supports higher education DE 501(c)(3) Type I Yale University
 
 
No
(11)Health Benefits Holdings Inc
C/O Yale University
PO Box 208239
New Haven,CT065208239
06-1559155 		Investment CT 501(c)(2)   Yale University
 
Yes
 
(12)HR Properties Inc
C/O Yale University
PO Box 208239
New Haven,CT065208239
06-1341463 		investment CT 501(c)(2)   Yale University
 
Yes
 
(13)Jonathan Edwards Trust
C/O Yale University
PO Box 208239
New Haven,CT065208239
06-6084676 		Supports Higher Education CT 501(c)(3) Type III-FI Yale University
 
 
No
(14)Preston J Dunn TR UW FBO Yale University
C/O Yale University
PO Box 208239
New Haven,CT065208239
06-6366026 		Supports higher education CT 501(c)(3) PF Yale University
 
 
No
(15)Preston J Dunn Tr UW FBO Yale University 1928 Alumni Fund
C/O Yale University
PO Box 208239
New Haven,CT065208239
06-6366024 		Supports higher education CT 501(c)(3) PF Yale University
 
 
No
(16)Richard U Light Foundation
C/O Yale University
PO Box 208239
New Haven,CT065208239
38-2456949 		Supports education MI 501(c)(3) Type III-O NA
 
 
No
(17)RTA Incorporated
C/O Yale University
PO Box 208239
New Haven,CT065208239
06-0768741 		Supports education CT 501(c)(3) Type III-FI NA
 
 
No
(18)Staff Retirement Holdings Inc
C/O Yale University
PO Box 208239
New Haven,CT065208239
06-1559156 		Investment CT 501(c)(2)   Yale University
 
Yes
 
(19)Stoeckel E B Residue Trust
C/O Yale University
PO Box 208239
New Haven,CT065208239
06-0653108 		Supports artistic programs CT 501(c)(3) Type III-FI Yale University
 
 
No
(20)The Board of Trustees of the Sheffield Scientific School
C/O Yale University
PO Box 208239
New Haven,CT065208239
06-6032565 		Promotes the study of the physical, natural and mathematical sciences CT 501(c)(3) Type II Yale University
 
Yes
 
(21)THE CHIEF EXEC LEADERSHIP INST OF THE YALE SCHOOL OF MGMT INC
C/O Yale University
PO Box 208239
New Haven,CT065208239
58-2617787 		Provides research and peer-driven edu. programs to businesses DE 501(c)(3) Type I Yale University
 
Yes
 
(22)The Paul Mellon Centre for Studies in British Art
C/O Yale University
PO Box 208239
New Haven,CT065208239
98-1194924 		Promotes and supports study of British art and architecture UK 501(c)(3)   Yale University
 
Yes
 
(23)UW Eugene Higgins Char Trust NMA
C/O Yale University
PO Box 208239
New Haven,CT065208239
13-6073358 		Supports education NY 501(c)(3) Type III-O NA
 
 
No
(24)Yale Alumni Association of Cleveland
C/O Yale University
PO Box 208239
New Haven,CT065208239
34-1218706 		Supports education OH 501(c)(3) Type III-FI NA
 
 
No
(25)Yale Alumni Publications Inc
C/O Yale University
PO Box 208239
New Haven,CT065208239
06-0646970 		Distributes alumni magazine CT 501(c)(3) Type III-FI Yale University
 
 
No
(26)Yale Alumni Scholarship of Cleveland Inc
C/O Yale University
PO Box 208239
New Haven,CT065208239
34-6523145 		Funds scholarships OH 501(c)(3) Type III-FI NA
 
 
No
(27)Yale Club of Central New Jersey
C/O Yale University
PO Box 208239
New Haven,CT065208239
22-6048686 		Funds scholarships NJ 501(c)(3) Type III-O NA
 
 
No
(28)Yale Club of Maine
C/O Yale University
PO Box 208239
New Haven,CT065208239
01-0516058 		Supports higher education ME 501(c)(3) Type III-O NA
 
 
No
(29)Yale Club of Northwestern Connecticut Inc
C/O Yale University
PO Box 208239
New Haven,CT065208239
06-1045553 		Promotes and Supports Activities Between Yale Alumni and Yale University CT 501(c)(3) Type III-O NA
 
 
No
(30)Yale Medical Foundation Inc
C/O Yale University
PO Box 208239
New Haven,CT065208239
35-2672947 		To provide outpatient medical care, to conduct research and support educational activities CT 501(c)(3) 10 Yale University
 
Yes
 
(31)Yale Scholarship Fund of Pittsburgh
C/O Yale University
PO Box 208239
New Haven,CT065208239
23-7046816 		Funds scholarships PA 501(c)(3) Type III-FI Yale University
 
 
No
(32)Yale University Elizabethan Club Corp
C/O Yale University
PO Box 208239
New Haven,CT065208239
06-0332975 		Promotes appreciation of literature among membership and community CT 501(c)(3) Type III-FI Yale University
 
Yes
 
(33)Yale University Press London
C/O Yale University
PO Box 208239
New Haven,CT065208239
 Publishes serious works UK 501(c)(3)   Yale University
 
Yes
 
(34)Yale University Retiree Health Benefits Coverage Trust
C/O Yale University
PO Box 208239
New Haven,CT065208239
06-6414276 		501(a) Trust that Supports Yale University CT 501(c)(3) Type II Yale University
 
Yes
 
(35)Yale Wisconsin Scholarship Fund
C/O Yale University
PO Box 208239
New Haven,CT065208239
39-6065573 		Funds scholarships WI 501(c)(3) Type III-O NA
 
 
No
(36)Yale-New Haven Medical Center Inc
C/O Yale University
PO Box 208239
New Haven,CT065208239
23-7440891 		Supports joint programs of Yale-New Haven Hospital and Yale University CT 501(c)(3) Type III-FI NA
 
