Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
right arrowDo not enter social security numbers on this form as it may be made public.
right arrowGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2023
Open to Public Inspection
For calendar year 2023, or tax year beginning 07-01-2023 , and ending 06-30-2024
Name of foundation
ROARING BROOK FAMILY FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)P O BOX 963
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
LENOX, MA012400963
A Employer identification number

47-4303914
B Telephone number (see instructions)

(617) 630-6900
C right arrow
G Check all that apply:

D 1. Foreign organizations, check here............. right arrow
2. Foreign organizations meeting the 85%
test, check here and attach computation ... right arrow
E right arrow
H Check type of organization:
F right arrow
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)right arrow$44,351,919J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check right arrow.............
3 Interest on savings and temporary cash investments 3,116 3,116  
4 Dividends and interest from securities... 730,131 730,131  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 2,194,669
b Gross sales price for all assets on line 6a 13,395,361
7 Capital gain net income (from Part IV, line 2)... 2,194,669
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
443,018 674,817  
12 Total. Add lines 1 through 11........ 3,370,934 3,602,733  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment
List of Attached Documents:
// Content
3,024 0   3,024
b Accounting fees (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
7,500 3,750   3,750
c Other professional fees (attach schedule).... Click to see attachment
List of Attached Documents:
// Content
196,061 196,061   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment
List of Attached Documents:
// Content
28,851 0   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings....... 27,819 0   27,819
22 Printing and publications.......... 1,438 0   1,438
23 Other expenses (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
41,259 37,517   3,742
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 305,952 237,328   39,773
25 Contributions, gifts, grants paid....... 2,185,000 2,185,000
26 Total expenses and disbursements. Add lines 24 and 25 2,490,952 237,328   2,224,773
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 879,982
b Net investment income (if negative, enter -0-) 3,365,405
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2023)
Form 990-PF (2023)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 504,268 1,574,954 1,574,954
3 Accounts receivable right arrow  
Less: allowance for doubtful accounts right arrow        
4 Pledges receivable right arrow  
Less: allowance for doubtful accounts right arrow        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) right arrow  
Less: allowance for doubtful accounts right arrow        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 3,958,730 Click to see attachment
List of Attached Documents:
// Content
4,251,365 		4,177,795
b Investments—corporate stock (attach schedule)....... 25,637,836 Click to see attachment
List of Attached Documents:
// Content
24,888,540 		26,790,138
c Investments—corporate bonds (attach schedule)....... 5,511,818 Click to see attachment
List of Attached Documents:
// Content
5,742,027 		5,361,717
11 Investments—land, buildings, and equipment: basis right arrow  
Less: accumulated depreciation (attach schedule) right arrow        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 7,235,613 Click to see attachment
List of Attached Documents:
// Content
7,189,920 		6,447,315
14 Land, buildings, and equipment: basis right arrow  
Less: accumulated depreciation (attach schedule) right arrow        
15 Other assets (describe right arrow)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 42,848,265 43,646,806 44,351,919
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe right arrow) Click to see attachment
List of Attached Documents:
// Content
1,618,977 		Click to see attachment
List of Attached Documents:
// Content
1,535,826
23 Total liabilities (add lines 17 through 22)......... 1,618,977 1,535,826
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here right arrow
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here right arrow
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 0 0
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 41,229,288 42,110,980
29 Total net assets or fund balances (see instructions)..... 41,229,288 42,110,980
30 Total liabilities and net assets/fund balances (see instructions). 42,848,265 43,646,806
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
41,229,288
2
Enter amount from Part I, line 27a .....................
2
879,982
3
Other increases not included in line 2 (itemize) right arrowClick to see attachment
List of Attached Documents:
// Content
3
3,000
4
Add lines 1, 2, and 3 ..........................
4
42,112,270
5
Decreases not included in line 2 (itemize) right arrowClick to see attachment
List of Attached Documents:
// Content
5
1,290
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
42,110,980
Form 990-PF (2023)
Form 990-PF (2023)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES      
b MUIRFIELD CAPITAL PARTNERS P    
c AEA INVESTORS 2006 QP PARTICIPANT FUND P    
d AEA INVESTORS 2006 QP PARTICIPANT FUND P    
e PETRUS CROWN WEST INVESTORS, L.L.C. P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 13,389,032   11,218,902 2,170,130
b 6,329     6,329
c       -116
d       -19,164
e       37,490
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       2,170,130
b       6,329
c       -116
d       -19,164
e       37,490
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 2,194,669
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here right arrow and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions) 1 46,779
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 46,779
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 46,779
6 Credits/Payments:
a 2023 estimated tax payments and 2022 overpayment credited to 2023 6a 20,800
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld .......... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 20,800
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment
List of Attached Documents:
// Content
8 1,520
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......right arrow 9 27,499
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...right arrow 10  
11 Enter the amount of line 10 to be: Credited to 2024 estimated taxright arrow   Refundedright arrow 11  
Form 990-PF (2023)
Form 990-PF (2023)
Page 4
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. right arrow$ 0(2) On foundation managers.right arrow$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.right arrow$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
round bullet By language in the governing instrument, or
round bullet By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument? ................
6
Yes
 
