Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
right arrowDo not enter social security numbers on this form as it may be made public.
right arrowGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2023
Open to Public Inspection
For calendar year 2023, or tax year beginning 01-01-2023 , and ending 12-31-2023
Name of foundation
THE HUMPHREYS FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)555 17TH STREET SUITE 3200
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
DENVER, CO80202
A Employer identification number

84-6021274
B Telephone number (see instructions)

C right arrow
G Check all that apply:

D 1. Foreign organizations, check here............. right arrow
2. Foreign organizations meeting the 85%
test, check here and attach computation ... right arrow
E right arrow
H Check type of organization:
F right arrow
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)right arrow$2,168,073J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check right arrow.............
3 Interest on savings and temporary cash investments 12,115 12,115  
4 Dividends and interest from securities... 35,772 35,772  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment
List of Attached Documents:
// Content
54,032
b Gross sales price for all assets on line 6a 235,658
7 Capital gain net income (from Part IV, line 2)... 866
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 101,919 48,753  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
2,500 2,125   375
c Other professional fees (attach schedule).... Click to see attachment
List of Attached Documents:
// Content
19,404 16,494   2,910
17 Interest...............        
18 Taxes (attach schedule) (see instructions)...        
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
1,417 1,417    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 23,321 20,036   3,285
25 Contributions, gifts, grants paid....... 115,000 115,000
26 Total expenses and disbursements. Add lines 24 and 25 138,321 20,036   118,285
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -36,402
b Net investment income (if negative, enter -0-) 28,717
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2023)
Form 990-PF (2023)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 4,480 3,792 3,792
3 Accounts receivable right arrow  
Less: allowance for doubtful accounts right arrow        
4 Pledges receivable right arrow  
Less: allowance for doubtful accounts right arrow        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) right arrow  
Less: allowance for doubtful accounts right arrow        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 173,907 Click to see attachment
List of Attached Documents:
// Content
250,789 		252,876
b Investments—corporate stock (attach schedule)....... 1,002,091 Click to see attachment
List of Attached Documents:
// Content
903,720 		1,738,658
c Investments—corporate bonds (attach schedule)....... 201,399 Click to see attachment
List of Attached Documents:
// Content
176,174 		172,747
11 Investments—land, buildings, and equipment: basis right arrow  
Less: accumulated depreciation (attach schedule) right arrow        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis right arrow  
Less: accumulated depreciation (attach schedule) right arrow        
15 Other assets (describe right arrow)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,381,877 1,334,475 2,168,073
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable................. 34,000 23,000
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe right arrow)    
23 Total liabilities (add lines 17 through 22)......... 34,000 23,000
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here right arrow
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 1,347,877 1,311,475
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here right arrow
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 1,347,877 1,311,475
30 Total liabilities and net assets/fund balances (see instructions). 1,381,877 1,334,475
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
1,347,877
2
Enter amount from Part I, line 27a .....................
2
-36,402
3
Other increases not included in line 2 (itemize) right arrow
3
 
4
Add lines 1, 2, and 3 ..........................
4
1,311,475
5
Decreases not included in line 2 (itemize) right arrow
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
1,311,475
Form 990-PF (2023)
Form 990-PF (2023)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1a
b
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 866
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here right arrow and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions) 1 399
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 399
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 399
6 Credits/Payments:
a 2023 estimated tax payments and 2022 overpayment credited to 2023 6a 1,839
b Exempt foreign organizations—tax withheld at source...... 6b  
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld .......... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 1,839
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......right arrow 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...right arrow 10 1,440
11 Enter the amount of line 10 to be: Credited to 2024 estimated taxright arrow1,440 Refundedright arrow 11  
Form 990-PF (2023)
Form 990-PF (2023)
Page 4
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. right arrow$   (2) On foundation managers.right arrow$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.right arrow$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
round bullet By language in the governing instrument, or
round bullet By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument? ................
6
Yes
 
7
Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
and Part XIV..................................
7
Yes
 
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
right arrow
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
8b
Yes
 
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2023 or the taxable year beginning in 2023? See the instructions for Part XIII.
If "Yes," complete Part XIII .............................
9
 
No
10
Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
and addresses. ...............................
10
 
