Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
right arrowDo not enter social security numbers on this form as it may be made public.
right arrowGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2024
Open to Public Inspection
For calendar year 2024, or tax year beginning 01-01-2024 , and ending 12-31-2024
Name of foundation
The Auen Foundation
 
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 13390
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PALM DESERT, CA922553390
A Employer identification number

95-4325051
B Telephone number (see instructions)

(760) 341-5293
C right arrow
G Check all that apply:

D 1. Foreign organizations, check here............. right arrow
2. Foreign organizations meeting the 85%
test, check here and attach computation ... right arrow
E right arrow
H Check type of organization:
F right arrow
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)right arrow$33,095,982J Accounting method:
MODIFIED CASH
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check right arrow.............
3 Interest on savings and temporary cash investments 7,179 7,179  
4 Dividends and interest from securities... 1,324,149 1,324,149  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 -261,093
b Gross sales price for all assets on line 6a 15,304,290
7 Capital gain net income (from Part IV, line 2)... 0
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances 0
b Less: Cost of goods sold.... 0
c Gross profit or (loss) (attach schedule)..... 0  
11 Other income (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
464,001 464,001 0
12 Total. Add lines 1 through 11........ 1,534,236 1,795,329 0
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 277,371     277,371
14 Other employee salaries and wages...... 32,000     32,000
15 Pension plans, employee benefits....... 64,237     64,237
16a Legal fees (attach schedule)......... 0 0 0 0
b Accounting fees (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
31,262 0 0 31,262
c Other professional fees (attach schedule).... 0 0 0 0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment
List of Attached Documents:
// Content
73,809 48,809 0 0
19 Depreciation (attach schedule) and depletion... Click to see attachment
List of Attached Documents:
// Content
16,203 16,203 0
20 Occupancy.............. 12,000 1,200   10,800
21 Travel, conferences, and meetings....... 1,691     1,691
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
17,653 150 0 17,503
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 526,226 66,362 0 434,864
25 Contributions, gifts, grants paid....... 1,064,000 1,064,000
26 Total expenses and disbursements. Add lines 24 and 25 1,590,226 66,362 0 1,498,864
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -55,990
b Net investment income (if negative, enter -0-) 1,728,967
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2024)
Form 990-PF (2024)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments.........   106,481 106,481
3 Accounts receivable right arrow2,001
Less: allowance for doubtful accounts right arrow   2,967 2,001 2,001
4 Pledges receivable right arrow  
Less: allowance for doubtful accounts right arrow   0 0 0
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)..... 0 0 0
7 Other notes and loans receivable (attach schedule) right arrow0
Less: allowance for doubtful accounts right arrow0 0 0 0
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 990,398 Click to see attachment
List of Attached Documents:
// Content
1,499,086 		1,495,841
b Investments—corporate stock (attach schedule)....... 5,559,326 Click to see attachment
List of Attached Documents:
// Content
4,305,563 		4,667,588
c Investments—corporate bonds (attach schedule)....... 15,319,649 Click to see attachment
List of Attached Documents:
// Content
15,533,964 		16,515,080
11 Investments—land, buildings, and equipment: basis right arrow5,555,000
Less: accumulated depreciation (attach schedule) right arrow0 5,555,000 Click to see attachment
List of Attached Documents:
// Content
5,555,000 		2,730,000
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 0 0 0
14 Land, buildings, and equipment: basis right arrow80,129
Less: accumulated depreciation (attach schedule) right arrow668 34,307 Click to see attachment
List of Attached Documents:
// Content
79,461 		78,793
15 Other assets (describe right arrow) Click to see attachment
List of Attached Documents:
// Content
6,269,264 		Click to see attachment
List of Attached Documents:
// Content
5,908,264 		Click to see attachment
List of Attached Documents:
// Content
7,500,198
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 33,730,911 32,989,820 33,095,982
Liabilities 17 Accounts payable and accrued expenses.......... 689,257  
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons 0 0
21 Mortgages and other notes payable (attach schedule)...... 0 0
22 Other liabilities (describe right arrow) Click to see attachment
List of Attached Documents:
// Content
44,377 		Click to see attachment
List of Attached Documents:
// Content
48,533
23 Total liabilities (add lines 17 through 22)......... 733,634 48,533
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here right arrow
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 32,997,277 32,941,287
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here right arrow
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 32,997,277 32,941,287
30 Total liabilities and net assets/fund balances (see instructions). 33,730,911 32,989,820
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
32,997,277
2
Enter amount from Part I, line 27a .....................
2
-55,990
3
Other increases not included in line 2 (itemize) right arrow
3
0
4
Add lines 1, 2, and 3 ..........................
4
32,941,287
5
Decreases not included in line 2 (itemize) right arrow
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
32,941,287
Form 990-PF (2024)
Form 990-PF (2024)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a VARIOUS PUBLICLY TRADED SECURITIES P    
b Porsche Macan P 2021-03-01 2024-12-15
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 15,267,811   15,546,610 -278,799
b 36,479 58,904 77,677 17,706
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a     0 -278,799
b     0 17,706
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 -261,093
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here right arrow and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions) 1 24,033
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) Click to see attachment
List of Attached Documents:
// Content
2 0
3 Add lines 1 and 2........................... 3 24,033
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 24,033
6 Credits/Payments:
a 2024 estimated tax payments and 2023 overpayment credited to 2024 6a 45,636
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld .......... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 45,636
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment
List of Attached Documents:
// Content
8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......right arrow 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...right arrow 10 21,603
11 Enter the amount of line 10 to be: Credited to 2025 estimated taxright arrow21,603 Refundedright arrow 11 0
Form 990-PF (2024)
Form 990-PF (2024)
Page 4
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. right arrow$   (2) On foundation managers.right arrow$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.right arrow$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
round bullet By language in the governing instrument, or
round bullet By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument? ................
6
Yes
 
