Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
right arrowDo not enter social security numbers on this form as it may be made public.
right arrowGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2023
Open to Public Inspection
For calendar year 2023, or tax year beginning 01-01-2023 , and ending 12-31-2023
Name of foundation
THE DALE AND MAX BERGER
FAMILY FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)MAX BERGER CO BLBG 1251 6TH AVENU
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10020
A Employer identification number

46-1612011
B Telephone number (see instructions)

(212) 840-3456
C right arrow
G Check all that apply:

D 1. Foreign organizations, check here............. right arrow
2. Foreign organizations meeting the 85%
test, check here and attach computation ... right arrow
E right arrow
H Check type of organization:
F right arrow
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)right arrow$19,412,845J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 4,967,643
2 Check right arrow.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 286,912 286,912  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 314,532
b Gross sales price for all assets on line 6a 10,140,150
7 Capital gain net income (from Part IV, line 2)... 1,429,390
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
88 88  
12 Total. Add lines 1 through 11........ 5,569,175 1,716,390  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
44,600 22,300   22,300
c Other professional fees (attach schedule).... Click to see attachment
List of Attached Documents:
// Content
38,277 38,277   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment
List of Attached Documents:
// Content
23,673 1,673   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
2,088 1,338   750
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 108,638 63,588   23,050
25 Contributions, gifts, grants paid....... 1,737,500 1,737,500
26 Total expenses and disbursements. Add lines 24 and 25 1,846,138 63,588   1,760,550
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 3,723,037
b Net investment income (if negative, enter -0-) 1,652,802
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2023)
Form 990-PF (2023)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 297,067 376,697 376,697
3 Accounts receivable right arrow  
Less: allowance for doubtful accounts right arrow        
4 Pledges receivable right arrow  
Less: allowance for doubtful accounts right arrow        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) right arrow  
Less: allowance for doubtful accounts right arrow        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 6,141,460 Click to see attachment
List of Attached Documents:
// Content
10,603,331 		10,986,822
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis right arrow  
Less: accumulated depreciation (attach schedule) right arrow        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 6,343,215 Click to see attachment
List of Attached Documents:
// Content
5,541,681 		8,047,507
14 Land, buildings, and equipment: basis right arrow  
Less: accumulated depreciation (attach schedule) right arrow        
15 Other assets (describe right arrow) Click to see attachment
List of Attached Documents:
// Content
1,819 		Click to see attachment
List of Attached Documents:
// Content
1,819 		Click to see attachment
List of Attached Documents:
// Content
1,819
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 12,783,561 16,523,528 19,412,845
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe right arrow) Click to see attachment
List of Attached Documents:
// Content
13,774 		Click to see attachment
List of Attached Documents:
// Content
30,704
23 Total liabilities (add lines 17 through 22)......... 13,774 30,704
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here right arrow
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here right arrow
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 0 0
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 12,769,787 16,492,824
29 Total net assets or fund balances (see instructions)..... 12,769,787 16,492,824
30 Total liabilities and net assets/fund balances (see instructions). 12,783,561 16,523,528
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
12,769,787
2
Enter amount from Part I, line 27a .....................
2
3,723,037
3
Other increases not included in line 2 (itemize) right arrow
3
0
4
Add lines 1, 2, and 3 ..........................
4
16,492,824
5
Decreases not included in line 2 (itemize) right arrow
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
16,492,824
Form 990-PF (2023)
Form 990-PF (2023)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a LTCG - BIOTECHNOLOGY FUND P   2023-12-31
b LTCG - BNY#1126 - COVERED P   2023-12-31
c LTCG - BNY#1126 - NON-COVERED P   2023-12-31
d STCG - BNY#1126 - NON-COVERED P   2023-12-31
e STCG - PERSHING#1047 -DONATED SECURITIES - COVERED D   2023-12-31
STCG - PERSHING#1047 -COVERED P   2023-12-31
LTCG - PERSHING#1047 -DONATED SECURITIES D   2023-12-31
LTCG 175.14 SHS OF EP PRIVATE CREDIT STRATEGIES TWO LTD. P   2023-12-31
LTCG 552.16 SHS INSTITUTIONAL DIRECT LENDING FUND THREE LTD. P   2023-12-31
LTCG 1,089.22 SHS INSTITUTIONAL DISTRESSED OPPORTUNITIES FUND LTD. P   2023-12-31
STCG - PERSHING#1032 - COVERED P   2023-12-31
STCG - PERSHING#1032 - NON-COVERED P   2023-12-31
LTCG - PERSHING#1032 - COVERED P   2023-12-31
LTCG - PERSHING#1032 - NON-COVERED P   2023-12-31
STCG - PERSHING#2923 - NON-COVERED P   2023-12-31
LTCG - PERSHING#2923 - NON-COVERED P   2023-12-31
LTCG - EP HEDGE EQUITIES STRATEGIES (LIQUIDATING) P   2023-12-31
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a     149 -149
b 5,264   14,813 -9,549
c 213,146   200,948 12,198
d 90,319   119,088 -28,769
e 1,192,096   997,323 194,773
1,415,000   1,415,000 0
3,801,356   2,855,462 945,894
18,271   17,514 757
74,821   127,013 -52,192
158,702   132,279 26,423
487,059   486,436 623
354,644   347,343 7,301
53,445   40,971 12,474
712,088   614,453 97,635
11,977   12,216 -239
117,133   105,175 11,958
1,434,829   1,224,577 210,252
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -149
b       -9,549
c       12,198
d       -28,769
e       194,773
      0
      945,894
      757
      -52,192
      26,423
      623
      7,301
      12,474
      97,635
      -239
      11,958
      210,252
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,429,390
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here right arrow and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions) 1 22,974
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 22,974
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 22,974
6 Credits/Payments:
a 2023 estimated tax payments and 2022 overpayment credited to 2023 6a 28,080
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld .......... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 28,080
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment
List of Attached Documents:
// Content
8 88
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......right arrow 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...right arrow 10 5,018
11 Enter the amount of line 10 to be: Credited to 2024 estimated taxright arrow5,018 Refundedright arrow 11 0
Form 990-PF (2023)
Form 990-PF (2023)
Page 4
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. right arrow$ 0(2) On foundation managers.right arrow$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.right arrow$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
round bullet By language in the governing instrument, or
round bullet By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument? ................
6
Yes
 