No
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
11
 
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions.................
12
 
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
 
Website addressright arrowN/A
14
The books are in care ofright arrowKAMI POMERANTZ Telephone no.right arrow (303) 295-8095

Located atright arrow555 17TH ST SUITE 3200DENVERCO ZIP+4right arrow80202
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........right arrow
and enter the amount of tax-exempt interest received or accrued during the year ........right arrow
15
 
16 At any time during calendar year 2023, did the foundation have an interest in or a signature or other authority over YesNo
a bank, securities, or other financial account in a foreign country? .................
16   No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country right arrow
Form 990-PF (2023)
Form 990-PF (2023)
Page 5
Part VI-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
1a(1)
 
No
(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person? ..............................
1a(2)
 
No
(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
1a(3)
 
No
(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
1a(4)
 
No
(5) Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)? ......................
1a(5)
 
No
(6) Agree to pay money or property to a government official? (Exception. Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.) ...............
1a(6)
 
No
b
If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
1b
 
 
c
Organizations relying on a current notice regarding disaster assistance check here ........right arrow
d
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2023? .............
1d
 
 
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2023, did the foundation have any undistributed income (Part XII, lines 6d
and 6e) for tax year(s) beginning before 2023?....................
2a
 
No
If "Yes," list the years right arrow20, 20, 20, 20
b
Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to all years listed, answer "No" and attach statement—see instructions.) ..............
2b
 
 
c
If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
right arrow20, 20, 20, 20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year? ..............................
3a
 
No
b
If "Yes," did it have excess business holdings in 2023 as a result of (1) any purchase by the foundation
or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2023.) .....................
3b
 
 
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
 
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2023? ..
4b
 
No
Form 990-PF (2023)
Form 990-PF (2023)
Page 6
Part VI-B
Statements Regarding Activities for Which Form 4720 May Be Required (continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
5a(1)
 
No
(2) Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive? ....................
5a(2)
 
No
(3) Provide a grant to an individual for travel, study, or other similar purposes? .............
5a(3)
 
No
(4) Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions ........................
5a(4)
 
No
(5) Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals? .............
5a(5)
 
No
b
If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
5b
 
 
c
Organizations relying on a current notice regarding disaster assistance check .........right arrow
d
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant? .................
5d
 
 
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract? .............................
6a
 
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
6b
 
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
7a
 
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
7b
 
 
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year? .........................
8
 
No
Part VII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a) Name and address (b) Title, and average
hours per week
devoted to position 		(c) Compensation
 (If not paid, enter
-0-) 		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
other allowances
KAMI POMERANTZ PRESIDENT, T
4.00 		0 0 0
555 17TH STREET SUITE 3200
DENVER,CO80202
LAURA DINAN VP, ASST. TR
4.00 		0 0 0
555 17TH STREET SUITE 3200
DENVER,CO80202
LUCILLE E HAHN SECRETARY
4.00 		0 0 0
555 17TH STREET SUITE 3200
DENVER,CO80202
ELIZABETH SHOEMAKER ASSISTANT SE
4.00 		0 0 0
555 17TH STREET SUITE 3200
DENVER,CO80202
JEAN P GUYTON DIRECTOR
4.00 		0 0 0
555 17TH STREET SUITE 3200
DENVER,CO80202
SAMUEL P GUYTON DIRECTOR
4.00 		0 0 0
555 17TH STREET SUITE 3200
DENVER,CO80202
2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a) Name and address of each employee paid more than $50,000 (b) Title, and average
hours per week
devoted to position 		(c) Compensation (d) Contributions to
employee benefit
plans and deferred
compensation 		(e) Expense account,
other allowances
NONE
Total number of other employees paid over $50,000...................right arrow  
Form 990-PF (2023)
Form 990-PF (2023)
Page 7
Part VII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)
3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
NONE
Total number of others receiving over $50,000 for professional services.............right arrow  
Part VIII-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
1 PROVISION OF FUNDING TO 40 CHARITIES FOR CONTINUATION OF THEIR CHARITABLE ACTIVITIES. 115,000
2  
3  
4  
Part VIII-B
Summary of Program-Related Investments (see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
1 N/A  
2  
All other program-related investments. See instructions.
3  
Total. Add lines 1 through 3.........................right arrow  
Form 990-PF (2023)
Form 990-PF (2023)
Page 8
Part IX
Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities...................
1a
2,056,724
b
Average of monthly cash balances.......................
1b
58,305
c
Fair market value of all other assets (see instructions)................
1c
0
d
Total (add lines 1a, b, and c).........................
1d
2,115,029
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation) .............
1e
 
