| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ACCOUNTING FEES | 55,849 | 27,925 | 27,925 |
| Identifier | Return Reference | Explanation |
|---|---|---|
| FORM 990-PF, PART VI-A, LINE 11 - LIST OF CONTROLLED ENTITIES | CERCANO ZAMBEZI ASIA LP1110 112TH AVE NE, STE 202BELLEVUE, WA 98004EIN: 98-1706541EXCESS BUSINESS HOLDING: NOCERCANO ZAMBEZI VENTURE CAPITAL LP1110 112TH AVE NE, STE 202BELLEVUE, WA 98004EIN: 87-4139707EXCESS BUSINESS HOLDING: NOCERCANO ZAMBEZI OPPORTUNITIES LP1110 112TH AVE NE, STE 202BELLEVUE, WA 98004EIN: 87-4147677EXCESS BUSINESS HOLDING: NOVC ALTAIR EQUITY LLC1110 112TH AVE NE, STE 202BELLEVUE, WA 98004EIN: 84-1782350EXCESS BUSINESS HOLDING: NOVC CAPITAL GROWTH EQUITY II LLC1110 112TH AVE NE, STE 202BELLEVUE, WA 98004EIN: 82-4580522EXCESS BUSINESS HOLDING: NOVC CAPITAL HOLDINGS COLUMBIA LLC1110 112TH AVE NE, STE 202BELLEVUE, WA 98004EIN: 35-2630333EXCESS BUSINESS HOLDING: NOVC OVERLAKE OPPORTUNITIES LLC1110 112TH AVE NE, STE 202BELLEVUE, WA 98004EIN: 84-3760100EXCESS BUSINESS HOLDING: NOVCVC III LLC1110 112TH AVE NE, STE 202BELLEVUE, WA 98004EIN: 27-3406816EXCESS BUSINESS HOLDING: NOVCVC IV LLC1110 112TH AVE NE, STE 202BELLEVUE, WA 98004EIN: 47-1469684EXCESS BUSINESS HOLDING: NOVCVC MANAGEMENT IV LLC1110 112TH AVE NE, STE 202BELLEVUE, WA 98004EIN: 47-1480134EXCESS BUSINESS HOLDING: NOVCVC V LLC1110 112TH AVE NE, STE 202BELLEVUE, WA 98004EIN: 82-3926456EXCESS BUSINESS HOLDING: NOCERCANO CEDAR LLC1110 112TH AVE NE, STE 202BELLEVUE, WA 98004EIN: 39-3936045EXCESS BUSINESS HOLDING: NOCERCANO NEON LLC1110 112TH AVE NE, STE 202BELLEVUE, WA 98004EIN: 99-2066348EXCESS BUSINESS HOLDING: NOCERCANO ARGON LLC1110 112TH AVE NE, STE 202BELLEVUE, WA 98004EIN: 33-1374461EXCESS BUSINESS HOLDING: NOEVERGREEN CREDIT OPPORTUNITIES LLC1110 112TH AVE NE, STE 202BELLEVUE, WA 98004EIN: 87-3301814EXCESS BUSINESS HOLDING: NOVC ASSET MANAGEMENT LLC1110 112TH AVE NE, STE 202BELLEVUE, WA 98004EIN: 20-5659011EXCESS BUSINESS HOLDING: NOVCSG HOLDCO LLC1110 112TH AVE NE, STE 202BELLEVUE, WA 98004EIN: 39-2808038EXCESS BUSINESS HOLDING: NOVC CAPITAL SINGAPORE GREENHOUSE PTE. LTD.1110 112TH AVE NE, STE 202BELLEVUE, WA 98004EIN: 98-1489501EXCESS BUSINESS HOLDING: NOCOUGAR CONTINUATION LLC1110 112TH AVE NE, STE 202BELLEVUE, WA 98004EIN: 87-3313938EXCESS BUSINESS HOLDING: NOBEACH POINT SCF V LP1620 26TH ST, STE 6000NSANTA MONICA, CA 90404EIN: 47-3755190EXCESS BUSINESS HOLDING: NOTRILINC GLOBAL SUSTAINABLE INCOME FUND I, LP1230 ROSECRANS AVE, STE 605MANHATTAN BEACH, CA 90266EIN: 30-0954823EXCESS BUSINESS