7
Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
and Part XIV..................................
7
Yes
 
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
right arrowDE, MA
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
8b
Yes
 
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2023 or the taxable year beginning in 2023? See the instructions for Part XIII.
If "Yes," complete Part XIII .............................
9
 
No
10
Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
and addresses. ...............................
10
 
No
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
11
 
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions.................
12
 
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
 
Website addressright arrowROARINGBROOKFOUNDATION.ORG
14
The books are in care ofright arrowTHE ORGANIZATION Telephone no.right arrow (617) 630-6900

Located atright arrowP O BOX 963LENOXMA ZIP+4right arrow012400963
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........right arrow
and enter the amount of tax-exempt interest received or accrued during the year ........right arrow
15
 
16 At any time during calendar year 2023, did the foundation have an interest in or a signature or other authority over YesNo
a bank, securities, or other financial account in a foreign country? .................
16   No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country right arrow
Form 990-PF (2023)
Form 990-PF (2023)
Page 5
Part VI-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
1a(1)
 
No
(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person? ..............................
1a(2)
 
No
(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
1a(3)
 
No
(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
1a(4)
Yes
 
(5) Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)? ......................
1a(5)
 
No
(6) Agree to pay money or property to a government official? (Exception. Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.) ...............
1a(6)
 
No
b
If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
1b
 
No
c
Organizations relying on a current notice regarding disaster assistance check here ........right arrow
d
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2023? .............
1d
 
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2023, did the foundation have any undistributed income (Part XII, lines 6d
and 6e) for tax year(s) beginning before 2023?....................
2a
 
No
If "Yes," list the years right arrow20, 20, 20, 20
b
Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to all years listed, answer "No" and attach statement—see instructions.) ..............
2b
 
 
c
If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
right arrow20, 20, 20, 20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year? ..............................
3a
Yes
 
b
If "Yes," did it have excess business holdings in 2023 as a result of (1) any purchase by the foundation
or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2023.) .....................
3b
 
No
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
 
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2023? ..
4b
 
No
Form 990-PF (2023)
Form 990-PF (2023)
Page 6
Part VI-B
Statements Regarding Activities for Which Form 4720 May Be Required (continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
5a(1)
 
No
(2) Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive? ....................
5a(2)
 
No
(3) Provide a grant to an individual for travel, study, or other similar purposes? .............
5a(3)
 
No
(4) Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions ........................
5a(4)
 
No
(5) Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals? .............
5a(5)
 
No
b
If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
5b
 
 
c
Organizations relying on a current notice regarding disaster assistance check .........right arrow
d
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant? .................
5d
 
 
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract? .............................
6a
 
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
6b
 
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
7a
 
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
7b
 
 
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year? .........................
8
 
No
Part VII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a) Name and address (b) Title, and average
hours per week
devoted to position 		(c) Compensation
 (If not paid, enter
-0-) 		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
other allowances
J GREGORY WHITEHEAD PRESIDENT, DIRECTOR
10.00 		0 0 1,235
P O BOX 963
LENOX,MA01240
TIMOTHY P MALONEY TREASURER, DIRECTOR
5.00 		0 0 1,235
P O BOX 963
LENOX,MA01240
SUSAN GINSBURG VICE PRESIDENT, DIRECTOR
1.00 		0 0 1,235
P O BOX 963
LENOX,MA01240
LILLIAN LENNOX WHITEHEAD SECRETARY, DIRECTOR
1.00 		0 0 1,235
P O BOX 963
LENOX,MA01240
2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a) Name and address of each employee paid more than $50,000 (b) Title, and average
hours per week
devoted to position 		(c) Compensation (d) Contributions to
employee benefit
plans and deferred
compensation 		(e) Expense account,
other allowances
NONE
Total number of other employees paid over $50,000...................right arrow 0
Form 990-PF (2023)
Form 990-PF (2023)
Page 7
Part VII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)
3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
HARRIS ASSOCIATES INVESTMENT ADVISOR 196,061
111 SOUTH WACKER DR STE 4600
CHICAGO,IL60606
Total number of others receiving over $50,000 for professional services.............right arrow0
Part VIII-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
1  
2  
3  
4  
Part VIII-B
Summary of Program-Related Investments (see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
1  
2  
All other program-related investments. See instructions.
3  
Total. Add lines 1 through 3.........................right arrow0
Form 990-PF (2023)
Form 990-PF (2023)
Page 8
Part IX
Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities...................
1a
35,703,878
b
Average of monthly cash balances.......................
1b
1,228,712
c
Fair market value of all other assets (see instructions)................
1c
6,447,315
d
Total (add lines 1a, b, and c).........................
1d
43,379,905
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation) .............
1e
0
2
Acquisition indebtedness applicable to line 1 assets..................
2
0
3
Subtract line 2 from line 1d.........................
3
43,379,905
4
Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
instructions) .............................
4
650,699
5
Net value of noncharitable-use assets. Subtract line 4 from line 3. ............
5
42,729,206
6
Minimum investment return. Enter 5% (0.05) of line 5................
6
2,136,460
Part X
Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
1
Minimum investment return from Part IX, line 6..................
1
2,136,460
2a
Tax on investment income for 2022 from Part V, line 5.......
2a
46,779
b
Income tax for 2022. (This does not include the tax from Part V.) ...
2b
 