 
No
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2021
Schedule R (Form 990) 2021
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No
(1) FOURTH CENTURY LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
41-2046537 		Investment DE Yale University
  		Excluded 1,080,052,116 7,569,778,636 Yes   20,457,213   No 99.8 %
(2) FIFTH CENTURY LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-0763076 		Investment NV Yale University
  		Excluded 194,169,838 1,834,240,748 Yes   9,653,312   No 99.8 %
(3) Wingspan LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
98-1541518 		Investment CJ Yale University
  		Excluded 36,999,216 1,564,720,873   No 0   No 82.56 %
(4) Farallon Capital Institutional Partners II LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
94-3106692 		Investment CA Yale University
  		Excluded 63,396,734 1,356,606,365 Yes   0   No 91.27 %
(5) Foxway LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
46-3794906 		Investment DE Yale University
  		Excluded 103,540,637 1,228,548,120   No 0   No 99.39 %
(6) LONG TERM VALUE FUND LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
98-0623624 		Investment CJ LAUREL 2008 LP
  		Excluded 15,727,402 826,928,156 Yes   0   No 93.83 %
(7) 667 LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
06-1609184 		Investment DE BBF I Holdings LP
  		Excluded 26,104,549 774,363,453   No 0   No 77.57 %
(8) YB Institutional LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
04-3431530 		Investment DE Yale University
  		Excluded 54,387,013 665,950,090 Yes   2,367,294   No 98.8 %
(9) LAUREL 2008 LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
26-1649501 		Investment NV Fifth Century LP
  		Excluded 50,102,193 614,349,539 Yes   8,379,883   No 99.6 %
(10) YHG INVESTMENT LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
 Investment CJ HHLR Yali Feeder Ltd
  		Excluded -76,571,986 564,730,229 Yes   0   No 60.35 %
(11) HIGH STREET PARTNERS LTD

C/O Yale University
PO Box 208239
New Haven,CT065208239
98-1332371 		Investment CJ Fourth Century LLC
  		Excluded 45,969,570 560,599,260   No 0   No 92.98 %
(12) Voyager One Onshore LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
85-4140549 		Investment DE Yale University
  		Unrelated -1,153,307 523,254,137   No -4,425,829   No 51.49 %
(13) CYR HOLDINGS LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
26-0788802 		Investment NV Fifth Century LP
  		Excluded 16,187,952 507,582,231 Yes   1,065   No 99.6 %
(14) Long Meadow LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
82-1918656 		Investment DE Yale University
  		Excluded 19,534,417 434,381,678   No 0   No 92.47 %
(15) WEN YUAN

C/O Yale University
PO Box 208239
New Haven,CT065208239
98-1498670 		Investment CJ Fourth Century LLC
  		Excluded -31,371,258 340,808,027   No 0   No 99.76 %
(16) Panco Strategic Real Estate Fund IV LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
83-1481792 		Investment DE Yale University
  		Excluded -4,878,444 265,165,166 Yes   0   No 59.15 %
(17) BBF I HOLDINGS LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-8497574 		Investment NV Fifth Century LP
  		Excluded 26,104,548 258,187,735   No 0   No 99.6 %
(18) Strategic Residential Fund II LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
04-3584406 		Investment DE Yale University
  		Excluded -625,352 163,512,020   No 0   No 95 %
(19) Itiner VI Victrix LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
84-2824716 		Investment DE Yale University
  		Excluded -325,065 126,464,353   No 0   No 100 %
(20) Manaslu Fund III LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
98-1556897 		Investment CJ Yale University
  		Excluded -2,386 118,161,258 Yes   0   No 53.77 %
(21) Panco Strategic Real Estate Fund V-R LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
87-1013228 		Investment DE Yale University
  		Excluded 2,497 106,821,533 Yes   0   No 55.72 %
(22) M&H REALTY PARTNERS VI LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
57-1182074 		Investment CA Fourth Century LLC
  		Excluded 19,920,670 85,122,787 Yes   0   No 53.17 %
(23) CYR FUND LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
26-0270646 		Investment DE CYR Holdings LP
  		Excluded -2,794,893 85,115,774 Yes   1,065   No 79.76 %
(24) Yellow Warbler LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
26-0342603 		Investment TX Fourth Century LLC
  		Unrelated -94,357 73,262,865 Yes   -143,927   No 95.35 %
(25) JPF V HOLDINGS LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-2008388 		Investment NV Fifth Century LP
  		Excluded 1,155 68,243,956   No 0   No 99.6 %
(26) NIFL HOLDINGS LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-8973999 		Investment NV Fifth Century LP
  		Excluded 3,127,004 62,756,256   No 0   No 99.6 %
(27) Bayroot LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-0390410 		Investment DE Fourth Century LLC
  		Excluded 10,761,890 56,311,812 Yes   0   No 98.81 %
(28) RAMSGATE VIII LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-5259910 		Investment DE Fourth Century LLC
  		Excluded 0 44,410,715   No 0   No 79.84 %
(29) GLOSTER LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-1263980 		Investment DE Fourth Century LLC
  		Excluded -16,990,312 43,555,419   No 0   No 79.84 %
(30) The Lyme Forest Fund V TE LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
83-2527383 		Investment DE Yale University
  		Excluded 1,253,290 40,260,173   No -226,341   No 86.16 %
(31) Manaslu Fund II LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
98-1158285 		Investment CJ Fourth Century LLC
  		Excluded 1,693,129 37,148,773 Yes   0   No 55.34 %
(32) PEPF IV HOLDINGS LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
26-0290250 		Investment NV Fifth Century LP
  		Excluded 893 36,743,429   No 0   No 99.6 %
(33) CAUTHEN VIII LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
45-2750613 		Investment DE Fourth Century LLC
  		Unrelated -91,269 34,066,102 Yes   99,080   No 79.84 %
(34) Bluebart LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
38-3979963 		Investment DE Yale University
  		Excluded 28,253,419 33,193,195 Yes   0   No 94.21 %
(35) OMAHA LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
 Investment CA OM Holdings LP
  		Excluded -756,148 31,528,397   No 0   No 98.6 %
(36) Motus Fund Ltd

