FINRA REGULATION INC

WASHINGTON, DC EIN 52-1959501 Community DevelopmentS41 501CX NONPROFIT

$1.4B

Revenue

Filings

$26.5M

Total Grants

105

Grant Records

Latest Financial Summary

Fiscal Year	Revenue	Expenses	Net Assets	Contributions
FY 2024	$1.4B	$872.2M	$-72.9M	$0

Full Financial History

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Key Officers

Robert W Cook

President & CEO, ex officio

DEBORAH BAILEY

REGULATORY POLICY COMMITTEE

Eric W Noll

REGULATORY POLICY COMMITTEE, EX OFFICIO

Executive Compensation

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Top Grant Recipients (Teaser)

FINRA INVESTOR EDUCATION FOUNDATION $7.0M

FINRA INVESTOR EDUCATION FOUNDATION $5.9M

FINRA INVESTOR EDUCATION FOUNDATION INC $5.8M

105 total grants · $26.5M total giving

Complete Grants Database

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Filing History

Period ended 2021-12-31

Period ended 2018-12-31

990

FY 2017

Period ended 2017-12-31

990

FY 2016

Period ended 2016-12-31

990

FY 2015

Period ended 2015-12-31

990

FY 2014

Period ended 2014-12-31

990

FY 2013

Period ended 2013-12-31

990

FY 2012

Period ended 2012-12-31

990

FY 2011

Period ended 2011-12-31

990

FY 2010

Period ended 2010-12-31

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