c
Add lines 2a and 2b............................
2c
46,779
3
Distributable amount before adjustments. Subtract line 2c from line 1............
3
2,089,681
4
Recoveries of amounts treated as qualifying distributions................
4
3,000
5
Add lines 3 and 4............................
5
2,092,681
6
Deduction from distributable amount (see instructions).................
6
0
7
Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
7
2,092,681
Part XI
Qualifying Distributions (see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
1a
2,224,773
b
Program-related investments—total from Part VIII-B..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes...............................
2
 
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)....................
3a
 
b
Cash distribution test (attach the required schedule) .................
3b
 
4
Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4. .......
4
2,224,773
Form 990-PF (2023)
Form 990-PF (2023)
Page 9
Part XII
Undistributed Income (see instructions)
(a)
Corpus 		(b)
Years prior to 2022 		(c)
2022 		(d)
2023
1 Distributable amount for 2023 from Part X, line 7 2,092,681
2 Undistributed income, if any, as of the end of 2022:
a Enter amount for 2022 only....... 363,682
b Total for prior years:20 , 20, 20 0
3 Excess distributions carryover, if any, to 2022:
a From 2018......  
b From 2019......  
c From 2020......  
d From 2021......  
e From 2022......  
f Total of lines 3a through e ........ 0
4Qualifying distributions for 2023 from Part
XI, line 4: right arrow$ 2,224,773
a Applied to 2022, but not more than line 2a 363,682
b Applied to undistributed income of prior years
(Election required—see instructions)..... 		0
c Treated as distributions out of corpus (Election
required—see instructions)........ 		0
d Applied to 2023 distributable amount..... 1,861,091
e Remaining amount distributed out of corpus 0
5 Excess distributions carryover applied to 2023. 0 0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6Enter the net total of each column as
indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
b Prior years’ undistributed income. Subtract
line 4b from line 2b .......... 		0
c Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed...... 		0
d Subtract line 6c from line 6b. Taxable amount
—see instructions ........... 		0
e Undistributed income for 2022. Subtract line
4a from line 2a. Taxable amount—see
instructions ............. 		0
f Undistributed income for 2023. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2024 .......... 		231,590
7 Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions) ....... 		0
8 Excess distributions carryover from 2018 not
applied on line 5 or line 7 (see instructions) ... 		0
9 Excess distributions carryover to 2024.
Subtract lines 7 and 8 from line 6a ...... 		0
10 Analysis of line 9:
a Excess from 2019....  
b Excess from 2020....  
c Excess from 2021....  
d Excess from 2022....  
e Excess from 2023....  
Form 990-PF (2023)
Form 990-PF (2023)
Page 10
Part XIII
Private Operating Foundations (see instructions and Part VI-A, question 9)
1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2023, enter the date of the ruling ...... right arrow
 
b Check box to indicate whether the organization is a private operating foundation described in section or
2a Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part IX for each
year listed .......... 		Tax year Prior 3 years (e) Total
(a) 2023 (b) 2022 (c) 2021 (d) 2020
         
b 85% (0.85) of line 2a .........          
c Qualifying distributions from Part XI,
line 4 for each year listed ..... 		         
d Amounts included in line 2c not used directly
for active conduct of exempt activities .......... 		         
e Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c .... 		         
3 Complete 3a, b, or c for the
alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......          
(2) Value of assets qualifying
under section 4942(j)(3)(B)(i)		          
b “Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part IX, line 6 for each year listed .. 		         
c “Support" alternative test—enter:
(1) Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties) .... 		         
(2) Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii).... 		         
(3) Largest amount of support
from an exempt organization		          
(4) Gross investment income          
Part XIV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1Information Regarding Foundation Managers:
aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here right arrow
aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
bThe form in which applications should be submitted and information and materials they should include:
cAny submission deadlines:
dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form 990-PF (2023)
Form 990-PF (2023)
Page 11
Part XIV
Supplementary Information (continued)
3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
 Foundation
status of
recipient 		Purpose of grant or
contribution 		Amount
Name and address (home or business)
aPaid during the year