7
Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
and Part XIV..................................
7
Yes
 
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
right arrowNY
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
8b
Yes
 
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2023 or the taxable year beginning in 2023? See the instructions for Part XIII.
If "Yes," complete Part XIII .............................
9
 
No
10
Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
and addresses. ...............................
10
 
No
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
11
 
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions.................
12
 
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
 
Website addressright arrowN/A
14
The books are in care ofright arrowANCHIN BLOCK ANCHIN LLP Telephone no.right arrow (212) 840-3456

Located atright arrow3 TIMES SQUARENEW YORKNY ZIP+4right arrow10036
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........right arrow
and enter the amount of tax-exempt interest received or accrued during the year ........right arrow
15
 
16 At any time during calendar year 2023, did the foundation have an interest in or a signature or other authority over YesNo
a bank, securities, or other financial account in a foreign country? .................
16   No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country right arrow
Form 990-PF (2023)
Form 990-PF (2023)
Page 5
Part VI-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
1a(1)
 
No
(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person? ..............................
1a(2)
 
No
(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
1a(3)
 
No
(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
1a(4)
 
No
(5) Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)? ......................
1a(5)
 
No
(6) Agree to pay money or property to a government official? (Exception. Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.) ...............
1a(6)
 
No
b
If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
1b
 
 
c
Organizations relying on a current notice regarding disaster assistance check here ........right arrow
d
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2023? .............
1d
 
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2023, did the foundation have any undistributed income (Part XII, lines 6d
and 6e) for tax year(s) beginning before 2023?....................
2a
 
No
If "Yes," list the years right arrow20, 20, 20, 20
b
Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to all years listed, answer "No" and attach statement—see instructions.) ..............
2b
 
 
c
If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
right arrow20, 20, 20, 20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year? ..............................
3a
 
No
b
If "Yes," did it have excess business holdings in 2023 as a result of (1) any purchase by the foundation
or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2023.) .....................
3b
 
 
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
 
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2023? ..
4b
 
No
Form 990-PF (2023)
Form 990-PF (2023)
Page 6
Part VI-B
Statements Regarding Activities for Which Form 4720 May Be Required (continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
5a(1)
 
No
(2) Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive? ....................
5a(2)
 
