| Identifier | Return Reference | Explanation |
|---|---|---|
| FORM 990-PF PART VII-A LINE 12 | IN FEBRUARY 2016, THE FOUNDATION MADE A DISTRIBUTION TO FIDELITY CHARITY FOR CREDIT TO A DONOR ADVISED FUND WITH RESPECT TO WHICH THOMAS H ROBERTS III, A FORMER DIRECTOR OF THE FOUNDATION, IS THE ADVISOR. FIDELITY CHARITY IS A PUBLIC CHARITY. THE DISTRIBUTION HAS BEEN TREATED AS A QUALIFYING DISTRIBUTION AND DISTRIBUTIONS FROM THE DONOR ADVISED FUND ARE LIMITED TO DISTRIBUTIONS PERMITTED UNDER CODE SECTION 170(C)(2)(B). THE FORMER DIRECTOR CONFIRMED THAT HE WILL DIRECT THE USE OF THE FUNDS IN A MANNER CONSISTENT WITH THE PURPOSES SET FORTH IN THE FOUNDATION'S CONTROLLING TRUST AGREEMENT. THE FOUNDATION HAS NO RETAINED POWER TO CONTROL THE DISTRIBUTION OF THESE FUNDS.IN DECEMBER 2018, THE FOUNDATION MADE A DISTRIBUTION TO SAN FRANCISCO FOUNDATION FOR CREDIT TO A DONOR ADVISED FUND WITH RESPECT TO WHICH S SHAWN ROBERTS, A DIRECTOR OF THE FOUNDATION, IS THE ADVISOR. SAN FRANCISCO FOUNDATION IS A PUBLIC CHARITY. THE DISTRIBUTION HAS BEEN TREATED AS A QUALIFYING DISTRIBUTION AND DISTRIBUTIONS FROM THE DONOR ADVISED FUND ARE LIMITED TO DISTRIBUTIONS PERMITTED UNDER CODE SECTION 170(C)(2)(B). THE DIRECTOR CONFIRMED THAT SHE WILL DIRECT THE USE OF THE FUNDS IN A MANNER CONSISTENT WITH THE PURPOSES SET FORTH IN THE FOUNDATION'S CONTROLLING TRUST AGREEMENT. THE FOUNDATION HAS NO RETAINED POWER TO CONTROL THE DISTRIBUTION OF THESE FUNDS. |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| BLACKROCK HIGH YIELD K | 141,494 | 138,950 |
| DODGE & COX INCOME FD | 368,806 | 365,938 |
| PIMCO TOTAL RETURN FUND | 239,238 | 232,099 |
| VANGUARD TTL BD MKT IND | 770,999 | 778,534 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| ABBVIE | 7,264 | 11,906 |
| ALPHABET CL C | 9,922 | 26,852 |
| AMAZON COM | 24,339 | 39,051 |
| AMERICAN EXPRESS CO | 4,041 | 9,200 |
| APPLE | 21,254 | 47,580 |
| ARTHUR J GALLAGHER | 4,091 | 7,948 |
| ARTISAN INTL VAL-INST | 104,410 | 109,205 |
| ASML HOLDING NY | 3,700 | 4,158 |
| BANK OF AMERICA | 7,398 | 9,889 |
| BOOKING HOLDINGS | 5,654 | 14,905 |
| BOSTON SCIENTIFIC | 3,826 | 10,540 |
| BRISTOL MYERS SQUIBB | 10,493 | 8,767 |
| BROADCOMM INC | 10,927 | 10,665 |
| CADENCE DESIGN SYS | 4,598 | 4,507 |
| CONOCOPHILLIPS | 9,492 | 10,016 |
| CONSUMER DISCRETIONARY SELT | 19,851 | 20,864 |
| COSTCO WHOLESALE CORP | 4,206 | 7,330 |
| EATON CORP | 4,257 | 10,288 |
| ELI LILLY | 1,307 | 6,948 |
| EXXON MOBIL | 14,936 | 16,243 |
| FIDELITY 500 INDEX FUND | 998,534 | 1,425,159 |
| FIDELITY SELECT SECTOR SPDR | 69,777 | 78,246 |
| FIDELITY INTL INDEX FUND | 235,223 | 251,254 |
| FISERV INC | 7,980 | 11,504 |
| HEALTHCARE SELECT SECTOR | 39,348 | 38,244 |
| HILTON WORLDWIDE HOLDINGS | 3,763 | 7,415 |
| HONEYWELL INTL | 1,899 | 5,195 |
| INDUSTRIAL SELECT SECT SPDR | 20,034 | 18,974 |
| INGERSOLL RAND | 3,296 | 5,519 |