C/O Yale University
PO Box 208239
New Haven,CT065208239
98-1253737 		Investment CJ Yale University
  		Excluded 73,783 30,733,554   No 0 Yes   99.35 %
(37) EASTON 2007 LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
26-0627974 		Investment NV Fifth Century LP
  		Excluded 6,889,975 30,009,737 Yes   191,364   No 99.6 %
(38) OSCEOLA LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-2008431 		Investment NV Fifth Century LP
  		Excluded 545 29,763,847   No 0   No 79.84 %
(39) TDRC II-A LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-5025534 		Investment NV Fifth Century LP
  		Excluded 0 28,100,278   No 0   No 99.6 %
(40) WHITEHAVEN XI LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
37-1738599 		Investment DE Fourth Century LLC
  		Excluded 94 26,683,127   No 0   No 79.84 %
(41) VERNON LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
80-0904292 		Investment DE Fourth Century LLC
  		Excluded 5,181,754 26,679,968   No 0   No 79.84 %
(42) Farallon Capital Institutional Partners 25 LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
94-3388317 		Investment DE Yale University
  		Excluded -411,469 26,167,719 Yes   -306,580   No 87.26 %
(43) RAMSGATE XI LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
46-5209548 		Investment DE Fourth Century LLC
  		Excluded 3,731,748 26,068,415   No 0   No 79.84 %
(44) ECP II HOLDINGS LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
26-0151337 		Investment NV Fifth Century LP
  		Excluded 12,303,293 25,112,518   No 0   No 99.6 %
(45) HERNDON LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
37-1659934 		Investment DE Fourth Century LLC
  		Excluded 1,647,434 23,922,058   No 0   No 79.84 %
(46) HERNDON IV LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
47-1698457 		Investment DE Fourth Century LLC
  		Unrelated -185,594 22,500,540 Yes   194,711   No 79.84 %
(47) GREENFIELD LAND PARALLEL PARTNERS I LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-4411467 		Investment DE Fourth Century LLC
  		Unrelated -52,856 22,285,683 Yes   -52,856   No 98.8 %
(48) Typhoon LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
01-0685132 		Investment DE Fourth Century LLC
  		Excluded 1,350,599 21,418,258   No 0   No 73.02 %
(49) RADFORD LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
45-5470954 		Investment DE Fourth Century LLC
  		Excluded -742,330 20,767,549   No 0   No 79.84 %
(50) Keyframe 3523 Fund LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
88-1891420 		Investment DE Yale University
  		Excluded 690,105 20,610,418 Yes   0   No 94.76 %
(51) SP 8 HOLDINGS LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
26-0558478 		Investment NV Fifth Century LP
  		Excluded 9,703 19,582,908   No 0   No 99.6 %
(52) VEITCH LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
45-0999084 		Investment DE Fourth Century LLC
  		Unrelated 4,028,707 19,517,809 Yes   2,480,168   No 79.84 %
(53) Harbor Hills Development LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
16-1453802 		Investment DE Harbor Hills Holdings LP
  		Unrelated 1,649,375 19,094,133   No 1,649,375   No 99 %
(54) Sail NH LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
84-4561633 		Investment DE Yale University
  		Excluded 78 18,606,672 Yes   0   No 88.65 %
(55) CAUTHEN LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-2776143 		Investment DE Fourth Century LLC
  		Excluded -1,928 17,044,245 Yes   194   No 79.84 %
(56) JPS HOLDINGS LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-8909921 		Investment NV Fifth Century LP
  		Excluded 2,047,764 16,178,893   No 0   No 99.6 %
(57) ODE IV LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
61-1724296 		Investment DE Fourth Century LLC
  		Excluded 0 15,496,832   No 0   No 79.84 %
(58) MACOMB XI LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
80-0958889 		Investment DE Fourth Century LLC
  		Unrelated 1,774,012 14,620,623 Yes   1,722,685   No 79.84 %
(59) POE LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
26-2765485 		Investment NV Fifth Century LP
  		Unrelated 441,825 14,591,944 Yes   413,866   No 79.84 %
(60) NLVF II HOLDINGS LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
26-1545222 		Investment NV Fifth Century LP
  		Excluded 5,608,369 14,089,615   No 0   No 99.6 %
(61) WHITEHAVEN X LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
27-5205346 		Investment DE Fourth Century LLC
  		Excluded 2,067,832 13,763,793   No 0   No 79.84 %
(62) CORBIN VII LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
47-2456807 		Investment DE Fourth Century LLC
  		Excluded 4,558,547 13,700,706   No 0   No 79.84 %
(63) Sail NH II LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
87-1706696 		Investment DE Yale University
  		Excluded 0 13,533,757   No 0   No 89.29 %
(64) CLEVELAND LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
90-0743297 		Investment DE Fourth Century LLC
  		Excluded 258,727 13,346,374   No 0   No 79.84 %
(65) KENWOOD LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
38-3863347 		Investment DE Fourth Century LLC
  		Excluded 4,653,316 11,252,750   No 0   No 79.84 %
(66) QUINN LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
26-3879664 		Investment NV Fifth Century LP
  		Excluded 20,853 10,919,072   No 0   No 79.84 %
(67) BARTON LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
35-2497887 		Investment DE Fourth Century LLC
  		Excluded 154,915 10,911,509   No 0   No 79.84 %
(68) HEVP II HOLDINGS LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
26-1828824 		Investment NV Fifth Century LP
  		Excluded 20,204 9,655,199   No 0   No 99.6 %
(69) Harbor Hills Holdings LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
02-0729602 		Investment DE Yale University
  		Unrelated 1,422,961 9,627,672   No 1,422,977   No 100 %
(70) RIDGEFIELD IX LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
90-1007364 		Investment DE Fourth Century LLC
  		Excluded 4,308,655 9,376,112   No 0   No 79.84 %
(71) RAMSGATE X LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
27-3616177 		Investment DE Fourth Century LLC
  		Excluded 0 9,353,186   No 0   No 79.84 %
(72) SP II HOLDINGS LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
26-0697863 		Investment NV Fifth Century LP
  		Excluded 0 8,509,226   No 0   No 99.6 %
(73) BARTON-A LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
61-1732894 		Investment DE Fourth Century LLC
  		Excluded 836 8,240,139   No 0   No 79.84 %
(74) YUMA LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
26-1584783 		Investment NV Fifth Century LP
  		Excluded 189 7,864,491   No 0   No 79.84 %
(75) FILLMORE LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
45-3783115 		Investment DE Fourth Century LLC