HOLDING: NOTRILINC GLOBAL SUSTAINABLE INCOME FUND II, LP1230 ROSECRANS AVE, STE 605MANHATTAN BEACH, CA 90266EIN: 37-1920859EXCESS BUSINESS HOLDING: NOIMPERATIVE SCIENCE FUND I LP220 EAST MYRTLE STREETSTILLWATER, MN 55082EIN: 83-4356546EXCESS BUSINESS HOLDING: NOBEACH POINT SCF XV LP1620 26TH ST, STE 6000NSANTA MONICA, CA 90404EIN: 93-1608452EXCESS BUSINESS HOLDING: NOFRAZIER HEALTHCARE CREDIT SPV I L.P.601 UNION ST, STE 300SEATTLE, WA 98101EIN: 99-1670352EXCESS BUSINESS HOLDING: NOPAUL G. ALLEN ESTATE1301 SECOND AVENUE, SUITE 2800SEATTLE, WA 98101EIN: 11-1111111EXCESS BUSINESS HOLDING: NO |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| REMITLY GLOBAL INC | 310,711 | 310,711 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| INVESTMENT #1 | FMV | 45,640,400 | 45,640,400 |
| INVESTMENT #2 | FMV | 41,091,131 | 41,091,131 |
| INVESTMENT #3 | FMV | 62,333,983 | 62,333,983 |
| INVESTMENT #4 | FMV | 170,570,095 | 170,570,095 |
| INVESTMENT #5 | FMV | 79,281,611 | 79,281,611 |
| INVESTMENT #6 | FMV | 200,970,773 | 200,970,773 |
| INVESTMENT #7 | FMV | 125,309,904 | 125,309,904 |
| INVESTMENT #8 | FMV | 65,735,326 | 65,735,326 |
| INVESTMENT #9 | FMV | 89,940,730 | 89,940,730 |
| INVESTMENT #10 | FMV | 1,606,047 | 1,606,047 |
| INVESTMENT #11 | FMV | 198,585,815 | 198,585,815 |
| INVESTMENT #12 | FMV | 721,294 | 721,294 |
| INVESTMENT #13 | FMV | 9,500,887 | 9,500,887 |
| INVESTMENT #14 | FMV | 9,817,081 | 9,817,081 |
| INVESTMENT #15 | FMV | 2,050,848 | 2,050,848 |
| INVESTMENT #16 | FMV | 246,739 | 246,739 |
| INVESTMENT #17 | FMV | 344,211 | 344,211 |
| INVESTMENT #18 | FMV | 1,031,028 | 1,031,028 |
| INVESTMENT #21 | FMV | 884,813 | 884,813 |
| INVESTMENT #23 | FMV | 8,370,120 | 8,370,120 |
| INVESTMENT #24 | FMV | 142,205,300 | 142,205,300 |
| INVESTMENT #25 | FMV | 31,092,537 | 31,092,537 |
| INVESTMENT #26 | FMV | 9,020,000 | 9,020,000 |
| INVESTMENT #27 | FMV | 45,416,650 | 45,416,650 |
| INVESTMENT #28 | FMV | 4,176,580 | 4,176,580 |
| INVESTMENT #29 | FMV | 5,618,028 | 5,618,028 |
| INVESTMENT #30 | FMV | 3,935,339 | 3,935,339 |
| INVESTMENT #31 | FMV | 2,113,968 | 2,113,968 |
| INVESTMENT #32 | FMV | 1,069,847 | 1,069,847 |
| INVESTMENT #33 | FMV | 25,844,214 | 25,844,214 |
| INVESTMENT #34 | FMV | 759,553 | 759,553 |
| INVESTMENT #35 | FMV | 61,212,317 | 61,212,317 |
| INVESTMENT #36 | FMV | 19,615,532 | 19,615,532 |
| INVESTMENT #37 | FMV | 4,633,457 | 4,633,457 |
| INVESTMENT #38 | FMV | 86,980,699 | 86,980,699 |
| INVESTMENT #39 | FMV | 19,304,662 | 19,304,662 |