7
Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
and Part XIV..................................
7
Yes
 
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
right arrowCA
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
8b
Yes
 
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2024 or the taxable year beginning in 2024? See the instructions for Part XIII.
If "Yes," complete Part XIII .............................
9
 
No
10
Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
and addresses. ...............................
10
 
No
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
11
 
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions.................
12
 
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
 
Website addressright arrow  
14
The books are in care ofright arrowJOSEPH K GLASSETT Telephone no.right arrow (760) 341-5293

Located atright arrowPO BOX 13390PALM DESERTCA ZIP+4right arrow922553390
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........right arrow
and enter the amount of tax-exempt interest received or accrued during the year ........right arrow
15
 
16 At any time during calendar year 2024, did the foundation have an interest in or a signature or other authority over YesNo
a bank, securities, or other financial account in a foreign country? .................
16   No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country right arrow
Form 990-PF (2024)
Form 990-PF (2024)
Page 5
Part VI-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
1a(1)
 
No
(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person? ..............................
1a(2)
 
No
(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
1a(3)
 
No
(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
1a(4)
Yes
 
(5) Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)? ......................
1a(5)
 
No
(6) Agree to pay money or property to a government official? (Exception. Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.) ...............
1a(6)
 
No
b
If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
1b
 
No
c
Organizations relying on a current notice regarding disaster assistance check here ........right arrow
d
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2024? .............
1d
 
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2024, did the foundation have any undistributed income (Part XII, lines 6d
and 6e) for tax year(s) beginning before 2024?....................
2a
 
No
If "Yes," list the years right arrow20, 20, 20, 20
b
Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to all years listed, answer "No" and attach statement—see instructions.) ..............
2b
 
 
c
If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
right arrow20, 20, 20, 20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year? ..............................
3a
 
No
b
If "Yes," did it have excess business holdings in 2024 as a result of (1) any purchase by the foundation
or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2024.) .....................
3b
 
 
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
 
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2024? ..
4b
 
No
Form 990-PF (2024)
Form 990-PF (2024)
Page 6
Part VI-B
Statements Regarding Activities for Which Form 4720 May Be Required (continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
5a(1)
 
No
(2) Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive? ....................
5a(2)
 
No
(3) Provide a grant to an individual for travel, study, or other similar purposes? .............
5a(3)
 
No
(4) Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions ........................
5a(4)
 
No
(5) Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals? .............
5a(5)
 
No
b
If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
5b
 
 
c
Organizations relying on a current notice regarding disaster assistance check .........right arrow
d
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant? .................
5d
 
 
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract? .............................
6a
 
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
6b
 
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
7a
 
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
7b
 
 
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year? .........................
8
 
No
Part VII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a) Name and address (b) Title, and average
hours per week
devoted to position 		(c) Compensation
 (If not paid, enter
-0-) 		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
other allowances
SHERRIE AUEN TRUSTEE
36.00 		277,371 30,444  
PO BOX 13390
PALM DESERT,CA922553390
2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a) Name and address of each employee paid more than $50,000 (b) Title, and average
hours per week
devoted to position 		(c) Compensation (d) Contributions to
employee benefit
plans and deferred
compensation 		(e) Expense account,
other allowances
 
Total number of other employees paid over $50,000...................right arrow 0
Form 990-PF (2024)
Form 990-PF (2024)
Page 7
Part VII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)
3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
 
Total number of others receiving over $50,000 for professional services.............right arrow  
Part VIII-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
1  
2  
3  
4  
Part VIII-B
Summary of Program-Related Investments (see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
1  
2  
All other program-related investments. See instructions.
3  
Total. Add lines 1 through 3.........................right arrow0
Form 990-PF (2024)
Form 990-PF (2024)
Page 8
Part IX
Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities...................
1a
22,120,997
b
Average of monthly cash balances.......................
1b
216,111
c
Fair market value of all other assets (see instructions)................
1c
10,230,694
d
Total (add lines 1a, b, and c).........................
1d
32,567,802
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation) .............
1e
0
2
Acquisition indebtedness applicable to line 1 assets..................
2
 
3
Subtract line 2 from line 1d.........................
3
32,567,802
4
Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
instructions) .............................
4
488,517
5
Net value of noncharitable-use assets. Subtract line 4 from line 3. ............
5
32,079,285
6
Minimum investment return. Enter 5% (0.05) of line 5................
6
1,603,964
Part X
Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
1
Minimum investment return from Part IX, line 6..................
1
1,603,964
2a
Tax on investment income for 2024 from Part V, line 5 .......
2a
24,033
b
Income tax for 2024. (This does not include the tax from Part V.) ...
2b
 
c
Add lines 2a and 2b............................
2c
24,033
3
Distributable amount before adjustments. Subtract line 2c from line 1............
3
1,579,931
4
Recoveries of amounts treated as qualifying distributions................
4
 