No
(3) Provide a grant to an individual for travel, study, or other similar purposes? .............
5a(3)
 
No
(4) Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions ........................
5a(4)
 
No
(5) Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals? .............
5a(5)
 
No
b
If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
5b
 
 
c
Organizations relying on a current notice regarding disaster assistance check .........right arrow
d
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant? .................
5d
 
 
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract? .............................
6a
 
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
6b
 
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
7a
 
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
7b
 
 
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year? .........................
8
 
No
Part VII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a) Name and address (b) Title, and average
hours per week
devoted to position 		(c) Compensation
 (If not paid, enter
-0-) 		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
other allowances
MAX W BERGER TRUSTEE
5.00 		0 0 0
C/O BLBG 1285 6TH AVE 38TH FLOOR
NEW YORK,NY10019
DALE BERGER TRUSTEE
10.00 		0 0 0
C/O BLBG 1285 6TH AVE 38TH FLOOR
NEW YORK,NE10019
2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a) Name and address of each employee paid more than $50,000 (b) Title, and average
hours per week
devoted to position 		(c) Compensation (d) Contributions to
employee benefit
plans and deferred
compensation 		(e) Expense account,
other allowances
NONE
Total number of other employees paid over $50,000...................right arrow 0
Form 990-PF (2023)
Form 990-PF (2023)
Page 7
Part VII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)
3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
NONE
Total number of others receiving over $50,000 for professional services.............right arrow0
Part VIII-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
1  
2  
3  
4  
Part VIII-B
Summary of Program-Related Investments (see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
1  
2  
All other program-related investments. See instructions.
3  
Total. Add lines 1 through 3.........................right arrow0
Form 990-PF (2023)
Form 990-PF (2023)
Page 8
Part IX
Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities...................
1a
8,569,384
b
Average of monthly cash balances.......................
1b
1,111,479
c
Fair market value of all other assets (see instructions)................
1c
8,047,507
d
Total (add lines 1a, b, and c).........................
1d
17,728,370
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation) .............
1e
0
2
Acquisition indebtedness applicable to line 1 assets..................
2
0
3
Subtract line 2 from line 1d.........................
3
17,728,370
4
Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
instructions) .............................
4
265,926
5
Net value of noncharitable-use assets. Subtract line 4 from line 3. ............
5
17,462,444
6
Minimum investment return. Enter 5% (0.05) of line 5................
6
873,122
Part X
Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
1
Minimum investment return from Part IX, line 6..................
1
873,122
2a
Tax on investment income for 2022 from Part V, line 5.......
2a
22,974
b
Income tax for 2022. (This does not include the tax from Part V.) ...
2b
 
c
Add lines 2a and 2b............................
2c
22,974
3
Distributable amount before adjustments. Subtract line 2c from line 1............
3
850,148
4
Recoveries of amounts treated as qualifying distributions................
4
0
5
Add lines 3 and 4............................
5
850,148
6
Deduction from distributable amount (see instructions).................
6
0
7
Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
7
850,148
Part XI
Qualifying Distributions (see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
1a
1,760,550
b
Program-related investments—total from Part VIII-B..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes...............................
2
 