| INVESTMENT #40 | FMV | 466,209 | 466,209 |
| INVESTMENT #41 | FMV | 16,636,667 | 16,636,667 |
| INVESTMENT #42 | FMV | 10,138,425 | 10,138,425 |
| INVESTMENT #43 | FMV | 9,904,511 | 9,904,511 |
| INVESTMENT #44 | FMV | 433,300 | 433,300 |
| INVESTMENT #45 | FMV | 1,116,063 | 1,116,063 |
| INVESTMENT #46 | FMV | 797,112 | 797,112 |
| INVESTMENT #47 | FMV | 5,535,319 | 5,535,319 |
| INVESTMENT #48 | FMV | 2,597,197 | 2,597,197 |
| INVESTMENT #49 | FMV | 2,229,185 | 2,229,185 |
| INVESTMENT #50 | FMV | 41,374,608 | 41,374,608 |
| INVESTMENT #51 | FMV | 13,993,742 | 13,993,742 |
| INVESTMENT #52 | FMV | 16,876,149 | 16,876,149 |
| INVESTMENT #53 | FMV | 648,048 | 648,048 |
| INVESTMENT #54 | FMV | 775,360 | 775,360 |
| INVESTMENT #55 | FMV | 5,876,157 | 5,876,157 |
| INVESTMENT #56 | FMV | 23,602,706 | 23,602,706 |
| INVESTMENT #57 | FMV | 10,415,462 | 10,415,462 |
| INVESTMENT #58 | FMV | 3,534,092 | 3,534,092 |
| INVESTMENT #59 | FMV | 10,570,627 | 10,570,627 |
| INVESTMENT #60 | FMV | 5,903,472 | 5,903,472 |
| INVESTMENT #61 | FMV | 6,748,706 | 6,748,706 |
| INVESTMENT #62 | FMV | 6,297,640 | 6,297,640 |
| INVESTMENT #63 | FMV | 3,017,569 | 3,017,569 |
| INVESTMENT #64 | FMV | 5,380,827 | 5,380,827 |
| INVESTMENT #65 | FMV | 3,888,782 | 3,888,782 |
| INVESTMENT #66 | FMV | 2,275,984 | 2,275,984 |
| INVESTMENT #67 | FMV | 7,055,497 | 7,055,497 |
| INVESTMENT #68 | FMV | 5,465,599 | 5,465,599 |
| INVESTMENT #69 | FMV | 2,058,143 | 2,058,143 |
| INVESTMENT #70 | FMV | 3,328,838 | 3,328,838 |
| INVESTMENT #71 | FMV | 174,479 | 174,479 |
| INVESTMENT #72 | FMV | 7,810,718 | 7,810,718 |
| INVESTMENT #73 | FMV | 26,335,008 | 26,335,008 |
| INVESTMENT #74 | FMV | 11,995,154 | 11,995,154 |
| INVESTMENT #75 | FMV | 7,287,878 | 7,287,878 |
| INVESTMENT #76 | FMV | 2,456,046 | 2,456,046 |
| INVESTMENT #77 | FMV | 7,062,000 | 7,062,000 |
| INVESTMENT #78 | FMV | 7,426,000 | 7,426,000 |
| INVESTMENT #79 | FMV | 15,325,500 | 15,325,500 |
| INVESTMENT #80 | FMV | 43,761,678 | 43,761,678 |
| INVESTMENT #81 | FMV | 26,994,818 | 26,994,818 |
| INVESTMENT #82 | FMV | 4,046,239 | 4,046,239 |
| INVESTMENT #83 | FMV | 22,802,074 | 22,802,074 |
| INVESTMENT #84 | FMV | 44,995,307 | 44,995,307 |
| INVESTMENT #85 | FMV | 1,388,577 | 1,388,577 |
| INVESTMENT #86 | FMV | 10,500,992 | 10,500,992 |
| INVESTMENT #87 | FMV | 9,151,267 | 9,151,267 |
| INVESTMENT #88 | FMV | 11,823,127 | 11,823,127 |
| INVESTMENT #89 | FMV | 9,396,241 | 9,396,241 |
| INVESTMENT #90 | FMV | 2,554,003 | 2,554,003 |
| INVESTMENT #91 | FMV | 4,000,010 | 4,000,010 |