5
Add lines 3 and 4............................
5
1,579,931
6
Deduction from distributable amount (see instructions).................
6
 
7
Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
7
1,579,931
Part XI
Qualifying Distributions (see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
1a
1,498,864
b
Program-related investments—total from Part VIII-B..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes...............................
2
 
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)....................
3a
 
b
Cash distribution test (attach the required schedule) .................
3b
0
4
Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4. .......
4
1,498,864
Form 990-PF (2024)
Form 990-PF (2024)
Page 9
Part XII
Undistributed Income (see instructions)
(a)
Corpus 		(b)
Years prior to 2023 		(c)
2023 		(d)
2024
1 Distributable amount for 2024 from Part X, line 7 1,579,931
2 Undistributed income, if any, as of the end of 2024:
a Enter amount for 2023 only....... 1,379,451
b Total for prior years:20 , 2021, 2020 0
3 Excess distributions carryover, if any, to 2024:
a From 2019...... 0
b From 2020...... 0
c From 2021...... 0
d From 2022...... 0
e From 2023...... 0
f Total of lines 3a through e ........ 0
4Qualifying distributions for 2024 from Part
XI, line 4: right arrow$ 1,498,864
a Applied to 2023, but not more than line 2a 1,379,451
b Applied to undistributed income of prior years
(Election required—see instructions)..... 		0
c Treated as distributions out of corpus (Election
required—see instructions)........ 		0
d Applied to 2024 distributable amount..... 119,413
e Remaining amount distributed out of corpus 0
5 Excess distributions carryover applied to 2024.   0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6Enter the net total of each column as
indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
b Prior years’ undistributed income. Subtract
line 4b from line 2b .......... 		0
c Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed...... 		 
d Subtract line 6c from line 6b. Taxable amount
—see instructions ........... 		0
e Undistributed income for 2023. Subtract line
4a from line 2a. Taxable amount—see
instructions ............. 		0
f Undistributed income for 2024. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2025 .......... 		1,460,518
7 Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions) ....... 		0
8 Excess distributions carryover from 2019 not
applied on line 5 or line 7 (see instructions) ... 		0
9 Excess distributions carryover to 2025.
Subtract lines 7 and 8 from line 6a ...... 		0
10 Analysis of line 9:
a Excess from 2020.... 0
b Excess from 2021.... 0
c Excess from 2022.... 0
d Excess from 2023.... 0
e Excess from 2024.... 0
Form 990-PF (2024)
Form 990-PF (2024)
Page 10
Part XIII
Private Operating Foundations (see instructions and Part VI-A, question 9)
1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2024, enter the date of the ruling ...... right arrow
 
b Check box to indicate whether the organization is a private operating foundation described in section or
2a Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part IX for each
year listed .......... 		Tax year Prior 3 years (e) Total
(a) 2024 (b) 2023 (c) 2022 (d) 2021
         
b 85% (0.85) of line 2a .........          
c Qualifying distributions from Part XI,
line 4 for each year listed ..... 		         
d Amounts included in line 2c not used directly
for active conduct of exempt activities .......... 		         
e Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c .... 		         
3 Complete 3a, b, or c for the
alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......          
(2) Value of assets qualifying
under section 4942(j)(3)(B)(i)		          
b “Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part IX, line 6 for each year listed .. 		         
c “Support" alternative test—enter:
(1) Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties) .... 		         
(2) Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii).... 		         
(3) Largest amount of support
from an exempt organization		          
(4) Gross investment income          
Part XIV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1Information Regarding Foundation Managers:
aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NA
bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NA
2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here right arrow if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
bThe form in which applications should be submitted and information and materials they should include:
cAny submission deadlines:
dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form 990-PF (2024)
Form 990-PF (2024)
Page 11
Part XIV
Supplementary Information (continued)
3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
 Foundation
status of
recipient 		Purpose of grant or
contribution 		Amount
Name and address (home or business)
aPaid during the year

Alzheimers Coachella Valley

75105 Merle Dr Suite 800
Palm Desert,CA92211 		NONE PC to fund charitable services for those living with cognitive impairment 30,000

Boys and Girls Club of Coachella Valley

42-600 Cook Street Suite 120
Palm Desert,CA92211 		NONE PC to honor Judy Vassler 5,000

Coronado Promenade Concerts

PO Box 182072
Coronado,CA92178 		NONE PC providing music programs for all ages in the community 8,000

Living Desert Reserve

47-900 Portola Avenue
Palm Desert,CA92260 		NONE PC to support Senior Volunteer Programs 25,000

Old Town Artisan Studios

78134 Calle Tampico Suite 160
La Quinta,CA92253 		NONE PC to support senior programs 25,000

Parkinson's Resource Organization

74-478 HWY 111 Suite 102
Palm Desert,CA92260 		NONE PC caregivers support 5,000

Read With Me Volunteer Programs

PO Box 1016
Rancho Mirage,CA92270 		NONE PC Intergenerational Reading Mentoring Program 30,000