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)....................
3a
 
b
Cash distribution test (attach the required schedule) .................
3b
 
4
Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4. .......
4
1,760,550
Form 990-PF (2023)
Form 990-PF (2023)
Page 9
Part XII
Undistributed Income (see instructions)
(a)
Corpus 		(b)
Years prior to 2022 		(c)
2022 		(d)
2023
1 Distributable amount for 2023 from Part X, line 7 850,148
2 Undistributed income, if any, as of the end of 2022:
a Enter amount for 2022 only....... 0
b Total for prior years:20 , 20, 20 0
3 Excess distributions carryover, if any, to 2022:
a From 2018......  
b From 2019...... 511,680
c From 2020......  
d From 2021...... 1,434,865
e From 2022...... 953,792
f Total of lines 3a through e ........ 2,900,337
4Qualifying distributions for 2023 from Part
XI, line 4: right arrow$ 1,760,550
a Applied to 2022, but not more than line 2a 0
b Applied to undistributed income of prior years
(Election required—see instructions)..... 		0
c Treated as distributions out of corpus (Election
required—see instructions)........ 		0
d Applied to 2023 distributable amount..... 850,148
e Remaining amount distributed out of corpus 910,402
5 Excess distributions carryover applied to 2023. 0 0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6Enter the net total of each column as
indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 3,810,739
b Prior years’ undistributed income. Subtract
line 4b from line 2b .......... 		0
c Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed...... 		0
d Subtract line 6c from line 6b. Taxable amount
—see instructions ........... 		0
e Undistributed income for 2022. Subtract line
4a from line 2a. Taxable amount—see
instructions ............. 		0
f Undistributed income for 2023. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2024 .......... 		0
7 Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions) ....... 		0
8 Excess distributions carryover from 2018 not
applied on line 5 or line 7 (see instructions) ... 		0
9 Excess distributions carryover to 2024.
Subtract lines 7 and 8 from line 6a ...... 		3,810,739
10 Analysis of line 9:
a Excess from 2019.... 511,680
b Excess from 2020....  
c Excess from 2021.... 1,434,865
d Excess from 2022.... 953,792
e Excess from 2023.... 910,402
Form 990-PF (2023)
Form 990-PF (2023)
Page 10
Part XIII
Private Operating Foundations (see instructions and Part VI-A, question 9)
1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2023, enter the date of the ruling ...... right arrow
 
b Check box to indicate whether the organization is a private operating foundation described in section or
2a Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part IX for each
year listed .......... 		Tax year Prior 3 years (e) Total
(a) 2023 (b) 2022 (c) 2021 (d) 2020
         
b 85% (0.85) of line 2a .........          
c Qualifying distributions from Part XI,
line 4 for each year listed ..... 		         
d Amounts included in line 2c not used directly
for active conduct of exempt activities .......... 		         
e Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c .... 		         
3 Complete 3a, b, or c for the
alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......          
(2) Value of assets qualifying
under section 4942(j)(3)(B)(i)		          
b “Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part IX, line 6 for each year listed .. 		         
c “Support" alternative test—enter:
(1) Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties) .... 		         
(2) Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii).... 		         
(3) Largest amount of support
from an exempt organization		          
(4) Gross investment income          
Part XIV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1Information Regarding Foundation Managers:
aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here right arrow
aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
bThe form in which applications should be submitted and information and materials they should include:
cAny submission deadlines:
dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form 990-PF (2023)
Form 990-PF (2023)
Page 11
Part XIV
Supplementary Information (continued)
3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
 Foundation
status of
recipient 		Purpose of grant or
contribution 		Amount
Name and address (home or business)
aPaid during the year