2
Acquisition indebtedness applicable to line 1 assets..................
2
 
3
Subtract line 2 from line 1d.........................
3
2,115,029
4
Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
instructions) .............................
4
31,725
5
Net value of noncharitable-use assets. Subtract line 4 from line 3. ............
5
2,083,304
6
Minimum investment return. Enter 5% (0.05) of line 5................
6
104,165
Part X
Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
1
Minimum investment return from Part IX, line 6..................
1
104,165
2a
Tax on investment income for 2022 from Part V, line 5.......
2a
399
b
Income tax for 2022. (This does not include the tax from Part V.) ...
2b
 
c
Add lines 2a and 2b............................
2c
399
3
Distributable amount before adjustments. Subtract line 2c from line 1............
3
103,766
4
Recoveries of amounts treated as qualifying distributions................
4
 
5
Add lines 3 and 4............................
5
103,766
6
Deduction from distributable amount (see instructions).................
6
 
7
Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
7
103,766
Part XI
Qualifying Distributions (see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
1a
118,285
b
Program-related investments—total from Part VIII-B..................
1b
 
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes...............................
2
 
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)....................
3a
 
b
Cash distribution test (attach the required schedule) .................
3b
 
4
Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4. .......
4
118,285
Form 990-PF (2023)
Form 990-PF (2023)
Page 9
Part XII
Undistributed Income (see instructions)
(a)
Corpus 		(b)
Years prior to 2022 		(c)
2022 		(d)
2023
1 Distributable amount for 2023 from Part X, line 7 103,766
2 Undistributed income, if any, as of the end of 2022:
a Enter amount for 2022 only....... 11,479
b Total for prior years:20 , 20, 20  
3 Excess distributions carryover, if any, to 2022:
a From 2018......  
b From 2019......  
c From 2020......  
d From 2021......  
e From 2022......  
f Total of lines 3a through e ........  
4Qualifying distributions for 2023 from Part
XI, line 4: right arrow$ 118,285
a Applied to 2022, but not more than line 2a 11,479
b Applied to undistributed income of prior years
(Election required—see instructions)..... 		 
c Treated as distributions out of corpus (Election
required—see instructions)........ 		 
d Applied to 2023 distributable amount..... 103,766
e Remaining amount distributed out of corpus 3,040
5 Excess distributions carryover applied to 2023.    
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6Enter the net total of each column as
indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 3,040
b Prior years’ undistributed income. Subtract
line 4b from line 2b .......... 		 
c Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed...... 		 
d Subtract line 6c from line 6b. Taxable amount
—see instructions ........... 		 
e Undistributed income for 2022. Subtract line
4a from line 2a. Taxable amount—see
instructions ............. 		 
f Undistributed income for 2023. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2024 .......... 		0
7 Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions) ....... 		 
8 Excess distributions carryover from 2018 not
applied on line 5 or line 7 (see instructions) ... 		 
9 Excess distributions carryover to 2024.
Subtract lines 7 and 8 from line 6a ...... 		3,040
10 Analysis of line 9:
a Excess from 2019....  
b Excess from 2020....  
c Excess from 2021....  
d Excess from 2022....  
e Excess from 2023.... 3,040
Form 990-PF (2023)
Form 990-PF (2023)
Page 10
Part XIII
Private Operating Foundations (see instructions and Part VI-A, question 9)
1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2023, enter the date of the ruling ...... right arrow
 
b Check box to indicate whether the organization is a private operating foundation described in section or
2a Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part IX for each
year listed .......... 		Tax year Prior 3 years (e) Total
(a) 2023 (b) 2022 (c) 2021 (d) 2020
         
