| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| 6,183 SHS ARNO THERAPEUTICS INC | 107,858 | 0 |
| 50,000 SHS AMERICAN BIO MEDICA CORP | 5,996 | 0 |
| 7714 SHS CORMEDIX INC | 115,685 | 76,060 |
| 116 SHS SPDR S&P 500 ETF | 49,753 | 69,896 |
| 44,886 SHS MIMDEX | 0 | 415,196 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| INVEST. IN BEP PRIVATE INVESTORS II | AT COST | 40,644 | 198,353 |
| INVEST. IN GCM GROSVENOR PREMIER ASIA AIV LP | AT COST | 9,278 | 9,278 |
| INVEST. IN GCM GROSVENOR PREMIER ASIA LP | AT COST | 46,395 | 46,395 |
| INVEST. IN GLOBAL PARTNERS | AT COST | 5,962 | 56,450 |
| INVEST. IN SECONDARY OPPORTUNITIES | AT COST | 97,988 | 66,385 |
| INVESTMENT VISTA SOFTWARE | AT COST | 147,943 | 219,069 |
| INVESTMENT IN H&R TUSCALOOSA | AT COST | 8 | 8 |
| INVESTMENT IN ICAPITAL-SL PARTNERS VII (INTENRATIONAL ACCESS FUND), LP | AT COST | 73,500 | 73,500 |
| ICAPITAL-SL PARTNERS VII (INTERNATIONAL ACCESS FUND), LP - SYNDICATION FEE | AT COST | 6,000 | 6,000 |
| Description | Amount |
|---|---|
| H&R TUSCALOOSA - PRIOR PERIOD ADJUSTMENT | 35,505 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| BANK CHARGES | 279 | 0 | 279 | |
| OFFICE EXPENSE | 3,820 | 0 | 3,802 | |
| NONDEDUCTIBLE K-1 EXPENSES | 1,019 | 0 | 0 | |
| CHARITABLE CONTRIBUTIONS THROUGH K-1S | 53 | 0 | 53 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| AG NET LEASE | -56 | -56 | -56 |
| BEP PRIVATE INVESTORS II (US) | 18,666 | 18,666 | |
| BEP PRIVATE INVESTORS II (US) | -5,487 | -5,487 | -5,487 |
| GCM GROSVENOR PREMIER MANAGERS - ASIA | -1,084 | -1,084 | -1,084 |
| GCM GROSVENOR PREMIER MANAGERS - ASIA AIV | -138 | -138 | -138 |
| GLOBAL PARTNERS | -549 | -549 | -549 |
| H&R TUSCALOOSA | -14,609 | -14,609 | |
| PB STRATEGIC PARTNERS FEEDER FUND IV | 1,507 | 1,507 | 1,507 |
| PLATTYKILL URBAN RENEWAL | 44 | 44 | 44 |
| PROSPECT COURT ASSOCIATES | 117 | 117 | 117 |
| SECONDARY OPPORTUNITIES FUND III | -4,037 | -4,037 | -4,037 |
| SECONDARY OPPORTUNITIES FUND III | -2,832 | -2,832 | |
| VISTA SOFTWARE SELECT ACCESS FUND (US) | 3,285 | 3,285 | |
| VISTA SOFTWARE SELECT ACCESS FUND (US) | -2,835 | -2,835 | -2,835 |
| GLOBAL PARTNERS | -240 | -240 | |
| PB STRATEGIC PARTNERS FEEDER FUND IV | 99 | 99 | |
| H&R TUSCALOOSA | -3,652 | -3,652 | -3,652 |
| PLATTYKILL URBAN RENEWAL | 896 | 896 | |
| PROSPECT COURT ASSOCIATES | 517 | 517 |
| Description | Beginning of Year - Book Value | End of Year - Book Value |
|---|---|---|
| INVEST. IN H&R TUSCALOOSA LLC | 220,536 | 0 |
| INVEST. IN PLATTYKILL URBAN RENEWAL | 23,314 | 133,203 |
| INVEST. IN PROSPECT COURT ASSOCIATES, LLC | 87,428 | 87,855 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| MANAGEMENT FEES | 69 | 69 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FEDERAL TAXES | 5,497 | 0 | 0 | |
| NYS TAXES | 1,025 | 0 | 1,025 |