| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| AUDIT AND TAX SERVICES | 34,352 | 8,364 | 25,060 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| VARIOUS - NORTHERN TRUST-ACR | 3,133,394 | 3,133,394 |
| VARIOUS - NORTHERN TRUST-AMI LARGE | 2,952,352 | 2,952,352 |
| NORTHERN TRUST - 5821 | 1,997,901 | 1,997,901 |
| VARIOUS - NORTHERN TRUST-WCM | 1,839,648 | 1,839,648 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| 137 VENTURES II, LP | FMV | 598,608 | 598,608 |
| 137 VENTURES III, LP | FMV | 819,688 | 819,688 |
| 138 VENTURES IV, LP | FMV | 446,080 | 446,080 |
| 137 VENTURES, LP | FMV | 68,752 | 68,752 |
| AG CREDIT SOLUTIONS II | FMV | 424,768 | 424,768 |
| ANDALUSIAN CREDIT PARTNERS LLC | FMV | 219,420 | 219,420 |
| ARES CORPORATE OPP FUND III | FMV | 887 | 887 |
| ARES CORPORATE OPP FUND IV | FMV | 81,839 | 81,839 |
| ARES CORPORATE OPP FUND V | FMV | 467,583 | 467,583 |
| ARES CORPORATE OPPORTUNTIES FUND | FMV | 42,547 | 42,547 |
| ARIAS RESOURCE CAPITAL FUND II, LP | FMV | 109,726 | 109,726 |
| AVERILL FUND, LTD | FMV | 958,077 | 958,077 |
| BEACH POINT STRATEGIC OFFSHORE FUND, LTD | FMV | 1,231,035 | 1,231,035 |
| BLS GLOBAL EQUITIES, LLC | FMV | 2,263,085 | 2,263,085 |
| BLUMBERG CAPITAL II, LP | FMV | 270,563 | 270,563 |
| BLUMBERG CAPITAL III, LP | FMV | 444,469 | 444,469 |
| BLUMBERG CAPITAL IV, LP | FMV | 392,473 | 392,473 |
| BLUMBERG CAPITAL V, LP | FMV | 373,073 | 373,073 |
| BRIGHTSTAR CAPITAL PARTNERS FUND I | FMV | 29,083 | 29,083 |
| BRIGHTSTAR CAPITAL PARTNERS FUND II | FMV | 326,166 | 326,166 |
| BRIGHTSTAR CAPITAL PARTNERS MERIDIAN, LP | FMV | 247,765 | 247,765 |
| BRIGHTSTAR CAPITAL PARTNERS REPLAY, LP | FMV | 19,740 | 19,740 |
| BRIGHTSTAR CAPITAL PARTNERS STRATEGIC FUND I | FMV | 74,507 | 74,507 |
| CALEDONIA CO-INVEST OFFSHORE FUND, LP | FMV | 515,089 | 515,089 |
| CALEDONIA FUND, LTD | FMV | 1,014,811 | 1,014,811 |
| CANYON LAUREL INVESTMENT FUND CAYMAN (B), LP | FMV | 12,821 | 12,821 |
| CRG PARTNERS III (CAYMAN) HOLDINGS, LP | FMV | 98,974 | 98,974 |
| CRG PARTNERS IV CAYMAN LEVERED, LP | FMV | 493,774 | 493,774 |
| FIR TREE GLOBAL CREDIT CONVEXITY FUND, LP | FMV | 626,146 | 626,146 |
| FORMATION8 PARTNERS FUND, LP | FMV | 291,150 | 291,150 |
| GATEWOOD CAPITAL OPPORTUNITY FUND II, LP | FMV | 172,989 | 172,989 |
| GATEWOOD CAPITAL OPPORTUNITY FUND, LP | FMV | 381,012 | 381,012 |
| GATEWOOD ICG INVESTORS, LLC | FMV | 1,925 | 1,925 |
| HG VORA SPECIAL OPPORTUNITIES FUND, LTD | FMV | 1,603,161 | 1,603,161 |
| ICG CORE SCI HOLDINGS LP | FMV | 105,940 | 105,940 |
| INDUSTRY VENTURES PARTNERSHIP HOLDINGS II-A, LP | FMV | 944,623 | 944,623 |
| INDUSTRY VENTURES PARTNERSHIP HOLDINGS III, LP | FMV | 423,113 | 423,113 |
| INDUSTRY VENTURES PARTNERSHIP HOLDINGS IV, LP | FMV | 601,694 | 601,694 |
| INDUSTRY VENTURES PARTNERSHIP HOLDINGS VI, LP | FMV | 350,743 | 350,743 |
| INFORMATIC CAPITAL ONSHORE FUND LP | FMV | 1,259,280 | 1,259,280 |
