| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| AUDIT AND TAX SERVICES | 34,590 | 8,435 | 26,818 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| VARIOUS - NORTHERN TRUST-ACR | 3,074,167 | 3,074,167 |
| VARIOUS - NORTHERN TRUST-AMI LARGE | 2,959,565 | 2,959,565 |
| VARIOUS - NORTHERN TRUST-WCM | 2,119,272 | 2,119,272 |
| VARIOUS - NT 3132 | 1,698,216 | 1,698,216 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| 137 VENTURE VI, LP | FMV | 446,080 | 446,080 |
| 137 VENTURES III, LP | FMV | 819,689 | 819,689 |
| 137 VENTURES, LP | FMV | 68,754 | 68,754 |
| AG CREDIT SOLUTIONS II | FMV | 424,768 | 424,768 |
| ANDALUSIAN CREDIT PARTNERS LLC | FMV | 219,420 | 219,420 |
| ARES ACOF FUND IV, LP | FMV | 81,845 | 81,845 |
| ARES ACOF FUND V, LP | FMV | 467,582 | 467,582 |
| ARES CORPORATE OPP FUND III | FMV | 887 | 887 |
| ARES CORPORATE OPPORTUNITY FUND ASIA, LP | FMV | 42,547 | 42,547 |
| ARIAS RESOURCE CAPITAL FUND II, LP | FMV | 109,726 | 109,726 |
| AVERILL FUND LTD | FMV | 1,199,923 | 1,199,923 |
| BEACH POINT SCF XIV LP | FMV | 1,385,043 | 1,385,043 |
| BEACH POINT STRATEGIC FUND, LTD | FMV | 894,495 | 894,495 |
| BLS GLOBAL EQUITIES | FMV | 1,919,936 | 1,919,936 |
| BLUMBERG CAPITAL II, LP | FMV | 270,548 | 270,548 |
| BLUMBERG CAPITAL III, LP | FMV | 444,469 | 444,469 |
| BLUMBERG CAPITAL IV, LP | FMV | 392,473 | 392,473 |
| BLUMBERG CAPITAL V, LP | FMV | 373,073 | 373,073 |
| BRIGHTSTAR CAPITAL PARTNERS FUND I | FMV | 29,083 | 29,083 |
| BRIGHTSTAR CAPITAL PARTNERS FUND II | FMV | 326,166 | 326,166 |
| BRIGHTSTAR CAPITAL PARTNERS MERIDIAN, LP | FMV | 247,765 | 247,765 |
| BRIGHTSTAR CAPITAL PARTNERS STRATEGIC FUND I | FMV | 74,507 | 74,507 |
| BRIGHTSTAR CAPITAL REPLAY LP | FMV | 19,740 | 19,740 |
| CALEDONIA CO-INVEST OFFSHORE FUND, LP | FMV | 626,115 | 626,115 |
| CALEDONIA FUND, LTD | FMV | 985,052 | 985,052 |
| CANYON LAUREL INVESTMENT FUND CAYMAN (B), LP | FMV | 12,821 | 12,821 |
| CRG PARTNERS III (CAYMAN) HOLDINGS, LP | FMV | 99,030 | 99,030 |
| CRG PARTNERS IV (CAYMAN) HOLDINGS, LP | FMV | 493,774 | 493,774 |
| FIR TREE GLOBAL CREDIT CONVEXITY FUND LP | FMV | 1,152,871 | 1,152,871 |
| FOREST ROAD DIGITAL FUND SERIES, LP SERIES 22-1 | FMV | 263,130 | 263,130 |
| FORMATION8 PARTNERS FUND, LP | FMV | 291,149 | 291,149 |
| GATEWOOD CAPITAL OPPORTUNITY FUND II, LP | FMV | 172,989 | 172,989 |
| GATEWOOD CAPITAL OPPORTUNITY FUND, LP | FMV | 381,012 | 381,012 |
| GATEWOOD ICG INVESTORS LLC | FMV | 1,925 | 1,925 |
| HG VORA SPECIAL OPPORTUNITIES FUND, LTD | FMV | 598,608 | 598,608 |
| ICG CORESCI HOLDINGS | FMV | 105,940 | 105,940 |
| INDUSTRY VENTURES PARTNERSHIP HOLDINGS II-A, LP | FMV | 944,623 | 944,623 |