COASTAL CONSERVATION LEAGUE

P O BOX 1765
CHARLESTON,SC29402 		  PC GENERAL OPERATING FUNDS 100,000

EQUAL JUSTICE INITIATIVE

122 COMMERCE ST
MONTGOMERY,AL36104 		  PC GENERAL OPERATING FUNDS 50,000

FIRST NATIONS DEVELOPMENT INSTITUTE

2432 MAIN ST 2ND FLOOR
LONGMONT,CO80501 		  PC NOURISHING NATIVE FOODS + NUTRITION 50,000

HOPEFUL HORIZONS

PO BOX 1775
BEAUFORT,SC29901 		  PC GENERAL OPERATING FUNDS 25,000

LATIN AMERICAN YOUTH CENTER INC

1419 COLUMBIA ROAD NW
WASHINGTON,DC20009 		  PC W-LAYC & NUTRITION PROGRAM 50,000

NATIVE AMERICAN RIGHTS FUND

1506 BROADWAY
BOULDER,CO80302 		  PC GENERAL OPERATING FUNDS 25,000

OCEAN CONSERVANCY

1300 19TH STREET NW
WASHINGTON,DC20036 		  PC TRASH-FREE SEAS PROGRAM + GHOST GEAR INITIATIVE + DSM 75,000

POTOMAC CONSERVANCY INC

8403 COLESVILLE RD STE 805
SILVER SPRING,MD20910 		  PC RIPARIAN FOREST RESTORATION 25,000

ST JOHNS COLLEGE

1160 CAMINO CRUZ BLANCA
SANTA FE,NM87505 		  PC SOUTHWEST SCHOLARS 25,000

WAVE FARM

5666 ROUTE 23
ACRA,NY12405 		  PC CAPACITY +RESILIENCY 50,000

BERKSHIRE AGRICULTURAL VENTURES

314 MAIN ST SUITE 11
GREAT BARRINGTON,MA01230 		  PC LOAN FUND 50,000

EARTH CIRCLE FOUNDATION

901 WEST SAN MATEO SUITE M
SANTA FE,NM875053990 		  PC GENERAL OPERATING FUNDS 25,000

ENVIRONMENTAL INVESTIGATION AGENCY

PO BOX 53343
WASHINGTON,DC20009 		  PC CLIMATE ACTION INITIATIVES 50,000

GULF OF MAINE RESEARCH INSTITUTE

350 COMMERCIAL ST
PORTLAND,ME04101 		  PC COMMUNITY ENGAGEMENT + CLIMATE CENTER 50,000

INSTITUTE FOR LOCAL SELF-RELIANCE

2720 E 22ND ST
MINNEAPOLIS,MN55406 		  PC LOCALLY-SCALED BUSINESS 50,000

THE ORION SOCIETY

187 MAIN STREET
GREAT BARRINGTON,MA01230 		  PC GENERAL OPERATING FUNDS 25,000

SHELBURNE FARMS

1611 HARBOR RD
SHELBURNE,VT05482 		  PC EDUCATION FOR SUSTAINABILITY INITIATIVES 50,000

VERMONT FARMERS FOOD CENTER

PO BOX 1008
RUTLAND,VT05701 		  PC FARMACY 50,000

TRUSTEES OF RESERVATIONS

200 HIGH STREET 4TH FLOOR
BOSTON,MA02110 		  PC APPLETON FARMS + CRANE COASTAL ECOLOGY EDUCATION 100,000

CHABAD OF THE BERKSHIRES

450 SOUTH STREET
PITTSFIELD,MA01201 		  PC PLAYGROUND IN MEMORY OF OCTOBER 7 75,000

MARSHVIEW COMMUNITY FARM

12 GEORGEES TRAIL
ST HELENA ISLAND,SC29920 		  PC GENERAL OPERATING FUNDS 2,500

HOUSATONIC RIVER INITIATIVE

PO BOX 321
LENOX DALE,MA01242 		  PC GENERAL OPERATING FUNDS 5,000

BERKSHIRE BOTANICAL GARDEN

PO BOX 826
STOCKBRIDGE,MA01262 		  PC FARM & GARDEN SCHOOL PROGRAMS & CAMP 10,000

BERKSHIRE COMMUNITY RADIO ALLIANCE

PO BOX 152
GREAT BARRINGTON,MA01230 		  PC EQUIPMENT 5,000

BERKSHIRE INTERNATIONAL FILM FESTIVAL

PO BOX 237
GREAT BARRINGTON,MA01230 		  PC ENVIRONMENTAL FILM FESTIVAL 10,000

BERKSHIRE TACONIC COMMUNITY FOUNDATION

800 NORTH MAIN STREET
SHEFFIELD,MA012579503 		  PC NEIGHBOR TO NEIGHBOR 10,000

CATSKILL AGRARIAN ALLIANCE

35786 STATE HIGHWAY 10
HAMDEN,NY13782 		  PC GENERAL OPERATING FUNDS 25,000

COASTAL CONSERVATION LEAGUE

P O BOX 1765
CHARLESTON,SC29402 		  PC GENERAL OPERATING FUNDS 25,000

EARTH JUSTICE

50 CALIFORNIA ST
SAN FRANCISCO,CA94111 		  PC ENERGY PROGRAMS 100,000

ECOLOGY SCHOOL

184 SIMPSON RD
SACO,ME04072 		  PC COMMUNITY RESILIENCE 25,000

FRESHFARM

945 G STREET NW
WASHINGTON,DC20001 		  PC FOODPRINTS PROGRAM + CAPITAL CAMPAIGN 150,000