b 85% (0.85) of line 2a .........          
c Qualifying distributions from Part XI,
line 4 for each year listed ..... 		         
d Amounts included in line 2c not used directly
for active conduct of exempt activities .......... 		         
e Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c .... 		         
3 Complete 3a, b, or c for the
alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......          
(2) Value of assets qualifying
under section 4942(j)(3)(B)(i)		          
b “Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part IX, line 6 for each year listed .. 		         
c “Support" alternative test—enter:
(1) Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties) .... 		         
(2) Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii).... 		         
(3) Largest amount of support
from an exempt organization		          
(4) Gross investment income          
Part XIV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1Information Regarding Foundation Managers:
aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here right arrow
aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
bThe form in which applications should be submitted and information and materials they should include:
cAny submission deadlines:
dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form 990-PF (2023)
Form 990-PF (2023)
Page 11
Part XIV
Supplementary Information (continued)
3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
 Foundation
status of
recipient 		Purpose of grant or
contribution 		Amount
Name and address (home or business)
aPaid during the year

ALPINE LEGAL SERVICES

506 E MAIN ST 101
ASPEN,CO81611 		NONE PC LEGAL ASSISTANCE FOR INDIGENT POPULA 1,000

ANTI-DEFAMATION LEAGUE OF COLORADO

1120 LINCOLN STREET
DENVER,CO80202 		NONE PC EXPOSING HATE AND PURSUING EQUAL RIG 4,000

ASPEN VALLEY LAND TRUST

230 MAIN ST STE 204
CARBONDALE,CO81623 		NONE PC CONSERVING LAND AND CONNECTING COMMU 3,000

CAPITAL HILL COMMUNITY SERVICES

1420 N OGDEN STREET
DENVER,CO80218 		NONE PC RELIABLE SOURCE OF NUTRITION FOR THE 3,000

CENTUS COUNCELING CONSULTING AND ED

2696 S COLORADO BLVD
DENVER,CO80222 		NONE PC COMMUNITY-BASED BEHAVIORAL HEALTH SE 1,000

COLORADO CENTER ON LAW AND POLICY

623 FOX SUITE 300
DENVER,CO80204 		NONE PC EDUCATION AND INDIGENT SUPPORT 2,000

COLORADO SOCCER FOUNDATION

15960 E COLFAX AVE
AURORA,CO80011 		NONE PC MAKE THE GAME OF SOCCER ACCESSABLE T 1,000

COLORADO SYMPHONY ASSOCIATION

1036 14TH STREET
DENVER,CO80202 		NONE PC CULTURAL EDUCATION 1,000

COLORADO UPLIFT

1888 SHERMAN STREET SUIT
DENVER,CO80203 		NONE PC EDUCATION/CHARITY 5,500

CONFLICT CENTER

4140 TEJON STREET
DENVER,CO80203 		NONE PC VIOLENCE PREVENTION 4,000

DEER HILL FOUNDATION

7850 RD 41 BOX 0180
MANCOS,CO81328 		NONE PC SCHOLARSHIPS FOR TEENS TO EXPEIENCE 3,000

DENVER INNER CITY PARISH

1212 MARIPOSA STREET
DENVER,CO80204 		NONE PC TO EMPOWER PEOPLE IN NEED 6,000

DENVER MUSUEM OF NATURE AND SCIENCE

2001 COLORADO BLVD
DENVER,CO80205 		NONE PC EXHIBITIONS-WILDLIFE, HISTORIC CIVIL 2,000

DENVER RESCUE MISSION

6100 SMITH RD
DENVER,CO80216 		NONE PC PROVIDING BASIC NEEDS FOR HOMELESS P 4,000

EMILY GRIFFITH FOUNDATION

14142 DENVER WEST PKWY S
LAKEWOOD,CO80401 		NONE PC FINANCIAL SUPPORT-POST-SECONDARY EDU 3,000

ENERGY OUTREACH COLORADO

225 E 16TH AVE 200
DENVER,CO80203 		NONE PC ENERGY ASSISTANCE 3,000

FRIENDS OF BROOMFIELD

11851 SAULSBURY STREET
BROOMFIELD,CO80020 		NONE PC SERVICES FOR TEENS AND ADULTS WITH D 2,000

HABITAT FOR HUMANITY ROARING FORK V

53 CALAWAY CT