  		Excluded -48,317 7,846,096   No 0   No 79.84 %
(76) ABINGDON LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
61-1707283 		Investment DE Fourth Century LLC
  		Excluded 479,789 7,832,450 Yes   -60,367   No 79.84 %
(77) SANGAMORE III LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
26-0753284 		Investment DE Fourth Century LLC
  		Excluded 331,246 7,768,297 Yes   54   No 79.84 %
(78) YADKIN IV LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
46-1569715 		Investment DE Fourth Century LLC
  		Excluded 672,581 7,758,119   No 0   No 79.84 %
(79) JBG Investment Fund IV LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
01-0815265 		Investment DE Fourth Century LLC
  		Unrelated -722,030 7,656,994 Yes   -725,836   No 59.88 %
(80) IRIS 2009 LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
26-4100777 		Investment NV Fifth Century LP
  		Excluded -727,926 7,496,681   No 0   No 99.6 %
(81) CAUTHEN VII LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
26-3653027 		Investment DE Fourth Century LLC
  		Excluded -2,521,467 7,420,155 Yes   -150,854   No 79.84 %
(82) ODE LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
37-1567347 		Investment DE Fourth Century LLC
  		Excluded 0 7,382,768   No 0   No 79.84 %
(83) RIDGEFIELD VIII LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
26-1603389 		Investment NV Fifth Century LP
  		Excluded 3,863,433 7,241,996 Yes   551,061   No 79.84 %
(84) CALVERT VI LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
26-1603346 		Investment NV Fifth Century LP
  		Excluded -221,606 7,092,953 Yes   -18,690   No 79.84 %
(85) WYNNWOOD VIII LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
26-3294405 		Investment NV Fifth Century LP
  		Excluded 2,706,430 6,808,884 Yes   -120,657   No 79.84 %
(86) KENWOOD 2014-A LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
46-5722301 		Investment DE Fourth Century LLC
  		Excluded 300,911 6,245,263 Yes   6,754   No 79.84 %
(87) TILDEN III LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
46-2024260 		Investment DE Fourth Century LLC
  		Excluded 1,700,959 6,044,347   No 0   No 79.84 %
(88) AEF 6 US HOLDINGS LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
26-2867531 		Investment NV Fifth Century LP
  		Excluded 6,761 5,064,859   No 0   No 99.6 %
(89) HUIDIKOPER LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
26-4196504 		Investment NV Fifth Century LP
  		Excluded -486,259 5,007,798   No 0   No 79.84 %
(90) RAMSGATE IX LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-8833887 		Investment DE Fourth Century LLC
  		Excluded 0 4,921,882   No 0   No 79.84 %
(91) FIF IV (CFA) HOLDINGS LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-4764198 		Investment NV Fifth Century LP
  		Unrelated -117,235 4,652,891 Yes   -127,772   No 99.6 %
(92) Elm Street Ventures LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
04-3843574 		Investment DE Yale University
  		Excluded 374,518 4,630,869 Yes   0   No 53 %
(93) LORTON LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
45-4238865 		Investment DE Fourth Century LLC
  		Excluded -747,310 4,607,807   No 0   No 79.84 %
(94) RANNOCH LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
88-1780056 		Investment DE Fourth Century LLC
  		Excluded 105 4,296,137   No 0   No 87.33 %
(95) ARLINGTON LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
38-3909979 		Investment DE Fourth Century LLC
  		Excluded 0 4,085,078   No 0   No 79.84 %
(96) Morris Island Partners LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
46-4538290 		Investment DE Fourth Century LLC
  		Excluded 90 3,816,071   No 0   No 98.77 %
(97) CAUTHEN IX LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
46-5376519 		Investment DE Fourth Century LLC
  		Excluded 1,176,983 3,791,821 Yes   179,047   No 79.84 %
(98) ANACONDA LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
98-0596408 		Investment CA Fifth Century LP
  		Excluded -598,422 3,619,466   No 0   No 98.8 %
(99) UHLE LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
27-3981909 		Investment DE Fourth Century LLC
  		Excluded -296,123 3,510,333 Yes   -40,639   No 79.84 %
(100) KENWOOD 2014 LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
46-5704870 		Investment DE Fourth Century LLC
  		Excluded 8,638,028 3,499,097   No 0   No 79.84 %
(101) FRC II HOLDINGS LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
26-1670120 		Investment NV Fifth Century LP
  		Excluded 4,077 3,378,731   No 0   No 99.6 %
(102) YADKIN LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-2707395 		Investment DE Fourth Century LLC
  		Excluded -34,358 3,368,619 Yes   513   No 79.84 %
(103) GLOSTER III LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-8833953 		Investment DE Fourth Century LLC
  		Excluded 0 3,318,055   No 0   No 79.84 %
(104) WOODWAY LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
26-1206761 		Investment NV Fifth Century LP
  		Excluded 6,311 3,125,789   No 0   No 79.84 %
(105) BOF HOLDINGS LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-5923569 		Investment NV Fifth Century LP
  		Excluded 2,112 3,068,982   No 0   No 99.6 %
(106) KCF HOLDINGS LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-8861865 		Investment NV Fifth Century LP
  		Excluded -653,228 3,014,942   No 0   No 99.6 %
(107) CAUTHEN VI LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-8202030 		Investment DE Fourth Century LLC
  		Excluded -5,036 2,937,380 Yes   -849   No 79.84 %
(108) MAYHEW LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
88-1815816 		Investment DE Fourth Century LLC
  		Excluded 114 2,751,823   No 0   No 87.33 %
(109) DENT VI LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
26-2867610 		Investment NV Fifth Century LP
  		Excluded 2,029 2,560,627   No 0   No 79.84 %
(110) RCP II HOLDINGS LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
26-0444200 		Investment NV Fifth Century LP
  		Excluded 21,599,875 2,516,901   No 0   No 99.6 %
(111) BCVF 2007 HOLDINGS LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-5965183 		Investment NV Fifth Century LP
  		Excluded 5,836 2,461,818   No 0   No 99.6 %
(112) BE III HOLDINGS LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-5495967 		Investment NV Fifth Century LP
  		Excluded 1,781,734 2,226,927   No 0   No 99.6 %
(113) WILSON LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-2232279 		Investment NV Fifth Century LP
  		Excluded 41 2,169,718   No 0   No 79.84 %
(114) SEDGWICK LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
26-0483594 		Investment NV Fifth Century LP
  		Excluded 17,314,529 2,162,963   No 0   No 79.84 %
(115) WHITEHAVEN LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