Tools For Tomorrow

42-600 Cook Street Suite 202
Palm Desert,CA92211 		NONE PC Intergenerational Children's Art Programs 15,000

ACT for Multiple Sclerosis

73-710 Fred Waring Drive Ste 118
Palm Desert,CA92260 		NONE PC for strength training and circulation therapies 5,000

Angel View Inc

67625 E Palm Canyon Dr Suite 7A
Cathedral City,CA92234 		NONE PC program support 5,000

Desert Arc

73-255 Country Club Drive
Palm Desert,CA92260 		NONE PC to help purchase a forklift for the mentally and physically challenged clients 25,000

Grandparents Love

41550 Eclectic St
Palm Desert,CA92260 		NONE PC operating expenses 5,000

Habitat for Humanity - Coachella Valley

34470 Gateway Drive Suite 100
Palm Desert,CA92211 		NONE PC to support seniors through the A Brush with Kindness program 5,000

Inland Counties Legal Services

1040 Iowa Ave Suite 106
Riverside,CA92507 		NONE PC to support the guardianship clinic 5,000

Operation Safehouse Inc

9685 Hayes Street
Riverside,CA92503 		NONE PC to help with repair and maintenance because of hurricane damage 25,000

Palm Springs Art Museum

P O Box 2310 101 Museum Drive
Palm Springs,CA922632310 		NONE PC to further expand and enhance senior programs 5,000

The Desert Symphony Inc

73-730 Hwy 111 Suite 6
Palm Desert,CA92260 		NONE PC to support intergenerational music programs 15,000

Coachella Valley Symphony

42600 Cook St Suite 137
Palm Desert,CA92211 		NONE PC to support free outdoor concerts for the entire community 25,000

Coronado Fourth of July

PO Box 182041
Coronado,CA92178 		NONE PC operating expenses 5,000

Joslyn Senior Center

73-750 Catalina Way
Palm Desert,CA92260 		NONE PC to support the Aging Mastery Program 30,000

Palm Springs Air Museum

745 North Gene Autry Trail
Palm Springs,CA92262 		NONE PC Education living history teaching programs in the Ronald M. Auen Learning Center 25,000

Salk Institute for Biological Studies

10010 N Torrey Pines Road
La Jolla,CA920371002 		NONE PC for the molecular neurobiology to study brain forms and functions for Alzheimer's and other disorders 20,000

Braille Institute of America Inc

741 North Vermont Avenue
Los Angeles,CA900293594 		NONE PC to help with free low-vision care rehabilitation services 25,000

Coronado Island Film Festival

830 Orange Ave Suite F
Coronado,CA92118 		NONE PC ease of festival and outreach for the aging population 25,000

ACT for Multiple Sclerosis

73-710 Fred Waring Drive Ste 118
Palm Desert,CA92260 		NONE PC for direct services for people suffering from MS 25,000

Well in the Desert

PO Box 5312
Palm Springs,CA92263 		NONE PC to Insure Food Programs 20,000

Parade Charities Inc

72-559 HWY 111 72-559 HWY 111
Palm Desert,CA92260 		NONE PC 2024 Golf Cart Parade Auen Foundation Senior Seating Area 15,000

Sharp HospiceCare Fund

Grossmont Hospital Foundation PO Bo
x 158
La Mesa,CA91944 		NONE PC to help complete construction, beautify the grounds, and properly decorate home's interior 25,000

Amy's Purpose

PO Box 1427
Morongo Valley,CA92256 		NONE PC program support 6,000

Coachella Valley Repertory Theatre

68510 East Palm Canyon Dr
Cathedral City,CA92234 		NONE PC to continue your Youth Outreach Program and newly formed Theatre For Young Audiences Production 20,000

Palm Springs Cultural Center

2300 Baristo Road
Palm Springs,CA92260 		NONE PC senior entertainment 10,000

The Palm Springs International Film Society

1700 E Tahquitz Canyon Way 3
Palm Springs,CA92262 		NONE PC to support Senior Volunteer Programs for the 2025 film festival 50,000

AIDS Assistance Program

1276 N Palm Canyon Drive Suite 108
Palm Springs,CA92263 		NONE PC to assist in purchasing food vouchers 25,000

Desert Theaterworks

PO Box 1031
Indio,CA92202 		NONE PC senior programs 10,000

International Classical Concerts of the Desert

PO Box 1227
La Quinta,CA92253 		NONE PC to bring classical concerts to the elderly community 5,000

Lemhi County Historical Society and Museum

210 Main Street
Salmon,ID83467 		NONE PC to support the sustainability of the Shirley Walker Research Center and the Lemhi County Historical Society and museum 20,000

Rancho Mirage Writer's Festival

71-100 HWY 111
Rancho Mirage,CA92270 		NONE PC to continue videotaping and airing of all Festival sessions for seniors that are not able to attend 35,000