FRIENDS OF SIVANANDA

6 LIBERTY SQUARE 2533
BOSTON,MA02109 		  PC MAKE IT PERSONAL PROGRAM 10,000

GREENAGERS

PO BOX 157
S EGREMONT,MA01258 		  PC GENERAL OPERATING FUNDS 25,000

HURRICANE ISLAND OUTWARD BOUND SCHOOL

PO BOX 800
CAMDEN,ME04843 		  PC PINNACLE SCHOLARSHIPS 50,000

JAMES RIVER ASSOCIATION

211ROCKETTS WAY SUITE 200
RICHMOND,VA23231 		  PC GENERAL OPERATING FUNDS 25,000

NON-PROFIT CENTER OF THE BERKSHIRES

PO BOX 388
GREAT BARRINGTON,MA01230 		  PC DU BOIS SCULPTURE PROJECT 15,000

RICHMOND BALLET

407 E CANAL ST
RICHMOND,VA23219 		  PC YOUTH PROGRAMS 10,000

ROOTS RISING

PO BOX 1805
PITTSFIELD,MA01202 		  PC ROOTS RISING PROGRAM 125,000

BERKSHIRE ENVIRONMENTAL ACTION TEAM

29 HIGHLAND AVENUE
PITTSFIELD,MA01201 		  PC EDUCATION CENTER 50,000

BRANDEIS CENTER

1717 PENNSYLVANIA AVE NW SUITE 1025
WASHINGTON,DC20006 		  PC JIGSAW INITIATIVE 25,000

CHARLES RIVER CONSERVANCY

43 THORNDIKE STREET S 3-3
CAMBRIDGE,MA02141 		  PC FLOATING WETLANDS 25,000

COASTAL CAROLINA RIVERWATCH

4915 ARENDELL ST
MOREHEAD,NC28557 		  PC GENERAL OPERATING FUNDS 25,000

ESPERANZA ACADEMY

198 GARDEN STREET
LAWRENCE,MA01840 		  PC CAPITAL CAMPAIGN 50,000

FRIENDS OF GANONDAGAN

PO BOX 113
VICTOR,NY14564 		  PC EDUCATION PROGRAMS 25,000

HOUSATONIC VALLEY ASSOCIATION

PO BOX 28
CORNWALL BRIDGE,CT06754 		  PC FOREST + CULVERTS 25,000

ISLAND INSTITUTE

PO BOX 648
ROCKLAND,ME04081 		  PC FELLOWSHIP PROGRAM 25,000

MAINE ISLAND TRAIL ASSOCIATION

100 KENSINGTON ST
PORTLAND,ME04103 		  PC YOUTH ENGAGEMENT 15,000

PEN FAULKNER

641 S STREET 3RD FLOOR
WASHINGTON,DC20001 		  PC GENERAL OPERATING FUNDS 25,000

THE PUTNEY SCHOOL

418 HOUGHTON BROOK RD
PUTNEY,VT05346 		  PC CAPITAL CAMPAIGN 50,000

THE TELLING ROOM

225 COMMERCIAL STREET SUITE 201
PORTLAND,ME04101 		  PC YOUNG WRITERS AND LEADERS 50,000

TRIPLEX CINEMA

7O RAILROAD ST
GREAT BARRINGTON,MA01230 		  PC CAPITAL CAMPAIGN 50,000

WATERKEEPER ALLIANCE

180 MAIDEN LANE SUITE 603
NEW YORK,NY10038 		  PC PURE FARMS, PURE WATERS 25,000

SOUL FIRE FARM INSTITUTE

1972 NY HIGHWAY 2
PETERSBURG,NY12138 		  PC GENERAL OPERATING FUNDS 25,000

VERMONT FARMERS FOOD CENTER

PO BOX 1008
RUTLAND,VT05701 		  PC FARMACY 50,000

SOUSA MENDES FOUNDATION

PO BOX 4065
HUNTINGTON,NY11743 		  PC GENERAL OPERATING FUNDS 1,000

ASSOCIATION FOR THE STUDY OF AFRICAN AMERICAN LIFE AND HISTORY

301 RHODE ISLAND AVE SUITE 2204
WASHINGTON,DC20001 		  PC GENERAL OPERATING FUNDS 1,000

PEN FAULKNER

201 EAST CAPITOL ST SE
WASHINGTON,DC20003 		  PC GENERAL OPERATING FUNDS 5,000

ANNA MIRABAI LYTTON FOUNDATION

PO BOX 625
AMAGANSETT,NY11930 		  PC GENERAL OPERATING FUNDS 1,000

THE POTOMAC CONSERVANCY

8403 COLESVILLE RD STE 805
SILVER SPRING,MD20910 		  PC GENERAL OPERATING FUNDS 1,000

LATIN AMERICAN YOUTH CENTER INC

1419 COLUMBIA ROAD NW
WASHINGTON,DC20009 		  PC GENERAL OPERATING FUNDS 1,000

GOOD NEIGHBOR FREE MEDICAL CENTER

974 RIBAULT RD
BEAUFORT,SC29902 		  PC GENERAL OPERATING FUNDS 2,500

OPEN LAND TRUST

PO BOX 75
BEAUFORT,SC29901 		  PC KEEP CHELSEA RURAL 2,500

PORT ROYAL SOUND FOUNDATION

310 OKATIE HIGHWAY
OKATIE,SC29909 		  PC GENERAL OPERATING FUNDS 2,500
Total .................................right arrow 3a 2,185,000
bApproved for future payment
Total ................................. right arrow 3b 0