GLENWOOD SPRINGS,CO81601 		NONE PC BUILD AFFORDABLE HOMES FOR PEOPLE IN 2,000

HABITAT FOR HUMANITY OF METRO DENVE

PO BOX 40636
DENVER,CO80204 		NONE PC BUILD AFFORDABLE HOMES FOR PEOPLE IN 2,000

HISTORY COLORADO CENTER

1200 BROADWAY
DENVER,CO80203 		NONE PC HISTORIC PRESERVATION 2,000

INVEST IN KIDS

1775 SHERMAN STREET 270
DENVER,CO80203 		NONE PC IMPROVE HEALTH & WELL BEING OF CHILD 4,000

JEWISH FAMILY SERVICES OF DENVER

3201 S TAMARAC DRIVE
DENVER,CO80231 		NONE PC RESTORE WELL-BEING TO THE VULNERABLE 6,000

KARIS COMMUNITY HOME

1361 DETROIT
DENVER,CO80206 		NONE PC PROVIDE HOUSING FOR THE MENTALLY DIS 3,000

LEGAL AID FOUNDATION OF COLORADO

1900 GRANT STREET
DENVER,CO80203 		NONE PC LEGAL ASSISTANCE FOR INDIGENT POPULA 3,000

MI CASA RESOURCE CENTER FOR WOMEN

571 GALAPAGO STREET
DENVER,CO80202 		NONE PC EMPLOYMENT TRAINING FOR HISPANIC WOM 4,500

SAFEHOUSE DENVER INC

1649 DOWNING STREET
DENVER,CO80218 		NONE PC SHELTER AND SUPPORT FOR THE NEEDY 3,000

SAME CAF

2023 E COLFAX AVE
DENVER,CO80206 		NONE PC PROVIDE HEALTHY FOOD FOR EVERYONE 3,000

SAVE OUR YOUTH

3443 WEST 23RD AVENUE
DENVER,CO80211 		NONE PC OUTREACH TO CHILDREN IN THE COMMUNIT 1,000

SCHOLARS UNLIMITED

3401 QUEBEC ST 5010
DENVER,CO80207 		NONE PC PROMOTE ACADEMIC SUCCESS FOR ELEMENT 3,000

SECOND WIND FUND

13701 W JEWELL AVE STE 2
LAKEWOOD,CO80228 		NONE PC YOUTH SUICIDE PREVENTION 3,000

STEPPING STONES OF CARBONDALE

1154 CO-133
CARBONDALE,CO81623 		NONE PC MENTORING PROGRAM DROP-IN CENTERS F 2,000

THE ACTION CENTER (JEFFERSON COUNTY

8755 WEST 14TH AVE
LAKEWOOD,CO80215 		NONE PC PROVIDE FOR BASIC HUMAN NEEDS 6,000

THE DENVER ART MUSEUM

100 WEST 14TH AVENUE PARK
DENVER,CO80204 		NONE PC CULTURAL EDUCATION 1,000

THE KEMPE FOUNDATION

1635 VICTOR ST
AURORA,CO80045 		NONE PC PREVENTION AND TREATMENT OF CHILD AB 3,000

UNIVERSITY OF COLORADO FOUNDATION -

4740 WALNUT STREET
BOULDER,CO80309 		NONE PC EDUCATION 5,000

VALLEY SETTLEMENT PROJECT

520 S THIRD STREET STE 9
CARBONDALE,CO81623 		NONE PC IMPROVE SCHOOL REDINESS & ACHIEVEMEN 4,000

VOLUNTEERS FOR OUTDOOR COLORADO

600 S MARION PARKWAY
DENVER,CO80209 		NONE PC OUTDOOR EDUCATION AND CONSERVATION 1,000

VOLUNTEERS OF AMERICA

2660 LARIMER STREET
DENVER,CO80205 		NONE PC WORK WITH INDIGENT AND HOMELESS 2,000

WESTERN MUSEUM OF MINING & INDUSTRY

1025 NORTH GATE ROAD
COLORADO SPRINGS,CO80921 		NONE PC EXHIBITION OF CULTURAL MINING HISTOR 1,000

WILDERNESS WORKSHOP

520 S 3RD STREET
CARBONDALE,CO81623 		NONE PC PROTECTING WESTERN COLORADO'S PUBLIC 2,000
Total .................................right arrow 3a 115,000
bApproved for future payment
Total ................................. right arrow 3b  
Form 990-PF (2023)
Form 990-PF (2023)
Page 12
Part XV-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
Related or exempt
function income
(See instructions.)
1Program service revenue: (a)
Business code 		(b)
Amount 		(c)
Exclusion code 		(d)
Amount
a
b
c
d
e
f
gFees and contracts from government agencies          
2 Membership dues and assessments ....          
3 Interest on savings and temporary cash
investments ........... 		    14 12,115  
4 Dividends and interest from securities ....     14 35,772  
5 Net rental income or (loss) from real estate:
aDebt-financed property......          
bNot debt-financed property.....          
6 Net rental income or (loss) from personal property          
7 Other investment income .....          
8 Gain or (loss) from sales of assets other than
inventory ............ 		    18 866 53,166