Alzheimers Coachella Valley

75105 Merle Dr Suite 800
Palm Desert,CA92211 		NONE PC to support services for Alzheimer's clients 50,000

Coachella Valley Volunteers In Medicine

82-915 Avenue 48
Indio,CA92201 		NONE PC to provide no-charge primary care services to low-income residents over 55 25,000

Coronado Hospital Foundation

250 Prospect Place
Coronado,CA92118 		NONE PC to help purchase FEES equipment 25,000

DAP Health

1695 North Sunrise Way PO Box 2890
Palm Springs,CA922632890 		NONE PC to help with the dental program 30,000

Elderhelp

9590 Chesapeake Dr
San Diego,CA92123 		NONE PC to help seniors remain independent in their home 15,000

The Ranch Recovery Centers Inc

7885 Annandale Avenue
Desert Hot Springs,CA92240 		NONE PC scholarships for seniors 30,000

American Heart Association - Coachella Valley Division

1700 Iowa Avenue Ste 240
Riverside,CA92507 		NONE PC to help fund the SMBP program 20,000

Barbara Sinatra Children's Center at Eisenhower

39000 Bob Hope Drive
Rancho Mirage,CA92270 		NONE PC to help expand the Forensic Medical services 50,000

Eisenhower Medical Center

39000 Bob Hope Drive
Rancho Mirage,CA92270 		NONE PC to support development of Eisenhower Intergenerational Child Care Center 50,000

Foundation for Palm Springs Unified School District

150 District Center Drive
Palm Springs,CA92264 		NONE PC to facilitate all of the music preparation 5,000

Grandparents Love

41550 Eclectic St
Palm Desert,CA92260 		NONE PC to help families in need 5,000

Jewish Family Service of the Desert

490 S Farrell Drive-Suite C208
Palm Springs,CA92262 		NONE PC In honor of Ron Snow who wakes up every morning and says "What can I do to make the world a better place?" 20,000

Joslyn Senior Center

73-750 Catalina Way
Palm Desert,CA92260 		NONE PC for your good work 5,000

Loving All Animals

44635 San Rafael Drive
Palm Desert,CA92260 		NONE PC operating expenses 5,000

Mamysh Inc

305 North Second Ave Ste 294
Upland,CA91786 		NONE PC to help families with counseling and emotional proplems 5,000

Mizell Senior Center

480 S Sunrise Way
Palm Springs,CA92262 		NONE PC to support healthy and engaged lifestyles for seniors 20,000

Operation Safehouse Inc

9685 Hayes Street
Riverside,CA92503 		NONE PC to support Harrison House for at risk youths 20,000

Spiritual Outreach Ministries

75-153 Merle Drive Suite B
Palm Desert,CA92211 		NONE PC to help provide needs for at risk seniors 5,000

Tools For Tomorrow

42-600 Cook Street Suite 202
Palm Desert,CA92211 		NONE PC program support 20,000
Total .................................right arrow 3a 1,064,000
bApproved for future payment
Total ................................. right arrow 3b 0
Form 990-PF (2024)
Form 990-PF (2024)
Page 12
Part XV-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
Related or exempt
function income
(See instructions.)
1Program service revenue: (a)
Business code 		(b)
Amount 		(c)
Exclusion code 		(d)
Amount
a
b
c
d
e
f
gFees and contracts from government agencies          
2 Membership dues and assessments ....          
3 Interest on savings and temporary cash
investments ........... 		    14 7,179  
4 Dividends and interest from securities ....     14 1,324,149  
5 Net rental income or (loss) from real estate:
aDebt-financed property......          
bNot debt-financed property.....          
6 Net rental income or (loss) from personal property          
7 Other investment income .....          
8 Gain or (loss) from sales of assets other than
inventory ............ 		    18 -261,093  
9 Net income or (loss) from special events:          
10 Gross profit or (loss) from sales of inventory          
11 Other revenue:
aINCOME FROM PARTNERSHIPS 		    16 464,001  
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e) .. 0 1,534,236 0
13Total. Add line 12, columns (b), (d), and (e)..................
13
1,534,236
(See worksheet in line 13 instructions to verify calculations.)
Part XV-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
DownArrow 		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form 990-PF (2024)
Form 990-PF (2024)
Page 13
Part XVI
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1) Cash...................................
1a(1)
 
No
(2) Other assets.................................
1a(2)
 
No
b
Other transactions:
(1) Sales of assets to a noncharitable exempt organization....................
1b(1)
 
No
(2) Purchases of assets from a noncharitable exempt organization..................
1b(2)
 
No
(3) Rental of facilities, equipment, or other assets.......................
1b(3)
 
No
(4) Reimbursement arrangements...........................
1b(4)
Yes
 
(5) Loans or loan guarantees.............................
1b(5)
 
No
(6) Performance of services or membership or fundraising solicitations................
1b(6)
 
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
1c
 
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
(a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
1b(4) 371,555 The Fairfield Homes Title Holding Co Inc PAYMASTER, ACCOUNTING, ADMIN
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
b
If "Yes," complete the following schedule.