| INDUSTRY VENTURES PARTNERSHIP HOLDINGS III, LP | FMV | 423,113 | 423,113 |
| INDUSTRY VENTURES PARTNERSHIP HOLDINGS IV, LP | FMV | 601,694 | 601,694 |
| INDUSTRY VENTURES PARTNERSHIP HOLDINGS VI, LP | FMV | 350,743 | 350,743 |
| INFORMATIC CAPITAL ONSHORE FUND LP | FMV | 1,259,280 | 1,259,280 |
| IVY HILL MIDDLE MKT CREDIT FUND V, LTD | FMV | 1,244,982 | 1,244,982 |
| LAZARD COHERENCE LONG/SHORT CREDIT FUND LTD | FMV | 1,438,080 | 1,438,080 |
| NEXUS SPECIAL SITUATIONS II (CAYMAN), LP | FMV | 186,216 | 186,216 |
| NEXUS SPECIAL SITUATIONS III (CAYMAN), LP | FMV | 603,652 | 603,652 |
| PRAESIDIAN CAPITAL BRIDGE FUND, LP | FMV | 102,282 | 102,282 |
| PRAESIDIAN CAPITAL III, LP | FMV | 129,916 | 129,916 |
| PRIME FINANCE CMBS B-PIECE FUND I, LP | FMV | 400,980 | 400,980 |
| PRIME FINANCE LONG DURATION (B-PIECE) II, LP | FMV | 470,295 | 470,295 |
| PRIME FINANCE LONG DURATION (B-PIECE) III, LP | FMV | 537,627 | 537,627 |
| PRIME FINANCE SHORT DURATION V | FMV | 24,815 | 24,815 |
| PRIME FINANCE SHORT DURATION VI | FMV | 83,223 | 83,223 |
| PRIME FINANCE SHORT DURATION VII | FMV | 272,979 | 272,979 |
| PRIME FINANCE SHORT DURATION VIII | FMV | 504,006 | 504,006 |
| PRIME FINANCE SPECIAL SITUATIONS 2020 AGELLAN CO-IN | FMV | 374,152 | 374,152 |
| PRIME FINANCE SPECIAL SITUATIONS 2020 FUND LP | FMV | 260,225 | 260,225 |
| REDMILE CAPITAL OFFSHORE FUND, LTD. | FMV | 335,079 | 335,079 |
| RK MINE FINANCE FUND I, LTD | FMV | 185,472 | 185,472 |
| VINEYARD VILLAGE | FMV | 107,219 | 107,219 |
| WICKAPOGUE OPPORTUNITY FUND LP | FMV | 651,192 | 651,192 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| LEGAL FEES | 275 | 0 | 0 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| DUES & SUBSCRIPTIONS | 931 | 56 | 940 | |
| INSURANCE | 432 | 108 | 323 | |
| OTHER EXPENSES - FROM K-1S | 151,195 | 151,195 | 0 | |
| OFFICE EXPENSES | 0 | 3 | 47 | |
| OTHER SERVICES | 9,126 | 17 | 259 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| UNRELATED BUSINESS TAXABLE INCOME FROM PASS-THROUGHS | 9,326 | 9,326 |
| Description | Amount |
|---|---|
| UNREALIZED GAIN ON ASSETS | 1,082,613 |
| Description | Beginning of Year - Book Value | End of Year - Book Value |
|---|---|---|
| DEFERRED EXCISE TAX | 113,000 | 133,000 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVESTMENT MANAGERS FEE | 177,156 | 177,156 | 0 | |
| INVESTMENT EXPENSE | 20,204 | 11,412 | 7,210 | |
| ACCOUNTING MANAGEMENT SERVICES | 112,000 | 78,400 | 46,350 | |
| INSURANCE - FIDUCIARY | 15,000 | 0 | 15,000 | |
| PAYROLL SERVICE FEES | 359 | 90 | 269 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| TAX EXPENSE | 33,008 | 0 | 0 | |
| FOREIGN TAXES | 13,614 | 13,614 | 0 |