ANTI-DEFAMATION LEAGUE FOUNDATION

605 THIRD AVENUE
NEW YORK,NY10158 		NONE PC GENERAL SUPPORT 100,000

BARUCH COLLEGE

55 LEXINGTON AVE
NEW YORK,NY10010 		NONE PC GENERAL SUPPORT 90,000

BRENNAN CENTER FOR JUSTICE

120 BROADWAY SUITE 1750
NEW YORK,NY10271 		NONE PC GENERAL SUPPORT 10,000

BUTTERFLIES USA CHILDREN'S CHARITY

PO BOX 272
NEW YORK,NY10159 		NONE PC GENERAL SUPPORT 5,000

CITY YEAR NY

20 W 22ND ST 3RD FLOOR
NEW YORK,NY10010 		NONE PC GENERAL SUPPORT 10,000

COLUMBIA LAW SCHOOL

435 WEST 116TH STREET
NEW YORK,NY10027 		NONE PC GENERAL SUPPORT 1,050,000

EARTHJUSTICE

50 CALIFORNIA STREET SUITE 500
SAN FRANCISCO,CA94111 		NONE PC GENERAL SUPPORT 5,000

EAST BAY COMMUNITY LAW CENTER

2921 ADELINE STREET
BERKELY,CA94703 		NONE PC GENERAL SUPPORT 2,500

EQUAL JUSTICE INITIATIVE

122 COMMERCE STREET
MONTGOMERY,AL36104 		NONE PC GENERAL SUPPORT 5,000

FRIENDS OF UNITED HATZALAH

442 5TH AVE 1866
NEW YORK,NY10018 		NONE PC GENERAL SUPPORT 10,000

GETTING OUT AND STAYING OUT

75TH E 116TH ST
NEW YORK,NY10029 		NONE PC GENERAL SUPPORT 5,000

GOODFOUNDATION

306 W 37TH ST 8TH FLOOR
NEW YORK,NY10018 		NONE PC GENERAL SUPPORT 5,000

HER JUSTICE

100 BROADWAY 10TH FLOOR
NEW YORK,NY10005 		NONE PC GENERAL SUPPORT 30,000

MEDIA MATTERS FOR AMERICA

455 MASSACHUSETTS AVE NW NO 6TH
WASHINGTON,DC20001 		NONE PC GENERAL SUPPORT 20,000

NEW ALTERNATIVES FOR CHILDREN

37 WEST 26TH ST
NEW YORK,NY10010 		NONE PC GENERAL SUPPORT 15,000

PARK AVENUE SYNAGOGUE

50 E 87TH ST
NEW YORK,NY10128 		NONE PC GENERAL SUPPORT 10,000

SKIDMORE COLLEGE

815 N BROADWAY
SARATOGA SPRINGS,NY12866 		NONE PC GENERAL SUPPORT 25,000

SOUTHERN POVERTY LAW CENTER

400 WASHINGTON AVENUE
MONTGOMERY,AL36104 		NONE PC GENERAL SUPPORT 5,000

THE ANDREW GOODMAN FOUNDATION INC

270 MADISON AVE NO 16 FL
NEW YORK,NY10016 		NONE PC GENERAL SUPPORT 75,000

UNITED JEWISH APPEAL

130 EAST 59TH STREET
NEW YORK,NY10022 		NONE PC GENERAL SUPPORT 150,000

UNITED STATES HOLOCAUST MEMORIAL MUSEUM

100 RAOUL WALLENBERG PL SW
WASHINGTON,DC20024 		NONE PC GENERAL SUPPORT 10,000

WOMEN FOR WOMEN

2000 M STREET NW SUITE 200
WASHINGTON,DC20036 		NONE PC GENERAL SUPPORT 100,000
Total .................................right arrow 3a 1,737,500
bApproved for future payment
Total ................................. right arrow 3b 0
Form 990-PF (2023)
Form 990-PF (2023)
Page 12
Part XV-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
Related or exempt
function income
(See instructions.)
1Program service revenue: (a)
Business code 		(b)
Amount 		(c)
Exclusion code 		(d)
Amount
a
b
c
d
e
f
gFees and contracts from government agencies          
2 Membership dues and assessments ....          
3 Interest on savings and temporary cash
investments ........... 		         
4 Dividends and interest from securities ....     14 286,912  
5 Net rental income or (loss) from real estate:
aDebt-financed property......          
bNot debt-financed property.....          
6 Net rental income or (loss) from personal property          
7 Other investment income .....     14 88  
8 Gain or (loss) from sales of assets other than
inventory ............ 		    18 314,532  
9 Net income or (loss) from special events:          
10 Gross profit or (loss) from sales of inventory          
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e) .. 0 601,532 0
13Total. Add line 12, columns (b), (d), and (e)..................
13
601,532
(See worksheet in line 13 instructions to verify calculations.)
Part XV-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
DownArrow 		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form 990-PF (2023)
Form 990-PF (2023)
Page 13
Part XVI
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1) Cash...................................
1a(1)
 
No
(2) Other assets.................................
1a(2)
 
No
b
Other transactions:
(1) Sales of assets to a noncharitable exempt organization....................
1b(1)
 
No
(2) Purchases of assets from a noncharitable exempt organization..................
1b(2)
 
No
(3) Rental of facilities, equipment, or other assets.......................
1b(3)
 
No
(4) Reimbursement arrangements...........................
1b(4)
 
No
(5) Loans or loan guarantees.............................
1b(5)
 
No
(6) Performance of services or membership or fundraising solicitations................
1b(6)
 
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
1c
 
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
(a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
b
If "Yes," complete the following schedule.