(a) Name of organization (b) Type of organization (c) Description of relationship
The Fairfield Homes Title Holding Co Inc 501(c)(2) The Fairfield Homes Title Holding Co. Inc. is the paymaster of the Foundation as authorized by Employment Tax Reg. 31.3121(s) - 1(a) and (b). Accounting services and other administrative expenses are provided to the Foundation at allocated cost in accordance with an overhead sharing agreement.
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
right arrow right arrow
May the IRS discuss this return
with the preparer shown below?
See instructions.
Signature of officer or trustee Date Title
Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date Check if self-
employed right arrow		 PTIN
Firm's name Right Arrow
 Firm's EIN Right Arrow
Firm's address Right Arrow


 Phone no.
Form 990-PF (2024)
Additional Data


Software ID: 24020961
Software Version: 2024v5.1


Form 990PF - Special Condition Description:
Special Condition Description

TY 2024 AccountingFeesSchedule
Name:
The Auen Foundation
EIN:
95-4325051
Software ID:
24020961
Software Version:
2024v5.1
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
Audit Fees 22,050     22,050
Tax Preparation Fees 9,212     9,212

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

TY 2024 DepreciationSchedule
Name:
The Auen Foundation
EIN:
95-4325051
Software ID:
24020961
Software Version:
2024v5.1
Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
Life (# of years)		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
Transportation         5.0 16,203 16,203    

TY 2024 InvestmentsCorpBondsSchedule
Name:
The Auen Foundation
EIN:
95-4325051
Software ID:
24020961
Software Version:
2024v5.1
Name of Bond End of Year Book Value End of Year Fair Market Value
BANK OF AMERICA CORP FXD 012027    
BANK OF AMERICA CORP FXD 092024    
BANK OF AMERICA CORP FXD 100224    
BANK OF NOVA SCOTIA FXD TO 102022    
CITIGROUP INC FXD TO 052023    
CITIGROUP INC FXD TO 052024    
CITIGROUP INCFXD TO 0/2026    
CITIGROUP INC    
ENBRIDGE INC FXD TO 032028    
FIFTH THIRD BANCORP FXD TO 062023    
FIFTH THIRD BANCORP FXD TO 092019    
GOLDMAN SACHS GROUP INC /THE FXD TO 112022    
HUNTINGTON BANCSHARES INC/OH F XD TO 042023    
HCA INC    
ILFC E-CAPITAL TRUST FXD TO 00000    
JP MORGAN CHASE & CO FXD TO 042024    
JP MORGAN CHASE & CO FXD TO 022024    
JP MORGAN CHASE&CO FXD TO 0/2023    
PNC FIN SERVICES GROUP INC FXD TO092027    
SYNOVUS FINANCIAL CORP FXD TO 022024    
SIGNATURE BANK OF NEW YORK FXD TO 112024    
BLACK STONE BCRED- BX PRIVATE CREDIT FUND    
NUVEEN S&P 500 BUY WRITE INC    
CALAMOS STRATEGIC TOTAL    
CATALYST MILBURN HGD STRAT A    
MSILF GOVERNMENT PTF INST    
COHEN & STEERS TAX ADAVNTAGE PFD S    
FIDELITY ADV MID CAP VALUE A    
FIRST EAGLE GLOBAL A    
JP MORGAN LARGE CAP GRW.- A    
NEUBERGER BERMAN NEXT GEN FUND    
VANGUARD S&P 500 ETF    
SPDR S&P 500 ETF TRUST    
BOA 9% WORST OF CONTINGENT DA    
BOA 8.1% WORST OF CONTINGENT DA    
BOA 8.25% WORST OF CONTINGENT DA    
BOA 8.3% WORST OF CONTINGENT    
BOA 8.3% WORST OF CONTINGENT DAILY CALL NDX RTY SPX    
BOA 8.35% WORST OF CONTINGENT DAILY CALL NDX RTY SPX    
BOA 8.55% WORST OF CONTINGENT DAILY CALL NDX RTY SPX    
CITI WORSTOF CONTINGENT CALL NDX RTY SPX    
CITI WORSTOF CONTINGENT CALL SPX    
CITI WORSTOF CONTINGENT CALL SPX    
CITI WORSTOF CONTINGENT AUTOCALL NDX RTY SPX    
CITI WORSTOF CONTINGENT DA    
CITI WORSTOF CONTINGENT DAILY CALL NDX RTY SPX    
JPM 11.1% CONTINGENT AUTOCALL GM    
MS WO CONTINGENT AUTOCALL INDU RTY SPX    
MS WO AUTO-CAL TRIGGER JUMP NDX RTY SPX CA    
MS WORSTOF CONTINGENT CALL NDX RTY SPX    
MS WORST OF CINTINGENT    
MS WORSTOF CONTINGENT DA    
UBS 7.5% WORSTOF CONTINGENT AUTOCALL NDX RTY SPX    
BANK OF AMERICA CORP FXD 012027 251,878 240,710
BANK OF AMERICA CORP 251,569 249,225
CITIGROUP INC FXD TO 052024 250,007 249,603
CITIGROUP INCFXD TO 0/2026 311,256 299,916
ENBRIDGE INC FXD TO 032028 201,400 197,618
FIFTH THIRD BANCORP FXD TO 062023 248,132 249,370
FIFTH THIRD BANCORP FXD TO 092019 450,457 448,106
ILFC E-CAPITAL TRUST FXD TO 00000 289,762 247,320
PLAINS ALL AMERICAN PIPELINE 199,923 198,516
PNC FIN SERVICES GROUP INC FXD TO092027 250,007 251,103
SIGNATURE BANK OF NEW YORK FXD TO 112024 153,006 87,750
TRUIST FINANCIAL GROUP 254,632 253,156
WELLS FARGO & CO 402,013 399,276
BLACK STONE BCRED- BX PRIVATE CREDIT FUND 542,383 537,944
NUVEEN S&P 500 BUY WRITE INC 70,326 42,875
CALAMOS STRATEGIC TOTAL 85,292 86,443
CATALYST MILBURN HGD STRAT A 628,295 763,441
COHEN & STEERS TAX ADAVNTAGE PFD S 1,305,404 1,371,501
FIDELITY ADV MID CAP VALUE A 200,222 235,575
FIRST EAGLE GLOBAL A 260,641 313,022
FIRST TRUST GLOBAL TACTICAL 202,484 202,352
ISHARES PREFERRED & INCOME 334,427 314,400
JP MORGAN LARGE CAP GRW.- A 547,489 926,149
NEUBERGER BERMAN NEXT GEN FUND 80,000 50,960
VANGUARD S&P 500 ETF 600,764 716,617
SPDR S&P 500 ETF TRUST 562,195 1,066,666
BCS WORST OF CONTINGENT 300,000 298,620
BOA 8.0% WORST OF CONTINGENT DA 500,000 499,950
BOA 8.05% WORST OF CONTINGENT DA 500,000 493,950
BOA 8.1% WORST OF CONTINGENT DA 750,000 740,250
BOA 8.35% WORST OF CONTINGENT DAILY CALL NDX RTY SPX 100,000 98,140
BOA 8.35% WORST OF CONTINGENT DAILY CALL NDX RTY SPX 200,000 198,740
BOA 8.35% WORST OF CONTINGENT DAILY CALL NDX RTY SPX 200,000 200,440
BOA 8.4% WORST OF CONTINGENT 200,000 193,600
BOA 8.5% WORST OF CONTINGENT 250,000 248,625
BOA 8.5% WORST OF CONTINGENT 600,000 579,780
BOA 8.5% WORST OF CONTINGENT 200,000 201,000
BOA 8.6% WORST OF CONTINGENT 200,000 195,340
BOA 8.6% WORST OF CONTINGENT 450,000 433,845
BOA 8.8% WORST OF CONTINGENT 250,000 245,350
BOA 9% WORST OF CONTINGENT 400,000 400,000
CITI 9.0 WORSTOF CONTINGENT DA 200,000 194,080
CITI 8.8 WORSTOF CONTINGENT DA 200,000 196,460
MS WORST OF CINTINGENT 100,000 100,555
MS WORST OF CINTINGENT 300,000 294,765
MS WORSTOF CONTINGENT DA 250,000 249,463
MS WORSTOF CONTINGENT DA 250,000 252,513
UBS 9.1% WORST OF CONTINGENT DA 200,000 200,000