| INTUITIVE SURGICAL | 3,984 | 6,785 |
| INVESCO QQQ TR UNIT SER 1 | 207,459 | 322,075 |
| INVESCO S&P 500 EQUAL WEIGHT | 91,091 | 99,355 |
| ISHARE CORE S&P MIDCAP ETF | 118,691 | 142,628 |
| ISHARES MSCI EUROPE FINANCIAL | 37,314 | 38,888 |
| ISHARES MSCI UNITED KINGDOM | 36,852 | 36,714 |
| ISHARES CORE MSCI EMERGING | 424,347 | 409,770 |
| ISHARES MSCI JAPAN ETF | 171,694 | 178,888 |
| JP MORGAN BETABUILDERS CANADA | 52,179 | 59,013 |
| LINDE PLC | 6,892 | 10,886 |
| LOWES COMPANIES | 1,884 | 4,936 |
| MARTIN MARIETTA MATERIALS | 7,061 | 8,264 |
| MASTERCARD CL A | 15,064 | 21,589 |
| MCDONALDS | 10,303 | 11,596 |
| META PLATFORMS | 10,210 | 32,789 |
| MICROSOFT | 10,713 | 53,109 |
| MONDELEZ INTL | 4,880 | 5,196 |
| MONSTER BEVERAGE CORP | 3,219 | 3,732 |
| MORGAN STANLEY | 4,662 | 12,195 |
| NEXTERA ENERGY | 8,123 | 7,241 |
| NORFOLK SOUTHERN | 7,056 | 7,276 |
| NVIDIA | 9,674 | 54,119 |
| NXP SEMICONDUCTORS | 6,970 | 7,067 |
| OLD DOMINION FREIGHT | 4,080 | 5,292 |
| OTIS WORLDWIDE CORP | 8,523 | 7,687 |
| PEPSICO | 7,635 | 7,907 |
| PROGRESSIVE CORP | 6,647 | 13,418 |
| REGENERON PHARMA | 4,807 | 4,986 |
| S&P GLOBAL INC | 5,288 | 7,470 |
| SALEFORCE INC | 10,751 | 12,704 |
| SHERWIN-WILLIAMS | 3,803 | 3,399 |
| SOUTHERN CO | 9,467 | 10,372 |
| SPDR EURO STOXX 50 ETF | 142,667 | 140,116 |
| SPDR OIL & GAS EQUIP SERV | 59,084 | 57,296 |
| STRYKER CORP | 5,920 | 7,201 |
| TEXAS INSTRUMENTS | 6,675 | 9,563 |
| THERMO FISHER SCIENTIFIC | 6,041 | 5,723 |
| TJX COMPANIES | 3,865 | 5,557 |
| UNITEDHEALTH GROUP INC | 11,509 | 19,728 |
| VANECK GOLD MINERS | 59,683 | 57,206 |
| VANECK SEMICONDUCTOR | 58,994 | 61,511 |
| VANGUARD FTSE EUROPE EFT | 125,201 | 127,765 |
| WALT DISNEY | 7,448 | 7,238 |
| WASTE CONNECTIONS | 3,569 | 5,834 |
| WELLS FARGO | 7,221 | 12,433 |
| WISDOMTREE JAPAN HEDGED EQ | 79,021 | 80,071 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| AMERICAN BEACON AHL MGD-RS | AT COST | 91,554 | 79,631 |
| BLACKSTONE ATL MULTI STRAT | AT COST | 329,878 | 327,872 |
| COHEN & STEERS REAL ESTATE | AT COST | 316,717 | 294,796 |
| ISHARES GOLD TRUST | AT COST | 82,329 | 109,368 |
| K2 ALTERNATIVE STRAT R6 | AT COST | 76,183 | 71,499 |
| NEUBERGER BERMAN LONG SHORT | AT COST | 356,621 | 412,005 |
| PIMCO COMMODITY STRTAT | AT COST | 97,629 | 90,941 |
| PIMCO DYNAMIC BOND | AT COST | 175,665 | 162,800 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| QUARLES & BRADY LLP-ATTORNEY FEES | 5,733 | 0 | 5,733 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ILLINOIS CHARITY BUREAU | 15 | 0 | 15 | |
| POSTAGE | 60 | 60 | 0 |
| Description | Amount |
|---|---|
| SECURITIES TRANSFER NET OF ADJUSTMENTS | 11,822 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| JP MORGAN CHASE-AGENCY FEES & EXPENSES | 47,345 | 47,345 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FOREIGN TAXES PAID | 3,417 | 3,417 | 0 |