| INVESTMENT #92 | FMV | 24,574,782 | 24,574,782 |
| INVESTMENT #93 | FMV | 1,000,000 | 1,000,000 |
| INVESTMENT #94 | FMV | 2,147,851 | 2,147,851 |
| INVESTMENT #95 | FMV | 837,611 | 837,611 |
| INVESTMENT #96 | FMV | 1,803,264 | 1,803,264 |
| INVESTMENT #97 | FMV | 1,197,660 | 1,197,660 |
| INVESTMENT #98 | FMV | 1,826,652 | 1,826,652 |
| INVESTMENT #99 | FMV | 199,812 | 199,812 |
| INVESTMENT #100 | FMV | 1,558,522 | 1,558,522 |
| INVESTMENT #101 | FMV | 1,578,811 | 1,578,811 |
| INVESTMENT #102 | FMV | 31 | 31 |
| INVESTMENT #103 | FMV | 14,822,382 | 14,822,382 |
| INVESTMENT #104 | FMV | 1,796,457 | 1,796,457 |
| INVESTMENT #105 | FMV | 375,000 | 375,000 |
| INVESTMENT #106 | FMV | 375,000 | 375,000 |
| INVESTMENT #108 | FMV | 1,672 | 1,672 |
| INVESTMENT #109 | FMV | 4,821,712 | 4,821,712 |
| INVESTMENT #110 | FMV | 2,229,053 | 2,229,053 |
| INVESTMENT #111 | FMV | 82,203 | 82,203 |
| INVESTMENT #112 | FMV | 6,657,810 | 6,657,810 |
| INVESTMENT #113 | FMV | 552,990 | 552,990 |
| INVESTMENT #115 | FMV | 5,231,156 | 5,231,156 |
| INVESTMENT #116 | FMV | 5,000,000 | 5,000,000 |
| INVESTMENT #117 | FMV | 1,388,568 | 1,388,568 |
| INVESTMENT #118 | FMV | 516,505 | 516,505 |
| INVESTMENT #120 | FMV | 2,300,000 | 2,300,000 |
| INVESTMENT #121 | FMV | 2,892,024 | 2,892,024 |
| INVESTMENT #122 | FMV | 1,428,506 | 1,428,506 |
| INVESTMENT #123 | FMV | 3,999,901 | 3,999,901 |
| INVESTMENT #124 | FMV | 5,018,416 | 5,018,416 |
| INVESTMENT #125 | FMV | 979,998 | 979,998 |
| INVESTMENT #126 | FMV | 3,502,638 | 3,502,638 |
| INVESTMENT #127 | FMV | 3,245,040 | 3,245,040 |
| INVESTMENT #128 | FMV | 31,053,730 | 31,053,730 |
| INVESTMENT #129 | FMV | 42,841,336 | 42,841,336 |
| INVESTMENT #130 | FMV | 3,371,147 | 3,371,147 |
| INVESTMENT #132 | FMV | 5,708,635 | 5,708,635 |
| INVESTMENT #133 | FMV | 10,028,123 | 10,028,123 |
| INVESTMENT #134 | FMV | 18,450,000 | 18,450,000 |
| INVESTMENT #135 | FMV | 4,409,608 | 4,409,608 |
| INVESTMENT #136 | FMV | 1,791,484 | 1,791,484 |
| INVESTMENT #137 | FMV | 475 | 475 |
| INVESTMENT #138 | FMV | 12,343,117 | 12,343,117 |
| INVESTMENT #139 | FMV | 3,015 | 3,015 |
| INVESTMENT #140 | FMV | 9,547,649 | 9,547,649 |
| INVESTMENT #141 | FMV | 6,531,514 | 6,531,514 |
| INVESTMENT #142 | FMV | 33,961,601 | 33,961,601 |
| INVESTMENT #143 | FMV | 29,108,743 | 29,108,743 |
| INVESTMENT #144 | FMV | 2,381,495 | 2,381,495 |
| INVESTMENT #145 | FMV | 9,964,338 | 9,964,338 |
| INVESTMENT #146 | FMV | 2,821,420 | 2,821,420 |
| INVESTMENT #148 | FMV | 1,359,378 | 1,359,378 |