Form 990-PF (2023)
Form 990-PF (2023)
Page 12
Part XV-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
Related or exempt
function income
(See instructions.)
1Program service revenue: (a)
Business code 		(b)
Amount 		(c)
Exclusion code 		(d)
Amount
a
b
c
d
e
f
gFees and contracts from government agencies          
2 Membership dues and assessments ....          
3 Interest on savings and temporary cash
investments ........... 		    14 3,116  
4 Dividends and interest from securities ....     14 730,131  
5 Net rental income or (loss) from real estate:
aDebt-financed property......          
bNot debt-financed property.....          
6 Net rental income or (loss) from personal property          
7 Other investment income .....     34 674,817  
8 Gain or (loss) from sales of assets other than
inventory ............ 		    18 2,194,669  
9 Net income or (loss) from special events:          
10 Gross profit or (loss) from sales of inventory          
11 Other revenue:
aFROM K-1: PETRUS CROWN WEST INVESTORS LLC, BUSINESS LOSS 		531390 -230,223      
bFROM K-1: PETRUS CROWN WEST INVESTORS LLC, BUSINESS LOSS 531390 -1,576      
c
d
e
12 Subtotal. Add columns (b), (d), and (e) .. -231,799 3,602,733 0
13Total. Add line 12, columns (b), (d), and (e)..................
13
3,370,934
(See worksheet in line 13 instructions to verify calculations.)
Part XV-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
DownArrow 		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form 990-PF (2023)
Form 990-PF (2023)
Page 13
Part XVI
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1) Cash...................................
1a(1)
 
No
(2) Other assets.................................
1a(2)
 
No
b
Other transactions:
(1) Sales of assets to a noncharitable exempt organization....................
1b(1)
 
No
(2) Purchases of assets from a noncharitable exempt organization..................
1b(2)
 
No
(3) Rental of facilities, equipment, or other assets.......................
1b(3)
 
No
(4) Reimbursement arrangements...........................
1b(4)
 
No
(5) Loans or loan guarantees.............................
1b(5)
 
No
(6) Performance of services or membership or fundraising solicitations................
1b(6)
 
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
1c
 
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
(a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
b
If "Yes," complete the following schedule.

(a) Name of organization (b) Type of organization (c) Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
right arrow right arrow
May the IRS discuss this return
with the preparer shown below?
See instructions.
Signature of officer or trustee Date Title
Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date Check if self-
employed right arrow		 PTIN
Firm's name SmallBullet
 Firm's EIN SmallBullet
Firm's address SmallBullet


 Phone no.
Form 990-PF (2023)
Additional Data


Software ID:  
Software Version:  


Form 990PF - Special Condition Description:
Special Condition Description

TY 2023 AccountingFeesSchedule
Name:
ROARING BROOK FAMILY FOUNDATION
EIN:
47-4303914
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
MEYERS BROTHERS KALICKA PC 7,500 3,750   3,750