26-3915778 		Investment DE Fourth Century LLC
  		Excluded 2,527,351 2,075,608   No 0   No 79.84 %
(116) MACOMB VIII LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-5681131 		Investment NV Fifth Century LP
  		Excluded 4,218 2,017,634   No 0   No 79.84 %
(117) RAMSGATE IX A LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
26-1797786 		Investment DE Fourth Century LLC
  		Excluded 0 1,789,776   No 0   No 79.84 %
(118) KENHOWE LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
88-1786442 		Investment DE Fourth Century LLC
  		Excluded 62 1,674,700   No 0   No 87.33 %
(119) WESTPATH LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-2297672 		Investment DE Fourth Century LLC
  		Excluded -1,225,721 1,644,351   No 0   No 79.84 %
(120) RCP HOLDINGS LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-2008465 		Investment NV Fifth Century LP
  		Excluded 9,880,949 1,602,993   No 0   No 99.6 %
(121) MEP IX LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
75-2537935 		Investment DE Fourth Century LLC
  		Excluded 2,634,301 1,443,611 Yes   0   No 99.8 %
(122) MEP IV HOLDINGS LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
26-0646713 		Investment NV Fifth Century LP
  		Excluded -12,515 1,309,017   No 0   No 99.6 %
(123) LORTON-A LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
45-4239136 		Investment DE Fourth Century LLC
  		Excluded -516,279 1,183,894   No 0   No 79.84 %
(124) ALDERBROOK LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-2939768 		Investment NV Fifth Century LP
  		Excluded 208,048 1,062,772 Yes   -7,781   No 79.84 %
(125) FESSENDEN LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
26-2270383 		Investment NV Fifth Century LP
  		Excluded 1,036,155 1,022,669   No 0   No 79.84 %
(126) Freshet Wind Energy LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
33-1200160 		Investment DE FWEB LLC
  		Excluded -18,004 937,323   No 0   No 79.84 %
(127) SCOTT LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
27-3616316 		Investment DE Fourth Century LLC
  		Excluded -53,002 910,170   No 0   No 79.84 %
(128) EDMUNDS LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-4257832 		Investment NV Fifth Century LP
  		Excluded 60,659 839,818   No 0   No 79.84 %
(129) CHANDLER LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
32-0438514 		Investment DE Fourth Century LLC
  		Excluded -165,170 764,234 Yes   -27,655   No 79.84 %
(130) JBG Investment Fund III LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
52-2384738 		Investment DE Fourth Century LLC
  		Excluded 1,371,698 617,618   No 0   No 57.03 %
(131) HEVP HOLDINGS LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-4982016 		Investment NV Fifth Century LP
  		Excluded 8,763,506 564,476   No 0   No 99.6 %
(132) College Street Innovation Fund LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
36-4773553 		Investment CT Yale University
  		Excluded 130 523,565 Yes   0   No 50.67 %
(133) Kilimanjaro Fund LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
98-1288980 		Investment CJ Yale University
  		Excluded -1,011 296,486 Yes   0   No 79.8 %
(134) 4620 Associates LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
13-4036667 		Investment DE Yale University
  		Excluded 89,790 252,130   No 0   No 83.99 %
(135) GOLDSBORO LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-1996058 		Investment NV Fifth Century LP
  		Excluded 26 116,510   No 0   No 79.84 %
(136) AVON LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-4056103 		Investment NV Fifth Century LP
  		Unrelated 42,179 89,520 Yes   41,162   No 79.84 %
(137) ORDWAY LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-5189347 		Investment NV Fifth Century LP
  		Excluded 136 87,172   No 0   No 79.84 %
(138) Merriweather LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
04-3664410 		Investment DE Fourth Century LLC
  		Excluded -16,599 43,724 Yes   0   No 98.8 %
(139) NORTHWOOD REAL ESTATE PARTNERS TE (PALACE AIV) FEEDER LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
45-2582798 		Investment DE Fourth Century LLC
  		Excluded 97 36,107 Yes   0   No 99.8 %
(140) TILDEN II LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
27-4210952 		Investment DE Fourth Century LLC
  		Excluded 1,024,423 4,628   No 0   No 79.84 %
(141) CORBIN LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-1263962 		Investment DE Fourth Century LLC
  		Excluded -2,755 0   No 0   No 79.84 %
(142) CRS MASTER FUND LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
45-2658870 		Investment CJ CYR Holdings LP
  		Excluded 0 0   No 0   No 78.98 %
(143) IVA II HOLDINGS LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-2652041 		Investment NV Fifth Century LP
  		Excluded 782,406 0   No 0   No 99.6 %
(144) Luxiver LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
45-1504333 		Investment DE Yale University
  		Excluded -4,685,084 0   No -20,872   No 77.21 %
(145) NEWINGTON LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-0763113 		Investment NV Fifth Century LP
  		Excluded 0 0   No 0   No 79.84 %
(146) OM HOLDINGS LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-5073267 		Investment NV Fifth Century LP
  		Excluded 669,944 0   No 0   No 99.6 %
(147) TILDEN LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-8558781 		Investment DE Fourth Century LLC
  		Excluded 0 0   No 0   No 79.84 %
(148) VOLTA IV LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
27-0914710 		Investment DE Fourth Century LLC
  		Excluded -196,350 0   No 0   No 79.84 %
(149) WYNNWOOD II LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-5548320 		Investment NV Fifth Century LP
  		Excluded 905,676 0 Yes   1,073   No 79.84 %
(150) WYNNWOOD LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-1363230 		Investment NV Fifth Century LP
  		Excluded 2,633,621 0   No 0   No 79.84 %
(151) ALAMANCE VII LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
45-2046522 		Investment DE Fourth Century LLC
  		Excluded 0 -374,182   No 0   No 79.84 %
(152) CALVERT LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-3960036 		Investment NV Fifth Century LP
  		Unrelated -467,292 -2,385,642 Yes   -754,999   No 79.84 %
(153) WINDOM LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
26-1768804 		Investment NV Fifth Century LP
  		Unrelated 1,309,732 -4,013,795 Yes   1,145,966   No 79.84 %
(154) Harbor Hills Country Club LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
16-1453797 		Investment DE Harbor Hills Holdings LP
  		Unrelated -226,414 -9,466,462   No -226,398   No 99 %
Part IV
Identification of Related Organizations Taxable as a Corporation or Trust. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No
(1) New FYI Ltd