| INVESTMENT #149 | FMV | 7,750 | 7,750 |
| INVESTMENT #150 | FMV | 861 | 861 |
| INVESTMENT #151 | FMV | 58,611 | 58,611 |
| INVESTMENT #152 | FMV | 21,483,085 | 21,483,085 |
| INVESTMENT #153 | FMV | 12,432,414 | 12,432,414 |
| INVESTMENT #154 | FMV | 15,589,387 | 15,589,387 |
| INVESTMENT #155 | FMV | 19,175,967 | 19,175,967 |
| INVESTMENT #156 | FMV | 45,974,768 | 45,974,768 |
| INVESTMENT #157 | FMV | 845,500 | 845,500 |
| INVESTMENT #158 | FMV | 25,400,647 | 25,400,647 |
| INVESTMENT #159 | FMV | 9,771,369 | 9,771,369 |
| INVESTMENT #160 | FMV | 873,650 | 873,650 |
| INVESTMENT #161 | FMV | 2,082 | 2,082 |
| INVESTMENT #162 | FMV | 28,247,550 | 28,247,550 |
| INVESTMENT #163 | FMV | 1,998,853 | 1,998,853 |
| INVESTMENT #164 | FMV | 2,359 | 2,359 |
| INVESTMENT #165 | FMV | 25,918,740 | 25,918,740 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| LEGAL FEES | 1,496,536 | 149,654 | 1,346,882 |
| Description | Beginning of Year - Book Value | End of Year - Book Value | End of Year - Fair Market Value |
|---|---|---|---|
| INTEREST RECEIVABLE | 41,851 | 41,851 | |
| DIVIDENDS RECEIVABLE | 501,636 | 501,636 |
| Description | Amount |
|---|---|
| PRIOR PERIOD ADJUSTMENT | 559,255 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| CHARITABLE SPONSORSHIPS AND MEMBERSHIPS | 75,000 | 0 | 75,000 | |
| INSURANCE | 224,950 | 0 | 224,950 | |
| TECHNOLOGY SOFTWARE | 38,769 | 0 | 38,769 | |
| PRINTING AND PUBLICATION | 7 | 0 | 7 | |
| TELECOMMUNICATIONS AND CONNECTIVITY | 7,443 | 0 | 7,443 | |
| POSTAGE AND SHIPPING | 308 | 0 | 308 | |
| DUES AND SUBSCRIPTIONS | 142 | 0 | 142 | |
| EQUIPMENT UNDER CAPITALIZATION THRESHOLD | 37,604 | 0 | 37,604 | |
| MISCELLANEOUS | 29 | 0 | 29 | |
| PORTFOLIO DEDUCTIONS | 0 | 895,829 | 0 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| OTHER INCOME | 47 | 24,871 | 47 |
| Description | Amount |
|---|---|
| UNREALIZED GAIN | 3,353,825 |
| Description | Beginning of Year - Book Value | End of Year - Book Value |
|---|---|---|
| OTHER LIABILITIES | 0 | 620,995 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| EXTERNAL MANAGEMENT FEES | 1,242,493 | 1,851,247 | 0 | |
| CONSULTANTS | 1,766,153 | 0 | 2,486,593 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| TAXES | 1,084 | 1,084 | 0 |
| Name | US / Foreign Address |
EIN | Description | Amount |
|---|---|---|---|---|
| PAUL G ALLEN ESTATE |
1301 SECOND AVENUE SUITE 2800 SEATTLE,WA98101 |
11-1111111 | INTERESTS IN VARIOUS ALTERNATIVE INVESTMENTS: $2,654,995,716CASH: $500,000,000 | 0 |
| Total | 3,154,995,716 | |||