(a) Name of organization (b) Type of organization (c) Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
right arrow right arrow
May the IRS discuss this return
with the preparer shown below?
See instructions.
Signature of officer or trustee Date Title
Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date Check if self-
employed right arrow		 PTIN
Firm's name SmallBullet
 Firm's EIN SmallBullet
Firm's address SmallBullet


 Phone no.
Form 990-PF (2023)
Additional Data


Software ID:  
Software Version:  


Form 990PF - Special Condition Description:
Special Condition Description
Schedule B
(Form 990)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors

Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2023
Name of the organization
THE DALE AND MAX BERGER
FAMILY FOUNDATION
Employer identification number

46-1612011
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ






Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......... Arrow Bullet $  
Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990) (2023)
Schedule B (Form 990) (2023) Page 2
Name of organization
THE DALE AND MAX BERGER
FAMILY FOUNDATION 		Employer identification number
46-1612011
Part I
Contributors
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
1
MAX W BERGER & DALE G BERGER
 
181 EAST 65TH STREET
 
NEW YORK, NY10065

$ 4,967,643


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990) (2023)
Schedule B (Form 990) (2023)
Page 3
Name of organization
THE DALE AND MAX BERGER
FAMILY FOUNDATION 		Employer identification number

46-1612011
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
1
 5287 CERIDIAN HCM HLDG IN C COM $ 370,275 2023-07-20
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
1
 1990 ENTEGRIS INC COM $ 208,502 2023-07-20
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
1
 316 IDEXX LABS INC COM $ 172,144 2023-07-20
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
1
 2914 LIVE NATION ENTMT IN C COM $ 279,278 2023-07-20
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
1
 291 MSA SAFETY INC COM $ 49,183 2023-07-20
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
1
 623 MORNINGSTAR INC COM $ 131,665 2023-07-20
Schedule B (Form 990) (2023)
Name of organization
THE DALE AND MAX BERGER
FAMILY FOUNDATION 		Employer identification number

46-1612011
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
1
 555 PAYCHEX INC COM $ 68,398 2023-07-20
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
1
 313 POOL CORP COM $ 113,043 2023-07-20
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
1
 7318 TEMPUR SEALY INTL IN C COM $ 336,262 2023-07-20
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
1
 2140 TORO CO COM $ 220,987 2023-07-20
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
1
 1131 VAIL RESORTS INC COM $ 271,072 2023-07-20
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
1
 3331 WABTEC COM $ 376,520 2023-07-20
Schedule B (Form 990) (2023)
Name of organization
THE DALE AND MAX BERGER
FAMILY FOUNDATION 		Employer identification number

46-1612011
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
1
 732 SIGNET JEWELERS LTD $ 52,883 2023-07-20
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
1
 571 STERIS PLC $ 130,645 2023-07-20
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
1
 3164 AMPHENOL CORP NEW CL A $ 267,073 2023-07-20
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
1
 1947 BROWN & BROWN INC CO M $ 136,981 2023-07-20
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
1
 2165 CDW CORP COM $ 408,633 2023-07-20
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
1
 4387 CORE & MAIN INC COM $ 136,874 2023-07-20
Schedule B (Form 990) (2023)
Name of organization
THE DALE AND MAX BERGER
FAMILY FOUNDATION 		Employer identification number

46-1612011
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
1
 1448 JACOBS SOLUTIONS INC COM $ 176,757 2023-07-20
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
1
 1228 MARTIN MARIETTA MATL S INC COM $ 558,785 2023-07-20
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
1
 437 MIDDLEBY CORP COM $ 62,012 2023-07-20
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
1
 460 REVVITY INC COM $ 57,981 2023-07-20
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
1
 4076 ROLLINS INC COM $ 179,609 2023-07-20
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
1
 981 SERVICE CORP INTL CO M $ 65,580 2023-07-20
Schedule B (Form 990) (2023)
Name of organization
THE DALE AND MAX BERGER
FAMILY FOUNDATION 		Employer identification number

46-1612011
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
1
 641 TRACTOR SUPPLY CO CO M $ 136,501 2023-07-20
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
Schedule B (Form 990) (2023)
Schedule B (Form 990) (2023)
Page 4
Name of organization
THE DALE AND MAX BERGER
FAMILY FOUNDATION 		Employer identification number

46-1612011
Part III
Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990) (2023)
Additional Data


Software ID:  
Software Version:  

TY 2023 AccountingFeesSchedule
Name:
THE DALE AND MAX BERGER
 
FAMILY FOUNDATION
EIN:
46-1612011
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
ACCOUNTING FEES 44,600 22,300   22,300