C/O Yale University
PO Box 208239
New Haven,CT065208239
 Investment CJ Wingspan LP
  		C Corporation 311,688,779 1,239,124,955 82.56 % Yes  
(2) The Caeruleus Fund

C/O Yale University
PO Box 208239
New Haven,CT065208239
 Investment CJ Fourth Century LLC
  		C Corporation 277,607,827 617,579,151 99.8 % Yes  
(3) HHLR Yali Feeder Ltd

C/O Yale University
PO Box 208239
New Haven,CT065208239
 Investment CJ Fourth Century LLC
  		C Corporation -82,002,814 520,910,529 99.8 % Yes  
(4) EMK Capital Partners Feeder LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
98-1585317 		Investment UK Yale University
  		C Corporation 22,437,058 221,936,152 88.99 % Yes  
(5) CRS Fund Ltd

C/O Yale University
PO Box 208239
New Haven,CT065208239
90-0314487 		Investment CJ CYR Holdings LP
  		C Corporation 12,096,467 219,119,375 99.6 % Yes  
(6) PWEB LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
27-3304430 		Investment DE Fourth Century LLC
  		C Corporation 9,562,340 83,789,653 99.8 % Yes  
(7) Fourth Century Trust

C/O Yale University
PO Box 208239
New Haven,CT065208239
20-6699631 		Investment CT Yale University
  		Trust 1,593,445 63,749,841 100 % Yes  
(8) LTR Focus Fund

C/O Yale University
PO Box 208239
New Haven,CT065208239
 Investment MP Yale University
  		C Corporation -18,646,754 46,363,823 100 % Yes  
(9) YB Cayman Ltd

C/O Yale University
PO Box 208239
New Haven,CT065208239
 Investment CJ YB Institutional LP
  		C Corporation 559,081 39,515,579 98.8 % Yes  
(10) NW UK REGIONAL II (NO 1) LP

C/O Yale University
PO Box 208239
New Haven,CT065208239
98-1208249 		Investment UK Fourth Century LLC
  		C Corporation 1,442,872 7,185,928 99.8 % Yes  
(11) 3313148 Nova Scotia Limited

C/O Yale University
PO Box 208239
New Haven,CT065208239
 Investment CA OM Holdings LP
  		C Corporation 2,032,709 5,640,941 98.6 % Yes  
(12) FWEB LLC

C/O Yale University
PO Box 208239
New Haven,CT065208239
27-3304506 		Investment DE Fourth Century LLC
  		C Corporation 739 1,112,380 99.8 % Yes  
(13) Connecticut Boola Inc

C/O Yale University
PO Box 208239
New Haven,CT065208239
06-0798544 		Investment CT Yale University
  		C Corporation 0 745,242 100 % Yes  
(14) Harbor Hills Country Club Inc

C/O Yale University
PO Box 208239
New Haven,CT065208239
16-1452585 		Investment DE Harbor Hills Holdings LP
  		C Corporation 4,445 33,802 100 % Yes  
(15) Harbor Hills Sales Inc

C/O Yale University
PO Box 208239
New Haven,CT065208239
59-3343340 		Investment FL Harbor Hills Holdings LP
  		C Corporation 0 1,000 100 % Yes  
(16) Yale University Hong Kong Trust

C/O Yale University
PO Box 208239
New Haven,CT065208239
 Accepts charitable contributions HK Yale University
  		Trust 11,307,842 250 100 % Yes  
(17) Drama Productions Inc

C/O Yale University
PO Box 208239
New Haven,CT065208239
06-0851103 		Performing Arts CT Yale University
  		C Corporation 0 0 100 % Yes  
(18) Charitable Pooled Income Funds (3)

C/O Yale University
PO Box 208239
New Haven,CT065208239
 Investment CT Various
  		Trust         No
(19) Charitable Remainder Trusts (35)

C/O Yale University
PO Box 208239
New Haven,CT065208239
 Investment CT Yale University
  		Trust         No
Schedule R (Form 990) 2021
Schedule R (Form 990) 2021
Page 3
Part V
Transactions With Related Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................
1a
 
No
b Gift, grant, or capital contribution to related organization(s) ............................
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) ............................
1c
Yes
 
d Loans or loan guarantees to or for related organization(s) ............................
1d
 
No
e Loans or loan guarantees by related organization(s) ............................
1e
 