TY 2023 InvestmentsCorpBondsSchedule
Name:
ROARING BROOK FAMILY FOUNDATION
EIN:
47-4303914
Name of Bond End of Year Book Value End of Year Fair Market Value
AERCAP IRELAND CAP ACTIVITY CO SR NT 5.75% 6/6/2028 247,577 252,747
ASTRAZENECA FIN LLC NT 1.200% 05/28/26 249,685 232,095
AUTONATION INC SR NT 1.950% 08/01/28 249,513 216,898
BANK AMER CORP SR NT FIXED/FLTG 1.530% 12/06/25 250,000 245,327
BOEING CO SR NT 2.700% 02/01/27 252,507 230,510
BRUNSWICK CORP SR NT 0.850% 08/18/24 249,705 248,213
CARLISLE COS INC 2.200% 03/01/32 248,800 201,245
GENERAL MTRS FINL CO INC SR NT 1.200% 10/15/24 249,898 246,752
GOLDMAN SACHS GROUP INC 5.727% 04/25/30 250,000 254,600
GXO LOGISTICS INC SR NT 6.250% 05/06/29 248,647 254,487
HOWMET AEROSPACE INC NT 3.000% 01/15/29 250,000 226,975
HUMANA INC SR NT 1.350% 02/03/27 199,810 181,252
HYATT HOTELS CORP SR NT 1.800% 10/01/24 249,985 247,363
JOHNSON & JOHNSON NT 1.300% 09/01/30 237,150 206,550
M / I HOMES INC SR NT 4.950% 02/01/28 257,117 241,103
MARRIOTT INTL INC NEW FXD RT NT SER R 3.125% 06/15/26 255,186 239,863
MGM RESORTS INTL SR NT 4.750% 10/15/28 154,733 142,664
MICRON TECHNOLOGY INC 2.703% 04/15/32 250,000 207,465
NASDAQ INC SR NT 1.650% 01/15/31 324,771 281,407
REGENERON PHARMACEUTICALS INC SR NT 1.750% 09/15/30 138,035 123,642
RHP HOTEL PPTYS LP & RHP FIN CORP SR NT 4.750% 10/15/27 254,196 240,782
SOUTHWEST AIRLS CO NT 5.125% 06/15/27 269,786 248,755
SYSCO CORP GTD FXD RT SR NT 3.300% 07/15/26 154,926 144,255
THERMO FISHER SCIENTIFIC INC SR NT 1.215% 10/18/24 250,000 246,767

TY 2023 InvestmentsCorpStockSchedule
Name:
ROARING BROOK FAMILY FOUNDATION
EIN:
47-4303914
Name of Stock End of Year Book Value End of Year Fair Market Value
ABM INDS INC COM 363,284 411,387
ALLISON TRANSMISSION HLDGS INC COM 183,457 337,755
ALPHABET INC CL A 642,637 1,199,458
AMERICAN EXPRESS CO COM 122,779 174,820
CAPITAL ONE FINL CORP 692,157 974,688
CARTERS INC COM 720,497 548,435
CBRE GROUP INC CL A 291,823 328,816
CENTENE CORP DEL COM 564,675 513,825
CITIGROUP INC COM NEW 1,220,536 1,208,913
COMCAST CORP CL A 1,124,683 872,485
COREBRIDGE FINL INC 449,826 702,957
CROWN HLDGS INC 370,522 333,267
CUSHMAN & WAKEFIELD PLC REGISTERED SHS 905,589 608,816
DEERE & CO COM 514,525 532,423
FIRST CTZNS BANCSHARES INC N C CL A 350,603 875,477
FIRST CTZNS BANCSHARES INC N C CL B 375,188 750,500
FISERV INC COM 349,575 505,991
GENERAL MTRS CO COM 1,113,719 1,103,425
GOLDMAN SACHS GROUP INC COM 137,122 221,637
INTERCONTINENTAL EXCHANGE INC 373,246 464,057
INTERPUBLIC GROUP COS INC COM 897,046 790,084
IQVIA HLDGS INC COM 584,533 590,975
KROGER CO 553,714 591,421
LEAR CORP COM NEW 605,963 428,287
LIBERTY BROADBAND CORP COM SER C 1,797,938 985,938
LIBERTY BROADBAND CORP CUM RED PFD SER A 273,628 225,600
LITHIA MTRS INC 532,440 568,012
MANPOWER GROUP COM 286,336 202,071
MASTERCARD INC CL A 99,484 132,348
OPENLANE INC 795,568 832,569
ORACLE CORP COM 188,565 356,530
PAYCOM SOFTWARE INC COM 1,016,814 775,992
REINSURANCE GROUP AMER INC COM NEW 169,381 327,406
SALESFORCE.COM INC COM STOCK 196,481 380,508
SCHWAB CHARLES CORP 480,982 678,685
SEALED AIR CORP NEW COM 818,623 675,796
SPROTT PHYSICAL GOLD & SILVER TR TR UNIT 1,082,434 1,977,885
STATE STR CORP COM 399,139 432,530
VAIL RESORTS INC 706,552 566,509
VESTIS CORP COM 182,682 192,378
WARNER BROS DISCOVERY INC COM SER A 812,422 471,324
WELLS FARGO & CO NEW COM 472,534 713,274
WHEATON PRECIOUS METALS CORP 557,505 628,516
WILLIS TOWERS WATSON PUB LTD CO SHS 511,333 596,368