TY 2024 InvestmentsCorpStockSchedule
Name:
The Auen Foundation
EIN:
95-4325051
Software ID:
24020961
Software Version:
2024v5.1
Name of Stock End of Year Book Value End of Year Fair Market Value
AGNC INVESTMENT CORP SER F    
AGNC INVESTMENT CORP SER E    
ALL STATE CORP PFD    
APOLLO GLBL MNGMT    
ASSOCIATED BANC-CORP    
ASSURANT INV    
ATHENE HOLDING LTD    
ATLANTIC UN BANKSHARES    
BANK OF AMERICA CORP DEP PFD SE    
BRIGHTHOUSE FINANCIAL SER "B"    
BIP BERMUDA HLDGS I LIMITED    
BROOKFIELD IN PTNS SER 13    
BROOKFIELD INFRAESTRUCTURE PARTNERS ULC    
CAPITAL ONE FINANCIAL I-PRF    
CARLYLE SECURED LENDING INC 8.2%    
CUSTOMERS BANCRP INC E    
DTE ENERGYCO    
ENERGY TRANSFER L P PF D    
ENERGY TRANSFER - E    
F&G ANNUITIES & LIFE INC    
FORD MOTOR CO    
FORD MOTOR CO    
HIGHLAND OPP SR A PFD    
HUNTINGTON BANCSHARS INC    
JACKSON FINANCIAL INC    
KEYCORP DP SH PFD H    
MERCHANTS BANCORP SER C    
MIDCAP FINANCIAL INVEST    
KKR GROUP FIN CO IX LLC    
NATIONAL STORAGE AFFILIATE    
RITHM CAPITAL CORP PFD    
RITHM CAPITAL CORP PFD (RITM.C)    
OAKTREE CAP GRP LLC    
READY CAP CORP SER E    
QVC INC    
TEXAS CAPITAL BANC B    
TRITON INTL LTD SER-"E"    
TWO HARBORS INVESTMENTS C    
UNITED STATES CELLULAR CORP UZF    
WELLS FARGO & CO    
BERRY PETE CORP    
UBER TECHNOLOGIES    
AMG PANTHEON FUND LLC ESC    
ICAP MILLENIUM LTD HH-2C    
BLUE OWL REAL ESTATE NLT / OAK ST NET LEASE TRUST ESC    
PECO II (CAYMAN)    
SCHONFEL SP LTD CLASS D    
SEG PARTNERS OFFSHORE CLAS I    
AGNC INVESTMENT CORP SER E 50,000 50,880
ALL STATE CORP PFD 100,000 106,480
APOLLO GLBL MNGMT 125,000 132,450
ATLANTIC UN BANKSHARES 50,000 45,960
BRIGHTHOUSE FINANCIAL SER "B" 50,000 44,300
CARLYLE SECURED LENDING INC 8.2% 100,000 102,320
CUSTOMERS BANCRP INC E 50,000 51,558
FORD MOTOR CO 100,000 97,680
JACKSON FINANCIAL INC 100,000 104,640
KEYCORP DP SH PFD H 21,875 21,341
MERCHANTS BANCORP SER C 75,000 75,900
MFA FINANCIAL INC 100,000 101,440
NATIONAL STORAGE AFFILIATE 50,000 42,680
NEWTEKONE INC 100,000 103,120
READY CAPITAL CORP 9% 50,000 50,400
REGIONS FINL CORP 6.95% SR-F 100,000 104,960
RITHM CAPITAL CORP PFD(RITM.C) 50,000 49,240
RITHM CAPITAL CORP PFD (RITM.B) 50,000 50,680
BROOKFIELD/OAKTREE CAP GRP LLC 14,075 11,682
REDWOOD TRUST INC CAL NT 50,000 50,580
SYNCHRONY FINL 100,000 105,200
TRITON INTL LTD SER-"E" 100,000 76,800
VALLEY NATL BAN 8.25% SR-C W/I 50,000 50,840
BERRY PETE CORP 84,000 17,160
UBER TECHNOLOGIES 45,000 60,320
AMG PANTHEON FUND LLC ESC 300,000 337,750
ICAP MILLENIUM LTD HH-2C 755,000 869,785
BLUE OWL REAL ESTATE NLT / OAK ST NET LEASE TRUST ESC 500,000 495,640
PECO II (CAYMAN) 185,613 323,531
SCHONFEL SP LTD CLASS D 400,000 470,238
SEG PARTNERS OFFSHORE CLAS I 400,000 462,033