No
f Dividends from related organization(s) ............................
1f
 
No
g Sale of assets to related organization(s) ............................
1g
Yes
 
h Purchase of assets from related organization(s) ............................
1h
Yes
 
i Exchange of assets with related organization(s) ............................
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) .......................
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) ......................
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) .....................
1l
Yes
 
m Performance of services or membership or fundraising solicitations by related organization(s) .................
1m
 
No
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................
1n
 
No
o Sharing of paid employees with related organization(s) ............................
1o
 
No
p Reimbursement paid to related organization(s) for expenses ............................
1p
Yes
 
q Reimbursement paid by related organization(s) for expenses ............................
1q
Yes
 
r Other transfer of cash or property to related organization(s) ............................
1r
Yes
 
s Other transfer of cash or property from related organization(s) ............................
1s
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) 3C Corporation

 B 1,210,644 CASH VALUE
(2) 3C Corporation

 S 2,906,602 CASH VALUE
(3) 4620 Associates

 S 92,532 CASH VALUE
(4) 5C Corporation

 B 696,508 CASH VALUE
(5) 5C Corporation

 S 3,070,238 CASH VALUE
(6) Bluebart LP

 S 26,787,555 CASH VALUE
(7) College Street Innovation Fund LLC (fka YEI Innovation Fund LLC)

 S 518,703 CASH VALUE
(8) Drama Productions Inc

 P 604,295 CASH VALUE
(9) EMK Capital Partners Feeder LP

 B 2,080,480 CASH VALUE
(10) EMK Capital Partners Feeder LP

 S 518,272 CASH VALUE
(11) Farallon Capital Institutional Partners 25 LP

 B 145,698 CASH VALUE
(12) Farallon Capital Institutional Partners II LP

 B 10,593,446 CASH VALUE
(13) Farallon Capital Institutional Partners II LP

 S 148,610 CASH VALUE
(14) Fifth Century LP

 B 196,396,994 CASH VALUE
(15) Fifth Century LP

 S 820,061,099 CASH VALUE
(16) Fourth Century LLC

 B 604,111,464 CASH VALUE
(17) Fourth Century LLC

 S 1,450,394,643 CASH VALUE
(18) Fourth Century Trust

 S 110,503,126 CASH VALUE
(19) Harbor Hills Holdings LP

 S 1,000,000 CASH VALUE
(20) Keyframe 3523 Fund LP

 B 22,203,014 CASH VALUE
(21) LTR Focus Fund

 S 12,568,959 CASH VALUE
(22) Manaslu Fund III LP

 B 62,700,274 CASH VALUE
(23) Motus Fund Ltd

 S 250,000 CASH VALUE
(24) Panco Strategic Real Estate Fund IV LP

 S 6,253,968 CASH VALUE
(25) Panco Strategic Real Estate Fund V-R LP

 B 30,810,934 CASH VALUE
(26) Panco Strategic Real Estate Fund V-R LP

 S 707,555 CASH VALUE
(27) Sail NH LP

 B 75,355 CASH VALUE
(28) Strategic Residential Fund II LLC

 S 807,500 CASH VALUE
(29) The Board of Trustees of The Sheffield Scientific School

 S 23,391,349 CASH VALUE
(30) The Chief Executive Leadership Institute of the Yale School of Management I
nc
 S 639,964 CASH VALUE
(31) The Lyme Forest Fund V TE LP

 S 6,171,875 CASH VALUE
(32) The Paul Mellon Centre for Studies in British Art

 B 8,032,213 CASH VALUE
(33) Wingspan LP

 S 200,000,000 CASH VALUE
(34) Yale University Elizabethan Club Corp

 R 800,771 CASH VALUE
(35) Yale University Hong Kong Trust

 C 11,307,842 CASH VALUE
(36) Yale University Press London

 S 2,763,692 CASH VALUE
(37) Yale University Press London

 R 2,594,144 CASH VALUE
(38) Yale University Press London

 Q 78,207 CASH VALUE
(39) Yale University Press London

 H 1,705,416 CASH VALUE
(40) Yale University Press London

 G 1,440,855 CASH VALUE
(41) Yale University Press London

 P 593,469 CASH VALUE
(42) Yale University Press London

 B 110,000 CASH VALUE
(43) Yale University Press London

 L 232,445 CASH VALUE
(44) Yale University Retiree Health Benefits Coverage Trust

 Q 38,067,811 CASH VALUE
(45) Yale University Retiree Health Benefits Coverage Trust