TY 2023 InvestmentsCorpStockSchedule
Name:
THE DALE AND MAX BERGER
 
FAMILY FOUNDATION
EIN:
46-1612011
Name of Stock End of Year Book Value End of Year Fair Market Value
PERSHING, LLC#1047-PIMCO TOTAL RETURN FUND INSTITUTIONAL-272149.8380 SHS 2,599,256 2,354,096
PERSHING, LLC #1047 - ISHARES TR MSCI ACWI EX US ETF - 29640.0000 SHS 1,501,562 1,512,826
PERSHING, LLC#1047-VANGUARD TREASURY MONEY MARKET FUND-1381278.83000 SHS 1,381,279 1,381,279
PERSHING, LLC #1047 - BLACKSTONE MTG TR INC COM CL A - 22835.4085 SHS 643,142 485,709
PERSHING, LLC #1047-BLACKSTONE REAL EST INCOME TRUST-CLAS I-27167.8510SHS 402,669 389,261
PERSHING 1032 - SCHWAB CHARLES CORP NEW COM - 3000 SHS 207,024 206,400
PERSHING 1032 - DICKS SPORTING GOODS INC -1200 SHS 122,869 176,340
PERSHING 1032 - PEPSICO INC COM -975 SHS 161,637 165,594
PERSHING 1032 - PAYPAL HLDGS INC COM -2650 SHS 171,058 162,737
PERSHING 1032 - COCA COLA CO COM -2725 SHS 155,750 160,584
PERSHING 1032 - YUM BRANDS INC -1150 SHS 139,098 150,259
PERSHING 1032 - BLACKROCK INC COM -185 SHS 125,728 150,183
PERSHING 1032 - MONDELEZ INTL INC CL A -2,025 SHS 130,084 146,671
PERSHING 1032 - ALPHABET INC CAP STK CL C -945 SHS 109,061 133,179
PERSHING 2923 - TEMPUR SEALY INTL INC COM - 148 SHS 103,798 131,961
PERSHING 1032 - BEST BUY INC COM -1625 SHS 109,520 127,205
PERSHING 1032 - DIAGEO PLC SPONSORED ADR -860 SHS 135,190 125,267
PERSHING 2923 - MORNINGSTAR INC COM - 413 SHS 89,524 118,217
PERSHING 2923 - MARTIN MARIETTA MATLS INC COM - 233 SHS 44,946 116,246
PERSHING 2923 - CDW CORP COM -506 SHS 48,063 115,024
PERSHING 1032 - PROCTER & GAMBLE CO COM -775 SHS 109,660 113,569
PERSHING 1032 - STARBUCKS CORP -1175 SHS 111,841 112,812
PERSHING 2923 - LIVE NATION ENTMT INC COM - 1188 SHS 96,808 111,197
PERSHING 1032 - MICROSOFT CORP COM -295 SHS 85,881 110,932
PERSHING 2923 - BROWN & BROWN INC COM -1518 SHS 49,211 107,945
PERSHING 1032 - MATTEL INC COM -5500 SHS 114,096 103,840
PERSHING 2923 - CERIDIAN HCM HLDG INC COM -1520 SHS 88,612 102,022
PERSHING 1032 - NIKE INC CL B -900 SHS 95,980 97,713
PERSHING 1032 - NESTLE SA SPONSORED ADR -900 SHS 88,985 92,504
PERSHING 2923 - WABTEC COM - 637 SHS 58,100 80,835
PERSHING 2923 - ENTEGRIS INC COM - 667 SHS 48,314 79,920
PERSHING 2923 - MIDDLEBY CORP COM - 539 SHS 73,916 79,325
PERSHING 1032 - RALPH LAUREN CORP CL A - 550 SHS 57,469 79,310
PERSHING 1032 - MCDONALDS CORP COM -260 SHS 69,155 77,093
PERSHING 2923 - SIGNET JEWELERS LTD -707 SHS 55,232 75,833
PERSHING 1032 - WILLIAMS SONOMA INC COM -375 SHS 45,851 75,668
PERSHING 1032 - HEINEKEN N V SPONS ADR -1475 SHS 71,632 75,196
PERSHING 2923 - VAIL RESORTS INC COM - 326 SHS 74,007 69,591
PERSHING 2923 - REVVITY INC COM - 612 SHS 57,803 67,663
PERSHING 2923 - AMPHENOL CORP NEW CL A -670 SHS 24,990 66,417
PERSHING 2923 - TELEDYNE TECHNOLOGIES INC COM - 148 SHS 62,602 66,051
PERSHING 2923 - CLEAN HBRS INC COM - 357 SHS 57,819 62,300
PERSHING 1032 - LVMH MOET HENNESSY LOUIS VUITTON ADR -375 SHS 54,512 60,919
PERSHING 1032 - MARRIOTT INTL -260 SHS 42,384 58,633
PERSHING 2923 - TORO CO COM - 571 SHS 40,703 54,810
PERSHING 1032 - VISA INC -210 SHS 44,479 54,674
PERSHING 2923 - CORE & MAIN INC COM CL A - 1273 SHS 34,011 51,442
PERSHING 2923 - PAYCHEX INC COM - 388 SHS 35,456 46,215
PERSHING 2923 - ITT INC COM - 384 SHS 39,336 45,819
PERSHING 2923 - JACOBS SOLUTIONS INC COM - 69 SHS 30,356 45,819
PERSHING 2923 - TRIMBLE INC COM - 797 SHS 51,124 42,400
PERSHING 2923 - BIO-TECHNE CORP COM -540 SHS 44,379 41,666
PERSHING 2923 - SERVICE CORP INTL COM - 592 SHS 32,544 40,522
PERSHING 2923 - ROLLINS INC COM - 891 SHS 29,486 38,910
PERSHING 2923 - IDEXX LABS INC COM - 69 SHS 24,251 38,298
PERSHING 2923 - TRACTOR SUPPLY CO COM - 167 SHS 20,673 35,910
PERSHING 2923 - POOL CORP COM - 69 SHS 21,568 27,511
PERSHING 2923 - STERIS PLC REGISTERED -101 SHS 14,195 22,205
PERSHING 2923 - PTC INC COM - 114 SHS 16,397 19,945
PERSHING 2923 - MSA SAFETY INC COM - 1188 SHS 17,410 19,415
PERSHING 2923 - DUCKHORN PORTFOLIO INC COM - 1436 SHS 20,112 14,145
PERSHING 2923 - QUANTA SVCS INC COM - 50 SHS 10,733 10,790