TY 2024 InvestmentsGovtObligationsSch
Name:
The Auen Foundation
EIN:
95-4325051
Software ID:
24020961
Software Version:
2024v5.1
US Government Securities - End of Year Book Value:

1,499,086
US Government Securities - End of Year Fair Market Value:

1,495,841
State & Local Government Securities - End of Year Book Value:


0
State & Local Government Securities - End of Year Fair Market Value:


0


TY 2024 InvestmentsLandSchedule2
Name:
The Auen Foundation
EIN:
95-4325051
Software ID:
24020961
Software Version:
2024v5.1
Category/ Item Cost/Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
Land 5,555,000   5,555,000 2,730,000

TY 2024 LandEtcSchedule2
Name:
The Auen Foundation
EIN:
95-4325051
Software ID:
24020961
Software Version:
2024v5.1
Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
Auto, furniture, and equipment 80,129 668 79,461 78,793


TY 2024 OtherAssetsSchedule
Name:
The Auen Foundation
EIN:
95-4325051
Software ID:
24020961
Software Version:
2024v5.1
Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
INVESTMENT IN BERGER LLC 2,553,749 2,380,811 3,445,903
INVESTMENT IN SIMPSONVILLE LLC 3,715,515 3,527,453 4,054,295


TY 2024 OtherExpensesSchedule
Name:
The Auen Foundation
EIN:
95-4325051
Software ID:
24020961
Software Version:
2024v5.1
Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
BANK CHARGES 2 2    
SUBSCRIPTION 749     749
OVERHEAD EXPENSES 1,358 136   1,222
AUTO/TRANSPORTATION 6,774     6,774
AUTO/TRANSPO.-REIMBURSEMENT -5,200     -5,200
INSURANCE - EMPLOYEE 8,742     8,742
OFFICE SUPPLIES 278     278
MISCELLANEOUS AND OTHER EXPENSE 100     100
TELEPHONE 1,895     1,895
INVESTMENT MANAGEMENT FEES 12 12    
OTHER AUTOMOBILE EXPENSES 850     850
OUTSIDE SERVICES 1,800     1,800
REPAIRS AND MAINTAINANCE 293     293


TY 2024 OtherIncomeSchedule2
Name:
The Auen Foundation
EIN:
95-4325051
Software ID:
24020961
Software Version:
2024v5.1
Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
INCOME FROM LLCS 464,001 464,001  


TY 2024 OtherLiabilitiesSchedule
Name:
The Auen Foundation
EIN:
95-4325051
Software ID:
24020961
Software Version:
2024v5.1
Description Beginning of Year - Book Value End of Year - Book Value
DUE TO RELATED ENTITIES 44,377 48,533


TY 2024 TaxesSchedule
Name:
The Auen Foundation
EIN:
95-4325051
Software ID:
24020961
Software Version:
2024v5.1
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
Federal excise tax 25,000      
Property tax 48,809 48,809