9 Net income or (loss) from special events:          
10 Gross profit or (loss) from sales of inventory          
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e) ..   48,753 53,166
13Total. Add line 12, columns (b), (d), and (e)..................
13
101,919
(See worksheet in line 13 instructions to verify calculations.)
Part XV-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
DownArrow 		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form 990-PF (2023)
Form 990-PF (2023)
Page 13
Part XVI
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1) Cash...................................
1a(1)
 
No
(2) Other assets.................................
1a(2)
 
No
b
Other transactions:
(1) Sales of assets to a noncharitable exempt organization....................
1b(1)
 
No
(2) Purchases of assets from a noncharitable exempt organization..................
1b(2)
 
No
(3) Rental of facilities, equipment, or other assets.......................
1b(3)
 
No
(4) Reimbursement arrangements...........................
1b(4)
 
No
(5) Loans or loan guarantees.............................
1b(5)
 
No
(6) Performance of services or membership or fundraising solicitations................
1b(6)
 
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
1c
 
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
(a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
b
If "Yes," complete the following schedule.

(a) Name of organization (b) Type of organization (c) Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
right arrow right arrow
May the IRS discuss this return
with the preparer shown below?
See instructions.
Signature of officer or trustee Date Title
Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date Check if self-
employed right arrow		 PTIN
Firm's name SmallBullet
 Firm's EIN SmallBullet
Firm's address SmallBullet


 Phone no.
Form 990-PF (2023)
Additional Data


Software ID:  
Software Version:  


Form 990PF - Special Condition Description:
Special Condition Description

TY 2023 AccountingFeesSchedule
Name:
THE HUMPHREYS FOUNDATION
EIN:
84-6021274
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
TAX PREPARATION FEE 2,500 2,125   375

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

TY 2023 GainLossSaleOtherAssetsSch
Name:
THE HUMPHREYS FOUNDATION
EIN:
84-6021274
Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
200 VMWARE INC 2021-05 PURCHASE 2023-01   24,817 29,651     -4,834  
50 ORACLE 2018-03 PURCHASE 2023-03   4,186 2,397     1,789  
50 APPLE COMPUTER 2014-11 PURCHASE 2023-03   7,419 1,444     5,975  
200 PEPSI 2018-03 PURCHASE 2023-05   38,586 21,962     16,624  
25,000 JP MORGAN 2.7% 2016-08 PURCHASE 2023-05   25,000 25,000        
250 ISHARES S&P MIDCAP 2015-03 PURCHASE 2023-08   66,357 38,491     27,866  
1,599.843 VNGRD S/T INVSTMT GRD ADM 2021-10 PURCHASE 2023-08   30,000 32,877     -2,877  
100 CHURCH & DWIGHT CO 2016-02 PURCHASE 2023-08   9,595 3,805     5,790  
44 AMPHENOL CORP 2014-01 PURCHASE 2023-08   3,832 999     2,833  
25,000 ORACLE CORP 2.4% 2019-02 PURCHASE 2023-09   25,000 25,000        

TY 2023 InvestmentsCorpBondsSchedule
Name:
THE HUMPHREYS FOUNDATION
EIN:
84-6021274
Name of Bond End of Year Book Value End of Year Fair Market Value
CAPITAL ONE BANK CD 3.10% 25,025 24,419
EMERSON ELECTRIC 3.15% 26,650 24,431
FHLB 5.00% 25,025 25,027
FHLB 5.10% 25,022 24,985
JP MORGAN CHASE 2.7%    
JP MORGAN CHASE 3.125% 24,801 24,478
MERCK & CO INC 2.75% 24,651 24,447
MFRS AND TRADER CD 4.85% 25,000 24,960
ORACLE CORP 2.4%    
UTAH ASSOC MUN PWR SYS REV 2.35%    