 B 119,630,000 CASH VALUE
(46) YB Institutional Limited Partnership

 S 100,000,000 CASH VALUE
Schedule R (Form 990) 2021
Schedule R (Form 990) 2021
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V-UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2021
Schedule R (Form 990) 2021
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R. See instructions.
Return Reference Explanation
SCHEDULE R, PARTS I-V: NAME, ADDRESS AND EIN: THE FORM 990, SCHEDULE R, LISTS THE NAME OF EACH ENTITY AS OF THE DATE OF THE FORM 990 FILING.
Schedule R, Part III, Column (h) DISPROPORTIONATE ALLOCATIONS INDICATED IN COLUMN (H) OF PART III GENERALLY RELATE TO I.) A GENERAL PARTNER'S TYPICAL CARRIED INTEREST WITH RESPECT TO PRIVATE FUND INVESTMENTS OR II.) ALLOCATIONS AMONG 501(C)(3) ORGANIZATIONS THAT ARE PARTNERS OR MEMBERS IN AN INVESTMENT ENTITY.
Schedule R, Part IV CHARITABLE REMAINDER TRUSTS AS OF JUNE 30, 2023, YALE UNIVERSITY HELD A GREATER THAN 50% BENEFICIAL INTEREST IN 35 CHARITABLE REMAINDER TRUSTS (CRTS). THE UNIVERSITY WAS THE TRUSTEE OF 29 OF THESE CRTS, OF WHICH 28 WERE DOMICILED IN CONNECTICUT, ONE IN MASSACHUSETTS.
Schedule R, Part V, Line 2 TRANSFERS THIS SCHEDULE REFLECTS ALL TRANSFERS BY YALE UNIVERSITY TO CORPORATIONS, PARTNERSHIPS, OR OTHER ENTITIES CONTROLLED BY YALE AS DEFINED IN IRC SECTION 512(B)(13) AND RELATED TAX-EXEMPT ORGANIZATIONS NOT DESCRIBED IN IRC SECTION 501(C)(3). IN SOME INSTANCES, THESE ENTITIES MADE FURTHER TRANSFERS TO OTHER ENTITIES CONTROLLED BY THEM OR YALE UNIVERSITY. IN ADDITION, THIS SCHEDULE REFLECTS ALL TRANSFERS TO YALE UNIVERSITY BY CORPORATIONS, PARTNERSHIPS, OR OTHER ENTITIES CONTROLLED BY YALE AS DEFINED IN IRC SECTION 512(B)(13) AND RELATED TAX-EXEMPT ORGANIZATIONS NOT DESCRIBED IN IRC SECTION 501(C)(3). IN SOME INSTANCES, THESE ENTITIES RECEIVED TRANSFERS FROM OTHER ENTITIES CONTROLLED BY THEM OR YALE UNIVERSITY.
Schedule R, Part III, Column (g) End-of-Year-Assets Beginning with the FYE 6/30/21, the IRS requires partnerships to report partner capital accounts on a tax basis using the tax basis method.
Schedule R (Form 990) 2021

Additional Data


Software ID: 22016089
Software Version: 2022v5.0






TY 2022 AffiliatedGroupSchedule
Name:
Yale University
EIN:
06-0646973
Software ID:
22016089
Software Version:
2022v5.0
Affiliated Group Business Name:
Yale University
Address. Either US or Foreign Type:
PO Box 208239
New Haven, CT065208239    
EIN:
06-0646973
Electing Organization Checkbox:
Total Grassroots Lobbying:
2,430
Total Direct Lobbying:
554,260
Total Lobbying Expenditures:
556,690
Other Exempt Purpose Expenditures:
5,271,111,798
Total Exempt Purpose Expenditures:
5,271,668,488
Lobbying Nontaxable Amount:
1,000,000
Grassroots Nontaxable Amount:
250,000
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
3C CORPORATION
Address. Either US or Foreign Type:
PO BOX 208239
NEW HAVEN, CT06520    
EIN:
41-2046529
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
0
Total Exempt Purpose Expenditures:
0
Lobbying Nontaxable Amount:
0
Grassroots Nontaxable Amount:
0
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
5C CORPORATION
Address. Either US or Foreign Type:
PO BOX 208239
NEW HAVEN, CT06520    
EIN:
20-0763050
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
0
Total Exempt Purpose Expenditures:
0
Lobbying Nontaxable Amount:
0
Grassroots Nontaxable Amount:
0
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
ALUMNI FUND ASSOCIATION OF YALE UNIVERSITY
Address. Either US or Foreign Type:
157 CHURCH STREET
NEW HAVEN, CT06510    
EIN:
06-6078326
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
0
Total Exempt Purpose Expenditures:
0
Lobbying Nontaxable Amount:
0
Grassroots Nontaxable Amount:
0
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
THE BOARD OF TRUSTEES OF THE SHEFFIELD SCIENTIFIC SCHOOL
Address. Either US or Foreign Type:
PO BOX 208239
NEW HAVEN, CT06520    
EIN:
06-6032565
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
24,950,583
Total Exempt Purpose Expenditures:
24,950,583
Lobbying Nontaxable Amount:
1,000,000
Grassroots Nontaxable Amount:
250,000
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
THE CHIEF EXECUTIVE LEADERSHIP INSTITUTE OF THE YALE SCHOOL OF MANAGEMENT I
NC
Address. Either US or Foreign Type:
101 CONSTITUTION AVENUE SUITE 825
WASHINGTON, DC20001    
EIN:
58-2617787
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
2,171,168
Total Exempt Purpose Expenditures:
2,171,168
Lobbying Nontaxable Amount:
258,558
Grassroots Nontaxable Amount:
64,640
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
THE NEW CLINICAL PROGRAM DEVELOPMENT CORPORATION
Address. Either US or Foreign Type:
789 HOWARD AVENUE
NEW HAVEN, CT06519    
EIN:
06-1565494
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
40,000,000
Total Exempt Purpose Expenditures:
40,000,000
Lobbying Nontaxable Amount:
1,000,000
Grassroots Nontaxable Amount:
250,000
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
YALE UNIVERSITY RETIREE HEALTH BENEFITS COVERAGE TRUST
Address. Either US or Foreign Type:
PO BOX 208239
NEW HAVEN, CT06520    
EIN:
06-6414276
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
38,355,822
Total Exempt Purpose Expenditures:
38,355,822
Lobbying Nontaxable Amount:
1,000,000
Grassroots Nontaxable Amount:
250,000
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
YALE NEW HAVEN MEDICAL CENTER INC
Address. Either US or Foreign Type:
20 YORK STREET
NEW HAVEN, CT06510    
EIN:
23-7440891
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
1,401,873
Total Exempt Purpose Expenditures:
1,401,873
Lobbying Nontaxable Amount:
215,187
Grassroots Nontaxable Amount:
53,797
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
THE GRUBER FOUNDATION
Address. Either US or Foreign Type:
PO BOX 208239
NEW HAVEN, CT06520    
EIN:
45-1540594
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
6,579,121
Total Exempt Purpose Expenditures:
6,579,121
Lobbying Nontaxable Amount:
478,956
Grassroots Nontaxable Amount:
119,739
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
Yale Medical Foundation Inc
Address. Either US or Foreign Type:
2 Whitney Ave 6th Floor
New Haven, CT06510    
EIN:
35-2672947
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
0
Total Exempt Purpose Expenditures:
0
Lobbying Nontaxable Amount:
0
Grassroots Nontaxable Amount:
0
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0