TY 2023 InvestmentsOtherSchedule2
Name:
THE DALE AND MAX BERGER
 
FAMILY FOUNDATION
EIN:
46-1612011
Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
EP ABSOLUTE RETURN STRATEGIES TWO LTD. AT COST 3,237,965 4,819,730
INSTITUTIONAL DISTRESSED OPPORTUNITIES FUND AT COST 741,936 1,050,311
EP LIFE SCIENCES LTD AT COST 570,154 916,325
EP PRIVATE CREDIT STRATEGIES TWO LTD. AT COST 557,486 592,936
INSTITUTIONAL DIRECT LENDING FUND III LTD. AT COST 135,599 447,463
EP HEDGED EQUITY STRATEGIES LTD. - OFFSHORE (LIQUIDATING) AT COST 172,712 220,219
BIOTECHONOLOGY FUND AT COST 125,829 523

TY 2023 OtherAssetsSchedule
Name:
THE DALE AND MAX BERGER
 
FAMILY FOUNDATION
EIN:
46-1612011
Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
BIOTECHNOLOGY -REDEMPTIONS RECEIVABLE 1,819 1,819 1,819


TY 2023 OtherExpensesSchedule
Name:
THE DALE AND MAX BERGER
 
FAMILY FOUNDATION
EIN:
46-1612011
Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
CUSTODY FEE 1,338 1,338   0
NYS FILING FEES 750 0   750


TY 2023 OtherIncomeSchedule2
Name:
THE DALE AND MAX BERGER
 
FAMILY FOUNDATION
EIN:
46-1612011
Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
OTHER INVESTMENT INCOME 88 88 88


TY 2023 OtherLiabilitiesSchedule
Name:
THE DALE AND MAX BERGER
 
FAMILY FOUNDATION
EIN:
46-1612011
Description Beginning of Year - Book Value End of Year - Book Value
DUE FROM/TO BROKER 13,774 30,704


TY 2023 OtherProfessionalFeesSchedule
Name:
THE DALE AND MAX BERGER
 
FAMILY FOUNDATION
EIN:
46-1612011
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
INVESTMENT FEES 38,277 38,277   0


TY 2023 TaxesSchedule
Name:
THE DALE AND MAX BERGER
 
FAMILY FOUNDATION
EIN:
46-1612011
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
FOREIGN TAXES 1,673 1,673   0
FEDERAL EXCISE TAX 22,000 0   0