TY 2023 InvestmentsCorpStockSchedule
Name:
THE HUMPHREYS FOUNDATION
EIN:
84-6021274
Name of Stock End of Year Book Value End of Year Fair Market Value
260 SH AMAZON.COM INC 4,554 39,503
300 SH AMPHENOL CORP 5,866 29,739
350 SH APPLE INC 9,903 67,386
75 SH BECTON DICKINSON 16,657 18,287
100 SH BERKSHIRE HATHAWAY 14,779 35,666
500 SH BRISTOL-MYERS SQUIBB 25,164 25,655
150 SH CHURCH & DWIGHT CO 4,574 14,184
500 SH CISCO SYSTEMS 13,910 25,260
425 SH CONOCO PHILLIPS 17,229 49,329
60 SH COSTCO WHOLESALE CORP 6,970 39,605
100 SH ECOLAB INC 12,273 19,835
450 SH EMERSON ELECTRIC 26,656 43,798
520 SH GOOGLE CLASS A (ALPHABET INC) 14,857 72,639
40 SH INTUIT INC 3,225 25,001
300 SH INVESCO DYN PHARMACEUTICALS 18,381 22,829
1,000 SH INVESCO S&P 500 EQUAL WGHT 69,415 157,800
1.200 SH ISHARES S&P 600 SMCAP 61,367 129,900
250 SH ISHARES S&P MID CAP    
44 SH AMPHENOL    
266 SH JPMORGAN CHASE & CO 11,599 45,247
125 SH MASTERCARD INC 8,479 53,314
300 MICROSOFT 14,967 112,812
180 SH NIKE INC 6,068 19,543
405 SH ORACLE CORP 16,795 42,699
30 SH O'REILLY AUTOMOTIVE 3,777 28,502
225 SH PACCAR 9,399 21,971
200 SH PEPSI    
150 SH PROCTOR & GAMBLE 19,489 21,981
300 SH RAYTHEON TECHNOLOGIES 18,790 25,242
75 SH S&P GLOBAL INC 15,251 33,039
400 SH SCHLUMBERGER 11,641 20,816
800 SH SPDR SER TR S&P DIV 56,729 99,976
125 SH STRYKER 13,890 37,433
200 SH VMWARE INC    
265 SH WALT DISNEY 22,492 23,927
50 SH ADOBE SYSTEMS 16,075 29,830
50 SH APPLE COMPUTER    
100 SH CHURCH & DWIGHT CO    
200 SH MEDTRONIC 17,180 16,476
50 SH ORACLE CORP    
4,393.673 SH FIDELITY ADVISOR R/E 50,000 50,659
2,201.673 SH PERF TR TOTAL BOND 50,000 43,329
2,138.580 SH PERF TR TOTAL BOND 50,000 42,087
3,237.265 SH PRINCIPAL PREFERRED 32,680 28,553
2,238.138 SH THOMPSON BOND FND 25,000 22,001
2,162.630 SH THOMPSON BOND FUND 25,000 21,259
1,498.923 SH T ROWE PRICE CAP APP 50,000 50,813
3,008.016 SH VANGUARD S/T INVSTMT    
3,004.209 SH VANGUARD S/T INVSTMT 32,639 30,733

TY 2023 InvestmentsGovtObligationsSch
Name:
THE HUMPHREYS FOUNDATION
EIN:
84-6021274
US Government Securities - End of Year Book Value:

250,789
US Government Securities - End of Year Fair Market Value:

252,876
State & Local Government Securities - End of Year Book Value:


 
State & Local Government Securities - End of Year Fair Market Value:


 


TY 2023 OtherExpensesSchedule
Name:
THE HUMPHREYS FOUNDATION
EIN:
84-6021274
Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
EXPENSES        
ACCRUED INTEREST 1,417 1,417    


TY 2023 OtherProfessionalFeesSchedule
Name:
THE HUMPHREYS FOUNDATION
EIN:
84-6021274
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
SCHWAB INVESTMENT FEES 19,404 16,494   2,910