| IVY HILL MIDDLE MKT CREDIT FUND V, LTD | FMV | 1,244,982 | 1,244,982 |
| LAZARD COHERENCE LONG/SHORT CREDIT FUND, LTD | FMV | 1,152,871 | 1,152,871 |
| MONITOR VENTURE PARTNERS I, L.P. | FMV | 6,050 | 6,050 |
| MONITOR VENTURE PARTNERS I-A, L.P. | FMV | 4,064 | 4,064 |
| NEXUS SPECIAL SITUATIONS II (CAYMAN), LP | FMV | 186,216 | 186,216 |
| NEXUS SPECIAL SITUATIONS III (CAYMAN), LP | FMV | 402,434 | 402,434 |
| PRAESIDIAN CAPITAL BRIDGE FUND, LP | FMV | 102,282 | 102,282 |
| PRAESIDIAN CAPITAL III, LP | FMV | 129,916 | 129,916 |
| PRIME FINANCE CMBS B-PIECE FUND I, LP | FMV | 400,980 | 400,980 |
| PRIME FINANCE LONG DURATION (B-PIECE) II, LP | FMV | 470,295 | 470,295 |
| PRIME FINANCE LONG DURATION (B-PIECE) III, LP | FMV | 537,627 | 537,627 |
| PRIME FINANCE PARTNERS V, LP | FMV | 24,815 | 24,815 |
| PRIME FINANCE PARTNERS VI, LP | FMV | 83,223 | 83,223 |
| PRIME FINANCE PARTNERS VII, LP | FMV | 272,979 | 272,979 |
| PRIME FINANCE PARTNERS VIII, LP | FMV | 504,006 | 504,006 |
| PRIME FINANCE SPEC SITUATIONS 2020 AGELLAN CO INVEST LP | FMV | 311,793 | 311,793 |
| PRIME FINANCE SPEC SITUATIONS 2020 FUND, LP | FMV | 260,225 | 260,225 |
| REDMILE CAPITAL OFFSHORE FUND, LTD. | FMV | 335,079 | 335,079 |
| RK MINE FINANCE FUND I, LTD | FMV | 185,472 | 185,472 |
| SHEPHERD SELECT ASSET LTD | FMV | 11,501 | 11,501 |
| VINEYARD VILLAGE | FMV | 107,219 | 107,219 |
| WICKAPOGUE OPPORTUNITY FUND | FMV | 651,195 | 651,195 |
| Category / Item | Cost / Other Basis | Accumulated Depreciation | Book Value | End of Year Fair Market Value |
|---|---|---|---|---|
| OFFICE EQUIPMENT | 4,620 | 3,617 | 1,003 | 1,003 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| LEGAL FEES | 2,491 | 0 | 2,491 |
| Description | Amount |
|---|---|
| UNREALIZED LOSS ON ASSETS | 176,529 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| DUES & SUBSCRIPTIONS | 1,319 | 79 | 1,304 | |
| INVESTMENT EXPENSES - OTHER | 16 | 0 | 0 | |
| MEALS | 1,460 | 0 | 2,343 | |
| INSURANCE | 13,652 | 274 | 925 | |
| OTHER EXPENSES - FROM K-1S | 144,133 | 144,133 | 0 | |
| PAYROLL SERVICE FEE | 0 | 181 | 291 | |
| OFFICE EXPENSES | 3,702 | 50 | 4,562 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| UNRELATED BUSINESS TAXABLE INCOME FROM PASS-THROUGHS | 9,132 | 9,132 |
| Description | Beginning of Year - Book Value | End of Year - Book Value |
|---|---|---|
| DEFERRED EXCISE TAX | 124,000 | 127,000 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVESTMENT MANAGERS FEE | 170,808 | 170,808 | 0 | |
| INVESTMENT EXPENSE | 8,291 | 8,307 | 0 | |
| ACCOUNTING MANAGEMENT SERVICES | 197,001 | 137,901 | 48,150 | |
| PENSION/401(K) CONSULTING | 15,210 | 3,498 | 11,365 | |
| INSURANCE - FIDUCIARY | 18,000 | 0 | 18,000 | |
| OTHER EXPENSES | 788 | 0 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| SECTION 4940 & 511 TAX EXPENSE | 45,858 | 0 | 0 | |
| STATE FILING FEES | 1,269 | 292 | 642 | |
| FOREIGN TAXES | 13,425 | 13,425 | 0 |