TY 2023 InvestmentsGovtObligationsSch
Name:
ROARING BROOK FAMILY FOUNDATION
EIN:
47-4303914
US Government Securities - End of Year Book Value:

4,251,365
US Government Securities - End of Year Fair Market Value:

4,177,795
State & Local Government Securities - End of Year Book Value:


0
State & Local Government Securities - End of Year Fair Market Value:


0


TY 2023 InvestmentsOtherSchedule2
Name:
ROARING BROOK FAMILY FOUNDATION
EIN:
47-4303914
Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
AEA INVESTORS 2006 QP PARTICIPANT FUND AT COST 428,289 0
AETOS CAPITAL ASIA II, LTD. AT COST 0 24,391
MUIRFIELD CAPITAL PARTNERS, L.P. AT COST 0 8,347
PETRUS CROWN WEST INVESTORS LLC AT COST 6,761,631 5,587,888
PETRUS FREEZER INVESTORS LLC AT COST 0 826,689

TY 2023 LegalFeesSchedule
Name:
ROARING BROOK FAMILY FOUNDATION
EIN:
47-4303914
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
HURWIT & ASSOCIATES 3,024 0   3,024


TY 2023 OtherDecreasesSchedule
Name:
ROARING BROOK FAMILY FOUNDATION
EIN:
47-4303914
Description Amount
NONDEDUCTIBLE EXPENSES FROM SCHEDULES K-1 1,287
ROUNDING 3


TY 2023 OtherExpensesSchedule
Name:
ROARING BROOK FAMILY FOUNDATION
EIN:
47-4303914
Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
INSURANCE 1,235 0   1,235
STATE FILING FEES 500 0   500
POST OFFICE BOX FEE 300 0   300
FROM K-1: AEA INVESTORS 2006 QP PARTICIPANT FD, INVESTMENT EXPENSES 2,148 2,148   0
DUES 1,000 0   1,000
POSTAGE 136 0   136
FROM K-1: PETRUS FREEZER INVESTORS LLC CONTRIBUTIONS 571 0   571
AMORTIZATION OF BOND PREMIUM 18,633 18,633   0
FROM K-1: PETRUS CROWN WEST INVESTORS LLC OTHER DEDUCTIONS 16,736 16,736   0


TY 2023 OtherIncomeSchedule2
Name:
ROARING BROOK FAMILY FOUNDATION
EIN:
47-4303914
Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
FROM K-1: PETRUS FREEZER INVESTORS LLC, NET REAL ESTATE RENTAL INCOME 131,866 131,866 131,866
FROM K-1: PETRUS CROWN WEST INVESTORS LLC, NET REAL ESTATE RENTAL INCOME 542,951 542,951 542,951
FROM K-1: PETRUS CROWN WEST INVESTORS LLC, BUSINESS LOSS -230,223   -230,223
FROM K-1: PETRUS CROWN WEST INVESTORS LLC, BUSINESS LOSS -1,576   -1,576


TY 2023 OtherIncreasesSchedule
Name:
ROARING BROOK FAMILY FOUNDATION
EIN:
47-4303914
Description Amount
CANCEL PRIOR YEAR CHECK 3,000


TY 2023 OtherLiabilitiesSchedule
Name:
ROARING BROOK FAMILY FOUNDATION
EIN:
47-4303914
Description Beginning of Year - Book Value End of Year - Book Value
AETOS CAPITAL ASIA II LTD NEGATIVE CAPITAL ACCOUNT 18,775 18,775
MUIRFIELD CAPITAL PARTNERS LP NEGATIVE CAPITAL ACCOUNT 497,486 497,486
PETRUS FREEZER INVESTORS LLC NEGATIVE CAPITAL ACCOUNT 1,102,716 1,019,565


TY 2023 OtherProfessionalFeesSchedule
Name:
ROARING BROOK FAMILY FOUNDATION
EIN:
47-4303914
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
HARRIS ASSOCIATES 196,061 196,061   0


TY 2023 TaxesSchedule
Name:
ROARING BROOK FAMILY FOUNDATION
EIN:
47-4303914
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
FOREIGN TAX WITHHELD 2,261 0   0
FEDERAL ESTIMATED TAXES PAID 20,800 0   0
PRIOR YEAR FEDERAL EXCISE TAX DUE 5,790 0   0