| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ACCOUNTING | 31,626 | 1,456 | 27,673 |
| Identifier | Return Reference | Explanation |
|---|---|---|
| FORM 990-PF, PART XV, LINE 2 | THE HEINZ FAMILY FOUNDATION DOES NOT CONSIDER UNSOLICITED REQUESTS FOR GRANTS. THE HEINZ FAMILY FOUNDATION MAKES GRANTS ONLY TO PRIOR SELECTED ORGANIZATIONS THAT ARE QUALIFIED GRANT RECIPIENTS. THE HEINZ FAMILY FOUNDATION IS NOT PERMITTED BY THE U.S. GOVERNMENT TAX LAWS TO MAKE GRANTS TO INDIVIDUALS OR ORGANIZATIONS UNLESS THEY ARE A QUALIFIED 501(C)(3) PUBLIC CHARITY IN THE UNITED STATES, WITH THE EXCEPTION OF THE HEINZ AWARD WINNERS. THE HEINZ AWARDS ARE GRANTED IN ACCORDANCE WITH IRC SECTION 4945(G) ON AN OBJECTIVE AND NONDISCRIMINATORY BASIS PURSUANT TO A PROCEDURE APPROVED IN ADVANCE BY THE INTERNAL REVENUE SERVICE. | |
| FORM 990-PF, PART VIII, LINE 1 | PER SECTION 2.01 OF THE HEINZ FAMILY FOUNDATION BYLAWS, THE DUTIES AND RESPONSIBILITIES OF THE TERM DIRECTORS SHALL BE LIMITED TO ISSUES RELATED TO THE HEINZ AWARDS PROGRAM. |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| ECAM PARTNERS - AWARDS | 2,977,618 | 4,506,264 |
| ECAM PARTNERS - T&J | 1,191,047 | 1,802,506 |
| ISHARES MSCI ACWI EX US ETF - AWARDS | 2,415,072 | 2,797,497 |
| ISHARES MSCI ACWI EX US ETF - T&J | 553,378 | 652,104 |
| ISHARES MSCI CHINA ETF - AWARDS | 1,993,939 | 1,499,520 |
| ISHARES MSCI CHINA ETF - T&J | 996,970 | 749,760 |
| ISHARES RUSSELL 1000 INDEX - AWARDS | 291,007 | 972,923 |
| ISHARES RUSSELL 1000 INDEX - T&J | 733,038 | 1,198,435 |
| SCHRODER CORE BOND FUND - AWARDS | 8,345,839 | 6,820,429 |
| SCHRODER CORE BOND FUND - T&J | 3,422,702 | 2,773,174 |
| SCHRODER CAPITAL CODA FUND - AWARDS | 2,000,000 | 2,017,184 |
| SCHRODER CAPITAL CODA FUND - T&J | 1,000,000 | 1,008,592 |
| ALEUTIAN FUND LTD - AWARDS | 4,000,000 | 4,696,438 |
| ALEUTIAN FUND LTD - T&J | 1,500,000 | 1,761,164 |
| WOODLINE SPIRE OFFSHORE FUND - AWARDS | 5,000,000 | 5,000,000 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| ABDIEL QUALIFIED OFFSHORE PARTNERS - AWARDS | AT COST | 2,000,000 | 3,117,703 |
| ABDIEL QUALIFIED OFFSHORE PARTNERS - T&J | AT COST | 1,000,000 | 1,558,852 |
| FINE ARTS - BERGSTROM/LIPPS LIBRARY - INVESTMENT IN FINE ARTS | AT COST | 479,590 | 479,590 |
| FPR PARTNERS - AWARDS | AT COST | 4,563,459 | 4,331,453 |
| FPR PARTNERS - T&J | AT COST | 2,009,850 | 1,897,316 |
| INCENTIVE ACTIVE VALUE LONG ONLY, LP - AWARDS | AT COST | 3,040,325 | 3,449,432 |
| INCENTIVE ACTIVE VALUE LONG ONLY, LP - T&J | AT COST | 1,520,162 | 1,724,716 |
| JAPAN ABSOLUTE VALUE FUND, LP - AWARDS | AT COST | 2,500,000 | 2,340,377 |
| JAPAN ABSOLUTE VALUE FUND, LP - T&J | AT COST | 1,000,000 | 936,151 |
| KILTEARN GLOBAL EQUITY FUND - AWARDS | AT COST | 2,102,574 | 3,433,582 |
| KILTEARN GLOBAL EQUITY FUND - T&J | AT COST | 1,079,829 | 1,768,518 |
| OAKMARK INCOME AND EQUITY FUND - EXETER | AT COST | 963,657 | 1,211,163 |
| OAKMARK INCOME AND EQUITY FUND - YALE | AT COST | 3,387,745 | 4,254,707 |
| STOCKBRIDGE FUND, LP - AWARDS | AT COST | 3,000,000 | 4,584,867 |
| STOCKBRIDGE FUND, LP - T&J | AT COST | 1,068,525 | 1,629,423 |
| WGI EMERGING MARKETS FUND - AWARDS | AT COST | 1,977,336 | 2,395,799 |
| WGI EMERGING MARKETS FUND - T&J | AT COST | 942,757 | 1,142,323 |
| WGI EMERGING MARKETS SMALLER CO FUND - AWARDS | AT COST | 1,535,511 | 2,320,529 |
| WGI EMERGING MARKETS SMALLER CO FUND - T&J | AT COST | 721,306 | 1,089,817 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| LEGAL FEES | 16,562 | 828 | 15,734 |
| Description | Beginning of Year - Book Value | End of Year - Book Value | End of Year - Fair Market Value |
|---|---|---|---|
| ABSOLUTE RETURN | 0 | 6,167 | 0 |
| ALUA OFFSHORE FUND, LTD. | 1,202,621 | 85,090 | 80,117 |
| AQR RISK-BALANCED COMMODITIES STRATEGIES FUND | 3,000,000 | 3,182,482 | |
| CAMBER CAPITAL OFFSHORE | 1,482,267 | 1,482,267 | 2,389,799 |
| ECOR1 CAPITAL OFFSHORE FUND, LTD. | 2,000,000 | 2,000,000 | 1,449,778 |
| HOLLYPORT SECONDARY OPPS VI | 2,100,158 | 2,100,158 | 2,379,428 |
| HORSLEY BRIDGE STRATEGIC FUND IV, L.P. | 2,787,097 | 2,765,488 | 3,768,465 |
| HUDSON WAY OFFSHORE FUND | 1,500,000 | 1,500,000 | 1,972,281 |
| KLINE HILL OFFSHORE II | 1,268,178 | 1,268,178 | 1,091,654 |
| KLINE HILL PARTNERS OFFSHORE FUND III, LP | 1,117,700 | 1,117,700 | 1,306,595 |
| KLINE HILL PARTNERS OFFSHORE FUND IV, LP | 1,967,466 | 2,162,544 | 3,584,853 |
| KLINE HILL PARTNERS OFFSHORE FUND V, LP | 0 | 840,018 | 1,294,307 |
| KLINE HILL PARTNERS OPP OFFSHORE FUND III | 343,666 | 343,666 | 511,214 |
| M3 PARTNERS, LP | 1,473,473 | 1,473,473 | 2,735,574 |
| MADISON AVENUE OFFSHORE FUND | 1,232,139 | 2,787,237 | 3,142,456 |
| MAPLE ROCK OFFSHORE FUND | 1,500,000 | 1,500,000 | 1,861,578 |
| PARK ST. IX CAP. PRIVATE EQUITY | 909,389 | 902,739 | 446,103 |
| PARK ST. VII CAP. PRIVATE EQUITY | 707,100 | ||
| PARK ST. VIII CAP. PRIVATE EQUITY | 698,004 | 698,004 | 37,523 |
| POINTER OFFSHORE LTD. | 4,891,543 | 4,260,230 | 5,917,187 |
| RIVERNORTH INSTITUTIONAL PARTNERS | 4,100,000 | 4,100,000 | 6,205,293 |
| SQN INVESTORS MASTER FUND, LP | 1,700,000 | 255,819 | 211,135 |
| STARK ASSET MGMT (SHEPHERD) | 6,167 | 8,889 | |
| TENG YUE PARTNERS OFFSHORE | 2,200,000 | 2,200,000 | 1,440,159 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INSURANCE | 11,884 | 594 | 11,290 | |
| EQUIPMENT & FURNITURE MAINTENANCE | 10,668 | 533 | 10,135 | |
| FLOWTHROUGH FROM P-SHIPS | 0 | 403,118 | 0 | |
| PHONE/FAX | 2,513 | 126 | 2,387 | |
| POSTAGE & MESSENGER | 4,542 | 227 | 4,315 | |
| OFFICE MISC | 519 | 25 | 494 | |
| OFFICE SUPPLIES | 650 | 33 | 618 | |
| DUES | 556 | 27 | 527 | |
| DIRECT HEINZ AWARD EXPENSE | 754,129 | 0 | 754,129 | |
| RESEARCH EXPENSE | 2,783 | 0 | 2,783 | |
| PERSONAL SERVICES | 992,250 | 0 | 992,250 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| 3,433 | 3,433 | 3,433 | |
| INCOME FROM PARTNERSHIPS | 6,003 | 0 | 6,003 |
| Description | Amount |
|---|---|
| ADJUSTMENT FOR GRANTS PAYABLE | 50,000 |
| Description | Beginning of Year - Book Value | End of Year - Book Value |
|---|---|---|
| AGENCY LIABILITIES | 4,517,526 | 4,393,130 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVESTMENT MGMT FEES | 644,745 | 647,461 | 0 | |
| INVESTMENT CONSULTING | 3,601 | 3,601 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FOREIGN TAX - FLOWTHROUGH FROM PARTNERSHIPS | 0 | 76,813 | 0 | |
| FEDERAL EXCISE TAX | 93,515 | 0 | 0 |